FOOTNOTES:

FOOTNOTES:[1]Spanish and Venetian Calendars of State Papers. Cf. especially the reference to the succour afforded by Scotland to France in Spanish Calendar, i. 210.[2]Historical Essays, First Series, p. 71.[3]History of the English People, Book III, c. iv.[4]History of Scotland, vol. i, p. 2. But, as Mr. Lang expressly repudiates any theory of displacement north of the Forth, and does not regard Harlaw in the light of a great racial contest, his position is not really incompatible with that of the present work.[5]History of England, p. 158. Mr. Oman is almost alone in not calling them English in blood.[6]History of Scotland, vol. ii, pp. 393-394.[7]Instances of the first tendency are Edderton, near Tain,i.e.eadar duin("between the hillocks"), and Falkirk,i.e.Eaglais("speckled church"), while examples of the second tendency are too numerous to require mention. Examples of ecclesiastical names are Laurencekirk and Kirkcudbright, and the growth of commerce receives the witness of such names as Turnberry, on the coast of Ayr, dating from the thirteenth century, and Burghead on the Moray Firth.[8]Cf.Waverley, c. xliii, and the concluding chapter ofTales of a Grandfather.[9]William of Newburgh states this in a probably exaggerated form when he says:—"Regni Scottici oppida et burgi ab Anglis habitari noscuntur" (Lib. II, c. 34). The population of the towns in the Lothians was, of course, English.[10]For the real significance of such grants of land, cf. Maitland,Domesday Book and Beyond, Essay II.[11]Scotland under her Early Kings, vol. i, p. 239.[12]Annalia, iv.[13]There is a possible exception in Barbour'sBruce(Bk. XVIII, 1. 443)—"Then gat he all the Erischry that war intill his company, of Argyle and the Ilis alswa". It has been generally understood that the "Erischry" here are the Scottish Highlanders; but it is certain that Barbour frequently uses the word to mean Irishmen, and it is perhaps more probable that he does so here also than that he should use the word in this sense only once, and with no parallel instance for more than a century.[14]Chronicle, Book II, c. ix. Cf. App. A.[15]Ibid, Book V, c. x. Cf. App. A.[16]History of Greater Britain, Bk. I, cc. vii, viii, ix. Cf. App. A.[17]Scotorum Regni Descriptio, prefixed to his "History". Cf. App. A.[18]Fasti Aberdonenses, p. 3.[19]De Gestis Scotorum, Lib. I. Cf. App. A. It is interesting to note, as showing how the breach between Highlander and Lowlander widened towards the close of the sixteenth century, that Father James Dalrymple, who translated Lesley's History, at Ratisbon, about the beginning of the seventeenth century, wrote: "Bot the rest of the Scottis, quhomewehalde as outlawis and wylde peple". Dalrymple was probably a native of Ayrshire.[20]Liber Pluscardensis, X, c. xxii. Cf. App. A.[21]Scoti-chronicon, XV, c. xxi. Cf. App. A.[22]Greater Britain, VI, c. x. Cf. App. A. The keenness of the fighting is no proof of racial bitterness. Cf. the clan fight on the Inches at Perth, a few years before Harlaw.[23]Scotorum Historiæ, Lib. XVI. Cf. App. A.[24]Rerum Scotorum Historia, Lib. X. Cf. App. A.[25]Top. Hib., Dis. III, cap. xi.[26]Britannia, sectionScoti.[27]Mahoun = Mahomet,i.e.the Devil.[28]The Editor of the Scottish Text Society's edition of Dunbar points out that "Macfadyane" is a reference to the traitor of the War of Independence:"This Makfadzane till Inglismen was suorn;Eduard gaiff him bath Argill and Lorn".Blind Harry, VII, ll. 627-8.[29]"Far northward in a nuke" is a reference to the cave in which Macfadyane was killed by Duncan of Lorne (Bk. VIII, ll. 866-8).

[1]Spanish and Venetian Calendars of State Papers. Cf. especially the reference to the succour afforded by Scotland to France in Spanish Calendar, i. 210.

[1]Spanish and Venetian Calendars of State Papers. Cf. especially the reference to the succour afforded by Scotland to France in Spanish Calendar, i. 210.

[2]Historical Essays, First Series, p. 71.

[2]Historical Essays, First Series, p. 71.

[3]History of the English People, Book III, c. iv.

[3]History of the English People, Book III, c. iv.

[4]History of Scotland, vol. i, p. 2. But, as Mr. Lang expressly repudiates any theory of displacement north of the Forth, and does not regard Harlaw in the light of a great racial contest, his position is not really incompatible with that of the present work.

[4]History of Scotland, vol. i, p. 2. But, as Mr. Lang expressly repudiates any theory of displacement north of the Forth, and does not regard Harlaw in the light of a great racial contest, his position is not really incompatible with that of the present work.

[5]History of England, p. 158. Mr. Oman is almost alone in not calling them English in blood.

[5]History of England, p. 158. Mr. Oman is almost alone in not calling them English in blood.

[6]History of Scotland, vol. ii, pp. 393-394.

[6]History of Scotland, vol. ii, pp. 393-394.

[7]Instances of the first tendency are Edderton, near Tain,i.e.eadar duin("between the hillocks"), and Falkirk,i.e.Eaglais("speckled church"), while examples of the second tendency are too numerous to require mention. Examples of ecclesiastical names are Laurencekirk and Kirkcudbright, and the growth of commerce receives the witness of such names as Turnberry, on the coast of Ayr, dating from the thirteenth century, and Burghead on the Moray Firth.

