INTRODUCTION TO NOTES

"Queen, Queen, on thy throne,The greatest beauty is thine own."

"Queen, Queen, on thy throne,The greatest beauty is thine own."

But Snowwhite grew fairer and fairer every year, till at last one day when the Queen in the morning spoke to her mirror and said:

"Mirror, mirror, on the wall,Who is the fairest of us all?"

"Mirror, mirror, on the wall,Who is the fairest of us all?"

the mirror replied:

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

Then the Queen grew terribly jealous of Snowwhite and thought and thought how she could get rid of her, till at last she went to a hunter andengaged him for a large sum of money to take Snowwhite out into the forest and there kill her and bring back her heart.

But when the hunter had taken Snowwhite out into the forest and thought to kill her, she was so beautiful that his heart failed him, and he let her go, telling her she must not, for his sake and for her own, return to the King's palace. Then he killed a deer and took back the heart to the Queen, telling her that it was the heart of Snowwhite.

Snowwhite wandered on and on till she got through the forest and came to a mountain hut and knocked at the door, but she got no reply. She was so tired that she lifted up the latch and walked in, and there she saw three little beds and three little chairs and three little cupboards all ready for use. And she went up to the first bed and lay down upon it, but it was so hard that she couldn't rest; and then she went up to the second bed and lay down upon that, but that was so soft that she got too hot and couldn't go to sleep. So she tried the third bed, but that was neither too hard nor too soft, but suited her exactly; and she fell asleep there.

In the evening the owners of the hut, who were three little dwarfs who earned their living by digging coal in the hills, came back to their home. And when they came in, after they had washed themselves, they went to their beds, and the first of them said:

"Somebody has been sleeping in my bed!"

And then the second one said:

"And somebody's been sleeping in my bed!"

And the third one called out in a shrill voice, for he was so excited:

"Somebody is sleeping in my bed, just look how beautiful she is!"

So they waited till she woke up, and asked her how she had come there, and she told them all that the hunter had said to her about the Queen wanting to slay her.

Then the dwarfs asked her if she would be willing to stop with them and keep house for them; and she said that she would be delighted.

Next morning the Queen went up as usual to her mirror, and called out:

"Mirror, mirror, on the wall,Who is the fairest of us all?"

"Mirror, mirror, on the wall,Who is the fairest of us all?"

And the mirror answered as usual:

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

And the Queen knew that Snowwhite had not been slain. So she sent for the hunter and made him confess that he had let Snowwhite go; and she made him search about beyond the forest, till at last he brought back word to her that Snowwhitewas dwelling in a little hut on the hill with some coal-miners.

Then the Queen dressed herself up like an old woman, and, taking a poisoned comb with her, went back the next day to the hut where Snowwhite was living. Now the dwarfs had warned her not to open the door to anybody lest evil might befall her; and she found it very lonesome keeping always within doors.

When the Queen, disguised as an old woman, came to the door of the house she knocked upon it with her stick, but Snowwhite called out from within:

"Who is there? Go away! I must not let anybody come in."

"All right," answered the Queen. "If you can come to the window we can have a little chat there, and I can show you my wares."

So when Snowwhite came to the window the Queen said:

"Oh, what beautiful black hair; you ought to have a comb to bind it up;" and she showed her the comb that she had brought with her.

But Snowwhite said:

"I have no money and cannot afford to buy so fine a comb."

Then the Queen said:

"That is no matter; perhaps you have something golden that you can give me in exchange."

And Snowwhite thought of a golden ring thather father had given to her, and offered to give it for the comb. The Queen took it and gave Snowwhite the comb and bade her good-bye, and went back to the palace.

Snowwhite lost no time in going to the mirror, and binding up her hair and putting the comb into it. But it had scarcely been in her hair a few minutes when she fell down as if she were dead, and all the blood left her cheeks, and she was Snowwhite indeed.

When the dwarfs came home that evening they were surprised to find that the table was not spread for them, and looking about they soon found Snowwhite lying upon the ground as if she were dead. But one of them listened to her heart and said: "She lives! She lives!"

And they began to consider what caused Snowwhite to fall into such a swoon. They soon found the comb, and when they took it out Snowwhite soon opened her eyes and became as lively as she ever was before.

Next morning the Queen went to the mirror on the wall and said to it:

"Mirror, mirror, on the wall,Who is the fairest of us all?"

"Mirror, mirror, on the wall,Who is the fairest of us all?"

Then the mirror said as before:

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

Then the Queen knew that something had happened to the comb and that Snowwhite was still alive. So she dressed herself once more as an old woman and took with her a poisoned ribbon and went to the hut of the three dwarfs. And when she got there she knocked at the door, but Snowwhite called out:

"You cannot enter; I must not open the door."

Then, as before, the Queen called out in reply:

"Then come to the window, and you can see my wares."

When Snowwhite came to the window the Queen said:

"You are looking more beautiful than ever, but how unbecomingly you arrange your hair. Did you use that comb I gave you yesterday?"

"Yes, indeed," said Snowwhite, "and I fell into a swoon because of it; I am afraid there is something the matter with it."

"No, no, that cannot be," said the Queen; "there must be some mistake. But if you cannot use the comb I will let you have this pretty ribbon instead," and she held out the poisoned ribbon. Snowwhite took it, and after the old woman, as she thought she was, had gone away, Snowwhite went to the mirror and tied up her hair with the piece of ribbon. But scarcely had she done so when she fell to the ground lifeless and lay there as if she were dead.

That evening the dwarfs came home andfound Snowwhite lying on the ground as if dead, but soon discovered the poisoned ribbon and untied it; and almost as soon as this was done Snowwhite revived again.

Next morning the Queen went once more to the mirror on the wall, and called out:

"Mirror, mirror, on the wall,Who is the fairest of us all?"

"Mirror, mirror, on the wall,Who is the fairest of us all?"

to which the mirror replied, without any change:

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

And the Queen recognized that once again her plans had failed, and Snowwhite was still alive. So she dressed herself once more and took with her a poisoned apple, which was so arranged that only one half of it was poisoned and the rest of it was left as before. And when the Queen got to the hut of the dwarfs she tried to open the door, but Snowwhite called out:

"You can't come in!"

