Musical Imagination
Musical imagination deserves a separate monograph. As the task requires, in addition to psychological capacity, a profound knowledge of musical history and technique, it cannot be undertaken here. I purpose only one thing, namely, to show that it has its own individual mark—that it is the type of affective imagination.
I have elsewhere[94]attempted to prove that, contrary to the general opinion of psychologists, there exists, in many men at least, an affective memory; that is, a memory of emotions strictly so called, and not merely of the intellectual conditions that caused and accompanied them. I hold that there exists also a form of the creative imagination that is purely emotional—the contents of which are wholly made up of states of mind, dispositions, wants, aspirations, feelings, and emotions of all kinds, and that it is the characteristic of the composer of genius, of the born musician.
The musician sees in the world what concerns him. "He carries in his head a coherent system of tone-images, in which every element has its place and value; he perceives delicate differences of sound, oftimbre; he succeeds, through exercise, in penetrating into their most varied combinations, and the knowledge of harmonious relations is for him what design and the knowledge of color are for thepainter: intervals and harmony, rhythm and tone-qualities are, as it were, standards to which he relates his present perceptions and which he causes to enter into the marvelous constructions of his fancy."[95]
These sound-elements and their combinations are the words of a special language that is very clear for some, impenetrable for others. People have spoken to a tiresome extent of the vagueness of musical expression; some have been pleased to hold that every one may interpret it in his own way. We must surely recognize that emotional language does not possess the precision of intellectual language; but in music it is the same as in any other idiom: there are those who do not understand at all; those who half understand and consequently always give wrong renderings; and those who understand well—and in this last category there are grades as varying as the aptitude for perceiving the delicate and subtle shades of speech.[96]
The materials necessary for this form of imaginative construction are gathered slowly. Many centuries passed between the early ages when man's voice and the simple instruments imitating it translated simple emotions, to the period when the efforts of antiquity and of the middle ages finally furnished the musical imagination with the means of expressing itself completely, and allowed complex and difficult constructions in sound. The development of music—slow and belated as compared to the other arts—has perhaps been due, in part at least, to the fact that the affective imagination, its chief province (imitative, descriptive, picturesque music being only an episode and accessory), being made up, contrary to sensorial imagination, of tenuous, subtle, fugitive states, has been long in seeking its methods of analysis and of expression. However it be, Bach and the contrapuntists, by their treatment in an independent manner of the different voices constituting harmony, have opened a new path. Henceforth melody will be able to develop and give rise to the richest combinations. We shall be able to associate various melodies, sing them at the same time, or in alternation, assign them to various instruments, vary indefinitely the pitch of singing and concerted voices. The boundless realm of musical combinations is open; it has been worth while to take the trouble to invent. Modern polyphony with its power of expressing at the same time different, even opposing, feelings is a marvelous instrumentfor a form of imagination which, alien to the forms clear-cut in space, moves only in time.
What furnishes us the best entrance into the psychology of this form of imagination is the natural transposition operative in musicians. It consists in this: An external or internal impression, any occurrence whatever, even a metaphysical idea, undergoes change of a certain kind, which the following examples will make better understood than any amount of commentary.
Beethoven said of Klopstock'sMessiah, "alwaysmaestoso, written inD flat major." In his fourth symphony he expressed musically the destiny of Napoleon; in the ninth symphony he tries to give a proof of the existence of God. By the side of a dead friend, in a room draped in black, he improvises theadagioof the sonata inC sharp minor. The biographers of Mendelssohn relate analogous instances of transposition under musical form. During a storm that almost engulfed George Sand, Chopin, alone in the house, under the influence of his agony, and half unconsciously, composed one of hisPréludes. The case of Schumann is perhaps the most curious of all: "From the age of eight, he would amuse himself with sketching what might be called musical portraits, drawing by means of various turns of song and varied rhythms the shades of character, and even the physical peculiarities, of his young comrades. He sometimes succeeded in making such striking resemblances that all wouldrecognize, with no further designation, the figure indicated by the skillful fingers that genius was already guiding." He said later: "I feel myself affected by all that goes on in the world—men, politics, literature; I reflect on all that in my own way and it issues outwards in the form of music. That is why many of my compositions are so hard to understand: they relate to events of distant interest, though important; but everything remarkable that is furnished me by the period I must express musically." Let us recall again that Weber interpreted in one of the finest scenes of hisFreyschütz(the bullet-casting scene) "a landscape that he had seen near the falls of Geroldsau, at the hour when the moon's rays cause the basin in which the water rushes and boils to glisten like silver."[97]In short, the events go into the composer's brain, mix there, and come out changed into a musical structure.
The plastic imagination furnishes us a counter-proof: it transposes inversely. The musical impression traverses the brain, sets it in turmoil, but comes out transformed into visual images. We have already cited examples from Victor Hugo (ch. I); Goethe, we know, had poor musical gifts. After having the young Mendelssohn render an overture from Bach, he exclaimed, "How pompous and grand that is! It seems to me like a procession of grandpersonages, in gala attire, descending the steps of a gigantic staircase."
We might generalize the question and ask whether or no there exists a natural antagonism between true musical imagination and plastic imagination. An answer in the affirmative seems scarcely liable to be challenged. I had undertaken an investigation which, at the outset, made for a different goal. It happens that it answered clearly enough the question propounded above: the conclusion has arisen of itself, unsought; which fact saves me from any charge of a preconceived opinion.
The question asked orally of a large number of people was this: "Does hearing or even remembering a bit ofsymphonicmusic excite visual images in you and of what kind are they?" For self evident reasons dramatic music was expressly excluded: the appearance of the theater, stage, and scenery impose on the observer visual perceptions that have a tendency to be repeated later in the form of memories.
The result of observation and of the collected answers are summed up as follows:
Those who possess great musical culture and—this is by far more important—taste or passion for music, generally have no visual images. If these arise, it is only momentarily, and by chance. I give a few of the answers: "I see absolutely nothing; I am occupied altogether with the pleasure of the music: I live entirely in a world of sound. In accordance with my knowledge of harmony, Ianalyze the harmonies but not for long. I follow the development of the phrasing." "I see nothing: I am given up wholly to my impressions. I believe that the chief effect of music is to heighten in everyone the predominating feelings."
Those who possess little musical culture, and especially those having little taste for music, have very clear visual representations. It must nevertheless be admitted that it is very hard to investigate these people. Because of their anti-musical natures, they avoid concerts, or at the most, resign themselves to sit through an opera. However, since the nature and quality of the music does not matter here, we may quote: "Hearing a Barbary organ in the street, I picture the instrument to myself. I see the man turning the crank. If military music sounds from afar, Iseea regiment marching." An excellent pianist plays for a friend Beethoven's sonata in C sharp minor, putting into its execution all the pathos of which he is capable. The other sees in it "the tumult and excitement of a fair." Here the musical rendering is misinterpreted through misapprehension. I have several times noted this—in people familiar with design or painting, music calls up pictures and various scenes; one of these persons says that he is "besieged by visual images." Here the hearing of music evidently acts as excitant.[98]
In a word, insofar as it is permissible in psychology to make use of general formulas—and with the proviso that they apply to most, not to all cases—we may say that during the working of the musical imagination the appearance of visual images is the exception; that when this form of imagination is weak, the appearance of images is the rule.