[7]Instances of the first tendency are Edderton, near Tain,i.e.eadar duin("between the hillocks"), and Falkirk,i.e.Eaglais("speckled church"), while examples of the second tendency are too numerous to require mention. Examples of ecclesiastical names are Laurencekirk and Kirkcudbright, and the growth of commerce receives the witness of such names as Turnberry, on the coast of Ayr, dating from the thirteenth century, and Burghead on the Moray Firth.

[8]Cf.Waverley, c. xliii, and the concluding chapter ofTales of a Grandfather.

[8]Cf.Waverley, c. xliii, and the concluding chapter ofTales of a Grandfather.

[9]William of Newburgh states this in a probably exaggerated form when he says:—"Regni Scottici oppida et burgi ab Anglis habitari noscuntur" (Lib. II, c. 34). The population of the towns in the Lothians was, of course, English.

[9]William of Newburgh states this in a probably exaggerated form when he says:—"Regni Scottici oppida et burgi ab Anglis habitari noscuntur" (Lib. II, c. 34). The population of the towns in the Lothians was, of course, English.

[10]For the real significance of such grants of land, cf. Maitland,Domesday Book and Beyond, Essay II.

[10]For the real significance of such grants of land, cf. Maitland,Domesday Book and Beyond, Essay II.

[11]Scotland under her Early Kings, vol. i, p. 239.

[11]Scotland under her Early Kings, vol. i, p. 239.

[12]Annalia, iv.

[12]Annalia, iv.

[13]There is a possible exception in Barbour'sBruce(Bk. XVIII, 1. 443)—"Then gat he all the Erischry that war intill his company, of Argyle and the Ilis alswa". It has been generally understood that the "Erischry" here are the Scottish Highlanders; but it is certain that Barbour frequently uses the word to mean Irishmen, and it is perhaps more probable that he does so here also than that he should use the word in this sense only once, and with no parallel instance for more than a century.

[13]There is a possible exception in Barbour'sBruce(Bk. XVIII, 1. 443)—"Then gat he all the Erischry that war intill his company, of Argyle and the Ilis alswa". It has been generally understood that the "Erischry" here are the Scottish Highlanders; but it is certain that Barbour frequently uses the word to mean Irishmen, and it is perhaps more probable that he does so here also than that he should use the word in this sense only once, and with no parallel instance for more than a century.

[14]Chronicle, Book II, c. ix. Cf. App. A.

[14]Chronicle, Book II, c. ix. Cf. App. A.

[15]Ibid, Book V, c. x. Cf. App. A.

[15]Ibid, Book V, c. x. Cf. App. A.

[16]History of Greater Britain, Bk. I, cc. vii, viii, ix. Cf. App. A.

[16]History of Greater Britain, Bk. I, cc. vii, viii, ix. Cf. App. A.

[17]Scotorum Regni Descriptio, prefixed to his "History". Cf. App. A.

[17]Scotorum Regni Descriptio, prefixed to his "History". Cf. App. A.

[18]Fasti Aberdonenses, p. 3.

[18]Fasti Aberdonenses, p. 3.

[19]De Gestis Scotorum, Lib. I. Cf. App. A. It is interesting to note, as showing how the breach between Highlander and Lowlander widened towards the close of the sixteenth century, that Father James Dalrymple, who translated Lesley's History, at Ratisbon, about the beginning of the seventeenth century, wrote: "Bot the rest of the Scottis, quhomewehalde as outlawis and wylde peple". Dalrymple was probably a native of Ayrshire.

[19]De Gestis Scotorum, Lib. I. Cf. App. A. It is interesting to note, as showing how the breach between Highlander and Lowlander widened towards the close of the sixteenth century, that Father James Dalrymple, who translated Lesley's History, at Ratisbon, about the beginning of the seventeenth century, wrote: "Bot the rest of the Scottis, quhomewehalde as outlawis and wylde peple". Dalrymple was probably a native of Ayrshire.

[20]Liber Pluscardensis, X, c. xxii. Cf. App. A.

[20]Liber Pluscardensis, X, c. xxii. Cf. App. A.

[21]Scoti-chronicon, XV, c. xxi. Cf. App. A.

[21]Scoti-chronicon, XV, c. xxi. Cf. App. A.

[22]Greater Britain, VI, c. x. Cf. App. A. The keenness of the fighting is no proof of racial bitterness. Cf. the clan fight on the Inches at Perth, a few years before Harlaw.

[22]Greater Britain, VI, c. x. Cf. App. A. The keenness of the fighting is no proof of racial bitterness. Cf. the clan fight on the Inches at Perth, a few years before Harlaw.

[23]Scotorum Historiæ, Lib. XVI. Cf. App. A.

[23]Scotorum Historiæ, Lib. XVI. Cf. App. A.

[24]Rerum Scotorum Historia, Lib. X. Cf. App. A.

[24]Rerum Scotorum Historia, Lib. X. Cf. App. A.

[25]Top. Hib., Dis. III, cap. xi.

[25]Top. Hib., Dis. III, cap. xi.

[26]Britannia, sectionScoti.

[26]Britannia, sectionScoti.

[27]Mahoun = Mahomet,i.e.the Devil.

[27]Mahoun = Mahomet,i.e.the Devil.

[28]The Editor of the Scottish Text Society's edition of Dunbar points out that "Macfadyane" is a reference to the traitor of the War of Independence:"This Makfadzane till Inglismen was suorn;Eduard gaiff him bath Argill and Lorn".Blind Harry, VII, ll. 627-8.

[28]The Editor of the Scottish Text Society's edition of Dunbar points out that "Macfadyane" is a reference to the traitor of the War of Independence:

"This Makfadzane till Inglismen was suorn;Eduard gaiff him bath Argill and Lorn".