"Then I'll come to the window," said the Queen.

"Ah, you are the old lady that came twice before; you have not brought me good luck, each time something has befallen me."

But the Queen said:

"I do not know how that can be; I only broughtyou something for your hair; perhaps you tied it too tight. To show you that I have no ill-will against you I have brought you this beautiful apple."

"But my guardians," said Snowwhite, "told me that I must take nothing more from you."

"Oh, this is nothing to wear," said the Queen, "this is something to eat. To show you that there can be no harm in it I will take half of it myself and you shall eat the other half."

So she cut the apple in two and gave the poisoned half to Snowwhite. And the moment she had swallowed the first bite of it she fell down dead. Then the Queen slunk away and went back to the palace and went at once to her chamber and addressed the mirror on the wall:

"Mirror, mirror, on the wall,Who is the fairest of us all?"

"Mirror, mirror, on the wall,Who is the fairest of us all?"

And this time the mirror answered, as it used to do:

"Queen, Queen, on thy throne,The greatest beauty is thine own."

"Queen, Queen, on thy throne,The greatest beauty is thine own."

Then the Queen knew that Snowwhite was dead at last, and that she was without a rival in beauty.

When the dwarfs came home that night they found Snowwhite lying upon the ground quite dead, and could not find out what had happenedor how they could cure her. But, though she seemed dead, Snowwhite kept her beautiful white skin and seemed more like a statue than a dead person. So the dwarfs had a glass coffer made, and put Snowwhite in and locked it up. And she remained there for days and days without changing the slightest, looking oh, so beautiful under the glass case.

Now a great prince of the neighbouring country happened to be hunting near the hill of the dwarfs and called at their hut to get a glass of water. And when he came in he found nobody there but Snowwhite lying in her crystal coffer. And he fell at once in love with her and sat by her side till the dwarfs came home, and he asked them who she was. Then they told him her history, and he begged that he might carry the coffer away so that he might always have her near him. At first they would not do so. But he showed how much he loved her, so that they at last yielded, and he called for his men to carry the coffer home to his palace.

And when the men commenced carrying the coffer down the mountain they jolted it so much that the piece of poisoned apple in Snowwhite's throat fell out, and she revived and opened her eyes and looked upon the Prince who was riding by her side. Then he ordered the coffer to be opened, and told her all that had happened. And he took her home to his castle and married her.

After this happened the Queen once more came to her room and spoke to the mirror on the wall and said:

"Mirror, mirror, on the wall,Who is the fairest of us all?"

"Mirror, mirror, on the wall,Who is the fairest of us all?"

And the mirror this time said again:

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

"Queen, Queen, on thy throne,Snowwhite's the fairest thou must own."

And the Queen was so enraged because she had not destroyed Snowwhite that she rushed to the window and threw herself out of it and died on the spot.

Snowwhite and the Three Dwarfs

Ever since the Brothers Grimm in 1812 made for the first time a fairly complete collection of the folk-tales of a definite local or national area in Europe, the resemblance of many of these tales, not alone in isolated incidents but in continuous plots, has struck inquirers into these delightful little novels for children, as the Italians call them (Novelline). Wilhelm Grimm, in the comparative notes which he added to successive editions of theMährchenup to 1859, drew attention to many of these parallels and especially emphasized the resemblances of different incidents to similar ones in the Teutonic myths and sagas which he and his brother were investigating. Indeed it may be said that the very considerable amount of attention that was paid to the collection of folk tales throughout Europe for the half century between 1840 and 1890 was due to the hope that they would throw some light upon the origins of mythology. The stories and incidents common to all the European field were thought likely to be original mythopœic productions of the Indo-European peoples just in the same manner as the common roots of the various Aryan languages indicated their original linguistic store.

In 1864 J. G. von Hahn, Austrian Consul for Eastern Greece, in the introduction to his collection of Greek and Albanian folk tales, made the first attempt to bring together in systematic form this common story-store of Europe and gave an analysis of forty folk-tale and saga "formulæ," which outlined the plots of the stories found scatteredthrough the German, Greek, Italian, Servian, Roumanian, Lithuanian, and Indian myth and folk-tale areas. These formulæ were translated and adapted by the Rev. S. Baring-Gould in an appendix to Henderson'sFolk-Lore of the Northern Counties of England(London, 1866), and he expanded them into fifty-two formulæ. Those were the days when Max Müller's solar and lunar explanations of myths were in the ascendant and Mr. Baring-Gould applied his views to the explanation of folk tales. I have myself expanded Hahn's and Baring-Gould's formulæ into a list of seventy-two given in the English Folk-Lore Society'sHand-Book of Folk-Lore, London, 1891 (repeated in the second edition, 1912).

Meanwhile the erudition of Theodor Benfey, in his introduction to the Indian story book,Pantschatantra(Leipzig, 1859), had suggested another explanation of the similarities of European folk-tales. For many of the incidents and several of the complete tales Benfey showed Indian parallels, and suggested that the stories had originated in India and had been transferred by oral tradition to the different countries of Europe. This entirely undermined the mythological theories of the Grimms and Max Müller and considerably reduced the importance of folk tales as throwing light upon the primitive psychology of the Aryan peoples. Benfey's researches were followed up by E. Cosquin who, in the elaborate notes to hisContes de Lorraine, Paris, 1886, largely increased the evidence both for the common European popularity of many of the tales and incidents as well as for the parallels to be found in Oriental collections.

