CHAPTER III

PASSAGE OF ASCETICISM TO ECSTASY

But soon the recoil came. Under the spur of such exercises and thoughts, the ecstatic oriental temperament began to revel in expressions borrowed from human love and earthly wine. Such we find by Ma‘ruf of al-Karkh, a district of Baghdad, who died in 200, and whose tomb, saved by popular reverence, is one of the few ancient sites in modern Baghdad; and by his greater disciple, Sari as-Saqati, who died in 257. To this last is ascribed, but dubiously, the first use of the wordtawhidto signify the union of the soul with God. The figure that the heart is a mirror to image back God and that it is darkened by the things of the body appears in Abu Sulayman of Damascus, who died in 215. A more celebrated ascetic, who died in 227, Bishr al-Hafi (bare-foot), speaks of God directly as the Beloved (habib). Al-Harith al-Muhasibi was a contemporary of Ahmad ibn Hanbal and died in 243. The only thing in him to which Ahmad could take exception was that he made use ofkalamin refuting the Mu‘tazilites;even this suspicion against him he is said to have abandoned. Sari and Bishr, too, were close friends of Ahmad’s. Dhu-n-Nun, the Egyptian Sufi, who died in 245, is in more dubious repute. He is said to have been the first to formulate the doctrine of ecstatic states (hals,maqamas); but if he went no further than this, his orthodoxy, in the broad sense, should be above suspicion. Islam has now come to accept these as right and fitting. Perhaps the greatest name in early Sufiism is that of al-Junayd (d. 297); on it no shadow of heresy has ever fallen. He was a master in theology and law, reverenced as one of the greatest of the early doctors. Questions oftawhidhe is said to have discussed before his pupils with shut doors. But this was probablytawhidin the theological and not in the mystical sense—against the Mu‘tazilites and not on the union of the soul with God. Yet he, too, knew the ecstatic life and fell fainting at verses which struck into his soul. Ash-Shibli (d. 334) was one of his disciples, but seems to have given himself more completely to the ascetic and contemplative life. In verses by him we find the vocabulary of the amorous intercourse with God fully developed. The last of this group to be mentioned here shall be Abu Talib al-Makki, who died in 386. It is his distinction to have furnished a text-book of Sufiism that is in use to this day. He wrote and spoke openly ontawhid, now in the Sufi sense, and got into trouble as a heretic, but his memory has been restored to orthodoxy by the general agreement of Islam. When, in 488, al-Ghazzali set himself to seek light in Sufiism, among the treatises he studiedwere the books of four of those mentioned above, Abu Talib, al-Muhasibi, al-Junayd, and ash-Shibli.

GROWTH OF FRATERNITIES

In the case of these and all the others already spoken of there was nothing but a very simple and natural development such as could easily be paralleled in Europe. The earliest Muslims were burdened, as we have seen, with the fear of the terrors of an avenging God. The world was evil and fleeting; the only abiding good was in the other world; so their religion became an ascetic other-worldliness. They fled into the wilderness from the wrath to come. Wandering, either solitary or in companies, was the special sign of the true Sufi. The young men gave themselves over to the guidance of the older men; little circles of disciples gathered round a venerated Shaykh; fraternities began to form. So we find it in the case of al-Junayd, so in that of Sari as-Saqati. Next would come a monastery, rather a rest-house; for only in the winter and for rest did they remain fixed in a place for any time. Of such a monastery there is a trace at Damascus in 150 and in Khurasan about 200. Then, just as in Europe, begging friars organized themselves. In faith they were rather conservative than anything else; touched with a religious passivism which easily developed into quietism. Their ecstasies went little beyond those, for instance, of Thomas à Kempis, though struck with a warmer oriental fervor.

The points on which the doctors of Islam took exception to these earlier Sufis are strikingly different from what we would expect. They concern the practical life far more than theological speculation.As was natural in the case of professional devotees, a constantly prayerful attitude began to assume importance beside and in contrast to the formal use of the five daily prayers, thesalawat. This development was in all probability aided by the existence in Syria of the Christian sect of the Euchites, who exalted the duty of prayer above all other religious obligations. These, also, abandoned property and obligations and wandered as poor brethren over the country. They were a branch of Hesychasts, the quietistic Greek monks who eventually led to the controversy concerning the uncreated light manifested at the transfiguration on Mount Tabor and added a doctrine to the Eastern Church. Considering these points, it can hardly be doubted that there was some historical connection and relation here, not only with earlier but also with later Sufiism. There is a striking resemblance between the Sufis seeking by patient introspection to see the actual light of God’s presence in their hearts, and the Greek monks in Athos, sitting solitarily in their cells and seeking the divine light of Mount Tabor in contemplation of their navels.