Blind Harry, VII, ll. 627-8.

[29]"Far northward in a nuke" is a reference to the cave in which Macfadyane was killed by Duncan of Lorne (Bk. VIII, ll. 866-8).

[29]"Far northward in a nuke" is a reference to the cave in which Macfadyane was killed by Duncan of Lorne (Bk. VIII, ll. 866-8).

Since the beginning of the eighteenth century, it has been customary to speak of the Scottish Highlanders as "Celts". The name is singularly inappropriate. The word "Celt" was used by Cæsar to describe the peoples of Middle Gaul, and it thence became almost synonymous with "Gallic". The ancient inhabitants of Gaul were far from being closely akin to the ancient inhabitants of Scotland, although they belong to the same general family. The latter were Picts and Goidels; the former, Brythons or Britons, of the same race as those who settled in England and were driven by the Saxon conquerors into Wales, as their kinsmen were driven into Brittany by successive conquests of Gaul. In the south of Scotland, Goidels and Brythons must at one period have met; but the result of the meeting was to drive the Goidels into the Highlands, where the Goidelic or Gaelic form of speech still remains different from the Welsh of the descendants of the Britons. Thus the only reason for calling the Scottish Highlanders "Celts" is that Cæsar used that name to describe a race cognate with another race from which the Highlanders ought to be carefully distinguished. In noneof our ancient records is the term "Celt" ever employed to describe the Highlanders of Scotland. They never called themselves Celtic; their neighbours never gave them such a name; nor would the term have possessed any significance, as applied to them, before the eighteenth century. In 1703, a French historian and Biblical antiquary, Paul Yves Pezron, wrote a book about the people of Brittany, entitledAntiquité de la Nation et de la Langue des Celtes autrement appellez Gaulois. It was translated into English almost immediately, and philologists soon discovered that the language of Cæsar's Celts was related to the Gaelic of the Scottish Highlanders. On this ground progressed the extension of the name, and the Highlanders became identified with, instead of being distinguished from, the Celts of Gaul. The word Celt was used to describe both the whole family (including Brythons and Goidels), and also the special branch of the family to which Cæsar applied the term. It is as if the word "Teutonic" had been used to describe the whole Aryan Family, and had been specially employed in speaking of the Romance peoples. The word "Celtic" has, however, become a technical term as opposed to "Saxon" or "English", and it is impossible to avoid its use.

Besides the Goidels, or so-called Celts, and the Brythonic Celts or Britons, we find traces in Scotland of an earlier race who are known as"Picts", a few fragments of whose language survive. About the identity of these Picts another controversy has been waged. Some look upon the Pictish tongue as closely allied to Scottish Gaelic; others regard it as Brythonic rather than Goidelic; and Dr. Rhys surmises that it is really an older form of speech, neither Goidelic nor Brythonic, and probably not allied to either, although, in the form in which its fragments have come down to us, it has been deeply affected by Brythonic forms. Be all this as it may, it is important for us to remember that, at the dawn of history, modern Scotland was populated entirely by people now known as "Celts", of whom the Brythonic portion were the later to appear, driving the Goidels into the more mountainous districts. The Picts, whatever their origin, had become practically amalgamated with the "Celts", and the Roman historians do not distinguish between different kinds of northern barbarians.

In the end of the fifth century and the beginning of the sixth, a new settlement of Goidels was made. These were the Scots, who founded the kingdom of Dalriada, corresponding roughly to the Modern Argyllshire. Some fifty years later (c.547) came the Angles under Ida, and established a dominion along the coast from Tweed to Forth, covering the modern counties of Roxburgh, Berwick, Haddington, and Midlothian. Its outlying fort was the castle ofEdinburgh, the name of which, in the form in which we have it, has certainly been influenced by association with the Northumbrian king, Edwin.[30]This district remained a portion of the kingdom of Northumbria till the tenth century, and it is of this district alone that the word "English" can fairly be used. Even here, however, there must have been a considerable infusion of Celtic blood, and such Celtic place-names as "Dunbar" still remain even in the counties where English place-names predominate. A distinguished Celtic scholar tells us: "In all our ancient literature, the inhabitants of ancient Lothian are known as Saix-Brit,i.e.Saxo-Britons, because they were a Cymric people, governed by the Saxons of Northumbria".[31]A further non-Celtic influence was that of the Norse invaders, who attacked the country from the ninth to the eighteenth century, and profoundly modified the racial character of the population on the south and west coasts, in the islands, and along the east coast as far south as the Moray Firth.

Such, then, was the racial distribution of Scotland. Picts, Goidelic Celts, Brythonic Celts, Scots, and Anglo-Saxons were in possession of the country. In the year 844, Kenneth MacAlpine, King of the Scots of Dalriada, unitedunder his rule the ancient kingdoms of the Picts and Scots, including the whole of Scotland from the Pentland Firth to the Forth. In 908, a brother of the King of Scots became King of the Britons of Strathclyde, while Lothian, with the rest of Northumbria, passed under the overlordship of the House of Wessex. We have now arrived at the commencement of the long dispute about the "overlordship". We shall attempt to state the main outlines as clearly as possible.