Still a third theory to account for the similarity of folk-tale incidents was started by James A. Farrer and elaborated by Andrew Lang in connection with the general movement initiated by Sir Edward Tylor to explain mythology and superstition by the similar processes of savage psychology at definite stages of primitive culture. In introductions toPerrault and Grimm and elsewhere, Andrew Lang pointed out the similarity of some of the incidents of folk tales—speaking of animals, transference of human feeling to inanimate objects and the like—with the mental processes of contemporary savages. He drew the conclusion that the original composers of fairy tales were themselves in a savage state of mind and, by inference, explained the similarities found in folk tales as due to the similarity of the states of minds. In a rather elaborate controversy on the subject between Mr. Lang and myself, carried through the transactions of the Folk-Lore Congress of 1891, the introduction to Miss Roalfe Cox's "Cinderella," and in various numbers of "Folk-Lore," I urged the improbability of this explanation as applied to theplotsof fairy tales. Similar states of mind might account for similar incidents arising in different areas independently, but not for whole series of incidents artistically woven together to form a definite plot which must, I contended, arise in a single artist mind. The similarities in plot would thus be simply due to borrowing from one nation to another, though incidents or series of incidents might be inserted or omitted during the process. Mr. Lang ultimately yielded this point and indeed insisted that he had never denied the possibility of the transmission of complete folk-tale formulæ from one nation and language to another.

During all this discussion as to the causes of the similarity of folk-tale plots no attempt has been made to reconstitute any of these formulæ in their original shape. Inquirers have been content to point out the parallelisms to be found in the various folk-tale collections, and of course these parallelisms have bred and mustered with the growth of the collections. In some cases the parallels have run into the hundreds. (See "Reynard and Bruin.") In only one case have practically all the parallels been brought together in a single volume by Miss Roalfe Cox on Cinderella (Folk-LoreSociety Publication for 1893; see notes on "Cinder-Maid"). These variants of incidents obviously resemble thevariæ lectionesof MSS. and naturally suggest the possibility of getting what may be termed the original readings. In 1889 the following suggestion was made by Mr. (now Sir) James G. Frazer in an essay on the "Language of Animals," in theArchæological Review, i., p. 84:

"In the case of authors who wrote before the invention of printing, scholars are familiar with the process of comparing the various MSS. of a single work in order from such a comparison to reconstruct the archetype or original MS., from which the various existing MSS. are derived. Similarly in Folk-Lore, by comparing the different versions of a single tale, it may be possible to arrive, with tolerable certainty, at the original story, of which the different versions are more or less imperfect and incorrect representations."

Independently of Sir James Frazer's suggestion, which I have only recently come across, I have endeavoured in the present book to carry it out as applied to a considerable number of the common formulas of European folk-tales, and I hope in a succeeding volume to complete the task and thus give to the students of the folk-tale as close approach as possible to the original form of the common folk-tales of Europe as the materials at our disposal permit.

My procedure has been entirely similar to that of an editor of a text. Having collected together all the variants, I have reduced them to families of types and from these families have conjectured the original concatenation of incidents into plot. I have assumed that the original teller of the tale was animated by the same artistic logic as the contemporary writers ofContes(see notes on "Cinder-Maid," "Language of Animals"), and have thus occasionally introduced an incident which seemed vital to the plot, though it occurs only in some of the families of the variants. My procedure can only be justified by the success of myversions and their internal coherence. As regards the actual form of the narrative, this does not profess to be European but follows the general style of the English fairy tale, of which I have published two collections (English Fairy Tales, 1890;More English Fairy Tales, 1894).

In the following notes I have not wasted space on proving the European character of the various tales by enumerating the different variants, being content for the most part to give references to special discussions of the story where the requisite bibliography is given. With the more serious tales I have rather concerned myself with trying to restore the original formula and to establish its artistic coherence. Though I have occasionally discussed an incident of primitive character, I have not made a point of drawing attention to savage parallels, nor again have I systematically given references to the appearance of whole tales or separate incidents in mediæval literature or in the Indian collections. For the time being I have concentrated myself on the task of getting back as near as possible to the original form of the fairy tales common to all Europe. Only when that has been done satisfactorily can we begin to argue as to the causes or origin of the separate items in these originals. It must, of course, always be remembered that, outside this common nucleus, each country or linguistic area has its own story-store, which is equally deserving of special investigation by the serious student of the folk-tale. I have myself dealt with some of these non-European or national folk-tales for the English, Celtic and Indian areas and hope in the near future to treat of other folk-tale districts, like the French, the Scandinavian, the Teutonic or the Slavonian.

I had gone through three-quarters of the tales and notes contained in the present book before I became acquainted with the modestly namedAnmerkungen zu Grimm's Mährchen, 2 vols., 1913-15, by J. Bolte and E. Polivka. This is one of those works of colossal erudition of whichGerman savants alone seem to have the secret. It sums up the enormous amount of research that has been going on in Europe for the last hundred years, on the parallelism and provenance of the folk-tales of Europe, and in a measure does for all the Grimm stories what Miss Roalfe Cox did for Cinderella. Only two volumes have as yet appeared dealing with the first 120 numbers of the Grimm collection in over a thousand pages crammed with references and filled with details as to variants. The book has obviously been planned and worked out by Dr. Bolte, who had previously edited the collected works of his chief predecessor, R. Koehler. Dr. Polivka's contribution mainly consists in the collection and collation of the Slavonic variants, which are here made accessible for the first time. I therefore refer to the volume henceforth by Dr. Bolte's name. The book is indispensable for the serious students of the folk-tale, and would have saved me an immense amount of trouble if I had become acquainted with it earlier.

In thirty-eight or nearly a third of the tales Dr. Bolte gives a formula, or radicle, summing up the "common form" of the story, and I am happy to find that in those cases, which occur in the early part of the present volume, my own formulæ, agree with his, though of course for the purposes of this book I have had to go into more detail. Dr. Bolte has not as yet expounded any theory of the origin of the Folk Tale, but, with true scientific caution, judges each case on its merits. But his whole treatment assumes the organic unity of each particular formula, and one cannot conceive him regarding the similarities of the tales as due to similar mental workings of the folk mind at a particular stage of social development.