But our immediate point is the matter of constant, free prayer. In the Qur’an (xxxiii, 41) the believers are exhorted to “remember (dhikr) God often;” this command the Sufis obeyed with a correlative depreciation of the five canonical prayers. Their meetings for the purpose, much like our own prayer-meetings, still more like the “class-meetings” of the early Methodists, as opposed to stated public worship, were calleddhikrs. These services were fiercely attacked by the orthodox theologians, but survivedand are the darwish functions which tourists still go to see at Constantinople and Cairo. But the more private and personaldhikrsof individual Sufis, each in his house repeating his Qur’anic litanies through the night, until to the passer-by it sounded like the humming of bees or the unceasing drip of roof-gutters, these seem, in the course of the third century, to have fallen before ridicule and accusations of heresy.

TAWAKKUL

Another point against the earlier Sufis was their abuse of the principle oftawakkul, dependence upon God. They gave up their trades and professions; they even gave up the asking for alms. Their ideal was to be absolutely at God’s disposal, utterly cast upon His direct sustenance (rizq). No anxiety for their daily bread was permitted to them; they must go through the world separated from it and its needs and looking up to God. Only one who can do this is properly an acknowledger of God’s unity, a trueMuwahhid. To such, God would assuredly open the door of help; they were at His gate; and the biographies of the saints are full of tales how His help used to come.

To this it may be imagined that the more sober, even among Sufis, made vehement objection. It fell under two heads. One was that ofkasb, the gaining of daily bread by labor. The examples of the husbandman who casts his seed into the ground and then depends upon God, of the merchant who travels with his wares in similar trust, were held up against the wandering but useless monk. As always, traditions were forged on both sides. Said a man—apparently in a spirit of prophecy—one day to the Prophet,“Shall I let my camel run free and trust in God?” Replied the Prophet, or someone for him with a good imitation of his humorous common-sense, “Tie up your camel and trust in God.” The other head was the use of remedies in sickness. The whole controversy parallels strikingly the “mental science” and “Christian science” of the present day. Medicine, it was held, destroyedtawakkul. In the fourth century in Persia this insanity ran high and many books were written for it and against it. The author of one on the first side was consulted in an obstinate case of headache. “Put my book under your pillow,” he said, “and trust in God.” On both these points the usage of the Prophet and the Companions was in the teeth of the Sufi position. They had notoriously earned their living, honestly or dishonestly, and had possessed all the credulity of semi-civilization toward the most barbaric and multifarious remedies. So the agreement of Islam eventually righted itself, though the question in its intricacies and subtilties remained for centuries a thing of delight for theologians. In the end only the wildest fanatics held by absolutetawakkul.

SPECULATIVE SUFIISM

But all this time the second form of Sufiism had been slowly forcing its way. It was essentially speculative and theological rather than ascetic and devotional. When it gained the upper hand,zahid(ascetic) was no longer a convertible term with Sufi. We pass over the boundary between Thomas à Kempis and St. Francis to Eckhart and Suso. The roots of this movement cannot be hard to find in the light of what has preceded. They lie partly in the neo-Platonismwhich is the foundation of the philosophy of Islam. Probably it did not come to the Sufis along the same channels by which it reached al-Farabi. It was rather through the Christian mystics and, perhaps, especially through the Pseudo-Dionysius the Areopagite, and his asserted teacher, Stephen bar Sudaili with his Syriac “Book of Hierotheos.” We need not here consider whether the Monophysite heresy is to be reckoned in as one of the results of the dying neo-Platonism. It is true that outlying forms of it meant the frank deifying of a man and thus raised the possibility of the equal deifying of any other man and of all men. But there is no certainty that these views had an influence in Islam. It is enough that fromA.D.533 we find the Pseudo-Dionysius quoted and his influence strong with the ultra Monophysites, and still more, thereafter, with the whole mystical movement in Christendom. According to it, all is akin in nature to the Absolute, and all this life below is only a reflection of the glories of the upper sphere, where God is. Through the sacraments and a hierarchy of angels man is led back toward Him. Only in ecstasy can man come to a knowledge of Him. The Trinity, sin and the atonement fade out of view. The incarnation is but an example of how the divine and the human can join. All is an emanation or an emission of grace from God; and the yearnings of man are back to his source. The revolving spheres, the groaning and travailing nature are striving to return to their origin. When this conception had seized the Oriental Church; when it had passed into Islam and dominated itsemotional and religious life; when through the translation of the Pseudo-Dionysius by Scotus Erigena in 850, it had begun the long contest of idealism in Europe, the dead school of Plotinus had won the field, and its influence ruled from the Oxus to the Atlantic.

But the roots of Sufiism struck also in another direction. We have already seen an early tendency to regard Ali and, later, members of his house as incarnations of divinity. In the East, where God comes near to man, the conception of God in man is not difficult. The Semitic prophet through whom God speaks easily slips over into a divine being in whom God exists and may be worshipped. But if with one, why not with another? May it not be possible by purifying exercises to reach this unity? If one is a Son of God, may not all become that if they but take the means? The half-understood pantheism which always lurks behind oriental fervors claims its due. From his wild whirling dance, the darwish, stung to cataleptic ecstasy by the throbbing of the drums and the lilting chant, sinks back into the unconsciousness of the divine oneness. He has passed temporarily from this scene of multiplicity into the sea of God’s unity and, at death, if he but persevere, he will reach that haven where he fain would be and will abide there forever. Here, we have not to do with calm philosophers rearing their systems in labored speculations, but with men, often untaught, seeking the salvation of their souls earnestly and with tears.