The foundation of the whole controversy lies in a statement, "in the honest English of the Winchester Chronicle", that, in 924, "was Eadward king chosen to father and to lord of the Scots king and of the Scots, and of Regnold king, and of all the Northumbrians", and also of the Strathclyde, Brythons or Welsh. Mr. E.W. Robertson has argued that no real weight can be given to this statement, for (1) "Regnold king" had died in 921; (2) in 924, Edward the Elder was striving to suppress the Danes south of the Humber, and had no claims to overlordship of any kind over the Northumbrian Danes and English; and (3) the place assigned, Bakewell, in Derbyshire, is improbable, and the recorded building of a fort there is irrelevant. The reassertion of this homage, under Aethelstan, in 926, which occurs in one MS. of the Chronicle, is open to the objection that it describes the King of Scots as giving up idolatry, more than three hundred and fifty years afterthe conversion of the country; but as the entry under the year 924 is probably in a contemporary hand, considerable weight must be attached to the double statement. In the reign of Edmund the Magnificent, an event occurred which has given fresh occasion for dispute. A famous passage in the "Chronicle" (945a.d.) tells how Edmund and Malcolm I of Scotland conquered Cumbria, which the English king gave to Malcolm on condition that Malcolm should be his "midwyrtha" or fellow-worker by sea and land. Mr. Freeman interpreted this as a feudal grant, reading the sense of "fealty" into "midwyrtha", and regarded the district described as "Cumbria" as including the whole of Strathclyde. It is somewhat difficult to justify this position, especially as we have no reason for supposing that Edmund did invade Strathclyde, and since, in point of fact, Strathclyde remained hostile to the kingdom of Scotland long after this date. In 946 the statement of the Chronicle is reasserted in connection with the accession of Eadred, and in somewhat stronger words:—"the Scots gave him oaths, that they would all that he would". Such are the main facts relating to the first two divisions of the threefold claim to overlordship, and their value will probably continue to be estimated in accordance with the personal feelings of the reader. It is scarcely possible to claim that they are in any way decisive. Nor can any further light be gained fromthe story of what Mr. Lang has happily termed the apocryphal eight which the King of Scots stroked on the Dee in the reign of Edgar. In connection with this "Great Commendation" of 973, the Chronicle mentions only six kings as rowing Edgar at Chester, and it wisely names no names. The number eight, and the mention of Kenneth, King of Scots, as one of the oarsmen, have been transferred to Mr. Freeman's pages from those of the twelfth-century chronicler, Florence of Worcester.

We pass now to the third section of the supremacy argument. The district to which we have referred as Lothian was, unquestionably, largely inhabited by men of English race, and it formed part of the Northumbrian kingdom. Within the first quarter of the eleventh century it had passed under the dominion of the Celtic kings of Scotland. When and how this happened is a mystery. The tractDe Northynbrorum Comitibuswhich used to be attributed to Simeon of Durham, asserts that it was ceded by Edgar to Kenneth and that Kenneth did homage, and this story, elaborated by John of Wallingford, has been frequently given as the historical explanation. But Simeon of Durham in his "History"[32]asserts that Malcolm II, about 1016, wrested Lothian from the Earl of Northumbria, and there is internal evidence that the story of Edgar and Kenneth has been constructed out of the knownfacts of Malcolm's reign. It is, at all events, certain that the Scottish kings in no sense governed Lothian till after the battle of Carham in 1018, when Malcolm and the Strathclyde monarch Owen, defeated the Earl of Northumbria and added Lothian to his dominions. This conquest was confirmed by Canute in 1031, and, in connection with the confirmation, the Chronicle again speaks of a doubtful homage which the Scots king "not long held", and, again, the Chronicle, or one version of it, adds an impossible statement—this time about Macbeth, who had not yet appeared on the stage of history. The year 1018 is also marked by the succession of Malcolm's grandson, Duncan, to the throne of his kinsman, Owen of Strathclyde, and on Malcolm's death in 1034 the whole of Scotland was nominally united under Duncan I.[33]The consolidation of the kingdom was as yet in the future, but from the end of the reign of Malcolm II there was but one Kingdom of Scotland. From this united kingdom we must exclude the islands, which were largely inhabited by Norsemen. Both the Hebrides and the islands of Orkney and Shetland were outside the realm of Scotland.

The names of Macbeth and "the gentle Duncan" suggest the great drama which the genius of Shakespeare constructed from the magic tale of Hector Boece; but our path does not lie by the moor near Forres, nor past Birnam Wood or Dunsinane. Nor does the historian of the relations between England and Scotland have anything to tell about the English expedition to restore Malcolm. All such tales emanate from Florence of Worcester, and we know only that Siward of Northumbria made a fruitless invasion of Scotland, and that Macbeth reigned for three years afterwards.

We have now traced, in outline, the connections between the northern and the southern portions of this island up to the date of the Norman Conquest of England. We have found in Scotland a population composed of Pict, Scot, Goidel, Brython, Dane, and Angle, and we have seen how the country came to be, in some sense, united under a single monarch. It is not possible to speak dogmatically of either of the two great problems of the period—the racial distribution of the country, and the Edwardian claims to overlordship. But it is clear that no portion of Scotland was, in 1066, in any sense English, except the Lothians, of which Angles and Danes had taken possession. From the Lothians, the English influences must have spread slightly into Strathclyde; but the fact that the Celtic Kings of Scotland were strong enough to annex and rulethe Lothians as part of a Celtic kingdom implies a limit to English colonization. As to the feudal supremacy, it may be fairly said that there is no portion of the English claim that cannot be reasonably doubted, and whatever force it retains must be of the nature of a cumulative argument. It must, of course, be recollected that Anglo-Norman chroniclers of the twelfth and thirteenth centuries, like English historians of a later date, regarded themselves as holding a brief for the English claim, while, on the other hand, Scottish writers would be the last to assert, in their own case, a complete absence of bias.

