HAVING discussed the story—that simple and fundamental aspect of the novel—we can turn to a more interesting topic: the actors. We need not ask what happened next, but to whom did it happen; the novelist will be appealing to our intelligence and imagination, not merely to our curiosity. A new emphasis enters his voice: emphasis upon value.
Since the actors in a story are usually human, it seemed convenient to entitle this aspect People. Other animals have been introduced, but with limited success, for we know too little so far about their psychology. There may be, probably will be, an alteration here in the future, comparable to the alteration in the novelist's rendering of savages in the past. The gulf that separates Man Friday from Batouala may beparalleled by the gulf that will separate Kipling's wolves from their literary descendants two hundred years hence, and we shall have animals who are neither symbolic, nor little men disguised, nor as four-legged tables moving, nor as painted scraps of paper that fly. It is one of the ways where science may enlarge the novel, by giving it fresh subject matter. But the help has not been given yet, and until it comes we may say that the actors in a story are, or pretend to be, human beings.
Since the novelist is himself a human being, there is an affinity between him and his subject matter which is absent in many other forms of art. The historian is also linked, though, as we shall see, less intimately. The painter and sculptor need not be linked: that is to say they need not represent human beings unless they wish, no more need the poet, while the musician cannot represent them even if he wishes, without the help of a programme. The novelist, unlike many of his colleagues, makes up a number of word-masses roughly describing himself (roughly: niceties shall come later), gives them names and sex, assignsthem plausible gestures, and causes them to speak by the use of inverted commas, and perhaps to behave consistently. These word-masses are his characters. They do not come thus coldly to his mind, they may be created in delirious excitement, still, their nature is conditioned by what he guesses about other people, and about himself, and is further modified by the other aspects of his work. This last point—the relation of characters to the other aspects of the novel—will form the subject of a future enquiry. At present we are occupied with their relation to actual life. What is the difference between people in a novel and people like the novelist or like you, or like me, or Queen Victoria?
There is bound to be a difference. If a character in a novel is exactly like Queen Victoria—not rather like but exactly like—then it actually is Queen Victoria, and the novel, or all of it that the character touches, becomes a memoir. A memoir is history, it is based on evidence. A novel is based on evidence + or −x, the unknown quantity being the temperament of the novelist, and the unknown quantity alwaysmodifies the effect of the evidence, and sometimes transforms it entirely.
The historian deals with actions, and with the characters of men only so far as he can deduce them from their actions. He is quite as much concerned with character as the novelist, but he can only know of its existence when it shows on the surface. If Queen Victoria had not said, "We are not amused," her neighbours at table would not have known she was not amused, and her ennui could never have been announced to the public. She might have frowned, so that they would have deduced her state from that—looks and gestures are also historical evidence. But if she remained impassive—what would any one know? The hidden life is, by definition, hidden. The hidden life that appears in external signs is hidden no longer, has entered the realm of action. And it is the function of the novelist to reveal the hidden life at its source: to tell us more about Queen Victoria than could be known, and thus to produce a character who is not the Queen Victoria of history.
The interesting and sensitive French critic, who writes under the name of Alain, has some helpful if slightly fantastic remarks on this point. He gets a little out of his depth, but not as much as I feel myself out of mine, and perhaps together we may move toward the shore. Alain examines in turn the various forms of æsthetic activity, and coming in time to the novel (le roman) he asserts that each human being has two sides, appropriate to history and fiction. All that is observable in a man—that is to say his actions and such of his spiritual existence as can be deduced from his actions—falls into the domain of history. But his romanceful or romantic side (sa partie romanesque ou romantique) includes "the pure passions, that is to say the dreams, joys, sorrows and self-communings which politeness or shame prevent him from mentioning"; and to express this side of human nature is one of the chief functions of the novel. "What is fictitious in a novel is not so much the story as the method by which thought develops into action, a method which never occurs in daily life.... History, with its emphasison external causes, is dominated by the notion of fatality, whereas there is no fatality in the novel; there, everything is founded on human nature, and the dominating feeling is of an existence where everything is intentional, even passions and crimes, even misery."[3]
This is perhaps a roundabout way of saying what every British schoolboy knew, that the historian records whereas the novelist must create. Still, it is a profitable roundabout, for it brings out the fundamental difference between people in daily life and people in books. In daily life we never understand each other, neither complete clairvoyance nor complete confessional exists. We know each other approximately, by external signs, and these serve well enough as a basis for society and even for intimacy. But people in a novel can be understood completely by the reader, if the novelist wishes; their inner as well as their outer life can be exposed. And this is why they often seem more definite thancharacters in history, or even our own friends; we have been told all about them that can be told; even if they are imperfect or unreal they do not contain any secrets, whereas our friends do and must, mutual secrecy being one of the conditions of life upon this globe.
Now let us restate the problem in a more schoolboyish way. You and I are people. Had not we better glance through the main facts in our own lives—not in our individual careers but in our make-up as human beings? Then we shall have something definite to start from.
The main facts in human life are five: birth, food, sleep, love and death. One could increase the number—add breathing for instance—but these five are the most obvious. Let us briefly ask ourselves what part they play in our lives, and what in novels. Does the novelist tend to reproduce them accurately or does he tend to exaggerate, minimize, ignore, and to exhibit his characters going through processes which are not the same through which you and I go, though they bear the same names?
To consider the two strangest first: birth and death; strange because they are at the same time experiences and not experiences. We only know of them by report. We were all born, but we cannot remember what it was like. And death is coming even as birth has come, but, similarly, we do not know what it is like. Our final experience, like our first, is conjectural. We move between two darknesses. Certain people pretend to tell us what birth and death are like: a mother, for instance, has her point of view about birth, a doctor, a religious, have their points of view about both. But it is all from the outside, and the two entities who might enlighten us, the baby and the corpse, cannot do so, because their apparatus for communicating their experiences is not attuned to our apparatus for reception.
So let us think of people as starting life with an experience they forget and ending it with one which they anticipate but cannot understand. These are the creatures whom the novelist proposes to introduce as characters into books; these, or creatures plausibly like them. The novelist is allowed to remember and understand everything, ifit suits him. He knows all the hidden life. How soon will he pick up his characters after birth, how close to the grave will he follow them? And what will he say, or cause to be felt, about these two queer experiences?