PANTHEISTIC SCHOOL

One of the earliest of the pantheistic school wasAbu Yazid al-Bistami (d. 261). He was of Persian parentage, and his father had been a follower of Zarathustra. As an ascetic he was of the highest repute; he was also an author of eminence on Sufiism (al-Ghazzali used his books) and he joined to his devout learning and self-mortification clear miraculous gifts. But equally clear was his pantheistic drift and his name has come down linked to the saying, “Beneath my cloak there is naught else than God.” It is worth noticing that certain other of his sayings show that, even in his time, there were Sufi saints who boasted that they had reached such perfection and such miraculous powers that the ordinary moral and ceremonial law no longer applied to them. The antinomianism which haunted the later Sufiism and darwishdom had already appeared.

AL-HALLAJ

But the greatest name of all among these early pantheists was that of al-Hallaj (the cotton carder), a pupil of al-Junayd, who was put to death with great cruelty in 309. It is almost impossible to reach any certain conclusion as to his real views and aims. In spite of what seem to be utterances of the crassest pantheism, such as, “I am the Truth,” there have not been wanting many in later Islam who have reverenced his memory as that of a saint and martyr. To Sufis and darwishes of his time and to this day he has been and is a patron saint. In his life and death he represents for them the spirit of revolt against dogmatic scholasticism and formalism. Further, even such a great doctor of the Muslim Church as al-Ghazzali defended him and, though lamenting some incautious phrases, upheld his orthodoxy. At his trial itselfbefore the theologians of Baghdad, one of them refused to sign thefatwadeclaring him an unbeliever; he was not clear, he said, as to the case. And it is true that such records as we have of the time suggest that his condemnation was forced by the government as a matter of state policy. He was a Persian of Magian origin, and evidently an advanced mystic of the speculative type. He carried the theory to its legitimate conclusion, and proclaimed the result publicly. He dabbled in scholastic theology; had evident Mu‘tazilite leanings; wrote on alchemy and things esoteric. But with this mystical enthusiasm there seem to have united in him other and more dangerous traits. The stories which have reached us show him of a character fond of excitement and change, surrounding himself with devoted adherents and striving by miracle-working of a commonplace kind to add to his following. His popularity among the people of Baghdad and their reverence for him rose to a perilous degree. He may have had plans of his own as a Persian nationalist; he may have had part in one of the Shi‘ite conspiracies; he may have been nothing but a rather weak-headed devotee, carried off his feet by a sudden tide of public excitement, the greatest trial and danger that a saint has to meet. But the times were not such then in Baghdad that the government could take any risks. Al-Muqtadir was Khalifa and in his weak hands the Khalifate was slipping to ruin. The Fatimids were supreme in North Africa; the Qarmatians held Syria and Arabia, and were threatening Baghdad itself. In eight years they were to take Mecca. Persia wasseething with false prophets and nationalists of every shade. Thirteen years later Ibn ash-Shalmaghani was put to death in Baghdad on similar grounds; in his case, Shi‘ite conspiracy against the state was still more clearly involved. We can only conclude in the words of Ibn Khallikan (d. 681), “The history of al-Hallaj is long to relate; his fate is well known; and God knoweth all secret things.” With him we must leave, for the present, consideration of the Sufi development and return to the Mu‘tazilites and to the people tiring of their dry subtilties.

The rise of orthodoxkalam; al-Ash‘ari; decline of the Mu‘tazilites; passing of heresy into unbelief; development of scholastic theology by Ash‘arites; rise of Zahiritekalam; Ibn Hazm; persecution of Ash‘arites; final assimilation ofkalam.

The rise of orthodoxkalam; al-Ash‘ari; decline of the Mu‘tazilites; passing of heresy into unbelief; development of scholastic theology by Ash‘arites; rise of Zahiritekalam; Ibn Hazm; persecution of Ash‘arites; final assimilation ofkalam.

As we have already seen, the traditionalist party at first refused to enter upon any discussion of sacred things. Malik ibn Anas used to say, “God’sistiwa(settling Himself firmly upon His throne) is known; how it is done is unknown; it must be believed; questions about it are an innovation (bid‘a).” But such a position could not be held for any length of time. The world cannot be cut in two and half assigned to faith and half to reason. So, as time went on, there arose on the orthodox side men who, little by little, were prepared to give a reason for the faith that was in them. They thus came to usekalamin order to meet thekalamof the Mu‘tazilites; they becamemutakallims, and the scholastic theology of Islam was founded. It is the history of this transfer of method which we have now to consider.