Furthermore, this result of observation is altogether in accord with logic. There is an irreducible antithesis between affective imagination, the characteristic of which is interiority, and visual imagination, basically objective. Intellectual language—speech—is an arrangement of words that stand for objects, qualities, relations, extracts of things: in order to be understood they must call up in consciousness the corresponding images. Emotional language—music—is an appropriate ordering of successive or simultaneous sounds, of melodies and harmonies that are signs of affective states: in order to be understood, they must call up in consciousness the corresponding affective modifications. But, in the non-musically inclined, the evocative power is small—sonorous combinations excite only superficial and unstable internal states. The exterior excitation, that of the sounds, follows the line of least resistance, and acting according to the psychic nature of the individual, tends to arouse objective images, pictures, visual representations, well or ill adapted.
To sum up: In contrast to sensorial imagination, which has its origin without, affective imagination begins within. Thestuffof its creation is found in the mental states enumerated above, and in their innumerable combinations, which it expresses and fixes in language peculiar to itself, of which it has been able to make wonderful use. Taking it altogether, the only great division possible between the different types of imagination is perhaps reducible to this: To speak more exactly, there are exterior and interior imaginations. These two chapters have given a sketch of them. There now remains for us to study the less general forms of the creative power.
FOOTNOTES:[86]SeeAppendix E.[87]Let us cite merely the case of Balzac who, says one of his biographers, "was always odd." He buys a property, in order to start a dairy there with "the best cows in the world," from which he expects to receive a net income of 3,000 francs. In addition, high-grade vegetable gardens, same income; vineyard, with Malaga plants, which should bring about 2,000 fr. He has the commune of Sèvres deed over to him a walnut tree, worth annually 2,000 francs to him, because all the townspeople dump their rubbish there. And so on, until at the end of four years he sees himself obliged to sell his domain for 3,000 francs, after spending on it thrice that sum.[88]Usener,Götternamen, 1896.[89]Nouveaux Essais de critique, p. 320.[90]Or, as it has been expressed, "human qualities raised to their highest power." (Tr.)[91]The same statement holds good as regards the "Temptations of Saint Anthony" and other analogous subjects that have often attracted painters.[92]R. Dubois,Leçons de physiologie générale et comparée, p. 286.[93]Von Baer, in James,Psychology, I, 639.[94]Psychology of the Emotions, Part I, Chapter IX.[95]Arréat,Mémoire et Imagination, p. 118.[96]Mendelssohn wrote to an author who composed verses for hisLieder: "Music is more definite than speech, and to want to explain it by means of words is to make the meaning obscure. I do not think that words suffice for that end, and were I persuaded to the contrary, I would not compose music. There are people who accuse music of being ambiguous, who allege that words are always understood: for me it is just the other way; words seem to me vague, ambiguous, unintelligible, if we compare them to the true music that fills the soul with a thousand things better than words. What the music that I like expresses to me seems to me toodefinite, rather than too indefinite, for anyone to be able to match words to it."[97]Oelzelt-Newin,op. cit., pp. 22-23. For analogous facts from contemporary musicians, see Paulhan,Rev. Phil., 1898, pp. 234-35.[98]For the sake of brevity and clearness I do not give here the observations and evidence. They will be found at the end of this work, asAppendix D.Under the title "An experimental test of musical expressiveness," Gilman, inAmerican Journal of Psychology, vol. IV, No. 4, and vol. V, No. 1 (1892-3), has studied from another point of view the effect of music on various listeners. Eleven selections were given; I note that three or four at the most excited visual images—ten (perhaps eleven), emotional states. More recently, thePsychological Review(September, 1898, pp. 463 ff.) has published a personal observation of Macdougal in which sight-images accompany the hearing of music only exceptionally and under special conditions. The author characterizes himself as a "poor visualizer;" he declares that music arouses in him only very rarely visual representations; "even then they are fragmentary, consisting of simple forms without bond between them, appearing on a dark background, remaining visible for a moment or two, and soon disappearing." But, having gone to the concert fatigued and jaded, he sees nothing during the first number: the visions begin during theandanteof the second, and accompany "in profusion" the rendering of the third. (See Appendix D.) May we not assume that the state of fatigue, by lowering the vital tone, which is the basis of the emotional life, likewise diminishes the tendency of affective dispositions to arise again under the form of memory? On the other hand, sensory images remain without opposition and come to the front; at least, unless they are reënforced by a state of semi-morbid excitation.
[86]SeeAppendix E.
[86]SeeAppendix E.
[87]Let us cite merely the case of Balzac who, says one of his biographers, "was always odd." He buys a property, in order to start a dairy there with "the best cows in the world," from which he expects to receive a net income of 3,000 francs. In addition, high-grade vegetable gardens, same income; vineyard, with Malaga plants, which should bring about 2,000 fr. He has the commune of Sèvres deed over to him a walnut tree, worth annually 2,000 francs to him, because all the townspeople dump their rubbish there. And so on, until at the end of four years he sees himself obliged to sell his domain for 3,000 francs, after spending on it thrice that sum.
[87]Let us cite merely the case of Balzac who, says one of his biographers, "was always odd." He buys a property, in order to start a dairy there with "the best cows in the world," from which he expects to receive a net income of 3,000 francs. In addition, high-grade vegetable gardens, same income; vineyard, with Malaga plants, which should bring about 2,000 fr. He has the commune of Sèvres deed over to him a walnut tree, worth annually 2,000 francs to him, because all the townspeople dump their rubbish there. And so on, until at the end of four years he sees himself obliged to sell his domain for 3,000 francs, after spending on it thrice that sum.
[88]Usener,Götternamen, 1896.
[88]Usener,Götternamen, 1896.
[89]Nouveaux Essais de critique, p. 320.
[89]Nouveaux Essais de critique, p. 320.
[90]Or, as it has been expressed, "human qualities raised to their highest power." (Tr.)
[90]Or, as it has been expressed, "human qualities raised to their highest power." (Tr.)
[91]The same statement holds good as regards the "Temptations of Saint Anthony" and other analogous subjects that have often attracted painters.
[91]The same statement holds good as regards the "Temptations of Saint Anthony" and other analogous subjects that have often attracted painters.
[92]R. Dubois,Leçons de physiologie générale et comparée, p. 286.
[92]R. Dubois,Leçons de physiologie générale et comparée, p. 286.
[93]Von Baer, in James,Psychology, I, 639.
[93]Von Baer, in James,Psychology, I, 639.
[94]Psychology of the Emotions, Part I, Chapter IX.
[94]Psychology of the Emotions, Part I, Chapter IX.
[95]Arréat,Mémoire et Imagination, p. 118.
[95]Arréat,Mémoire et Imagination, p. 118.