Finally, I should perhaps explain that in my selection of typical folk-tales for the present volume, I have included not only those which could possibly be traced back to real primitive times and mental conditions, like the "Cupidand Psyche" formula, but others of more recent date and composition, provided they have spread throughout Europe, which is my criterion. For instance "Beauty and the Beast" in its current shape was composed in the eighteenth century, but has found its place in the story-store of European children. A couple, like "Androcles and the Lion" and "Day Dreaming," owe a similar spread to literary communication even though in the latter case it is the popular literature of theArabian Nights. These must be regarded as specimens only of a large class of stories that are found among the folk and can be traced in the popular mediæval collections like Alfonsi'sDisciplina-Clericalisor Jacques de Vitry'sExempla, not to speak of theFables of BidpaiorThe Seven Wise Masters of Rome. These form quite a class by themselves and though they have come to be in many cases Folk-Lore of European spread, they differ in quality from the ordinary folk-tale which is characterized by its tendency to variation as it passes from mouth to mouth. Still one has to recognize that they are now European and take their place among the folk and for that reason I have given a couple of specimens of them, but of course my main attention has been directed to attempting to reconstruct the original form of the true folk-tale from the innumerable variants now current among the folk.

Source.—Miss Roalfe Cox's volume on Cinderella, published by the Folk-Lore Society (London: David Nutt, 1893), contains 130 abstracts and tabulations of the pure Cinderella "formula," found in Finland, the Riviera, Scotland, Italy, Armenia, Iceland, Norway and Sweden, France, Greece, Germany, Spain, Calcutta, Ireland, Servia, Poland, Russia, Denmark, Albania, Cyprus, Galicia Lithuania, Catalonia, Portugal, Sicily, Hungary, Martinique,Holland, Bohemia, Bulgaria, and the Tyrol. Besides these there are 31 intermediate stories approximating to the Cinderella type, from Russia, Asia Minor, Italy, Lorraine, The Deccan, Poland, Hungary, Catalonia, Corsica, Finland, Switzerland, and in Basque, Spain. The earliest form in which the pure type occurs is in Basile'sPentamerone, 1634, and of the indeterminate type in Bonaventure des PeriersNouvelles Récréations, 1557, though the latter seems more cognate to the Catskin formula.

In many of the variants there is an introductory series of incidents in which the heroine, after the loss of her mother, is set tasks by the envious step-mother and sisters, which she is aided to perform by means of an animal helper, mainly sheep or cow, which, in some of the versions, is clearly identified with her mother either in a transformed or a natural state. In these versions the magic dresses, for example, are taken out of the ear of the cow or sheep! These incidents however seem to me to be incongruous with the rest of the story, which involves a monogamous society with fairly fixed social grades and with the wearing of shoes at least among the upper strata of society. They belong rather to the type of story represented by the Grimm's "One eye, Two eyes, Three eyes"; and I have therefore reserved them for my retelling of this formula. In a similar way, in some of the Celtic versions, a long series of incidents is inserted, clearly taken from the Sea Maiden story (seeCeltic Fairy Tales, xvii.).

The central incident of the Cinder-Maid formula is clearly the Shoe Marriage Test, up to which everything leads and upon which the mutilation incidents at the end depends. The mutilation again implies that the shoe in question must have been of a hard or metallic substance which could not be pressed out of shape. In the form endeared to most European children of the upper classes by Charles Perrault, the slipper is made of glass. It wasfirst suggested by Balzac that Perrault'spantoffles de verrewas due to his misunderstanding of thepantoffles de vair, or fur (the wordvairis still used to indicate this in heraldry), which he had heard from his nurse or other folk-tale informant. But the step-sisters would not have been compelled to hack their heels to get inside a fur slipper, and, from this point of view, the glass shoe would be preferable. I have had, however, to reject it because it occurs in only six of the variants obviously derived directly, or indirectly, from Perrault. The majority of the versions prefergold(see Miss Roalfe Cox's enumeration p. 342).

The Shoe Marriage Test again involves the previous meetings of the high-born lover and the menial heroine, transformed for the nonce by her dress into a dame of equal standing. In some of the variants these meetings are in church and not at a ball, royal or otherwise. But the Shoe Marriage Test involves a highly desirablepartiwho can practically command any wife he desires; this points to some super-chief or king. I have, therefore, reserved the church meetings for the Catskin type of story in which the heroine is scullery-maid in the young lord's own household. The obtaining of the dresses needed for the Royal Balls involves some animal or supernatural aid (in Perrault it is, of course, a fairy god-mother, unknown to the folk mind), while the menial condition of the heroine is best explained in the usual folk-tale manner by the envious step-mother or sisters.

I have pointed out inEnglish Fairy Tales(Note to "Childe Rowland") that in most folk-tales of a romantic type the mode of telling is by prose narrative interspersed with rhyming formulæ analogous to the cante-fable as in "Aucassin and Nicolete." The Cinderella formula shows clear traces of such rhymes, especially at the stages of the narrative where incidents are repeated—the appeal for aid at the mother's grave (Dress Rhyme), the avoidance ofpursuit by the guards (Pursuit Rhyme), and the calling attention of the Prince to the mutilated feet of the step-sisters (Feet Rhyme).

Now some of these rhymes are found in similar and almost identical shape in collections made in different countries and different languages; thus the Tree Rhyme is found in theArchivio(Cox, p. 139) and in Ive (p. 265), in Bechstein (p. 166), and in Grimm (p. 222), and in Hahn (p. 244), and Moe (p. 322), each pair having practically identical rhymes. Thus we have the existence of a Tree Rhyme, shown in Italy and Germany, Greece and Denmark. So, too, the Feet Rhyme is found in Scotland and Denmark, Germany and Brittany. It is scarcely possible to doubt that all these came from one original form of the story in which similar rhymes occurred at the same stage of the narrative. The possibility of such coincidences arising casually may fairly be regarded as out of the question.

The subordinate incidents growing out of these essential elements of the formula are of course more flexible, but the Shoe Marriage Test itself involves some remarkable dresses used to disguise the identity of the Cinder Maid at her meetings with the hero, and this again involves, though not so directly, a series of metal carriages. The Pursuit Rhyme might easily give rise to the expedients of the Honey and Tar Traps though these do not occur in very many of the variants. I have never-the-less inserted them for the sake of the children if not for that of Folk-Lore Science.