RISE OF ORTHODOX KALAM

Its beginnings are wrapped in a natural obscurity. It was at first a gradual, unconscious drift, and people did not recognize its existence. Afterward, when they looked back upon it, the tendency of the human mind to ascribe broad movements to single men asserted itself and the whole was put under the nameof al-Ash‘ari. It is true that with him, in a sense, the change suddenly leaped to self-consciousness, but it had already been long in progress. As we have seen, al-Junayd discussed the unity of God, but it was behind closed doors. Ash-Shafi‘i held that there should be a certain number of men trained thus to defend and purify the faith, but that it would be a great evil if their arguments should become known to the mass of the people. Al-Muhasibi, a contemporary of Ahmad ibn Hanbal, was suspected, and rightly, of defending his faith with argument, and thereby incurred Ahmad’s displeasure. Another contemporary of Ahmad’s, al-Karabisi (d. 345), incurred the same displeasure, and the list might easily be extended. But the most significant fact of all is that the movement came to the surface and showed itself openly at the same time in the most widely separated lands of Islam. In Mesopotamia there was al-Ash‘ari, who died after 320; in Egypt there was at-Tahawi, who died in 331; in Samarqand there was al-Mataridi, who died in 333. Of these at-Tahawi is now little more than a name; al-Mataridi’s star has paled before that of al-Ash‘ari; al-Ash‘ari has come in popular view to be the solitary hero before whom the Mu‘tazilite system went down. It will perhaps be sufficient if we take his life and experiences as our guide in this period of change; the others must have followed very much in the same path.

He was born at al-Basra in 260, the year in which al-Kindi died and Muhammad al-Muntazar vanished from the sight of men. He came into a world full of intellectual ferment; Alids of different camps wereactive in their claim to be possessors of an infallible Imam; Zaydites and Qarmatians were in revolt; the decree of 234 that the Qur’an was uncreated had had little effect, so far, in silencing the Mu‘tazilites; in 261 the Sufi pantheist, Abu Yazid, died. Al-Ash‘ari himself was of the best blood of the desert and of a highly orthodox family which had borne a distinguished part in Muslim history. Through some accident he came in early youth into the care of al-Jubba‘i, the Mu‘tazilite, who, according to one story, had married al-Ash‘ari’s mother; was brought up by him and remained a stanch Mu‘tazilite, writing and speaking on that side, till he was forty years old.

RETURN OF AL-ASH‘ARI

Then a strange thing happened. One day he mounted the pulpit of the mosque in al-Basra and cried aloud, “He who knows me, knows me; and he who knows me not, let him know that I am so and so, the son of so and so. I have maintained the creation of the Qur’an and that God will not be seen in the world to come with the eyes, and that the creatures create their actions. Lo, I repent that I have been a Mu‘tazilite and turn to opposition to them.” It was a voice full of omen. It told that the intellectual supremacy of the Mu‘tazilites had publicly passed and that, hereafter, they would be met with their own weapons. What led to this change of mind is strictly unknown; only legends have reached us. One, full of psychological truth, runs that one Ramadan, the fasting month, when he was worn with prayer and hunger, the Prophet appeared to him three times in his sleep, and commanded him to turn from his vainkalamand seek certainty in the traditions and the Qur’an. Ifhe would but give himself to that study, God would make clear the difficulties and enable him to solve all the puzzles. He did so, and his mind seemed to be opened; the old contradictions and absurdities had fled, and he cursed the Mu‘tazilites and all their works.

It can easily be seen that in some such way as this the blood of the race may have led him back to the God of his fathers, the God of the desert, whose word must be accepted as its own proof. The gossips of the time told strange tales of rich relatives and family pressure; we can leave these aside. When he had changed he was terribly in earnest. He met his old teacher, al-Jubba‘i, in public discussions again and again till the old man withdrew. One of these discussions legend has handed down in varying forms. None of them may be exactly true, but they are significant of the change of attitude. He came to al-Jubba‘i and said, “Suppose the case of three brothers; one being God-fearing, another godless and a third dies as a child. What of them in the world to come?” Al-Jubba‘i replied, “The first will be rewarded in Paradise; the second punished in Hell, and the third will be neither rewarded nor punished.” Al-Ash‘ari continued, “But if the third said, ‘Lord, Thou mightest have granted me life, and then I would have been pious and entered Paradise like my brother,’ what then?” Al-Jubba‘i replied, “God would say, ‘I knew that if thou wert granted life thou wouldst be godless and unbelieving and enter Hell.’” Then al-Ash‘ari drew his noose, “But what if the second said, ‘Lord, why didst Thou not make me die as achild? Then had I escaped Hell.’” Al-Jubba‘i was silenced, and Al-Ash‘ari went away in triumph. Three years after his pupil had left him the old man died. The tellers of this story regard it as disproving the Mu‘tazilite doctrine of “the best”—al-aslah—namely, that God is constrained to do that which may be best and happiest for His creatures. Orthodox Islam, as we have seen, holds that God is under no such constraint, and is free to do good or evil as He chooses.