Then food, the stoking up process, the keeping alive of an individual flame, the process that begins before birth and is continued after it by the mother, and finally taken over by the individual himself, who goes on day after day putting an assortment of objects into a hole in his face without becoming surprised or bored: food is a link between the known and the forgotten; closely connected with birth, which none of us remembers, and coming down to this morning's breakfast. Like sleep—which in many ways it resembles—food does not merely restore our strength, it has also an æsthetic side, it can taste good or bad. What will happen to this double-faced commodity in books?
And fourthly, sleep. On the average, about a third of our time is not spent in society or civilization or even in what is usually called solitude. We enter a world of which little is known and which seems tous after leaving it to have been partly oblivion, partly a caricature of this world and partly a revelation. "I dreamt of nothing" or "I dreamt of a ladder" or "I dreamt of heaven" we say when we wake. I do not want to discuss the nature of sleep and dreams—only to point out that they occupy much time and that what is called "History" only busies itself with about two-thirds of the human cycle, and theorizes accordingly. Does fiction take up a similar attitude?
And lastly, love. I am using this celebrated word in its widest and dullest sense. Let me be very dry and brief about sex in the first place. Some years after a human being is born, certain changes occur in it, as in other animals, which changes often lead to union with another human being, and to the production of more human beings. And our race goes on. Sex begins before adolescence, and survives sterility; it is indeed coeval with our lives, although at the mating age its effects are more obvious to society. And besides sex, there are other emotions, alsostrengthening towards maturity: the various upliftings of the spirit, such as affection, friendship, patriotism, mysticism—and as soon as we try to determine the relation between sex and these other emotions we shall of course begin to quarrel as violently as we ever could about Walter Scott, perhaps even more violently. Let me only tabulate the various points of view. Some people say that sex is basic and underlies all these other loves—love of friends, of God, of country. Others say that it is connected with them, but laterally, it is not their root. Others say that it is not connected at all. All I suggest is that we call the whole bundle of emotions love, and regard them as the fifth great experience through which human beings have to pass. When human beings love they try to get something. They also try to give something, and this double aim makes love more complicated than food or sleep. It is selfish and altruistic at the same time, and no amount of specialization in one direction quite atrophies the other. How much time does love take? This question sounds gross but it must be asked becauseit bears on our present enquiry. Sleep takes about eight hours out of the twenty-four, food about two more. Shall we put down love for another two? Surely that is a handsome allowance. Love may weave itself into our other activities—so may drowsiness and hunger. Love may start various secondary activities: for instance, a man's love for his family may cause him to spend a good deal of time on the Stock Exchange, or his love for God a good deal of time in church. But that he has emotional communion with any beloved object for more than two hours a day may be gravely doubted, and it is this emotional communion, this desire to give and to get, this mixture of generosity and expectation, that distinguishes love from the other experiences on our list.
That is the human make-up—or part of it. Made up like this himself, the novelist takes his pen in his hand, gets into the abnormal state which it is convenient to call "inspiration," and tries to create characters. Perhaps the characters have to fall in with something else in his novel: this often happens (the books of Henry James are an extreme case), andthen the characters have, of course, to modify the make-up accordingly. However, we are considering now the more simple case of the novelist whose main passion is human beings and who will sacrifice a great deal to their convenience—story, plot, form, incidental beauty.
Well, in what senses do the nations of fiction differ from those of the earth? One cannot generalize about them, because they have nothing in common in the scientific sense; they need not have glands, for example, whereas all human beings have glands. Nevertheless, though incapable of strict definition, they tend to behave along the same lines.
In the first place, they come into the world more like parcels than human beings. When a baby arrives in a novel it usually has the air of having been posted. It is delivered "off"; one of the elder characters goes and picks it up and shows it to the reader, after which it is usually laid in cold storage until it can talk or otherwise assist in the action. There is both a good and a bad reason for this and for all other deviations from earthly practice; these we will note in a minute, but do just observe in what a very perfunctory way the population ofnoveldom is recruited. Between Sterne and James Joyce, scarcely any writer has tried either to use the facts of birth or to invent a new set of facts, and no one, except in a sort of auntish wistful way, has tried to work back towards the psychology of the baby's mind and to utilize the literary wealth that must lie there. Perhaps it cannot be done. We shall decide in a moment.
Death. The treatment of death, on the other hand, is nourished much more on observation, and has a variety about it which suggests that the novelist finds it congenial. He does, for the reason that death ends a book neatly, and for the less obvious reason that working as he does in time he finds it easier to work from the known towards the darkness rather than from the darkness of birth towards the known. By the time his characters die, he understands them, he can be both appropriate and imaginative about them—strongest of combinations. Take a little death—the death of Mrs. Proudie in theLast Chronicle of Barset. All is in keeping, yet the effect is terrifying, becauseTrollope has ambled Mrs. Proudie down many a diocesan bypath, showing her paces, making her snap, accustoming us, even to boredom, to her character and tricks, to her "Bishop, consider the souls of the people," and then she has a heart attack by the edge of her bed, she has ambled far enough,—end of Mrs. Proudie. There is scarcely anything that the novelist cannot borrow from "daily death"; scarcely anything he may not profitably invent. The doors of that darkness lie open to him and he can even follow his characters through it, provided he is shod with imagination and does not try to bring us back scraps of séance information about the "life beyond."
What of food, the third fact upon our list? Food in fiction is mainly social. It draws characters together, but they seldom require it physiologically, seldom enjoy it, and never digest it unless specially asked to do so. They hunger for each other, as we do in life, but our equally constant longing for breakfast and lunch does not get reflected. Even poetry has made more of it—at least of its æsthetic side. Milton and Keats have both come nearer to the sensuousness of swallowing thanGeorge Meredith.
Sleep. Also perfunctory. No attempt to indicate oblivion or the actual dream world. Dreams are either logical or else mosaics made out of hard little fragments of the past and future. They are introduced with a purpose and that purpose is not the character's life as a whole, but that part of it he lives while awake. He is never conceived as a creature a third of whose time is spent in the darkness. It is the limited daylight vision of the historian, which the novelist elsewhere avoids. Why should he not understand or reconstruct sleep? For remember, he has the right to invent, and we know when he is inventing truly, because his passion floats us over improbabilities. Yet he has neither copied sleep nor created it. It is just an amalgam.