FOOTNOTES:[30]Johnston:Place-Names of Scotland, p. 102.[31]Rev. Duncan MacGregor inScottish Church Society Conferences. Second Series, Vol. II, p. 23.[32]Hist. Dun.Rolls Series, i. 218.[33]Duncan was the grandson of Malcolm, and, by Pictish custom, should not have succeeded. The "rightful" heir, an un-named cousin of Malcolm, was murdered, and his sister, Gruoch, who married the Mormaor of Moray, left a son, Lulach, who thus represented a rival line, whose claims may be connected with some of the Highland risings against the descendants of Duncan.

[30]Johnston:Place-Names of Scotland, p. 102.

[30]Johnston:Place-Names of Scotland, p. 102.

[31]Rev. Duncan MacGregor inScottish Church Society Conferences. Second Series, Vol. II, p. 23.

[31]Rev. Duncan MacGregor inScottish Church Society Conferences. Second Series, Vol. II, p. 23.

[32]Hist. Dun.Rolls Series, i. 218.

[32]Hist. Dun.Rolls Series, i. 218.

[33]Duncan was the grandson of Malcolm, and, by Pictish custom, should not have succeeded. The "rightful" heir, an un-named cousin of Malcolm, was murdered, and his sister, Gruoch, who married the Mormaor of Moray, left a son, Lulach, who thus represented a rival line, whose claims may be connected with some of the Highland risings against the descendants of Duncan.

[33]Duncan was the grandson of Malcolm, and, by Pictish custom, should not have succeeded. The "rightful" heir, an un-named cousin of Malcolm, was murdered, and his sister, Gruoch, who married the Mormaor of Moray, left a son, Lulach, who thus represented a rival line, whose claims may be connected with some of the Highland risings against the descendants of Duncan.

The Norman Conquest of England could not fail to modify the position of Scotland. Just as the Roman and the Saxon conquests had, in turn, driven the Brythons northwards, so the dispossessed Saxons fled to Scotland from their Norman victors. The result was considerably to alter the ecclesiastical arrangements of the country, and to help its advance towards civilization. The proportion of Anglo-Saxons to the races who are known as Celts must also have been increased; but a complete de-Celticization of Southern Scotland could not, and did not, follow. The failure of William's conquest to include the Northern counties of England left Northumbria an easy prey to the Scottish king, and the marriage of Malcolm III, known as Canmore, to Margaret, the sister of Edgar the Ætheling, gave her husband an excuse for interference in England. We, accordingly, find a long series of raids over the border, of which only five possess any importance. In 1069-70, Malcolm (who had, even in the Confessor's time, been in Northumberland with hostile intent) conducted an invasion in the interests of his brother-in-law. It is probable that this movement was intended to coincide with the arrival of the Danish fleet a few months earlier. But Malcolm was too late; the Danes had gone home, and, in the interval, William had himself superintended the great harrying of the North which made Malcolm's subsequent efforts somewhat unnecessary. The invasion is important only as having provoked the counter-attack of the Conqueror, which led to the renewal of the supremacy controversy. William marched into Scotland and crossed the Forth (the first English king to do so since the unfortunate Egfrith, who fell at Nectansmere in 685). At Abernethy, on the banks of the Tay, Malcolm and William met, and the English Chronicle, as usual, informs us that the King of Scots became the "man" of the English king. But as Malcolm received from William twelvevillaein England, it is, at least, doubtful whether Malcolm paid homage for these alone or also for Lothian and Cumbria, or for either of them. There is, at all events, no question about thevillae. Scottish historians have not failed to point out that the value of the homage, for whatever it was given, is sufficiently indicated by Malcolm's dealings with Gospatric of Northumberland, whom William dismissed as a traitor and rebel. Within about six months of the Abernethy meeting, Malcolm gave Gospatric the earldom of Dunbar, and he became the founder of the great house of March.No further invasion took place till 1079, when Malcolm took advantage of William's Norman difficulties to make another harrying expedition, which afforded the occasion for the building of Newcastle-upon-Tyne. The accession of Rufus and his difficulties with Robert of Normandy led, in 1091, to a somewhat belated attempt by Malcolm to support the claims of the Ætheling by a third invasion, and, in the following year, peace was made. Rufus confirmed to Malcolm the grant of twelvevillae, and Malcolm in turn gave the English king such homage as he had given to his father. What this vague statement meant, it was reserved for the Bruce to determine, and the Bruces had, as yet, not one foot of Scottish soil. The agreement made in 1092 did not prevent Rufus from completing his father's work by the conquest of Cumberland, to which the Scots had claims. Malcolm's indignation and William's illness led to a famous meeting at Gloucester, whence Malcolm withdrew in great wrath, declining to be treated as a vassal of England. The customary invasion followed, with the result that Malcolm was slain at Alnwick in November, 1093.