Thus, from what may be called the artistic logic of the Cinderella story, one is enabled to reconstitute its original formula somewhat as follows:

Noble Father—Single Daughter—Mother's Death—Tree Planted on Mother's Grave—Second Marriage—Two Ugly Step-Sisters—Menial Heroine—Cinder-Maid—Prince Coming of Age—Royal Ball—Step-Sisters Dressing—Tree Rhyme—Bird Aid—Magic Dress (blue heaven with stars)—CopperChariot from Tree—Copper Shoes—Caution Rhyme—Ball Success—Pursuit Rhyme—Step-Sisters' Envy—Second Ball—Magic Dress (golden brown earth with flowers)—Silver Chariot—Silver Shoes—Honey trap—Pursuit Rhyme—Third Ball—Magic Dress (green sea with waves)—Golden Chariot—Golden Slippers—Tar Trap (lost shoe)—Time Expired—Shoe Marriage Test—Mutilated Foot—Feet Rhyme (bis)—Happy Marriage.

It is in accordance with the above formula that the version presented in the preceding pages has been written, the rhymes being, in most cases, compounded from the various renderings given in Miss Cox's volume. I have only added the Caution Rhyme about returning at midnight, which is in prose in the versions; it would be incongruous for the little bird to change her mode of diction so suddenly. I can only hope I will not remind the reader of the guide's description of Wallenstein's horse at Prague: "The head, neck, forelegs, left hind-leg, and part of the back and tail have been restored; all the rest is the original horse."

Parallels.—Miss Cox's volume contains all the parallels of the Cinder-Maid formulæ, to which reference has been made above, and she has supplemented these by a few additional ones inFolk-Lorefor 1907, pages xviii; 191-6. In addition, she gives, in her notes, parallels to the different incidents:

Note 4. (Help by dead parent.) Note 6. (Pursuit checked by mist.) Note 7. (Magic tree on buried mother's grave.) Note 8. (Substituted bride.) Note 26. (Sitting on ashes.) Note 32. (Birds' language.) Note 38. (Tree or rock treasures.) Note 48. (Lost shoe.) Note 50. (Iron shoes,) and further notes on, Helpful, animals, p. 526. Fairy god-mother, p. 527 and Talking birds, p. 527-9.

Of these the most important for our present purposes is the 48th note dealing with the Lost Shoe, which we have suggested is the central incident in the "original." InStrabo xvii. and in Ælian xiii.—33, the myth of Rhodope informs us that, while she was bathing, an eagle snatched one of her sandals and dropped it in the lap of Psammetichus who, struck by its neatness, had all Egypt search for its owner, whom he then took to wife. In other Egyptian and in Indian stories a severed lock of hair of the heroine leads to the same result. Jacob Grimm drew attention to the old German custom of using a shoe at betrothals, which was placed on the bride's foot as a sign of her being subjected to the groom's authority. King Rother had two shoes forged, a silver and a golden one, which he fitted on the feet of his bride, placed on his knee for that purpose. (SeeDeutsche Rechts-Alterthumer, Göttingen, 1828, p. 155.) It is, of course, possible that some reminiscence of the Rhodope myth had spread among the folk to which the original teller of Cinder-Maid belonged, and if the shoe betrothal was confined to German custom this would seem to give a clue to the original home of the Cinder-Maid.

Remarks.—The hazardous character of the reconstruction process involved in the restoration of the original Cinder-Maid formula cannot, of course, be exaggerated. It is even more precarious than the similar procedure gone through by scholars to restore the original reading of MSS. or by the Higher Critics in recovering the J. narrative of Joseph or the E. narrative of Lot. But I think I have shown that the incidents selected by me are those which are necessitated by the artistic logic of the Shoe Marriage Test which forms the decisive incident in the Cinder-Maid formula. Where the majority of the incidents contained in the reconstruction occurred in the same order in far distant countries it is practically impossible to imagine that the resemblance is due to chance. Nor is it pertinent to point out that the separate incidents occur equally widespread in connection with other formulæ, since it must not be forgotten that nofolk teller ever indulges in a single incident; he tells a tale of many incidents. At the same time it is obvious that a series of incidents may be transferred appropriately (or inappropriately) from one tale to another; and this has occurred with the Cinderella tales, as is shown abundantly in Miss Cox's notes. It is thus quite easy for a folk teller, who is familiar with other stories, to introduce an analogous set of incidents in the Cinder-Maid formula, just as Rob Roy's son can introduce variations of an air when playing the bagpipes; but the air remains the same throughout.

If the formula I have reconstructed for the Cinder-Maid compares at all with the original, one ought to be able to take any variant and see where the teller of it has diverged from the original, inserted new incidents or adopted new ones to local conditions. When one reads over Miss Cox's variants one can often discern such additions or variations introduced by the fancy of the teller. It is even possible that in Cinderella itself the original folk artist who conceived it made use of the Catskin formula to embellish the details of the three meetings of the lovers; even in my own telling I fear there may be traces of the same process. There is still doubt whether the bird in the hazel tree was meant to represent the soul of the mother in whom, we may even say, there is a double identification involved, as in the Golden Bough. The tree rising from the mother's grave is obviously connected spiritually with her; the relation of the bird in the tree to the Cinder-Maid also implies a similar relation to the mother. In my telling of the tale I have purposely avoided emphasizing this, which might lead to inconvenient questionings from the little ones. In the scheme of the story the guardian influence of the mother-soul is prominent throughout but need not be too much emphasized for modern children.

This nonsense story is found widely spread, especially in Romance tongues, French, Italian, Provencal, and Portuguese; but it is also found in Ireland (seeCeltic Fairy Tales), Hanover, Transylvania, Esthonia, and Russia; so that it has claims to be included in the fairy book of all Europe. Cosquin, ii., 209-14, gives a number of Oriental stories, Annamite, Kalmuk, Kaffir, which contain the incident of the girl in the bag, and Indian and Kabyle stories, which go through the same exchanges as our story. In the latter case it is an animal story in which the jackal has a thorn picked out of his paws by an old woman, and gets an egg out of her in exchange for the thorn which he has "lost." In this form the jackal helps considerably in the disappearance of the successive exchanges. It is difficult to say whether the European or the Indian form was the earlier. The animaldramatis personæseem less incongruous and turn the scale in favour of India.