But the story has also another and somewhat broader significance. It is a protest against the religious rationalism of the Mu‘tazilites, which held that the mysteries of the universe could be expressed and met in terms of human thought. In this way it represents the essence of al-Ash‘ari’s position, a recoil from the impossible task of raising a system of purely rationalistic theology to reliance upon the Word of God, and the tradition (hadith) and usage (sunna) of the Prophet and the pattern of the early church (salaf).

The stories told above represent the change as sudden. According to the evidence of his books that was not so. In his return there were two stages. In the first of these he upheld the seven rational Qualities (sifat aqliya) of God, Life, Knowledge, Power, Will, Hearing, Seeing, Speech: but explained away the Qur’anic anthropomorphisms of God’s face, hands, feet, etc. In the second stage, which fell, apparently, after he had moved to Baghdad and come under the strong Hanbalite influences there, he explained away nothing, but contented himselfwith the position that the anthropomorphisms were to be taken,bila kayfa wala tashbih, without asking how and without drawing any comparison. The first phrase is directed against the Mu‘tazilites, who inquired persistently into the nature and possibility of such things in God; the second, against the anthropomorphists (mushabbihs, comparers;mujassims, corporealizers), mostly ultra Hanbalites and Karramites, who said that these things in God were like the corresponding things in men. At all stages, however, he was prepared to defend his conclusions and assail those of his adversaries by dint of argument.

SYSTEM OF AL-ASH‘ARI

The details of his system will be best understood by reading his creed and the creed of al-Fudali, which is essentially Ash‘arite. Both are in the Appendix of Translated Creeds. Here, it is necessary to draw attention to two, only, of the obscurer points. On the vexed question, “What is a thing?” he anticipated Kant. The early theologians, orthodox and theoretical, and those later ones also who did not follow him, regarded, as we have seen, existence (wujud) as only one of the qualities belonging to an existing thing (mawjud). It was there all the time, but it lacked the quality of “existence”; then that quality was added to its other qualities and it became existent. But al-Ash‘ari and his followers held that existence was the “self” (ayn) of the entity and not a quality or state, however personal or necessary. See, on the whole, Appendix of Creeds.

On the other vexed question of free-will, or, rather, as the Muslims chose to express it, on the ability of men to produce actions, he took up a mediating position.The old orthodox position was absolutely fatalistic; the Mu‘tazilites, following their principle of Justice, gave to man an initiative power. Al-Ash‘ari struck a middle path. Man cannot create anything; God is the only creator. Nor does man’s power produce any effect on his actions at all. God creates in His creature power (qudra) and choice (ikhtiyar). Then He creates in him his action corresponding to the power and choice thus created. So the action of the creature is created by God as to initiative and as to production; but it isacquiredby the creature. By acquisition (kasb) is meant that it corresponds to the creature’s power and choice, previously created in him, without his having had the slightest effect on the action. He was only thelocusor subject of the action. In this way al-Ash‘ari is supposed to have accounted for free-will and entailed responsibility upon men. It may be doubted whether the second point occupied him much. It was open to his God to do good or evil as He chose; the Justice of the Mu‘tazilites was left behind. He may have intended only to explain the consciousness of freedom, as some have done more recently. The closeness with which al-Ash‘ari in this comes to the pre-established harmony of Leibnitz and to the Kantian conception of existence shows how high a rank he must take as an original thinker. His abandoning of the Mu‘tazilites was due to no mere wave of sentiment but to a perception that their speculations were on too narrow a basis and of a too barren scholastic type. He died after 320 with a curse on them and their methods as his last words.

AL-MATARIDI

A few words only need be given to al-Mataridi. The creed of an-Nasafi in the Appendix of Creeds, pp. 308-315 belongs to his school. He and at-Tahawi were followers of the broad-minded Abu Hanifa, who was more than suspected of Mu‘tazilite and Murji’ite leanings. Muslim theologians usually reckon up some thirteen points of difference between al-Mataridi and al-Ash‘ari and admit that seven of these are not much more than combats of words. Those which occur in an-Nasafi’s creed are marked with a star.

We are now in a position to finish shortly with the Mu‘tazilites. Their work, as a constructive force, is done. From this time on there iskalamamong the orthodox, and the termmutakallimdenotes nothing but a scholastic theologian, whether of one wing or another. And so, like any other organ which has done its part and for the existence of which there is no longer any object, they gradually and quietly dropped into the background. They had still, sometimes, to suffer persecution, and for hundreds of years there were men who continued to call themselves Mu‘tazilites; but their heresies came to be heresies of the schools and not burning questions in the eyes of the masses. We need now draw attention to only a few incidents and figures in this dying movement. The Muslim historians lay much stress on the orthodox zeal of the Khalifa al-Qadir, who reigned 381-422, and narrate how he persecuted the Mu‘tazilites, Shi‘ites and other heretics and compelled them, under oath, to conform.