But the great effects of the Norman Conquest, as regards Scotland, are not connected with strictly international affairs. They are partially racial, and, in other respects, may be described as personal. It is unquestionable that there was an immigration of the Northumbrian population into Scotland; but the Northumbrian population were Anglo-Danish, and the north of England was not thickly populated. When William the Conqueror ravaged the northern counties with fire and sword, a considerable proportion of the population must have perished. The actual infusion of English blood may thus be exaggerated; but the introduction of English influences cannot be questioned. These influences were mainly due to the personality of Malcolm's second wife, the Saxon princess, Margaret. The queen was a woman of considerable mental power, and possessed a great influence over her strong-headed and hot-tempered husband. She was a devout churchwoman, and she immediately directed her energies to the task of bringing the Scottish church into closer communion with the Roman. The changes were slight in themselves; all that we know of them is an alteration in the beginning of Lent, the proper observance of Easter and of Sunday, and a question, still disputed, about the tonsure. But, slight as they were, they stood for much. They involved the abandonment of the separate position held by the Scottish Church, and its acceptance of a place as an integral portion of Roman Christianity. The result was to make the Papacy, for the first time, an important factor in Scottish affairs, and to bridge the gulf that divided Scotland from Continental Europe. We soon find Scottish churchmen seeking learning in France, and bringing into Scotland those French influences which were destined seriously to affect the civilization of the country. But, above all, these Roman changes were important just because they were Anglican—introduced by an English queen, carried out by English clerics, emanating from a court which was rapidly becoming English. Malcolm's subjects thenceforth began to adopt English customs and the English tongue, which spread from the court of Queen Margaret. The colony of English refugees represented a higher civilization and a more advanced state of commerce than the Scottish Celts, and the English language, from this cause also, made rapid progress. For about twenty-five years Margaret exercised the most potent influence in her husband's kingdom, and, when she died, her reputation as a saint and her subsequent canonization maintained and supported the traditions she had created. Not only did she have on her side the power of a court and the prestige of courtly etiquette, but, as we have said, she represented a higher civilizing force than that which was opposed to her, and hence the greatness of her victory. It must, however, be remembered that the spread of the English language in Scotland does not necessarily imply the predominance of English blood. It means rather the growth of English commerce. We can trace the adoption of English along the seaboard, and in the towns,while Gaelic still remained the language of the countryman. There is no evidence of any English immigration of sufficient proportions to overwhelm the Gaelic population. Like the victory of the conquered English over the conquering Normans, which was even then making fast progress in England, it is a triumph of a kind that subsequent events have revealed as characteristically Anglo-Saxon, and it called into force the powers of adaptation and of colonization which have brought into being so great an English-speaking world.

Malcolm's reign ended in defeat and failure; his wife died of grief, and the opportunity presented itself of a Celtic reaction against the Anglicization of the reign of Malcolm III. The throne was seized by Malcolm's brother, Donald Bane. Malcolm's eldest son, Duncan, whose mother, Ingibjorg, had been a Dane, received assistance from Rufus, and drove Donald Bane, after a reign of six months, into the distant North. But after about six months he himself was slain in a small fight with the Mormaer or Earl of the Mearns, and Donald Bane continued to reign for about three years, in conjunction with Edmund, a son of Malcolm and Margaret. But in 1097, Edgar, a younger brother of Edmund, again obtained the help of Rufus and secured the throne. The reign of Edgar is important in two respects. It put an end to the Celtic revival, and reproduced the conditionsof the time of Malcolm and Margaret. Henceforward Celtic efforts were impossible except in the Highlands, and the Celts of the Lowlands resigned themselves to the process of Anglicization imposed upon them alike by ecclesiastical, political, and commercial circumstances. It saw also the beginning of an influence which was to prove scarcely less fruitful in results than the Anglo-Saxon triumph of which we have spoken. In November, 1100, Edgar's sister, Matilda, was married to the Norman King of England, Henry I, and two years later, another sister, Mary, was married to Eustace, Count of Boulogne, the son of the future King Stephen. These unions, with a son and a grandson respectively of William the Conqueror, prepared the way for the Norman Conquest of Scotland. Edgar died in January, 1106-7, and his brother and successor, Alexander I, espoused an Anglo-Norman, Sybilla, who is generally supposed to have been a natural daughter of Henry I. On the death of Alexander, in 1124, these Norman influences acquired a new importance under his brother David, the youngest son of Malcolm and Margaret. During the troubles which followed his father's death, David had been educated in England, and after the marriage of Henry I and Matilda, had resided at the court of his brother-in-law, till the death of Edgar, when he became ruler of Cumbria and the southern portion of Lothian. He had married, in 1113-14, thedaughter and heiress of Waltheof, Earl of Huntingdon, who was also the widow of a Norman baron. In this way the earldom of Huntingdon became attached to the Scottish throne, and afforded an occasion for reviving the old question of homage. Moreover, Waltheof of Huntingdon was the son of Siward of Northumbria, and David regarded himself as, on this account, possessing claims over Northumbria.

David, as we have seen, had been brought up under Norman influences, and it is under the son of the Saxon Margaret that the bloodless Norman conquest of Scotland took place. Edgar had recognized the new English nobility and settlers by addressing charters to all in his kingdom, "both Scots and English"; his brother, David, speaks of "French and English, Scots and Galwegians". The charters are, of course, addressed to barons and land-owners, and their evidence refers to the English and Anglo-Norman nobility. The Norman fascination, which had been turned to such good account in England, in Italy, and in the Holy Land, had completely vanquished such English prepossessions as David might have inherited from his mother. Normans, like the Bruces and the Fitzalans (afterwards the Stewarts), came to David's court and received from him grants of land. The number of Norman signatures that attest his charters show that hisentouragewas mainly Norman. He was a very devout Church-man (a "sair sanct for the Crown" as James VI called him), and Norman prelate and Norman abbot helped to increase the total of Norman influence. He transformed Scotland into a feudal country, gave grants of land by feudal tenure, summoned a great council on the feudal principle, and attempted to create such a monarchy as that of which Henry I was laying the foundations. There can be little doubt that this strong Norman influence helped to prepare the Scottish people for the French alliance; but its more immediate effect was to bring about the existence of an anti-national nobility. These great Norman names were to become great in Scottish story; but it required a long process to make their bearers, in any sense, Scotsmen. Most of them had come from England, many of them held lands in England, and none of them could be expected to feel any real difference between themselves and their English fellows.