[96]Mendelssohn wrote to an author who composed verses for hisLieder: "Music is more definite than speech, and to want to explain it by means of words is to make the meaning obscure. I do not think that words suffice for that end, and were I persuaded to the contrary, I would not compose music. There are people who accuse music of being ambiguous, who allege that words are always understood: for me it is just the other way; words seem to me vague, ambiguous, unintelligible, if we compare them to the true music that fills the soul with a thousand things better than words. What the music that I like expresses to me seems to me toodefinite, rather than too indefinite, for anyone to be able to match words to it."
[96]Mendelssohn wrote to an author who composed verses for hisLieder: "Music is more definite than speech, and to want to explain it by means of words is to make the meaning obscure. I do not think that words suffice for that end, and were I persuaded to the contrary, I would not compose music. There are people who accuse music of being ambiguous, who allege that words are always understood: for me it is just the other way; words seem to me vague, ambiguous, unintelligible, if we compare them to the true music that fills the soul with a thousand things better than words. What the music that I like expresses to me seems to me toodefinite, rather than too indefinite, for anyone to be able to match words to it."
[97]Oelzelt-Newin,op. cit., pp. 22-23. For analogous facts from contemporary musicians, see Paulhan,Rev. Phil., 1898, pp. 234-35.
[97]Oelzelt-Newin,op. cit., pp. 22-23. For analogous facts from contemporary musicians, see Paulhan,Rev. Phil., 1898, pp. 234-35.
[98]For the sake of brevity and clearness I do not give here the observations and evidence. They will be found at the end of this work, asAppendix D.Under the title "An experimental test of musical expressiveness," Gilman, inAmerican Journal of Psychology, vol. IV, No. 4, and vol. V, No. 1 (1892-3), has studied from another point of view the effect of music on various listeners. Eleven selections were given; I note that three or four at the most excited visual images—ten (perhaps eleven), emotional states. More recently, thePsychological Review(September, 1898, pp. 463 ff.) has published a personal observation of Macdougal in which sight-images accompany the hearing of music only exceptionally and under special conditions. The author characterizes himself as a "poor visualizer;" he declares that music arouses in him only very rarely visual representations; "even then they are fragmentary, consisting of simple forms without bond between them, appearing on a dark background, remaining visible for a moment or two, and soon disappearing." But, having gone to the concert fatigued and jaded, he sees nothing during the first number: the visions begin during theandanteof the second, and accompany "in profusion" the rendering of the third. (See Appendix D.) May we not assume that the state of fatigue, by lowering the vital tone, which is the basis of the emotional life, likewise diminishes the tendency of affective dispositions to arise again under the form of memory? On the other hand, sensory images remain without opposition and come to the front; at least, unless they are reënforced by a state of semi-morbid excitation.
[98]For the sake of brevity and clearness I do not give here the observations and evidence. They will be found at the end of this work, asAppendix D.
Under the title "An experimental test of musical expressiveness," Gilman, inAmerican Journal of Psychology, vol. IV, No. 4, and vol. V, No. 1 (1892-3), has studied from another point of view the effect of music on various listeners. Eleven selections were given; I note that three or four at the most excited visual images—ten (perhaps eleven), emotional states. More recently, thePsychological Review(September, 1898, pp. 463 ff.) has published a personal observation of Macdougal in which sight-images accompany the hearing of music only exceptionally and under special conditions. The author characterizes himself as a "poor visualizer;" he declares that music arouses in him only very rarely visual representations; "even then they are fragmentary, consisting of simple forms without bond between them, appearing on a dark background, remaining visible for a moment or two, and soon disappearing." But, having gone to the concert fatigued and jaded, he sees nothing during the first number: the visions begin during theandanteof the second, and accompany "in profusion" the rendering of the third. (See Appendix D.) May we not assume that the state of fatigue, by lowering the vital tone, which is the basis of the emotional life, likewise diminishes the tendency of affective dispositions to arise again under the form of memory? On the other hand, sensory images remain without opposition and come to the front; at least, unless they are reënforced by a state of semi-morbid excitation.
Mystic imagination deserves a place of honor, as it is the most complete and most daring of purely theoretic invention. Related to diffluent imagination, especially in the latter's affective form, it has its own special characters, which we shall try to separate out.
Mysticism rests essentially on two modes of mental life—feeling, which we need not study; and imagination, which, in the present instance, represents the intellectual factor. Whether the part of consciousness that this state of mind requires and permits be imaginative in nature and nothing else it is easy to find out. Indeed, the mystic considers the data of sense as vain appearances, or at the most as signs revealing and frequently laying bare the world of reality. He therefore finds no solid support in perception. On the other hand, he scorns reasoned thought, looking upon it as a cripple, halting half-way. He makes neither deductions nor inductions, and does not draw conclusions after the method of scientific hypotheses. The conclusion,then, is that he imagines, i.e., that he realizes a construction in images that is for him knowledge of the world; and he never proceeds, and does not proceed here, saveex analogia hominis.
The root of the mystic imagination consists of a tendency to incarnate the ideal in the sensible, to discover a hidden "idea" in every material phenomenon or occurrence, to suppose in things a supranatural principle that reveals itself to whoever may penetrate to it. Its fundamental character, from which the others are derived, is thus a way of thinkingsymbolically; but the algebraist also thinks by means of symbols, yet is not on that account a mystic. The nature of this symbolism must, then, be determined.
In doing so, let us note first of all that our images—understanding the word "image" in its broadest sense—may be divided into two distinct groups:
(1)Concreteimages, earliest to be received, being representations of greatest power, residues of our perceptions, with which they have a direct and immediate relation.
(2)Symbolicimages, or signs, of secondary acquirement, being representations of lesser power, having only indirect and mediate relations with things.
Let us make the differences between the two clear by a few simple examples.
Concrete images are: In the visual sphere, therecollection of faces, monuments, landscapes, etc.; in the auditory sphere, the remembrance of the sounds of the sea, wind, the human voice, a melody, etc.; in the motor sphere, the tossings one feels when resting after having been at sea, the illusions of those who have had limbs amputated, etc.
Symbolic images are: In the visual order, written words, ideographic signs, etc.; in the auditory order, spoken words or verbal images; in the motor order, significant gestures, and even better, the finger-language of deaf-mutes.
Psychologically, these two groups are not identical in nature. Concrete images result from a persistence of perceptions and draw from the latter all their validity; symbolic images result from a mental synthesis, from an association of perception and image, or of image and image. If they have not the same origin, no more do they disappear in the same way, as is proven by very numerous examples of aphasia.
The originality of mystic imagination is found in this fact: It transforms concrete images into symbolic images, and uses them as such. It extends this process even to perceptions, so that all manifestations of nature or of human art take on a value as signs or symbols. We shall later find numerous examples of this. Its mode of expression is necessarily synthetic. In itself, and because of the materials that it makes use of, it differs from the affective imagination previously described; it also differsfrom sensuous imagination, which makes use of forms, movements, colors, as having a value of their own; and from the imagination developing in the functions of words, through an analytic process. It has thus a rather special mark.