This is practically the Perseus legend of antiquity, which has been made the subject of an elaborate study by Mr. E. Sidney Hartland,The Legend of Perseus, 3 vols., London, 1894-6. Mr. Hartland distinguishes four chains of incidents in the story:

Not all the variants, which are very numerous, running from Ireland to Cambodia, include all these four incidents. The Greek Perseus legend, for instance, has not the Life Token. Cosquin, i., 67, knows of only eighteen which havethe full contingent, one in Brittany, two in Greece, one in Sicily, four in Italy, one each—Basque, Spanish, Catalan, Portuguese, Danish, and Swedish; two German; one Lithuanian; and a Russian variant. There must be many more in Bolte's notes to Grimm, 60. These are sufficient to prove that the whole concatenation of incident is European, though it is difficult to understand how the Medusa incident got tacked on to the preceding three, with which it is very loosely combined, the only point of connection being with the Life Token. Strangely enough, in the ancient form of the folk-tale, the Gorgon is an almost essential part of the story, though the Life Token has disappeared, and the Supernatural Birth only applies to the hero and not to his animal companions. In the modern European folk-tales these animal friends are rather supernumeraries and are occasionally replaced by the formula of the Grateful Animals, to whom the hero does some service during his wanderings, in reward for which they rescue him from some extremity. In some ancient variants of the Perseus legend there are traces of the Substituted Champion in the form of Pentheus, a former suitor of Andromeda, who had failed to meet the dragon.

It would be impossible here to consider the folk-lore analogies of the four chief incidents of the tale which have occupied Mr. Hartland for three fairly large volumes to develop, out of which have grown two more (Primitive Paternity, London, 1910). It is only necessary here to refer to a few points in their relation to the tale itself. The Supernatural Birth, which is also treated by M. Saintyves (?) is found attributed to heroes among all nations; it is only of significance in the story here in its bearing upon the Life Token of the hero, which is connected with it. With regard to the Life Token, Major Temple has a full analysis in the notes toWide Awake Stories, 1884, pp. 404-5, under the title of the "Life Index," and is closely connected withthe idea of the External Soul, which Sir James G. Frazer has studied in hisBalder, London, 1913, pp. 95-152. The Fight with the Dragon is celebrated outside folk-tales in the lives of the saints (whence St. George, the titular saint of England, gets his emblem) in the saga of Siegfried, and in the poetry of Schiller, where it is made the subject of a moral apologue. The Medusa-witch, who transforms into stone, or destroys life in other ways, is quite a familiar figure in folk tales, but is usually thwarted, as here, by some means of cure.

The chief interest, however, of the "King of the Fishes," from a folk-tale point of view, is the remarkable similarity of the later folk-tales with the Greek legend, from which they are separated by so many centuries. The absence of the Life Token in the Greek version and the comparative insignificance of Medusa in the modern tales are sufficient evidence that these latter are not directly derived from the former. Yet even Mr. Hartland, who is a strong adherent of the anthropological treatment of folk-tales, fully agrees that this particular tale must have, at one time, been composed in artistic unity, if not containing all the four chains of incidents at least containing two of them (Legend of Perseus, iii., 151). It should be added that Rassmann and the Grimms connect the folk-tales with the Siegfried saga (Bolte, i., 547, 555).

This familiar story is found as early as Pauli, "Schimpf und Ernst," No. 595. It is frequent in Italy, especially in Pitre's Selections. Koehler has references to the other European versions in Bladé, p. 155. Crane,Italian Popular Tales, No. xcvi, has rendered one of Pitre's versions.

This rather artificial tale has never-the-less spread through all Europe. One finds it in Italy almost in the same form as in the original French by the Princesse de Beaumont, from whom it has got into the ordinary fairy books of England, France and Germany. See Crane II., "Zelinda and the Monster," pp. 7-11, with note 6, p. 324, which contain a reference to Miss Stokes'sIndian Fairy Tales, p. 292. The Grimm story No. 108, "Hans the Hedgehog," is more primitive in character, and we get there the story how the Beast obtained his terrible form. I have, however, rejected this form of it as it is not so widespread as "Beauty and the Beast," which is one of the few stories that we can trace, spreading through Europe practically within our own time. The artificiality of the leading motive is sufficient proof of the late origin of the tale. But, after all, tradition does not distinguish between primitive or later strata. Ralston dealt with the whole formula from the sun-moon point of view inNineteenth Century, Dec., 1878.

The main incidents of "Reynard the Fox" occur in folk-tales throughout Europe, and it has often been discussed whether the folk-tales were the foundation of the beast epic or vice versa. Since, however, it has been proven that many other incidents besides those used in the beast satire are found among the folk, it is generally allowed nowadays that, apart from a few Æsopic fables included in the satire, the main incidents were derived from the folk. On this subject see my introduction to "Reynard the Fox" in the Cranford Series.

I have selected a number of the most characteristic of these folk-tales relating to the former friendship and later enmity of the Fox and the Bear, basing my compilation onthe admirable monographs of Prof. K. Krohn of Helsingfors, "Mann und Fuchs," 1891, "Baer (Wolf) und Fuchs; eine nordische Tiermärchenkette," inJournal de la Société Finno-Ougrienne, vi., Helsingissa, 1889, and "Die geografische Verbreitung einer nordischen in Finnland," inFennia, iv., 4. The latter monograph is accompanied by an interesting map of Finland, showing the distribution of the Scandinavian form of these stories, in which the Bear is the opponent of the Fox, and the Slavonic form in which the Wolf takes that position. As there is obviously a mythological tendency at the root of the stories, intending to account for the shortness of the Bear's tail and the white tip of the Fox's, it is clear that the Scandinavian form is the more original.

I have tried to collect together in a logical narrative:

In his article inFennia, Prof. Krohn refers to no less than 708 variants of these different episodes, of which, however, 362 are from the enormous Finnish collections of folk lore in possession of the Finnish Literary Society at Helsingfors. The others include the majority of European folk-tale collections with a goodly sprinkling of Asiatic, African and American ones, the last, however, being confined to "Uncle Remus," in which four out of the ten incidents occur in isolated adventures of Brer Rabbit.