Love. You all know how enormously love bulks in novels, and will probably agree with me that it has done them harm and made them monotonous. Why has this particular experience, especially in its sex form, been transplanted in such generous quantities? If you think of anovel in the vague you think of a love interest—of a man and woman who want to be united and perhaps succeed. If you think of your own life in the vague, or of a group of lives, you are left with a very different and a more complex impression.
There would seem to be two reasons why love, even in good sincere novels, is unduly prominent.
Firstly, when the novelist ceases to design his characters and begins to create them—"love" in any or all of its aspects becomes important in his mind, and without intending to do so he makes his characters unduly sensitive to it—unduly in the sense that they would not trouble so much in life. The constant sensitiveness of characters for each other—even in writers called robust like Fielding—is remarkable, and has no parallel in life, except among people who have plenty of leisure. Passion, intensity at moments—yes, but not this constant awareness, this endless readjusting, this ceaseless hunger. Ibelieve that these are the reflections of the novelist's own state of mind while he composes, and that the predominance of love in novels is partly because of this.
A second reason; which logically comes into another part of our enquiry, but it shall be noted here. Love, like death, is congenial to a novelist because it ends a book conveniently. He can make it a permanency, and his readers easily acquiesce, because one of the illusions attached to love is that it will be permanent. Not has been—will be. All history, all our experience, teaches us that no human relationship is constant, it is as unstable as the living beings who compose it, and they must balance like jugglers if it is to remain; if it is constant it is no longer a human relationship but a social habit, the emphasis in it has passed from love to marriage. All this we know, yet we cannot bear to apply our bitter knowledge to the future; the future is to be so different; the perfect person is to come along, or the person we know already is to become perfect. There are to be no changes, no necessity for alertness. We are to be happy or even perhaps miserable for ever and ever. Any strong emotion brings with it the illusion of permanence, andthe novelists have seized upon this. They usually end their books with marriage, and we do not object because we lend them our dreams.
Here we must conclude our comparison of those two allied species, Homo Sapiens and Homo Fictus. Homo Fictus is more elusive than his cousin. He is created in the minds of hundreds of different novelists, who have conflicting methods of gestation, so one must not generalize. Still, one can say a little about him. He is generally born off, he is capable of dying on, he wants little food or sleep, he is tirelessly occupied with human relationships. And—most important—we can know more about him than we can know about any of our fellow creatures, because his creator and narrator are one. Were we equipped for hyperbole we might exclaim at this point: "If God could tell the story of the Universe, the Universe would become fictitious."
For this is the principle involved.
Let us, after these high speculations, take an easy character and study it for a little. Moll Flanders will do. She fills the book that bearsher name, or rather stands alone in it, like a tree in a park, so that we can see her from every aspect and are not bothered by rival growths. Defoe is telling a story, like Scott, and we shall find stray threads left about in much the same way, on the chance of the writer wanting to pick them up afterwards: Moll's early batch of children for instance. But the parallel between Scott and Defoe cannot be pressed. What interested Defoe was the heroine, and the form of his book proceeds naturally out of her character. Seduced by a younger brother and married to an elder, she takes to husbands in the earlier and brighter part of her career: not to prostitution, which she detests with all the force of a decent and affectionate heart. She and most of the characters in Defoe's underworld are kind to one another, they save each other's feelings and run risks through personal loyalty. Their innate goodness is always flourishing despite the author's better judgment, the reasonevidently being that the author had some great experience himself while in Newgate. We do not know what it was, probably he himself did not know afterwards, for he was a busy slipshod journalist and a keen politician. But something occurred to him in prison, and out of its vague, powerful emotion Moll and Roxana are born. Moll is a character physically, with hard plump limbs that get into bed and pick pockets. She lays no stress upon her appearance, yet she moves us as having height and weight, as breathing and eating, and doing many of the things that are usually missed out. Husbands were her earlier employ: she was trigamous if not quadrigamous, and one of her husbands turned out to be a brother. She was happy with all of them, they were nice to her, she nice to them. Listen to the pleasant jaunt her draper husband took her—she never cared for him much.
"Come, my dear," says he to me one day, "shall we go and take a turn into the country for about a week?" "Ay, my dear," says I, "whither would you go?" "I care not whither," says he, "but I have a mind to looklike quality for a week. We'll go to Oxford," says he. "How," says I, "shall we go? I am no horse-woman, and 'tis too far for a coach." "Too far!" says he; "no place is too far for a coach-and-six. If I carry you out, you shall travel like a duchess." "Hum," says I, "my dear, 'tis a frolic; but if you have a mind to it, I don't care." Well, the time was appointed, we had a rich coach, very good horses, a coachman, postilion, and two footmen in very good liveries; a gentleman on horseback, and a page with a feather in his hat upon another horse. The servants all called my lord, and the innkeepers, you may be sure, did the like, and I was her honour the Countess, and thus we travelled to Oxford, and a very pleasant journey we had; for, give him his due, not a beggar alive knew better how to be a lord than my husband. We saw all the rarities at Oxford, talked with two or three Fellows of Colleges about putting out a young nephew, that was left to his lordship's care, to the University, and of their being his tutors. We diverted ourselves with bantering several other poor Scholars, with hopes of being at least his lordship's chaplains, and putting on a scarf; and thus having lived like quality, indeed, as to expense, we went away for Northampton, and, in a word, inabout twelve days' ramble came home again, to the tune of about £93 expense.