Other characters are related to this one of symbolism, or else are derived from it, viz.:
(1) An external character: the manner of writing and of speaking, the mode of expression, whatever it is. "The dominant style among mystics," says von Hartmann, "is metaphorical in the extreme—now flat and ordinary, more often turgid and emphatic. Excess of imagination betrays itself there, ordinarily, in the thought and in the form in which that is rendered.... A sign of mysticism which it has been believed may often be taken as an essential sign, is obscurity and unintelligibility of language. We find it in almost all those who have written."[99]We might add that even in the plastic arts, symbolists and "décadents" have attempted, as far as possible, methods that merely indicate and suggest or hint instead of giving real, definite objects: which fact makes them inaccessible to the greater number of people.
This characteristic of obscurity is due to two causes. First, mystical imagination is guided by the logic of feeling, which is purely subjective, full of leaps, jerks, and gaps. Again, it makes use of the language of images, especially visual images—a language whose ideal is vagueness, just as theideal of verbal language is precision. All this can be summed up in a phrase—the subjective character inherent in the symbol. While seeming to speak like everyone else, the mystic uses a personal idiom: things becoming symbols at the pleasure of his fancy, he does not use signs that have a fixed and universally admitted value. It is not surprising if we do not understand him.
(2) An extraordinary abuse of analogy and comparison in their various forms (allegory, parable, etc.)—a natural consequence of a mode of thinking that proceeds by means of symbols, not concepts. It has been said, and rightly, that "the only force that makes the vast field of mysticism fruitful is analogy."[100]Bossuet, a great opponent of mystics, had already remarked: "One of the characteristics of these authors is the pushing of allegories to the extreme limit." With warm imagination, having at their disposal overexcited senses, they are lavish of changes of expressions and figures, hoping thereby to explain the world's mysteries. We know to what inventive labors the Vedas, the Bible, the Koran, and other sacred books have given rise. The distinction between literal and figurative sense, which is boundlessly arbitrary, has given commentators a freedom to imagine equal to that of the myth-creators.
All this is yet very reasonable; but the imagination left to itself stops at no extravagance. Afterhaving strained the meaning of expressions, the imaginative mind exercises itself on words and letters. Thus, the cabalists would take the first or the last letters of the words composing a verse, and would form with them a new word which was to reveal the hidden meaning. Again, they would substitute for the letters composing words the numbers that these letters represent in the Hebrew numerical system and form the strangest combinations with them. In theZohar, all the letters of the alphabet come before God, each one begging to be chosen as the creative element of the universe.
Let us also bring to mind numerical mysticism, different from numerical imagination heretofore studied. Here, number is no longer the means that mind employs in order to soar in time and space; it becomes a symbol and material for fanciful construction. Hence arise those "sacred numbers" teeming in the old oriental religions:—3, symbol of the trinity; 4, symbol of the cosmic elements; 7, representing the moon and the planets, etc.[101]Besides these fantastic meanings, there are more complicated inventions—calculating, from the letters of one's name, the years of life of a sick person, the auspices of a marriage, etc. The Pythagorean philosophy, as Zeller has shown, is the systematic form of this mathematical mysticism, for whichnumbers are not symbols of quantitative relations, but the very essence of things.
This exaggerated symbolism, which makes the works of mystics so fragile, and which permits the mind to feed only on glimpses, has nevertheless an undeniable source of energy in its enchanting capacity to suggest. Without doubt suggestion exists also in art, but much more weakly, for reasons that we shall indicate.
(3) Another characteristic of mystic imagination is the nature and the great degree of belief accompanying it. We already know[102]that when an image enters consciousness, even in the form of a recollection, of a purely passive reproduction, it appears at first, and for a moment, just as real as a percept. Much more so, in the case of imaginative constructions. But this illusion has degrees, and with mystics it attains its maximum.
In the scientific and practical world, the work of the imagination is accompanied by only a conditional and provisional belief. The construction in images must justify its existence, in the case of the scientist, by explaining; and in the case of the man of affairs, by being embodied in an invention that is useful and answers its purpose.
In the esthetic field, creation is accompanied by a momentary belief. Fancy, remarks Groos, is necessarily joined to appearance. Its special character does not consist merely in freedom in images; what distinguishes it from association and frommemory is this—that what is merely representative is taken for the reality. The creative artist has a conscious illusion (bewusste Selbsttäuschung):the esthetic pleasure is an oscillation between the appearance and the reality.[103]
Mystic imagination presupposes an unconditioned and permanent belief. Mystics are believers in the true sense—they have faith. This character is peculiar to them, and has its origin in the intensity of the affective state that excites and supports this form of invention. Intuition becomes an object of knowledge only when clothed in images. There has been much dispute as to the objective value of those symbolic forms that are the working material of the mystic imagination. This contest does not concern us here; but we may make the positive statement that the constructive imagination has never obtained such a frequently hallucinatory form as in the mystics. Visions, touch-illusions, external voices, inner and "wordless" voices, which we now regard as psycho-motor hallucinations—all that we meet every moment in their works, until they become commonplace. But as to the nature of these psychic states there are only two solutions possible—one, naturalistic, that we shall indicate; the other, supernatural, which most theologians hold, and which regards these phenomena as valid and true revelation. In either case, the mystic imagination seems to us naturally tending toward objectification. It tends outwardly, by a spontaneous movement thatplaces it on the same level as reality. Whichever conclusion we adopt, no imaginative type has the same great gift of energy and permanence in belief.
Mystic imagination, working along the lines peculiar to it, produces cosmological, religious, and metaphysical constructions, a summary exposition of which will help us understand its true nature.
(1) The all-embracing cosmological form is the conception of the world by a purely imaginative being. It is rare, abnormal, and is nowadays met with only in a few artists, dreamers, or morbidly esthetic persons, as a kind of survival and temporary form. Thus, Victor Hugo sees in each letter of the alphabet the pictured imitation of one of the objects essential to human knowledge: "Ais the head, the gable, the cross-beam, the arch,arx;Dis the back,dos;Eis the basement, the console, etc., so that man's house and its architecture, man's body and its structure, and then justice, music, the church, war, harvesting, geometry, mountains, etc.—all that is comprised in the alphabet through the mystic virtue of form."[104]Even more radical is Gérard de Nerval (who, moreover, was frequently subject to hallucinations): "At certain times everything takes on for me a new aspect—secret voices come out of plant, tree, animals, from the humblest insects, to caution and encourage me. Formless and lifeless objects have mysterious turns the meaningof which I understand." To others, contemporaries, "the real world is a fairy land."
The middle ages—a period of lively imagination and slight rational culture—overflowed in this direction. "Many thought that on this earth everything is a sign, a figure, and that the visible is worth nothing except insofar as it covers up the invisible." Plants, animals—there is nothing that does not become subject for interpretation; all the members of the body are emblems; the head is Christ, the hairs are the saints, the legs are the apostles, the eye is contemplation, etc. There are extant special books in which all that is seriously explained. Who does not know the symbolism of the cathedrals, and the vagaries to which it has given rise? The towers are prayer, the columns the apostles, the stones and the mortar the assembly of the faithful; the windows are the organs of sense, the buttresses and abutments are the divine assistance; and so on to the minutest detail.