Many of the incidents occur separately in early literature; (g) (h) (k) for example, which form one sequence, are found not alone in Renard but also in Alfonsi, 1115, and Waldis. (c) The iced bear's tail occurs in the LatinYsengrimus, of the twelfth century, in theRenartof the thirteenth, and, strangely enough, in the HebrewFox Fablesof Berachyah ha-Nakadan, whom I have identified with an Oxford Jew late in the twelfth century. See my edition of Caxton,Fables of Europe, i., p. 176. The fact that ice is referred to in the last case would seem to preclude an Indian origin for this part of the collection.

It is not quite certain however that all the above incidents were necessarily connected together originally. The fish cart (b), and the iced bear's tail (c), are so closely allied that they probably formed a unity in the original conception, though they are often found separately nowadays among the folk. Bear and Fox in partnership (a), is found elsewhere told of other animals, notably of the firm of Cat and Mouse in Grimm No. 2. It is difficult to determine at present whether stories relating to other animals, or even to associations of men, have been applied by peasant narrators to the general opposition of the slyversusthe strong animal, which they have dramatized in the beast satire of Reynard and Bruin.

For a discussion of the whole subject, see A. Gerber,Great Russian Animal Tales, Baltimore, 1891, who discusses the incidents included in the above compilation in his notes on v. (a), i. (b), ii. (c), iii. (d), iv. (e), iva. (f), ix. (g), x. (h), xi. (k). It will be found that few of the other incidents contained in Gerber can be traced throughout Europe except when they are evidently derived from Æsop.

This story has the peculiarity, that it occurs in the Arabian Nights as well as in so many European folk-tales.Hahn includes it under his formula No. 4, Genoveva (add Gonz. 5, Dozon 2, Denton 238, Day xix.), H. Coote, inFolk-Lore Record, vol. iii., part 2, in a paper on "Folk-Lore, the Source of some of M. Galland's Tales," contends that the "Tale of the Two Sisters who Envied their Cadette," as well as Ali Baba, Aladdin, and Ahmed and Paribanou, were derived from Arabic folk-lore rather than from any Arabic manuscript version. We know now that this is not true of Aladdin; and Zotenberg has traced all these extra tales of Galland to the oral recitation of his Christian dragoman Hanna. Coote finds the two envious sisters to be an enormous favorite in Italy and Sicily, being found in Pitre, Berti, Imbriani, Nerucci, and Comparetti. The story of the girl is sometimes told separately as afiaba. Coote remarks that Leon Bruno is Greek (see Hahn, p. 131 and F. L. R., i., 209), and is derived from theArabian Nightsin the story of the princess of the islands of Wakwak; it also occurs in Straparola and Madame D'Aulnoy; Brueyre has something similar in Brittany, p. 93; Kohler inMelusine, pp. 213, 214, compares the Breton tale, given there, with theArabian Nights.

The boy with the moon or the sun on his forehead is a frequent character in Indian folk-tales (see Temple,Wide Awake Stories). The possibility of Galland's version having passed into the East from Europe does not seem to have been considered till I suggested it in my Introduction to theArabian Nights. There is little doubt that Open Sesame is European, and similarly this story occurs in Straparola early enough to prevent any possibility of doubt on the subject. The sequel of incidents appears to be as follows:

Overheard Boasting—Three Marriages—Substituted Children—Quest Tasks—Life Token—Speech Taboo—Brother's Failure—Sister's Success—Guilt Revelation—Punishment of Envious Sisters. Some of these incidents, like the Life Token, occur in other collocations but aresufficiently appropriate here; Imbriani has three versions, vi., vii., viii., with notes.

I have mostly followed Crane, pp. 17-25 (see also his notes, pp. 325-6).

Source.—Sir J. G. Frazer, inArchæological Review, i., 81-91, 161-81, who made an attempt, the first of its kind, to restore the original archetype of the story of "The Boy Who Became Pope," on the same principle as classical scholars restore readings from families of MSS. He uses Grimm, xxxiii.; Crane, xliii.; Sebillot, 2d series xxv.; and Fleury, 123seq.I have, on the whole, followed his reconstruction, but have introduced, from the version in the "Seven Wise Masters," the motive for the father's anger when learning that he would have, some day, to offer his son water to wash in; Sir James, in a private communication, concurs in the insertion. The folk versions are, in this instance, peculiarly poor, and I have therefore had largely to rewrite, preserving, however, the common incidents.

Formula.—The following formula gives the common elements of the four parallels used by Sir James Frazer, with my insertion of the bird prophecy (father-water, mother-towel):

Simple Boy—Sent to School—Learns Language of Dogs, Frogs and Birds—Bird Prophecy (Father-Water, Mother-Towel)—Hero Exposed—Intended Murderer Brings Back Deer's Heart—Three adventures on Road—Dogs Warn Burglary—Frog Restores Host to Sick Girl—Bird Prophesies Papacy (one of three companions)—Pope Election—Heavenly Sign (dove and bell)—Bird Prophecy Fulfilled—Father Repentance.

Parallels.—Besides the four sources used by Sir James Frazer, he gives two variants of the Breton fromMelusine,i., cols. 300, 374, and the "Seven Wise Masters" version, with six variants: Russian, Masurian, two Basques, and a Turkish one. In the Russian version the father-water, mother-towel prophecy occurs, which could not have arisen independently. In the Masurian version the prophecy is more primitive ("Your mother will wash your feet, and your father will drink the water"). In the remaining versions the prophecy is more vague, that the parents shall be the son's servants. In thePentameronethere is a story in which a father has five simple sons whom he sends into the world to learn experience. The younger returns with a knowledge of the language of birds. But the rest of the story is not of our type.