"Come, my dear," says he to me one day, "shall we go and take a turn into the country for about a week?" "Ay, my dear," says I, "whither would you go?" "I care not whither," says he, "but I have a mind to looklike quality for a week. We'll go to Oxford," says he. "How," says I, "shall we go? I am no horse-woman, and 'tis too far for a coach." "Too far!" says he; "no place is too far for a coach-and-six. If I carry you out, you shall travel like a duchess." "Hum," says I, "my dear, 'tis a frolic; but if you have a mind to it, I don't care." Well, the time was appointed, we had a rich coach, very good horses, a coachman, postilion, and two footmen in very good liveries; a gentleman on horseback, and a page with a feather in his hat upon another horse. The servants all called my lord, and the innkeepers, you may be sure, did the like, and I was her honour the Countess, and thus we travelled to Oxford, and a very pleasant journey we had; for, give him his due, not a beggar alive knew better how to be a lord than my husband. We saw all the rarities at Oxford, talked with two or three Fellows of Colleges about putting out a young nephew, that was left to his lordship's care, to the University, and of their being his tutors. We diverted ourselves with bantering several other poor Scholars, with hopes of being at least his lordship's chaplains, and putting on a scarf; and thus having lived like quality, indeed, as to expense, we went away for Northampton, and, in a word, inabout twelve days' ramble came home again, to the tune of about £93 expense.
Contrast with this the scene with her Lancashire husband, whom she deeply loved. He is a high-wayman, and each by pretending to wealth has trapped the other into marriage. After the ceremony, they are mutually unmasked, and if Defoe were writing mechanically he would set them to upbraid one another, like Mr. and Mrs. Lammle inOur Mutual Friend. But he has given himself over to the humour and good sense of his heroine. She guides him through.
"Truly," said I to him, "I found you would soon have conquered me; and it is my affliction now, that I am not in a condition to let you see how easily I should have been reconciled to you, and have passed by all the tricks you had put upon me, in recompense of so much good-humour. But, my dear," said I, "what can we do now? We are both undone, and what better are we for our being reconciled together, seeing we have nothing to live on?"We proposed a great many things, but nothing could offer where there was nothing to begin with. He begged me at last to talk no more of it, for,he said, I would break his heart; so we talked of other things a little, till at last he took a husband's leave of me, and so we went to sleep.
"Truly," said I to him, "I found you would soon have conquered me; and it is my affliction now, that I am not in a condition to let you see how easily I should have been reconciled to you, and have passed by all the tricks you had put upon me, in recompense of so much good-humour. But, my dear," said I, "what can we do now? We are both undone, and what better are we for our being reconciled together, seeing we have nothing to live on?"
We proposed a great many things, but nothing could offer where there was nothing to begin with. He begged me at last to talk no more of it, for,he said, I would break his heart; so we talked of other things a little, till at last he took a husband's leave of me, and so we went to sleep.
Which is both truer to daily life and pleasanter to read than Dickens. The couple are up against facts, not against the author's theory of morality, and being sensible good-hearted rogues, they do not make a fuss. In the later part of her career she turns from husbands to thieving; she thinks this a change for the worse and a natural darkness spreads over the scene. But she is as firm and amusing as ever. How just are her reflections when she robs of her gold necklace the little girl returning from the dancing-class. The deed is done in the little passage leading to St. Bartholomew's, Smithfield (you can visit the place today—Defoe haunts London) and her impulse is to kill the child as well. She does not, the impulse is very feeble, but conscious of the risk the child has run she becomes most indignant with the parents for "leaving the poor little lamb to come home by itself, and it would teach them to take more care of it another time." How heavily andpretentiously a modern psychologist would labour to express this! It just runs off Defoe's pen, and so in another passage, where Moll cheats a man, and then tells him pleasantly afterwards that she has done so, with the result that she slides still further into his good graces, and cannot bear to cheat him any more. Whatever she does gives us a slight shock—not the jolt of disillusionment, but the thrill that proceeds from a living being. We laugh at her, but without bitterness or superiority. She is neither hypocrite nor fool.
Towards the end of the book she is caught in a draper's shop by two young ladies from behind the counter: "I would have given them good words but there was no room for it: two fiery dragons could not have been more furious than they were"—they call for the police, she is arrested and sentenced to death and then transported to Virginia instead. The clouds of misfortune lift with indecent rapidity. The voyage is a very pleasant one, owing to the kindness of the old woman who had originally taught her to steal. And (better still) herLancashire husband happens to be transported also. They land at Virginia where, much to her distress, her brother-husband proves to be in residence. She conceals this, he dies, and the Lancashire husband only blames her for concealing it from him: he has no other grievance, for the reason that he and she are still in love. So the book closes prosperously, and firm as at the opening sentence the heroine's voice rings out: "We resolve to spend the remainder of our years in sincere penitence for the wicked lives we have led."
Her penitence is sincere, and only a superficial judge will condemn her as a hypocrite. A nature such as hers cannot for long distinguish between doing wrong and getting caught—for a sentence or two she disentangles them but they insist on blending, and that is why her outlook is so cockneyfied and natural, with "sich is life" for a philosophy and Newgate in the place of Hell. If we were to press her or her creator Defoe and say, "Come, be serious. Do you believe in Infinity?" they would say (in the parlance of their modern descendants),"Of course I believe in Infinity—what do you take me for?"—a confession of faith that slams the door on Infinity more completely than could any denial.
Moll Flandersthen shall stand as our example of a novel, in which a character is everything and is given freest play. Defoe makes a slight attempt at a plot with the brother-husband as a centre, but he is quite perfunctory, and her legal husband (the one who took her on the jaunt to Oxford) just disappears and is heard of no more. Nothing matters but the heroine; she stands in an open space like a tree, and having said that she seems absolutely real from every point of view, we must ask ourselves whether we should recognize her if we met her in daily life. For that is the point we are still considering: the difference between people in life and people in books. And the odd thing is, that even though we take a character as natural and untheoretical as Moll who would coincide with daily life in every detail, we should not find her there as a whole. Suppose I suddenly altered my voice from a lecturing voice into an ordinary one and said to you, "Look out—I can see Moll in the audience—look out, Mr."—naming one of you by name—"she as near as could be got your watch"—well, you would know at once that I was wrong, that I was sinning not only against probabilities, which does not signify, but against daily life and books andthe gulf that divides them. If I said, "Look out, there's some one like Moll in the audience," you might not believe me but you would not be annoyed by my imbecile lack of taste: I should only be sinning against probability. To suggest that Moll is in Cambridge this afternoon or anywhere in England, or has been anywhere in England is idiotic. Why?