In our day of intense intellectual development, it is not given to many to return sincerely to a mental condition that recalls that of the earliest times. Even if we come near it, we still find a difference. Primitive man puts life, consciousness, activity, into everything; symbolism does likewise, but it does not believe in an autonomous, distinct, particular soul inherent in each thing. The absence of abstraction and generalization, characteristic of humanity in its early beginnings, when it peoples the world with myriads of animate beings, has disappeared. Everysource of activity revealed by symbols appears as a fragmentary manifestation; it descends from a single primary, personal or impersonal, spring. At the root of this imaginative construction there is always either theism or pantheism.
(2) Mystical imagination has often and erroneously been identified with religious imagination. Although it may be held that every religion, no matter how dull and poor, presupposes a latent mysticism, because it supposes an Unknown beyond the reach of sense, there are religions very slightly mystical in fact—those of savages, strictly utilitarian; among barbarians, the martial cults of the Germans and the Aztecs; among civilized races, Rome and Greece.[105]However, even though the mystic imagination is not confined to the bounds of religious thought, history shows us that there it attains its completest expansion.
To be brief, and to keep strictly within our subject, let us note that in the completely developed great religions there has arisen opposition between the rationalists and the imaginative expounders, between the dogmatists and the mystics. The former, rational architects, build by means of abstract ideas, logical relations and methods, by deduction and induction; the others, imaginative builders, carelittle for this learned magnificence—they excel in vivid creations because the moving energy with them is in their feelings, "in their hearts;" because they speak a language made up of concrete images, and consequently their wholly symbolic speech is at the same time an original construction. The mystic imagination is a transformation of the mythic imagination, the myth changing into symbols. It cannot escape the necessity of this. On the other hand, the affective states cannot longer remain vague, diffuse, purely internal; they must become fixed in time and space, and condensed into images forming a personality, legend, event, or rite. Thus, Buddha represents the tendencies towards pity and resignation, summing up the aspirations for final rest. On the other hand, abstract ideas, pure concepts, being repugnant to the mystic's nature, it is also necessary that they take on images through which they may be seen—e.g., the relations between God and man, in the various forms of communion; the idea of divine protection in incarnations, mediators, etc. But the images made use of are not dry and colorless like words that by long use have lost all direct representative value and are merely marks or tags. Being symbolic, i.e., concrete, they are, as we have seen, direct substitutes for reality, and they differ as much from words as sketching and drawing differ from our alphabetical signs, which are, however, their derivatives or abbreviations.
It must, however, be noted that if "the mystic fact is a naïve effort to apprehend the absolute, amode of symbolic, not dialectic, thinking, that lives on symbols and finds in them the only fitting expression,"[106]it seems that this imaginative phase has been to some minds only an internal form, for they have attempted to go beyond it through ecstacy, aspiring to grasp the ultimate principle as a pure unity, without image and without form,[107]which metaphysical realism hopes to attain by other methods and by a different route. However interesting they may be for psychology, these attempts, luring one on further and further, by their seeming or real elimination of every symbolic element, become foreign to our subject, and we cannot consider them at greater length here.
(3) "History shows that philosophy has done nothing but transform ideas of mystic production, substituting for the form of images and undemonstrated statements the form of assertions of a rational system."[108]This declaration of a metaphysician saves us from dwelling on the subject long.
When we seek the difference between religious and metaphysical or philosophical symbolism, we find it in the nature of the constitutive elements. Turned in the direction of religion, mystic symbolism presupposes two principal elements—imagination and feeling; turned in a metaphysical direction, itpresupposes imagination and a very small rational element. This substitution involves appreciable deviation from the primitive type. The construction is of greater logical regularity. Besides, and this is the important characteristic, the subject-matter—though still resembling symbolic images—tends to become concepts: such are vivified abstractions, allegorical beings, hereditary entities of spirits and of gods. In short, metaphysical mysticism is a transition-form towards metaphysical rationalism, although these two tendencies have always been inimical in the history of philosophy, just as in the history of religion.
In this imaginative plan of the world we may recognize stages according to the increasing weakness of the systems, depending on the number and quality of the hypotheses. For example, the progression is apparent between Plotinus and the frenzied creations of the Gnostics and the Cabalists. With the latter, we come into a world of unbridled fancy which, in place of human romances, invents cosmic romances. Here appear the allegorical beings mentioned above, half concept, half symbol; the ten Sephiros of the Cabala, immutable forms of being; thesyzygiesor couples of Gnosticism—soul and reflection, depth and silence, reason and life, inspiration and truth, etc.; the absolute manifesting itself by the unfolding of fifty-two attributes, each unfolding comprising seveneons, corresponding to the 364 days of the year, etc. It would be wearisome to follow these extravagant thoughts, which,though the learned may treat them with some respect, have for the psychologist only the interest of pathologic evidence. Moreover, this form of mystic imagination presents too little that is new for us to speak of it without repeating ourselves.
To conclude: The mystic imagination, in its alluring freedom, its variety, and its richness, is second to no form, not even to esthetic invention, which, according to common prejudice, is the typepar excellence. Following the most venturesome methods of analogy, it has constructed conceptions of the world made up almost wholly of feelings and images—symbolic architectures.
FOOTNOTES:[99]Philosophy of the Unconscious, I, part 2, ch. IX.[100]J. Darmesteter, in Récéjac,Essai sur les fondements de la connaissance mystique, p. 124.[101]In such notions may perhaps be best found the genesis of the present superstitions in regard to "lucky" and "unlucky" numbers, like the number 13, which have such persistence. (Tr.)[102]See Part Two,chapter II.[103]Groos,Die Spiele der Thiere, pp. 308-312.[104]Mabilleau,op. cit., p. 132.[105]If we leave out oriental influences and the Mysteries, which, according to Aristotle, were not dogmatic teaching, but a show, an assemblage of symbols, acting by evocation, or suggestion, following the special mode of mystic imagination that we already know.[106]Récéjac,op. cit., pp. 139 ff.[107]One at once calls to mind Plotinus, whose highest philosophy is a kind of indescribable ecstacy. (Tr.)[108]Hartmann,op. cit., vol. I, part 2, chapter IX.
[99]Philosophy of the Unconscious, I, part 2, ch. IX.
[99]Philosophy of the Unconscious, I, part 2, ch. IX.
[100]J. Darmesteter, in Récéjac,Essai sur les fondements de la connaissance mystique, p. 124.
[100]J. Darmesteter, in Récéjac,Essai sur les fondements de la connaissance mystique, p. 124.
[101]In such notions may perhaps be best found the genesis of the present superstitions in regard to "lucky" and "unlucky" numbers, like the number 13, which have such persistence. (Tr.)