But there are several difficulties in the way of thispersecution, which make it probable that it was more nominal than otherwise. Al-Qadir was bitterly orthodox; he had written a treatise on theology and compelled his unhappy courtiers to listen to a public reading of it every week. But he enjoyed, outside of his palace, next to no power. He was in the control of the Shi‘ite Buwayhids, who, as we have seen, ruled Baghdad and the Khalifate from 320 to 447. These dubious persecutions are said to have fallen in 408 and 420. Again, a Muslim pilgrim from Spain visited Baghdad about 390 and has left us a record of the state of religious things there. He found in session what may perhaps best be described as a Parliament of Religions. It seems to have been a free debate between Muslims of all sects, orthodox and heretical, Parsees and atheists, Jews and Christians—unbelievers of every kind. Each party had a spokesman, and at the beginning of the proceedings the rule was rehearsed that no one might appeal to the sacred books of his creed but might only adduce arguments founded upon reason. The pious Spanish Muslim went to two meetings but did not peril his soul by any further visits. In his narrative we recognize the horror with which the orthodox of Spain viewed such proceedings—Spain, Muslim and Christian, has always favored the straitest sect; but when such a thing was permitted in Baghdad, religious liberty there at least must have been tolerably broad. Possibly it was sittings of theIkhwan as-safaupon which this scandalized Spaniard stumbled. He himself speaks of them as meetings of mutakallims.

MAHMUD OF GHAZNA

But if the mixture of Sunnite and Shi‘ite authorityin Baghdad gave all the miscellaneous heretics a chance for life, it was different in the growing dominions of Mahmud of Ghazna. That iconoclastic monarch had embraced the anthropomorphic faith of the Karramites, the most literal-minded of all the Muslim sects. In consequence, all forms of Mu‘tazilism and all kinds of mutakallims were an abomination to him, and it was a very real persecution which they met at his hands. That al-Qadir, his spiritual suzerain, urged him on is very probable; it is also possible that respect for the growing power of Mahmud may have protected al-Qadir to some extent from the Buwayhids. In 420 Mahmud took from them Ispahan and held there a grand inquisition on Shi‘ites and heretics of all kinds.

To proceed with the Mu‘tazilites; when we come to al-Ghazzali and his times we shall find that they have ceased to be a crying danger to the faith. Though their views might, that doctor held, be erroneous in some respects, they were not to be considered as damnable. Again, in 538, there died az-Zamakhshari, the great grammarian, who is often called the last of the Mu‘tazilites. He was not that by any means, but his heresies were either mild or were regarded mildly. A single point will show this. His commentary on the Qur’an, theKashshaf, was revised and expurgated in the orthodox interest by al-Baydawi (d. 688) and in that form is now the most popular and respected of all expositions. TheKashshafitself, in its original, unmodified form, has been printed several times at Cairo. Again, Ibn Rushd, the Aristotelian, who died in 595, when he iscombating the arguments of the mutakallims, makes little difference between the Mu‘tazilites and the others. They are only, to him, another variety of scholastic theologian, with a rather better idea, perhaps, of logic and argument. He considered, as we shall find later, all the mutakallims as sadly to seek in such matters. Since then, and into quite modern times, there have been sporadic cases of theologians called Mu‘tazilites by themselves or others. Practically, they have been scholastics of eccentric views. Finally, the use of this name for themselves by the present-day broad school Muslims of India is absolutely unhistorical and highly misleading.

We turn now to suggest, rather than to trace, some of the non-theological consequences of the preceding theology.

AL-BERUNI; IBN SINA

Increasingly, from this time on, it is not heresy which has to be met so much as simple unbelief, more or less frank. It is evident that the heretics of the earlier period are now dividing in two directions, one part inclining toward milder forms of heresy and the other toward doubt in the largest sense, passing over to Aristotelian + neo-Platonic philosophy, and thence dividing into materialists, deists, and theists. Thus we have seen earlier the workings of al-Farabi and of the Ikhwan as-safa. The teachings of the latter pass on to the Isma‘ilians who developed them in the mountain fortresses, the centres of their power, scattered from Persia to Syria. These were otherwise called Assassins; otherwise Batinites in the narrower sense—in the broader that term meant only those who found under the letter of the Qur’an ahidden, esoteric meaning; otherwise Ta‘limites or claimers of ata‘lim, a secret teaching by a divinely instructed Imam, and with them we shall have much to do later. It is sufficient here to notice how the peaceful and rather watery philosophy of the “Sincere Brethren” was transmuted through ambition and fanaticism into belligerent politics at the hands and daggers of these fierce sectaries. Into this period, too, fall some well-known names of dubious and more than dubious orthodoxy. Al-Beruni (d. 440) even at the court of Mahmud of Ghazna managed to keep his footing and his head. Yet it may be doubted how far he was a Karramite or even a Muslim. He was certainly the first scientific student of India andIndicaand of chronology and calendars, a man whose attainments and results show that our so-called modern methods are as old as genius. On religion, he maintained a prudent silence, but earned the favor of Mahmud by an unsparing exposure of the weakness in the Fatimid genealogy. In this sketch he has a place as a man of science who went his own way without treading on the religious toes of other people.