This particular question will be easy to answer next week, when we shall deal with more complicated novels, where the character has to fit in with other aspects of fiction. We shall then be able to make the usual reply, which we find in all manuals of literature, and which should always be given in an examination paper, the æsthetic reply, to the effect that a novel is a work of art, with its own laws, which are not those of daily life, and that a character in a novel is real when itlives in accordance with such laws. Amelia or Emma, we shall then say, cannot be at this lecture because they exist only in the books called after them, only in worlds of Fielding or Jane Austen. The barrier of art divides them from us. They are real not because they are like ourselves (though they may be like us) but because they are convincing.
It is a good answer, it will lead on to some sound conclusions. Yet it is not satisfactory for a novel likeMoll Flanders, where the character is everything and can do what it likes. We want a reply that is less aesthetic and more psychological. Why cannot she be here? What separates her from us? Our answer has already been implied in that quotation from Alain: she cannot be here because she belongs to a world where the secret life is visible, to a world that is not and cannot be ours, to a world where the narrator and the creator are one. And now we can get a definition as to when a character in a book is real: it is real when the novelist knows everything about it. He may not choose to tell us all he knows—many of the facts, even of the kind we callobvious, may be hidden. But he will give us the feeling that though the character has not been explained, it is explicable, and we get from this a reality of a kind we can never get in daily life.
For human intercourse, as soon as we look at it for its own sake and not as a social adjunct, is seen to be haunted by a spectre. We cannot understand each other, except in a rough and ready way; we cannot reveal ourselves, even when we want to; what we call intimacy is only a makeshift; perfect knowledge is an illusion. But in the novel we can know people perfectly, and, apart from the general pleasure of reading, we can find here a compensation for their dimness in life. In this direction fiction is truer than history, because it goes beyond the evidence, and each of us knows from his own experience that there is something beyond the evidence, and even if the novelist has not got it correctly, well—he has tried. He can post his people in as babies, he can cause them to go on without sleep or food, he can make them be in love, love and nothing but love, provided he seems to know everythingabout them, provided they are his creations. That is why Moll Flanders cannot be here, that is one of the reasons why Amelia and Emma cannot be here. They are people whose secret lives are visible or might be visible: we are people whose secret lives are invisible.
And that is why novels, even when they are about wicked people, can solace us; they suggest a more comprehensible and thus a more manageable human race, they give us the illusion of perspicacity and of power.
[3]Paraphrased fromSystème des Beaux Arts, pp. 314-315. I am indebted to M. André Maurois for introducing me to this stimulating essay.
[3]Paraphrased fromSystème des Beaux Arts, pp. 314-315. I am indebted to M. André Maurois for introducing me to this stimulating essay.
WE now turn from transplantation to acclimatization. We have discussed whether people could be taken out of life and put into a book, and conversely whether they could come out of books and sit down in this room. The answer suggested was in the negative and led to a more vital question: can we, in daily life, understand each other? Today our problems are more academic. We are concerned with the characters in their relation to other aspects of the novel; to a plot, a moral, their fellow characters, atmosphere, etc. They will have to adapt themselves to other requirements of their creator.
It follows that we shall no longer expect them to coincide as a whole with daily life, only to parallel it. When we say that a character in Jane Austen, Miss Bates for instance, is "so like life" we mean thateach bit of her coincides with a bit of life, but that she as a whole only parallels the chatty spinster we met at tea. Miss Bates is bound by a hundred threads to Highbury. We cannot tear her away without bringing her mother too, and Jane Fairfax and Frank Churchill, and the whole of Box Hill; whereas we could tear Moll Flanders away, at least for the purposes of experiment. A Jane Austen novel is more complicated than a Defoe, because the characters are inter-dependent, and there is the additional complication of a plot. The plot inEmmais not prominent and Miss Bates contributes little. Still it is there, she is connected with the principals, and the result is a closely woven fabric from which nothing can be removed. Miss Bates and Emma herself are like bushes in a shrubbery—not isolated trees like Moll—and any one who has tried to thin out a shrubbery knows how wretched the bushes look if they are transplanted elsewhere, and how wretched is the look of the bushes that remain. In most books the characters cannot spread themselves. They must exercise a mutual restraint.
The novelist, we are beginning to see, has a very mixed lot ofingredients to handle. There is the story, with its time-sequence of "and then ... and then ..."; there are ninepins about whom he might tell the story, and tell a rattling good one, but no, he prefers to tell his story about human beings; he takes over the life by values as well as the life in time. The characters arrive when evoked, but full of the spirit of mutiny. For they have these numerous parallels with people like ourselves, they try to live their own lives and are consequently often engaged in treason against the main scheme of the book. They "run away," they "get out of hand": they are creations inside a creation, and often inharmonious towards it; if they are given complete freedom they kick the book to pieces, and if they are kept too sternly in check, they revenge themselves by dying, and destroy it by intestinal decay.
These trials beset the dramatist also, and he has yet another set of ingredients to cope with—the actors and actresses—and they appear to side sometimes with the characters they represent, sometimes with the play as a whole, and more often to be the mortal enemies of both. Theweight they throw is incalculable, and how any work of art survives their arrival I do not understand. Concerned with a lower form of art, we need not worry—but, in passing, is it not extraordinary that plays on the stage are often better than they are in the study, and that the introduction of a bunch of rather ambitious and nervous men and women should add anything to our understanding of Shakespeare and Tchekov?
No, the novelist has difficulties enough, and today we shall examine two of his devices for solving them—instinctive devices, for his methods when working are seldom the same as the methods we use when examining his work. The first device is the use of different kinds of characters. The second is connected with the point of view.
i. We may divide characters into flat and round.