[101]In such notions may perhaps be best found the genesis of the present superstitions in regard to "lucky" and "unlucky" numbers, like the number 13, which have such persistence. (Tr.)
[102]See Part Two,chapter II.
[102]See Part Two,chapter II.
[103]Groos,Die Spiele der Thiere, pp. 308-312.
[103]Groos,Die Spiele der Thiere, pp. 308-312.
[104]Mabilleau,op. cit., p. 132.
[104]Mabilleau,op. cit., p. 132.
[105]If we leave out oriental influences and the Mysteries, which, according to Aristotle, were not dogmatic teaching, but a show, an assemblage of symbols, acting by evocation, or suggestion, following the special mode of mystic imagination that we already know.
[105]If we leave out oriental influences and the Mysteries, which, according to Aristotle, were not dogmatic teaching, but a show, an assemblage of symbols, acting by evocation, or suggestion, following the special mode of mystic imagination that we already know.
[106]Récéjac,op. cit., pp. 139 ff.
[106]Récéjac,op. cit., pp. 139 ff.
[107]One at once calls to mind Plotinus, whose highest philosophy is a kind of indescribable ecstacy. (Tr.)
[107]One at once calls to mind Plotinus, whose highest philosophy is a kind of indescribable ecstacy. (Tr.)
[108]Hartmann,op. cit., vol. I, part 2, chapter IX.
[108]Hartmann,op. cit., vol. I, part 2, chapter IX.
It is quite generally recognized that imagination is indispensable in all sciences; that without it we could only copy, repeat, imitate; that it is a stimulus driving us onward and launching us into the unknown. If there does exist a very widespread prejudice to the contrary—if many hold that scientific culture throttles imagination—we must look for the explanation of this view first, in the equivocation, pointed out several times, that makes the essence of the creative imagination consist of images, which are here most often replaced by abstractions or extracts of things—whence it results that the created work does not have the living forms of religion, of art, or even of mechanical invention; and then, in the rational requirements regulating the development of the creative faculty—it may not wander at will. In either case its end is determined, and in order to exist, i.e., in order to be accepted, the invention must become subject to preëstablished rules.
This variety of imagination being, after theesthetic form, the one that psychologists have best described, we may therefore be brief. A complete study of the subject, however, remains yet to be made. Indeed, we may remark that there is no "scientific imagination" in general, that its form must vary according to the nature of the science, and that, consequently, it really resolves itself into a certain number of genera and even of species. Whence arises the need of monographs, each one of which should be the work of a competent man.
No one will question that mathematicians have a way of thinking all their own; but even this is too general. The arithmetician, the algebraist, and more generally the analyst, in whom invention obtains in the most abstract form of discontinuous functions—symbols and their relations—cannot imagine like the geometrician. One may well speak of the ideal figures of geometry—the empirical origin of which is no longer anywhere contested—but we cannot escape from representing them as somehow in space. Does anyone think that Monge, the creator of descriptive geometry, who by his work has aided builders, architects, mechanics, stone cutters in their labors, could have the same type of imagination as the mathematician who has been given up all his life to the theory of number? Here, then, are at least two well-marked varieties, to say nothing of mixed forms. The physicist's imagination is necessarily more concrete; since he is incessantly obliged to refer to the data of sense or to that totality of visual, tactile, motor, acoustic,thermic, etc., representations that we term the "properties of matter." Our eye, says Tyndall, cannot see sound waves contract and dilate, but we construct them in thought—i.e., by means of visual images. The same remarks are true of chemists. The founders of the atomic theory certainlysawatoms, and pictured them in the mind's eye, and their arrangement in compound bodies. The complexity of the imagination increases still more in the geologist, the botanist, the zoologist; it approaches more and more, with its increasing details, to the level of perception. The physician, in whom science becomes also an art, has need of visual representations of the exterior and interior, microscopic and macroscopic, of the various forms of diseased conditions; auditory representations (auscultation); tactile representations (touch, reverberation, etc.); and let us also add that we are not speaking merely of diagnosis of diseases, which is a matter of reproductive imagination, but of the discovery of a new pathologic "entity," proven and made certain from the symptoms. Lastly, if we do not hesitate to give a very broad extension to the term "scientific," and apply it also to invention in social matters, we shall see that the latter is still more exacting, for one must represent to oneself not only the elements of the past and of the present, but in addition construct a picture of the future according to probable inductions and deductions.
It might be objected that the foregoing enumeration proves a great variety in thecontentof creativeimagination but not in the imagination itself, and that nothing has proven that, under all these various aspects, there does not exist a so-called scientific imagination, that always remains identical. This position is untenable. For we have seen above[109]that there exists no creative instinct in general, no one mere indeterminate "creative power," but only wants that, in certain cases, excite novel combinations of images. The nature of the separable materials, then, is a factor of the first importance; it is determining, and indicates to the mind the direction in which it is turned, and all treason in this regard is paid for by aborted construction, by painful labor for some petty result. Invention, separated from what gives it body and soul, is nothing but a pure abstraction.
The monographs called for above would, then, be a not unneeded work. It is only from them collectively that the rôle of the imagination in the sciences could be completely shown, and we might by abstraction separate out the characters common to all varieties—the essential marks of this imaginative type.
Mathematics aside, all the sciences dealing with facts—from astronomy to sociology—suppose three moments, namely, observation, conjecture, verification. The first depends on external and internal sense, the second on the creative imagination, the third on rational operations, although the imagination is not entirely barred from it. In order to study its influence on scientific development, weshall study it (a) in the sciences in process of formation; (b) in the established sciences; (c) in the processes of verification.
It has often been said that the perfection of a science is measured by the amount of mathematics it requires; we might say, conversely, that its lack of completeness is measured by the amount of imagination that it includes. It is a psychological necessity. Where the human mind cannot explain or prove, there it invents; preferring a semblance of knowledge to its total absence.[110]Imagination fulfills the function of a substitute; it furnishes a subjective, conjectural solution in place of an objective, rational explanation. This substitution has degrees:
(1) The sway of the imagination is almost complete in the pseudo-sciences (alchemy, astrology, magic, occultism, etc.), which it would be more proper to call embryonic sciences, for they were the beginnings of more exact disciplines and their fancies have not been without use. In the history of science, this is the golden age of the creative imagination, corresponding to the myth-making period already studied.
(2) The semi-sciences, incompletely proved (certainportions of biology, psychology, sociology, etc.), although they show a regression of imaginative explanation repulsed by the hitherto absent or insufficient experimentation, nevertheless abound in hypotheses, that succeed, contradict, destroy one another. It is a commonplace truism that does not need to be dwelt on—they furnishad libitumexamples of what has been rightly termed scientific mythology.
Aside from the quantity of imagination expended, often without great profit, there is another character to be noted—the nature of the belief that accompanies imaginative creation. We have already seen repeatedly that the intensity of the imaginary conception is in direct ratio to the accompanying belief, or rather, that the two phenomena are really one—merely the two aspects of one and the same state of consciousness. But faith—i.e., the adherence of the mind to an undemonstrated assertion—is here at its maximum.