His contemporary Ibn Sina (d. 428), for us Avicenna, was of a different nature, and his lines were cast in different places. He was a wanderer through the courts of northern Persia. The orthodox and stringent Mahmud he carefully avoided; the Buwayhids and those of their ilk took such heresies as his more easily. Endowed with a gigantic memory and an insatiable intellectual appetite, he was the encyclopædist of his age, and his scientific work, and especially that in medicine, went further than anythingelse to put the Muslim East and mediæval Europe in the strait waistcoat from which the first has not yet emerged and the second only shook itself free in the seventeenth century. He was a student of Aristotle and a mystic, as all Muslim students of Aristotle have been. How far his mysticism enabled him to square the Qur’an with his philosophy is not clear; such men seldom said exactly what they meant and all that they thought. He was also a diligent student and reader of the Qur’an and faithful in his public religious duties. Yet the Muslim world asserts that he left behind him a testamentary tractate (wasiya) defending dissimulation as to the religion of the country in which we might be; that it was not wrong for the philosopher to go through religious rites which for him had no meaning. He, too, is significant for his time, and, if our interest were philosophy, would call for lengthened treatment. As it is, he marks for us the accomplished separation between students of theology and students of philosophy.

An equally well known and by us much better loved name is that of Umar al-Khayyam, who died later, about 515, but who may fitly be grouped with Ibn Sina. He, too, was abon vivant, but of a deeper, more melancholy strain. His wine meant more than friendly cups; it was a way of escape from the world and its burden. His science, too, went deeper. He was not a gatherer and arranger of the wisdom of the past; his reformed calendar is more perfect than that which we even now use. His faith is a riddle to us, as it was to his comrades. But it was because he had no certain truth to proclaim that Umar did notspeak out clearly. His last words were almost those of Rabelais, “I go to meet the great Perhaps.” Anecdotage connects his name with that of al-Ghazzali. Neither had escaped the pall of universal scepticism which must have descended upon their time. But al-Ghazzali, by God’s grace, as he himself reverently says, was enabled to escape. Umar died under it.

ABU-L-ALA AL-MA‘ARRI

A very different man was Abu-l-Ala al-Ma‘arri, the blind poet and singer of intellectual freedom. In Arabic literature there is no other voice like his, clear and confident. He was a man of letters; no philosopher nor theologian nor scientist, though at one time he seems to have come in contact with a circle like that of Ikhwan as-safa, perhaps the same; and his spirit was like that of one of the heroic poets of the old desert life, whose hand was taught to keep his head, whose tongue spared nothing from heaven to earth, and who lived his own life out in his own way, undaunted. In his darkness he nourished great thoughts and flung out asæva indignatioon hypocrisy and subservience which reminds of Lessing. But Abu-l-Ala was a great poet, and his scorn of priests and courtiers and their lies, his pity for suffering humanity and his confidence in the light of reason are thrown into scraps of burning, echoing verse without their like in Arabic. He died at the town of his birth, Ma‘arrat an-Nu‘man, in northern Syria, in 449. The problem is how he was suffered to live out his long life of eighty-six years.

We can now return to the development of scholastic theology in the orthodox church at the hands ofthe followers of al-Ash‘ari. They had to fight their way against many and most differing opponents. At the one extreme were the dwindling Mu‘tazilites, passing slowly into comparatively innocuous heretics, and the growing party of unbelievers, philosophical and otherwise, open and secret. At the other extreme was the mob of Hanbalites, belonging to the only legal school which laid theological burdens on its adherents. The theologians, in this case, certainly varied as to the weight of their own anathemas against all kalam, but were at one in that they carried the bulk of the multitude with them and could enforce their conclusions with the cudgels of rioters. In the midst were the rival orthodox (pacethe Hanbalites) developers of kalam, among whom the Mataridites probably held the most important place. Thus, the Ash‘arite school was the nursling as well as the child of controversy.

It was, then, fitting that the name joined, at least in tradition, with the final form of that system, should be that of a controversialist. But this man, Abu Bakr al-Baqilani the Qadi, was more than a mere controversialist. It is his glory to have contributed most important elements to and put into fixed form what is, perhaps, the most fantastic and daring metaphysical scheme, and almost certainly the most thorough theological scheme, ever thought out. On the one hand, the Lucretian atoms raining down through the empty void, the self-developing monads of Leibnitz, pre-established harmony and all, the Kantian “things in themselves” are lame and impotent in their consistency beside the parallel Ash‘arite doctrines;and, on the other, not even the rigors of Calvin, as developed in the Dutch confessions, can compete with the unflinching exactitude of the Muslim conclusions.