Flat characters were called "humours" in the seventeenth century, and are sometimes called types, and sometimes caricatures. In their purest form, they are constructed round a single idea or quality: when there ismore than one factor in them, we get the beginning of the curve towards the round. The really flat character can be expressed in one sentence such as "I never will desert Mr. Micawber." There is Mrs. Micawber—she says she won't desert Mr. Micawber, she doesn't, and there she is. Or: "I must conceal, even by subterfuges, the poverty of my master's house." There is Caleb Balderstone inThe Bride of Lammermoor. He does not use the actual phrase, but it completely describes him; he has no existence outside it, no pleasures, none of the private lusts and aches that must complicate the most consistent of servitors. Whatever he does, wherever he goes, whatever lies he tells or plates he breaks, it is to conceal the poverty of his master's house. It is not his idée fixe, because there is nothing in him into which the idea can be fixed. He is the idea, and such life as he possesses radiates from its edges and from the scintillations it strikes when other elements in the novel impinge. Or take Proust. There are numerous flat characters in Proust, such as the Princess of Parma, or Legrandin. Each can be expressed in a singlesentence, the Princess's sentence being, "I must be particularly careful to be kind." She does nothing except to be particularly careful, and those of the other characters who are more complex than herself easily see through the kindness, since it is only a by-product of the carefulness.
One great advantage of flat characters is that they are easily recognized whenever they come in—recognized by the reader's emotional eye, not by the visual eye, which merely notes the recurrence of a proper name. In Russian novels, where they so seldom occur, they would be a decided help. It is a convenience for an author when he can strike with his full force at once, and flat characters are very useful to him, since they never need reintroducing, never run away, have not to be watched for development, and provide their own atmosphere—little luminous disks of a pre-arranged size, pushed hither and thither like counters across the void or between the stars; most satisfactory.
A second advantage is that they are easily remembered by the reader afterwards. They remain in his mind as unalterable for the reason thatthey were not changed by circumstances; they moved through circumstances, which gives them in retrospect a comforting quality, and preserves them when the book that produced them may decay. The Countess inEvan Harringtonfurnishes a good little example here. Let us compare our memories of her with our memories of Becky Sharp. We do not remember what the Countess did or what she passed through. What is clear is her figure and the formula that surrounds it, namely, "Proud as we are of dear papa, we must conceal his memory." All her rich humour proceeds from this. She is a flat character. Becky is round. She, too, is on the make, but she cannot be summed up in a single phrase, and we remember her in connection with the great scenes through which she passed and as modified by those scenes—that is to say, we do not remember her so easily because she waxes and wanes and has facets like a human being. All of us, even the sophisticated, yearn for permanence, and to the unsophisticated permanence is the chief excuse for a work ofart. We all want books to endure, to be refuges, and their inhabitants to be always the same, and flat characters tend to justify themselves on this account.
All the same, critics who have their eyes fixed severely upon daily life—as were our eyes last week—have very little patience with such renderings of human nature. Queen Victoria, they argue, cannot be summed up in a single sentence, so what excuse remains for Mrs. Micawber? One of our foremost writers, Mr. Norman Douglas, is a critic of this type, and the passage from him which I will quote puts the case against flat characters in a forcible fashion. The passage occurs in an open letter to D. H. Lawrence, with whom he is quarrelling: a doughty pair of combatants, the hardness of whose hitting makes the rest of us feel like a lot of ladies up in a pavilion. He complains that Lawrence, in a biography, has falsified the picture by employing "the novelist's touch," and he goes on to define what this is:
It consists, I should say, in a failure to realize the complexities of the ordinary human mind; it selects for literary purposes two or threefacets of a man or woman, generally the most spectacular, and therefore useful ingredients of their character and disregards all the others. Whatever fails to fit in with these specially chosen traits is eliminated—must be eliminated, for otherwise the description would not hold water. Such and such are the data: everything incompatible with those data has to go by the board. It follows that the novelist's touch argues, often logically, from a wrong premise: it takes what it likes and leaves the rest. The facts may be correct as far as they go but there are too few of them: what the author says may be true and yet by no means the truth. That is the novelist's touch. It falsifies life.
It consists, I should say, in a failure to realize the complexities of the ordinary human mind; it selects for literary purposes two or threefacets of a man or woman, generally the most spectacular, and therefore useful ingredients of their character and disregards all the others. Whatever fails to fit in with these specially chosen traits is eliminated—must be eliminated, for otherwise the description would not hold water. Such and such are the data: everything incompatible with those data has to go by the board. It follows that the novelist's touch argues, often logically, from a wrong premise: it takes what it likes and leaves the rest. The facts may be correct as far as they go but there are too few of them: what the author says may be true and yet by no means the truth. That is the novelist's touch. It falsifies life.
Well, the novelist's touch as thus defined is, of course, bad in biography, for no human being is simple. But in a novel it has its place: a novel that is at all complex often requires flat people as well as round, and the outcome of their collisions parallels life more accurately than Mr. Douglas implies. The case of Dickens is significant. Dickens' people are nearly all flat (Pip and David Copperfield attempt roundness, but so diffidently that they seem more like bubbles than solids). Nearly every one can be summed up in a sentence, and yet thereis this wonderful feeling of human depth. Probably the immense vitality of Dickens causes his characters to vibrate a little, so that they borrow his life and appear to lead one of their own. It is a conjuring trick; at any moment we may look at Mr. Pickwick edgeways and find him no thicker than a gramophone record. But we never get the sideway view. Mr. Pickwick is far too adroit and well trained. He always has the air of weighing something, and when he is put into the cupboard of the young ladies' school he seems as heavy as Falstaff in the buck-basket at Windsor. Part of the genius of Dickens is that he does use types and caricatures, people whom we recognize the instant they re-enter, and yet achieves effects that are not mechanical and a vision of humanity that is not shallow. Those who dislike Dickens have an excellent case. He ought to be bad. He is actually one of our big writers, and his immense success with types suggests that there may be more in flatness than the severer critics admit.
Or take H. G. Wells. With the possible exceptions of Kipps and the auntinTono Bungay, all Wells' characters are as flat as a photograph. But the photographs are agitated with such vigour that we forget their complexities lie on the surface and would disappear if it was scratched or curled up. A Wells character cannot indeed be summed up in a single phrase; he is tethered much more to observation, he does not create types. Nevertheless his people seldom pulsate by their own strength. It is the deft and powerful hands of their maker that shake them and trick the reader into a sense of depth. Good but imperfect novelists, like Wells and Dickens, are very clever at transmitting force. The part of their novel that is alive galvanizes the part that is not, and causes the characters to jump about and speak in a convincing way. They are quite different from the perfect novelist who touches all his material directly, who seems to pass the creative finger down every sentence and into every word. Richardson, Defoe, Jane Austen, are perfect in this particular way; their work may not be great but their hands are always upon it; there is not the tiny interval between the touching of thebutton and the sound of the bell which occurs in novels where the characters are not under direct control.