During the reign of Henry I, Anglo-Norman influences thus worked a great change in Scotland. On Henry's death, David, as the uncle of the Empress Matilda, immediately took up arms on her behalf. Stephen, with the wisdom which characterized the beginning of his reign, came to terms with him at Durham. David did not personally acknowledge the usurper, but his son, Henry, did him homage for Huntingdon and some possessions in the north (1136). In the following year, David claimed Northumberland for Henry as the representative of Siward, and, on Stephen's refusal, again adopted the cause of the empress. The usual invasion of England followed, and after some months of ravaging, a short truce, and a slight Scottish victory gained at Clitheroe on the Ribble, in June, 1138, the final result was David's great defeat in the battle of the Standard, fought near Northallerton on the 22nd August, 1138.

The battle of the Standard possesses no special interest for students of the art of war. The English army, under William of Albemarle and Walter l'Espec, was drawn up in one line of battle, consisting of knights in coats of mail, archers, and spearmen. The Scots were in four divisions; the van was composed of the Picts of Galloway, the right wing was led by Prince Henry, and the men of Lothian were on the left. Behind fought King David, with the men of Moray. The Galwegians made several unsuccessful attempts upon the English centre. Prince Henry led his horse through the English left wing, but the infantry failed to follow, and the prince lost his advantage by a premature attempt to plunder. The Scottish right made a pusillanimous attempt on the English left, and the reserve began to desert King David, who collected the remnants of his army and retired in safety to a height above Cowton Moor, the scene of the fight. Prince Henry was left surrounded by the enemy, but saved the position by a cleverstratagem, and rejoined his father. Mr. Oman remarks that the battle was "of a very abnormal type for the twelfth century, since the side which had the advantage in cavalry made no attempt to use it, while that which was weak in the all-important arm made a creditable attempt to turn it to account by breaking into the hostile flank.... Wild rushes of unmailed clansmen against a steady front of spears and bows never succeeded; in this respect Northallerton is the forerunner of Dupplin, Halidon Hill, Flodden, and Pinkie."[34]The chief interest, for our purpose, attaching to the battle of the Standard, is connected with the light it throws upon the racial complexion of the country seventy years after the Norman Conquest. Our chief authorities are the Hexham chroniclers and Ailred of Rivaulx[35], English writers of the twelfth century. They speak of David's host as composed of Angli, Picti, and Scoti. The Angli alone contained mailed knights in their ranks, and David's first intention was to send these mail-clad warriors against the English, while the Picts and Scots were to follow with sword and targe. The Galwegians and the Scots from beyond Forth strongly opposed this arrangement, and assured the king that his unarmed Highlanders would fight better than "these Frenchmen". The king gave the place of honour tothe Galwegians, and altered his whole plan of battle. The whole context, and the Earl of Strathern's sneer at "these Frenchmen", would seem to show that the "Angli" are, at all events, clearly distinguished from the Picts of Galloway and the Scots who, like Malise of Strathern, came from beyond the Forth. It is probable that the "Angli" were the men of Lothian; but it must also be recollected both that the term included the Anglo-Norman nobility ("these Frenchman") and the English settlers who had followed Queen Margaret, and that David was fighting in an English quarrel and in the interests of an English queen. The knights who wore coats of mail were entirely Anglo-Norman, and it is against them that the claim of the Highlanders is particularly directed. When Richard of Hexham tells us that Angles, Scots, and Picts fell out by the way, as they returned home, he means to contrast the men of Lothian and the new Anglo-Norman nobility with the Picts of Galloway and the Highlanders from north of the Forth, and this unusual application of the termAngli, to a portion of the Scottish army, is an indication, not that the Lowlanders were entirely English, but that there was a strong jealousy between the Scots and the new English nobility. The "Angli" are, above all others, the knights in mail.[36]

It is not possible to credit David with any real affection for the cause of the empress or with any higher motive than selfish greed, and it can scarcely be claimed that he kept faith with Stephen. Such, however, were the difficulties of the English king, that, in spite of his crushing defeat, David reaped the advantages of victory. Peace was made in April, 1139, by the Treaty of Durham, which secured to Prince Henry the earldom of Northumberland, as an English fief. The Scottish border line, which had successively enclosed Strathclyde and part of Cumberland, and the Lothians, now extended to the Tees. David gave Stephen some assistance in 1139, but on the victory of the Empress Maud[37]at Lincoln, in 1141, David deserted the captive king, and was present, on the empress's side, at her defeat at Winchester, in 1141. Eight years later he entered into an agreement with the claimant, Henry Fitz-Empress, afterwards Henry II, by which the eldest son of the Scottish king was to retain his English fiefs, and David was to aid Henry against Stephen. An unsuccessful attempt on England followed—the last of David's numerous invasions. When hedied, in 1153, he left Scotland in a position of power with regard to England such as she was never again to occupy. The religious devotion which secured for him a popular canonization (he was never actually canonized) can scarcely justify his conduct to Stephen. But it must be recollected that, throughout his reign, there is comparatively little racial antagonism between the two countries. David interfered in an English civil war, and took part, now on one side, and now on the other. But the whole effect of his life was to bring the nations more closely together through the Norman influences which he encouraged in Scotland. His son and heir held great fiefs in England,[38]and he granted tracts of land to Anglo-Norman nobles. A Bruce and a Balliol, who each held possessions both in Scotland and in England, tried to prevent the battle of the Standard. Their well-meant efforts proved fruitless; but the fact is notable and significant.