There are in the sciences hypotheses that are not believed in, that are preserved for their didactic usefulness, because they furnish a simple and convenient method of explanation. Thus the "properties of matter" (heat, electricity, magnetism, etc.), regarded by physicists as distinct qualities even in the first half of the last century; the "two electric fluids;" cohesion, affinity, etc., in chemistry—these are some of the convenient and admitted expressions to which, however, we attach no explanatory value.
There is also to be mentioned the hypothesis heldas an approximation of reality—this is the truly scientific position. It is accompanied by a provisional and ever-revocable belief. This is admitted, in principle at least, by all scientists, and has been put into practice by many of them.
Lastly, there is the hypothesis regarded as the truth itself—one that is accompanied by a complete, absolute, belief. But daily observation and history show us that in the realm of embryonic and ill-proven sciences this disposition is more flourishing than anywhere else.The less proof there is, the more we believe.This attitude, however wrong from the standpoint of the logician, seems to the psychologist natural. The mind clings tenaciously to the hypothesis because the latter is its own creation, or, because in adopting it, it seems to the mind that it should have itself discovered the hypothesis, so much does the latter harmonize with its inner states. Let us take the hypothesis of evolution, for example: we need not mention its high philosophical bearing, and the immense influence that it exerts on almost all forms of human thought. Nevertheless, it still remains an hypothesis; but for many it is an indisputable and inviolable dogma, raised far above all controversy. They accept it with the uncompromising fervor of believers: a new proof of the underlying connection between imagination and belief—they increase and decreasepari passu.
Should we assign as belonging solely to theimagination every invention or discovery—in a word, whatever is new—in the well-organized sciences that form a body of solid, constantly-broadening doctrine? It is a hard question. That which raises scientific knowledge above popular knowledge is the use of an experimental method and rigorous reasoning processes; but, is not induction and deduction going from the known to the unknown? Without desiring to depreciate the method and its value, it must nevertheless be admitted that it is preventive, not inventive. It resembles, says Condillac, the parapets of a bridge, which do not help the traveler to walk, but keep him from falling over. It is of value especially as a habit of mind. People have wisely discoursed on the "methods" of invention. There are none; but for which fact we could manufacture inventors just as we make mechanics and watchmakers. It is the imagination that invents, that provides the rational faculties with their materials, with the position, and even the solution of their problems. Reasoning is only a means for control and proof; it transforms the work of the imagination into acceptable, logical results. If one has not imagined beforehand, the logical method is aimless and useless, for we cannot reason concerning the completely unknown. Even when a problem seems to advance towards solution wholly through the reason, the imagination ceaselessly intervenes in the form of a succession of groupings, trials, guesses, and possibilities that it proposes. Thefunction of method is to determine its value, to accept or reject it.[111]
Let us show by a few examples that conjecture, the work of the combining imagination, is at the root of the most diverse scientific inventions.[112]
Every mathematical invention is at first only an hypothesis that must be demonstrated, i.e., must be brought under previously established general principles: prior to the decisive moment of rational verification it is only a thing imagined. "In a conversation concerning the place of imagination in scientific work," says Liebig, "a great French mathematician expressed the opinion to me that the greater part of mathematical truth is acquired not through deduction, but through the imagination. He might have said 'all the mathematical truths,' without being wrong." We know that Pascal discovered the thirty-second proposition of Euclid all by himself. It is true that it has been concluded,wrongly perhaps, that he had also discovered all the earlier ones, the order followed by the Greek geometrician not being necessary, and not excluding other arrangements. However it be, reasoning alone was not enough for that discovery. "Many people," says Naville, "of whom I am one, might have thought hard all their lives without finding out the thirty-two propositions of Euclid." This fact alone shows clearly the difference between invention and demonstration, imagination and reason.
In the sciences dealing with facts, all the best-established experimental truths have passed through a conjectural stage. History permits no doubt on this point. What makes it appear otherwise is the fact that for centuries there has gradually come to be formed a body of solid belief, making a whole, stored away in classic treatises from which we learn from childhood, and in which they seem to be arranged of themselves. We are not told of the series of checks and failures through which[113]they have passed. Innumerable are the inventions that remained for a long time in a state of conjecture, matters of pure imagination, because various circumstances did not permit them to take shape, to be demonstrated and verified. Thus, in the thirteenth century, Roger Bacon had a very clear ideaof a construction on rails similar to our railroads; of optical instruments that would permit, as does the telescope, to see very far, and to discover the invisible. It is even claimed that he must have foreseen the phenomena of interferences, the demonstration of which had to be awaited ten centuries.
On the other hand, there are guesses that have met success without much delay, but in which the imaginative phase—that of the invention preceding all demonstration—is easy to locate. We know that Tycho-Brahé, lacking inventive genius but rich in capacity for exact observation, met Kepler, an adventurous spirit: together, the two made a complete scientist. We have seen how Kepler, guided by a preconceived notion of the "harmony of the spheres," after many trials and corrections, ended by discovering his laws. Copernicus recognized expressly that his theory was suggested to him by an hypothesis of Pythagoras—that of a revolution of the earth about a central fire, assumed to be in a fixed position. Newton imagined his hypothesis of gravitation from the year 1666 on, then abandoned it, the result of his calculations disagreeing with observation; finally he took it up again after a lapse of a few years, having obtained from Paris the new measure of the terrestrial meridian that permitted him to prove his guess. In relating his discoveries, Lavoisier is lavish in expressions that leave no doubt as to their originally conjectural character. "Hesuspectsthat the air of the atmosphere is not a simple thing, but is composed of twovery different substances." "Hepresumesthat the permanent alkalies (potash, soda) and the earths (lime, magnesia) should not be considered simple substances." And he adds: "What I present here is at the most no more than a mereconjecture." We have mentioned above the case of Darwin. Besides, the history of scientific discoveries is full of facts of this sort.
The passage from the imaginative to the rational phase may be slow or sudden. "For eight months," says Kepler, "I have seen a first glimmer; for three months, daylight; for the last week I see the sunlight of the most wonderful contemplation." On the other hand, Haüy drops a bit of crystallized calcium spar, and, looking at one of the broken prisms, cries out, "All is found!" and immediately verifies his quick intuition in regard to the true nature of crystallization. We have already indicated[114]the psychological reasons for these differences.
Underneath all the reasoning, inductions, deductions, calculations, demonstrations, methods, and logical apparatus of every sort, there is something animating them that is not understood, that is the work of that complex operation—the constructive imagination.
To conclude: The hypothesis is a creation of the mind, invested with a provisional reality that may, after verification, become permanent. False hypotheses are characterized as imaginary, by which designation is meant that they have not become freedfrom the first state. But for psychology they are different neither in their origin nor in their nature from those scientific hypotheses that, subjected to the power of reason or of experiment, have come out victorious. Besides, in addition to abortive hypotheses, there are dethroned ones. What theory was more clinging, more fascinating in its applications, than that of phlogiston? Kant[115]praised it as one of the greatest discoveries of the eighteenth century. The development of the sciences is replete with these downfalls. They are psychological regressions: the invention, considered for a time as adequate to reality, decays, returns to the imaginative phase whence it seems to have emerged, and remains pure imagination.