For we must admit that flat people are not in themselves as big achievements as round ones, and also that they are best when they are comic. A serious or tragic flat character is apt to be a bore. Each time he enters crying "Revenge!" or "My heart bleeds for humanity!" or whatever his formula is, our hearts sink. One of the romances of a popular contemporary writer is constructed round a Sussex farmer who says, "I'll plough up that bit of gorse." There is the farmer, there is the gorse; he says he'll plough it up, he does plough it up, but it is not like saying "I'll never desert Mr. Micawber," because we are so bored by his consistency that we do not care whether he succeeds with the gorse or fails. If his formula was analysed and connected up with the rest of the human outfit, we should not be bored any longer, the formula would cease to be the man and become an obsession in the man; that is to say he would have turned from a flat farmer into a round one.It is only round people who are fit to perform tragically for any length of time and can move us to any feelings except humour and appropriateness.
So now let us desert these two-dimensional people, and by way of transition to the round, let us go toMansfield Park, and look at Lady Bertram, sitting on her sofa with pug. Pug is flat, like most animals in fiction. He is once represented as straying into a rose-bed in a cardboard kind of way, but that is all, and during most of the book his mistress seems to be cut out of the same simple material as her dog. Lady Bertram's formula is, "I am kindly, but must not be fatigued," and she functions out of it. But at the end there is a catastrophe. Her two daughters come to grief—to the worst grief known to Miss Austen's universe, far worse than the Napoleonic wars. Julia elopes; Maria, who is unhappily married, runs off with a lover. What is Lady Bertram's reaction? The sentence describing it is significant: "Lady Bertram did not think deeply, but, guided by Sir Thomas, she thought justly on all important points, and she saw therefore in all its enormity, what hadhappened, and neither endeavoured herself, nor required Fanny to advise her, to think little of guilt and infamy." These are strong words, and they used to worry me because I thought Jane Austen's moral sense was getting out of hand. She may, and of course does, deprecate guilt and infamy herself, and she duly causes all possible distress in the minds of Edmund and Fanny, but has she any right to agitate calm, consistent Lady Bertram? Is not it like giving pug three faces and setting him to guard the gates of Hell? Ought not her ladyship to remain on the sofa saying, "This is a dreadful and sadly exhausting business about Julia and Maria, but where is Fanny gone? I have dropped another stitch"?
I used to think this, through misunderstanding Jane Austen's method—exactly as Scott misunderstood it when he congratulated her for painting on a square of ivory. She is a miniaturist, but never two-dimensional. All her characters are round, or capable of rotundity. Even Miss Bates has a mind, even Elizabeth Eliot a heart, and Lady Bertram's moral fervour ceases to vex us when we realize this: the diskhas suddenly extended and become a little globe. When the novel is closed, Lady Bertram goes back to the flat, it is true; the dominant impression she leaves can be summed up in a formula. But that is not how Jane Austen conceived her, and the freshness of her reappearances are due to this. Why do the characters in Jane Austen give us a slightly new pleasure each time they come in, as opposed to the merely repetitive pleasure that is caused by a character in Dickens? Why do they combine so well in a conversation, and draw one another out without seeming to do so, and never perform? The answer to this question can be put in several ways: that, unlike Dickens, she was a real artist, that she never stooped to caricature, etc. But the best reply is that her characters though smaller than his are more highly organized. They function all round, and even if her plot made greater demands on them than it does, they would still be adequate. Suppose that Louisa Musgrove had broken her neck on the Cobb. The description of her death would have been feeble and ladylike—physical violence is quite beyond MissAusten's powers—but the survivors would have reacted properly as soon as the corpse was carried away, they would have brought into view new sides of their character, and thoughPersuasionwould have been spoiled as a book, we should know more than we do about Captain Wentworth and Anne. All the Jane Austen characters are ready for an extended life, for a life which the scheme of her books seldom requires them to lead, and that is why they lead their actual lives so satisfactorily. Let us return to Lady Bertram and the crucial sentence. See how subtly it modulates from her formula into an area where the formula does not work. "Lady Bertram did not think deeply." Exactly: as per formula. "But guided by Sir Thomas she thought justly on all important points." Sir Thomas' guidance, which is part of the formula, remains, but it pushes her ladyship towards an independent and undesired morality. "She saw therefore in all its enormity what had happened." This is the moral fortissimo—very strong but carefully introduced.And then follows a most artful decrescendo, by means of negatives. "She neither endeavoured herself, nor required Fanny to advise her, to think little of guilt or infamy." The formula is reappearing, because as a rule she does try to minimize trouble, and does require Fanny to advise her how to do this; indeed Fanny has done nothing else for the last ten years. The words, though they are negatived, remind us of this, her normal state is again in view, and she has in a single sentence been inflated into a round character and collapsed back into a flat one. How Jane Austen can write! In a few words she has extended Lady Bertram, and by so doing she has increased the probability of the elopements of Maria and Julia. I say probability because the elopements belong to the domain of violent physical action, and here, as already indicated, Jane Austen is feeble and ladylike. Except in her school-girl novels, she cannot stage a crash. Everything violent has to take place "off"—Louisa's accident and Marianne Dashwood's putrid throat are the nearest exceptions—and consequently all the comments on the elopement must besincere and convincing, otherwise we should doubt whether it occurred. Lady Bertram helps us to believe that her daughters have run away, and they have to run away, or there would be no apotheosis for Fanny. It is a little point, and a little sentence, yet it shows us how delicately a great novelist can modulate into the round.
All through her works we find these characters, apparently so simple and flat, never needing reintroduction and yet never out of their depth—Henry Tilney, Mr. Woodhouse, Charlotte Lucas. She may label her characters "Sense," "Pride," "Sensibility," "Prejudice," but they are not tethered to those qualities.