David's eldest son, the gallant Prince Henry, who had led the wild charge at Northallerton, predeceased his father in 1152. He left three sons, of whom the two elder, Malcolm and William, became successively kings of Scotland, while from the youngest, David, Earl of Huntingdon, were descended the claimants at thefirst Inter-regnum. It was the fate of Scotland, as so often again, to be governed by a child; and a strong king, Henry II, was now on the throne of England. As David I had taken advantage of the weakness of Stephen, so now did Henry II benefit by the youth of Malcolm IV. In spite of the agreement into which Henry had entered with David in 1149, he, in 1157, obtained from Malcolm, then fourteen years of age, the resignation of his claims upon Northumberland, Cumberland, and Westmoreland. In return for this, Malcolm received a confirmation of the earldom of Huntingdon (cf. p. 18). The abandonment of the northern claims seems to have led to a quarrel, for Henry refused to knight the Scots king; but, in the following year, Malcolm accompanied Henry in his expedition to Toulouse, and received his knighthood at Henry's hands. Malcolm's subsequent troubles were connected with rebellions in Moray and in Galloway against the newrégime, and with the ambition of Somerled, the ruler of Argyll, and of the still independent western islands. The only occasion on which he again entered into relations with England was in 1163, when he met Henry at Woodstock and did homage to his eldest son, who became known as Henry III, although he never actually reigned. As usual, there is no statement precisely defining the homage; it must not be forgotten that the King of Scots was also Earl of Huntingdon.

Malcolm died in 1165, and was succeeded by his brother, William the Lion, who reigned for nearly fifty years. Henry was now in the midst of his great struggle with the Church, but William made no attempt to use the opportunity. He accepted the earldom of Huntingdon from Henry, and in 1170, when the younger Henry was crowned in Becket's despite, William took the oath of fealty to him as Earl of Huntingdon. But in 1173-74, when the English king's ungrateful son organized a baronial revolt, William decided that his chance had come. His grandfather, David, had made him Earl of Northumberland, and the resignation which Henry had extorted from the weakness of Malcolm IV could scarcely be held as binding upon William. So William marched into England to aid the rebel prince, and, after some skirmishes and the usual ravaging, was surprised while tilting near Alnwick, and made a captive. He was conveyed to the castle of Falaise in Normandy, and there, on December 8th, 1174, as a condition of his release, he signed the Treaty of Falaise, which rendered the kingdom of Scotland, for fifteen years, unquestionably the vassal of England.[39]The treaty acknowledged Henry II as overlord of Scotland, and expressly stated the dependence of the Scottish Churchupon that of England. The relations of the churches had been an additional cause of difficulty since the time of St. Margaret, and the present arrangement was in no sense final. A papal legate held a council in Edinburgh in 1177, and ten years afterwards Pope Clement III took the Scottish Church directly under his own protection.

About the political relationship there could be no such doubt. William stood, theoretically, if not actually, in much the same position to Henry II, as John Baliol afterwards occupied to Edward I. It was not till the accession of Richard I that William recovered his freedom. The castles in the south of Scotland which had been delivered to the English were restored, and the independence of Scotland was admitted, on William's paying Richard the sum of 10,000 marks. This agreement, dated December, 1189, annulled the terms of the Treaty of Falaise, and left the position of William the Lion exactly what it had been at the death of Malcolm IV. He remained liegeman for such lands as the Scottish kings had, in times past, done homage to England. The agreement with Richard I is certainly not incompatible with the Scottish position that the homage, before the Treaty of Falaise, applied only to the earldom of Huntingdon; but the usual vagueness was maintained, and the arrangement in no way determines the question of the homage paid bythe earlier Scottish kings. For a hundred years after this date, the two countries were never at war. William had difficulties with John; in 1209, an outbreak of hostilities seemed almost certain, but the two kings came to terms. The long reign of William came to an end in 1214. His son and successor, Alexander II, joined the French party in England which was defeated at Lincoln in 1216. Alexander made peace with the regent, resigned all claims to Northumberland, and did homage for his English possessions—the most important of which was the earldom of Huntingdon, which had, since 1190, been held by his uncle, David, known as David of Huntingdon. In 1221, he married Joanna, sister of Henry III. Another marriage, negotiated at the same time, was probably of more real importance. Margaret, the eldest daughter of William the Lion, became the wife of the Justiciar of England, Hubert de Burgh. Mr. Hume Brown has pointed out that immediately on the fall of Hubert de Burgh, a dispute arose between Henry and Alexander. The English king desired Alexander to acknowledge the Treaty of Falaise, and this Alexander refused to do. The agreement, which averted an appeal to the sword, was, on the whole, favourable to Scotland. Nothing was said about homage for this kingdom. David of Huntingdon had died in 1119, and Alexander gave up the southern earldom, but received a fief in the northerncounties, always coveted of the kings of Scotland. This arrangement is known as the Treaty of York (1236). Some trifling incidents and the second marriage of Alexander, which brought Scotland into closer touch with France (he married Marie, daughter of Enguerand de Coucy), nearly provoked a rupture in 1242, but the domestic troubles of Henry and Alexander alike prevented any breach of the long peace which had subsisted since the capture of William the Lion. In 1249, the Scottish king died, and his son and successor,[40]Alexander III, was knighted by Henry of England, and, in 1251, married Margaret, Henry's eldest daughter. The relations of Alexander to Henry III and to Edward I will be narrated in the following chapter. Not once throughout his reign was any blood spilt in an English quarrel, and the story of his reign forms no part of our subject. Its most interesting event is the battle of Largs. The Scottish kings had, for some time, been attempting to annex the islands, and, in 1263, Hakon of Norway invaded Scotland as a retributive measure. He was defeated at the battle of Largs, and, in 1266, the Isles were annexed to the Scottish crown. The fact that this forcible annexation took place, after a struggle, only twenty years before the death of Alexander III, must be borne in mind in connection with the part played by the Islanders in the War of Independence.


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