ASH‘ARITE METAPHYSICS

First, as to ontology. The object of the Ash‘arites was that of Kant, to fix the relation of knowledge to the thing in itself. Thus, al-Baqilani defined knowledge (ilm) as cognition (ma‘rifa) of a thing as it is in itself. But in reaching that “thing in itself” they were much more thorough than Kant. Only two of the Aristotelian categories survived their attack, substance and quality. The others, quantity, place, time and the rest, were only relationships (i‘tibars) existing subjectively in the mind of the knower, and not things. But a relationship, they argued, if real, must exist in something, and a quality cannot exist in another quality, only in a substance. Yet it could not exist in either of the two things which it brought together; for example, in the cause or the effect. It must be in a third thing. But to bring this third thing and the first two together, other relationships would be needed and other things for these relationships to exist in. Thus we would be led back in an infinite sequence, and they had taken over from Aristotle the position that such an infinite series backward (tasalsul) is inadmissible. Relationships, then, had no real existence but were mere phantoms, subjective non-entities. Further, the Aristotelian view of matter was now impossible for them. All the categories had gone except substance and quality; and among them, passion. Matter, then, could not have the possibility of suffering the impress of form. A possibilityis neither an entity nor a non-entity, but a subjectivity purely. But with the suffering matter, the active form and all causes must also go. They, too, are mere subjectivities. Again, qualities, for these thinkers, became mere accidents. The fleeting character of appearances drove them to the conclusion that there was no such thing as a quality planted in the nature of a thing; that the idea “nature” did not exist. Then this drove them further. Substances exist only with qualities,i.e., accidents. These qualities may be positive or they may be negative; the ascription to things of negative qualities is one of their most fruitful conceptions. When, then, the qualities fall out of existence, the substances themselves must also cease to exist. Substance as well as quality is fleeting, has only a moment’s duration.

But when they rejected the Aristotelian view of matter as the possibility of receiving form, their path of necessity led them straight to the atomists. So atomists they became, and, as always, after their own fashion. Their atoms are not of space only, but also of time. The basis of all the manifestation, mental and physical, of the world in place and time, is a multitude of monads. Each has certain qualities but has extension neither in space nor time. They have simply position, not bulk, and do not touch one another. Between them is absolute void. Similarly as to time. The time-atoms, if the expression may be permitted, are equally unextended and have also absolute void—of time—between them. Just as space is only in a series of atoms, so time is only in a succession of untouching moments and leaps acrossthe void from one to the other with the jerk of the hand of a clock. Time, in this view, is in grains and can exist only in connection with change. The monads differ from those of Leibnitz in having no nature in themselves, no possibility of development along certain lines. The Muslim monads are, and again are not, all change and action in the world are produced by their entering into existence and dropping out again, not by any change in themselves.

But this most simple view of the world left its holders in precisely the same difficulty, only in a far higher degree, as that of Leibnitz. He was compelled to fall back on a pre-established harmony to bring his monads into orderly relations with one another; the Muslim theologians, on their side, fell back upon God and found in His will the ground of all things.

ASH‘ARITE THEOLOGY

We here pass from their ontology to their theology, and as they were thorough-going metaphysicians, so now they are thorough-going theologians. Being was all in the one case; now it is God that is all. In truth, their philosophy is in its essence a scepticism which destroys the possibility of a philosophy in order to drive men back to God and His revelations and compel them to see in Him the one grand fact of the universe. So, when a darwish shouts in his ecstasy, “Huwa-l-haqq,” he does not mean, “He is the Truth,” in our Western sense of Verity, or our New Testament sense of “The Way, the Truth, and the Life,” but simply, “He is the Fact”—the one Reality.

To return: from their ontology they derived anargument for the necessity of a God. That their monads came so and not otherwise must have a cause; without it there could be no harmony or connection between them. And this cause must be one with no cause behind it; otherwise we would have the endless chain. This cause, then, they found in the absolutely free will of God, working without any matter beside it and unaffected by any laws or necessities. It creates and annihilates the atoms and their qualities and, by that means, brings to pass all the motion and change of the world. These, in our sense, do not exist. When a thing seems to us to be moved, that really means that God has annihilated—or permitted to drop out of existence, by not continuing to uphold, as another view held—the atoms making up that thing in its original position, and has created them again and again along the line over which it moves. Similarly of what we regard as cause and effect. A man writes with a pen and a piece of paper. God creates in his mind the will to write; at the same moment he gives him the power to write and brings about the apparent motion of the hand, of the pen and the appearance on the paper. No one of these is the cause of the other. God has brought about by creation and annihilation of atoms the requisite combination to produce these appearances. Thus we see that free-will for the Muslim scholastics is simply the presence, in the mind of the man, of this choice created there by God. This may not seem to us to be very real, but it has, certainly, as much reality as anything else in their world. Further, it will be observed how completely this annihilates the machineryof the universe. There is no such thing as law, and the world is sustained by a constant, ever-repeated miracle. Miracles and what we regard as the ordinary operations of nature are on the same level. The world and the things in it could have been quite different. The only limitation upon God is that He cannot produce a contradiction. A thing cannot be and not be at the same time. There is no such thing as a secondary cause; when there is the appearance of such, it is only illusional. God is producing it as well as the ultimate appearance of effect. There is no nature belonging to things. Fire does not burn and a knife does not cut. God creates in a substance a being burned when the fire touches it and a being cut when the knife approaches it.


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