As for the round characters proper, they have already been defined by implication and no more need be said. All I need do is to give some examples of people in books who seem to me round so that the definition can be tested afterwards:
All the principal characters inWar and Peace, all the Dostoevsky characters, and some of the Proust—for example, the old familyservant, the Duchess of Guermantes, M. de Charlus, and Saint Loup; Madame Bovary—who, like Moll Flanders, has her book to herself, and can expand and secrete unchecked; some people in Thackeray—for instance, Becky and Beatrix; some in Fielding—Parson Adams, Tom Jones; and some in Charlotte Brontë, most particularly Lucy Snowe. (And many more—this is not a catalogue.) The test of a round character is whether it is capable of surprising in a convincing way. If it never surprises, it is flat. If it does not convince, it is a flat pretending to be round. It has the incalculability of life about it—life within the pages of a book. And by using it sometimes alone, more often in combination with the other kind, the novelist achieves his task of acclimatization and harmonizes the human race with the other aspects of his work.
ii. Now for the second device: the point of view from which the story may be told.
To some critics this is the fundamental device of novel-writing. "The whole intricate question of method, in the craft of fiction," says Mr. Percy Lubbock, "I take to be governed by the question of thepoint ofview—the question of the relation in which the narrator stands to the story." And his bookThe Craft of Fictionexamines various points of view with genius and insight. The novelist, he says, can either describe the characters from outside, as an impartial or partial onlooker; or he can assume omniscience and describe them from within; or he can place himself in the position of one of them and affect to be in the dark as to the motives of the rest; or there are certain intermediate attitudes.
Those who follow him will lay a sure foundation for the æsthetics of fiction—a foundation which I cannot for a moment promise. This is a ramshackly survey and for me the "whole intricate question of method" resolves itself not into formulæ but into the power of the writer to bounce the reader into accepting what he says—a power which Mr. Lubbock admits and admires, but locates at the edge of the problem instead of at the centre. I should put it plumb in the centre. Look how Dickens bounces us inBleak House. Chapter I ofBleak Houseis omniscient.Dickens takes us into the Court of Chancery and rapidly explains all the people there. In Chapter II he is partially omniscient. We still use his eyes, but for some unexplained reason they begin to grow weak: he can explain Sir Leicester Dedlock to us, part of Lady Dedlock but not all, and nothing of Mr. Tulkinghorn. In Chapter III he is even more reprehensible: he goes straight across into the dramatic method and inhabits a young lady, Esther Summerson. "I have a great deal of difficulty in beginning to write my portion of these pages, for I know I am not clever," pipes up Esther, and continues in this strain with consistency and competence, so long as she is allowed to hold the pen. At any moment the author of her being may snatch it from her, and run about taking notes himself, leaving her seated goodness knows where, and employed we do not care how. Logically,Bleak Houseis all to pieces, but Dickens bounces us, so that we do not mind the shiftings of the view point.
Critics are more apt to object than readers. Zealous for the novel's eminence, they are a little too apt to look out for problems that shallbe peculiar to it, and differentiate it from the drama; they feel it ought to have its own technical troubles before it can be accepted as an independent art; and since the problem of a point of view certainly is peculiar to the novel they have rather overstressed it. I do not myself think it is so important as a proper mixture of characters—a problem which the dramatist is up against also. And the novelist must bounce us; that is imperative.
Let us glance at two other examples of a shifting view point.
The eminent French writer, André Gide, has published a novel calledLes Faux Monnayeurs[4]—for all its modernity, this novel of Gide's has one aspect in common withBleak House: it is all to pieces logically. Sometimes the author is omniscient: he explains everything, he stands back, "il juge ses personnages"; at other times his omniscience is partial; yet again he is dramatic, and causes the story to be told through the diary of one of the characters. There is the sameabsence of view point, but whereas in Dickens it was instinctive, in Gide it is sophisticated; he expatiates too much about the jolts. The novelist who betrays too much interest in his own method can never be more than interesting; he has given up the creation of character and summoned us to help analyse his own mind, and a heavy drop in the emotional thermometer results.Les Faux Monnayeursis among the more interesting of recent works: not among the vital: and greatly as we shall have to admire it as a fabric we cannot praise it unrestrictedly now.
For our second example we must again glance atWar and Peace. Here the result is vital: we are bounced up and down Russia—omniscient, semi-omniscient, dramatized here or there as the moment dictates—and at the end we have accepted it all. Mr. Lubbock does not, it is true: great as he finds the book, he would find it greater if it had a view point; he feels Tolstoy has not pulled his full weight. I feel that the rules of the game of writing are not like this. A novelist can shift his viewpoint if it comes off, and it came off with Dickens and Tolstoy. Indeed this power to expand and contract perception (of which the shifting view point is a symptom), this right to intermittent knowledge:—I find it one of the great advantages of the novel-form, and it has a parallel in our perception of life. We are stupider at some times than others; we can enter into people's minds occasionally but not always, because our own minds get tired; and this intermittence lends in the long run variety and colour to the experiences we receive. A quantity of novelists, English novelists especially, have behaved like this to the people in their books: played fast and loose with them, and I cannot see why they should be censured.
They must be censured if we catch them at it at the time. That is quite true, and out of it arises another question: may the writer take the reader into his confidence about his characters? Answer has already been indicated: better not. It is dangerous, it generally leads to a drop in the temperature, to intellectual and emotional laxity, and worse still to facetiousness, and to a friendly invitation to see how the figureshook up behind. "Doesn't A look nice—she always was my favourite." "Let's think of why B does that—perhaps there's more in him than meets the eye—yes, see—he has a heart of gold—having given you this peep at it I'll pop it back—I don't think he's noticed." "And C—he always was the mystery man." Intimacy is gained but at the expense of illusion and nobility. It is like standing a man a drink so that he may not criticize your opinions. With all respect to Fielding and Thackeray it is devastating, it is bar-parlour chattiness, and nothing has been more harmful to the novels of the past. To take your reader into your confidence about the universe is a different thing. It is not dangerous for a novelist to draw back from his characters, as Hardy and Conrad do, and to generalize about the conditions under which he thinks life is carried on. It is confidences about the individual people that do harm, and beckon the reader away from the people to an examination of the novelist's mind. Not much is ever found in it at such a moment, for it is never in the creative state: the mere process of saying, "Come along,let's have a chat," has cooled it down.
Our comments on human beings must now come to an end. They may take fuller shape when we come to discuss the plot.