Imagination is not absent from the third stage of scientific research, in demonstration and experimentation, but here we must be brief, (1) because it passes to a minor place, yielding its rank to other modes of investigation, and (2) because this study would have to become doubly employed with the practical and mechanical imagination, which will occupy our attention later. The imagination is here only an auxiliary, a useful instrument, serving:
(1) In the sciences of reasoning, to discover ingenious methods of demonstration, stratagems for avoiding or overcoming difficulties.
(2) In the experimental sciences for inventing methods of research or of control—whence its analogy, above mentioned, to the practical imagination. Furthermore, the reciprocal influence of these two forms of imagination is a matter of common observation: a scientific discovery permits the invention of new instruments; the invention of new instruments makes possible experiments that are increasingly more complicated and delicate.
One remark further: This constructive imagination at the third stage is the only one met with in many scientists. They lack genius for invention, but discover details, additions, corrections, improvements. A recent author distinguishes (a) those who have created the hypothesis, prepared the experiments, and imagined the appropriate apparatus; (b) those who have imagined the hypothesis and the experiment, but use means already invented; and (c) those who, having found the hypothesis made and demonstrated, have thought out a new method of verification.[116]The scientific imagination becomes poorer as we follow it down this scale, which, however, bears no relation to exactness of reasoning and firmness of method.
Neglecting species and varieties, we may reduce the fundamental characters of the scientific imagination to the following:
For its material, it has concepts, the degree of abstraction of which varies with the nature of the science.
It employs only those associational forms that have an objective basis, although its mission is to form new combinations, "the discoveries consisting of the relation of ideas, capable of being united, which hitherto have been isolated."[117](Laplace.) All association with an affective basis is strictly excluded.
It aims toward objectivity: in its conjectural construction it attempts to reproduce the order and connection of things. Whence its natural affinity for realistic art, which is midway between fiction and reality.
It is unifying, and so just the opposite of the esthetic imagination, which is rather developmental. It puts forward the master idea (Claude Bernard'sidée directrice), a center of attraction and impulse that enlivens the entire work. The principle of unity, without which no creation succeeds, is nowhere more visible than in the scientific imagination.Even when illusory, it is useful. Pasteur, scrupulous scientist that he was, did not hesitate to say: "The experimenter's illusions are a part of his power: they are the preconceived ideas serving as guides for him."
It does not seem to me wrong to regard the imagination of the metaphysician as a variety of the scientific imagination. Both arise from one and the same requirement. Several times before this we have emphasized this point—that the various forms of imagination are not the work of an alleged "creative instinct," but that each particular one has arisen from a special need. The scientific imagination has for its prime motive the need ofpartialknowledge or explanation; the metaphysical imagination has for its prime motive the need of atotalor complete explanation. The latter is no longer an endeavor on a restricted group of phenomena, but a conjecture as to the totality of things, as aspiration toward completely unified knowledge, a need of final explanation that, for certain minds, is just as imperious as any other need.
This necessity is expressed by the creation of a cosmic or human hypothesis constructed after the type and methods of scientific hypotheses, but radically subjective in its origin—only apparently objective.It is a rationalized myth.
The three moments requisite for the constitution of a science are found here, but in a modified form:reflection replaces observation, the choice of the hypothesis becomes all-important, and its application to everything corresponds to scientific proof.
(1) The first moment or preparatory stage, does not belong to our subject. It requires, however, a word in passing. In all science, whether well or ill established, firm or weak, we start from facts derived from observation or experiment. Here, facts are replaced by general ideas. The terminus of every science is, then, the starting-point of philosophical speculation:—metaphysics begins where each separate science ends; and the limits of the latter are theories, hypotheses. These hypotheses become working material for metaphysics which, consequently, is an hypothesis built on hypotheses, a conjecture grafted on conjecture, a work of imagination superimposed on works of imagination. Its principal source, then, is imagination, to which reflection applies itself.
Metaphysicians, indeed, hold that the object of their researches, far from being symbolic and abstract, as in science, or fictitious and imaginary, as in art, is the very essence of things,—absolute reality. Unfortunately, they have never proven that it suffices to seek in order to find, and to wish in order to get.
(2) The second stage is critical. It is concerned with finding the principle that rules and explains everything. In the invention of his theory the metaphysician gives his measure, and permits us to value his imaginative power. But the hypothesis, whichin science is always provisional and revocable, is here the supreme reality, the fixed position, theinconcussum quid.
The choice of the principle depends on several causes: The chief of these is the creator's individuality. Every metaphysician has a point of view, a personal way of contemplating and interpreting the totality of things, a belief that tends to recruit adherents.
Secondary causes are: the influence of earlier systems, the sum of acquired knowledge, the socialmilieu, the variable predominance of religions, sciences, morality, esthetic culture.
Without troubling ourselves with classifications, otherwise very numerous, into which we may group systems (idealism, materialism, monism, etc.) we shall, for our purpose, divide metaphysicians into the imaginative and rational, according as the imagination is superior to the reason or the reason rules the imagination. The differences between these two types of mind, already clearly shown in the choice of the hypothesis, are proven in its development.
(3) The fundamental principle, indeed, must come out of its state of involution and justify its universal validity by explaining everything. This is the third moment, when the scientific process of verification is replaced by a process of construction.
All imaginative metaphysics have a dynamic basis, e.g., the PlatonicIdeas, Leibniz'Monadology, theNature-philosophyof Schelling, Schopenhauer'sWill, and Hartmann'sUnconscious, the mystics, the systems that assume a world-soul, etc. Semi-abstract, semi-poetic constructions, they are permeated with imagination not only in the general conception, but also in the numberless details of its application. Such are the "fulgurations" of Leibniz, those very rich digressions of Schopenhauer, etc. They have the fascination of a work of art as much as that of science, and this is no longer questioned by metaphysicians themselves;[118]they are living things.
Rational metaphysics, on the other hand, have a chilly aspect, which brings them nearer the abstract sciences. Such are most of the mechanical conceptions, the HegelianDialectic, Spinoza's constructionmore geometrico, theSummaof the Middle Ages. These are buildings of concepts solidly cemented together with logical relations. But art is not wholly absent; it is seen in the systematic concatenation, in the beautiful ordering, in the symmetry of division, in the skill with which the generative principle is constantly brought in, in showing it ever-present, explaining everything. It has been possible to compare these systems with the architecture of the Gothic cathedrals, in which the dominant idea is incessantly repeated in the numberless details of the construction, and in the branching multiplicity of ornamentation.
Further, whatever view we adopt as to its ultimate value, it must be recognized that the imaginationof the great metaphysicians, by the originality and fearlessness of its conceptions, by its skill in perfecting all parts of its work, is inferior to no other form. It is equal to the highest, if it does not indeed surpass them.