Remarks.—In his second paper (Arch. Rev.i., 161seq.) Sir James Frazer has many interesting remarks upon the folk conception of the means of acquiring a knowledge of the language of animals. This is generally done by a gift of magic rings, or by eating magic plants (mainly fern) or eating serpents (generally white). Sir James Frazer connects the rings with serpents by suggesting that serpents are supposed to have stones in their head which confer magic powers (As You Like It, iv., 2.) He further connects the notion of eating serpents with acquiring the language of birds by referring to the views of Democritus that serpents are generated from the mixed blood of diverse birds and are therefore in a strict sense blood relations of them; this idea, he suggests, may have arisen from the fact that serpents eat birds' eggs. It would be an easy transition in folk-thought to consider that serpents would understand the language of the birds they ate and that persons eating serpents would understand the language of both. So Sigurd understands the language of birds, after eating the blood of Fafnir the Worm. But all this throws little light upon the story itself.

Bolte gives, i., 323-4, many folk-tales in which the herobecomes not a pope but a king and compares the story of Joseph in the Bible as possibly a source of the Prophetic Dream of the father and mother waiting upon the son. The transference to the pope may have been influenced by the tradition given by Vincent of Beauvais (Spec. Hist., xxiv., 98) that Sylvester II. learned at Seville the language of birds. There was also the tradition that at the election of Innocent III., 1198, three doves flew about the cathedral, one of which, a white one, at last settled down upon his shoulder. Raumer,Gesch. d. Hohenstaufen, ii., 595.

This tale is widely spread through Europe, being found from Ireland to Greece, from Esthonia to Catalonia. It is generally told of three soldiers, or often brothers, but more frequently casual comrades. In Kohler's notes on Imbriani, p. 356-7, he points out that there are three different forms, in the first of which the fairy's gifts are recovered by means of a defect produced, which only one of the soldiers can cure. In the second form the latter part is wanting, and in the third the two gifts are restored by means of the third, which is generally in the form of a stick. SeeEnglish Fairy Tales, No. 32. In my reconstruction I have followed the first form. Cosquin, XI., has a fairly good variant of this, with comparative notes. Crane, XXXI., gives, from Gonzenbach, the story of the shepherd boy who makes the princess laugh, which is allied to our formula, mainly by its second part. And it is curious to find the three soldiers reproduced in Campbell's Gaelic, No. 10. In this version the magic gifts are wheedled out of the soldiers by the princess, but they get them back and go back to their "girls."

In the Chinese version of the Buddhist Tripitaka, a monk presents a man who has befriended him with a copper jug,which gives him all he wishes. The king gets this from the monk, but has to return it when he gets another jar which is full of sticks and stones. Aarne inFennia, xxvii., 1-96, 1909, after a careful study of the numerous variants of the East and West, declares that the original contained three gifts and arose in southern Europe. From the three gifts came three persons and afterwards the form in which only two gifts occur. Against this is the earliest of the Tripitaka versions, 516a.d., which has only two magic gifts. Albertus Magnus was credited with a bag out of which used to spring lads with cudgels to assail his enemies.

This story is familiar to English-speaking children as Jack the Giant Killer, but it is equally widespread abroad as told of a little tailor or cobbler. In the former case there is almost invariably the introduction of the ingenious incident, "Seven at a Blow," the number varying from three to twenty-seven. I have adopted a fair average. The latter part of the story is found very early in M. Montanus,Wegfuehrer, Strassburg, 1557, though most of the incidents occur in folk tales scattered throughout the European area. Bolte even suggests that the source of the whole formula is to be found in Montanus and gives references to early chapbook visions in German, Dutch, Danish, Swedish and English (i., 154-6). But the very numerous versions in East Europe must in that case have been derived from oral tradition from these. Something similar has even spread to Greenland, where the story of the Giant and the boy is told by Rae,Great White Peninsula. (See Grimm, tr. Hunt, i., 364.) The Dutch version is told of Kobis the Dauntless. Cosquin, who has two versions (8 and 25), has more difficulty than usual in finding the full plot in Oriental sources, though various incidents have obviouslytrickled through to the East, as for example the hero Nasnai Bahadur in the Caucasus, who overcomes his three narts, or giants, very much in the same manner as our tailor.

This Puss-in-Boots formula has become universally European from Perrault's version, to whom we owe the boots that occur in no other version, so that I have been reluctantly obliged to take them off. But apart from this the story in its entirety existed earlier in Straparola, xi., 1, and in thePentamerone, and is found widely spread through Italy (Pitre, 88; Imbriani, 10; Gonzenbach, 65, etc.), as well as in Hungary (Jones and Kropf, No. 1), Germany (Grimm, 33a), and even in Finland (see Jones and Kropf, p. 305). In some of these cases the cat is a vixen (or female fox), and the incident of the false bathing and the marriage occurs before reaching the ogre's castle, as is indeed more natural. I have, therefore, so far amended Perrault. In most of the folk versions the miller's son betrays ingratitude towards his animal protector, who sometimes reduces him to his original state. This final incident, unknown to Perrault, shows the independence of these versions from that contained in his Mother Goose Stories. In Sweden the hero, if one may speak Hibernically, is a girl, who turns up her nose at everything in the palace as not being so good as in her castle of Cattenburg (Thorpe quoted by Lang,Perrault, p. lxxi.). In India it is found in Day,Folk Tales of Bengal, under the title of "The Matchmaking Jackal," which has numerous Indian touches; thus the jackal remembers the grandeur of the weaver's forefathers and rolls himself in betel leaves. Sultan Darai, in the Swahili version (Steere), has the stripping incident and the no-talking trick, as well as the ingratitude at end. Lang argues elaborately that it is impossible to determinethe original home of Puss-in-Boots, though he seems to own that it had one. His criterion is the absence or presence of a moral in the story, in this case the incident showing the ingratitude of the Marquis. This occurs, as we have seen, as far south as Madagascar, and as far east as India, but, after all, does not seem to be the essence of the story, though in one of the versions the cat does his tricks for the miller because he had previously saved him from the hunters. The late Mr. Ralston has an interesting article on Puss-in-Boots in theNineteenth Century, August, 1883, though in his days there was a tendency to explain all fairy tales as variants of the Sun and Moon myths.

It is right that I should add that the servant's evening salute has nothing to do with the story but is a tradition in my own family, where my grandfather's servant used to utter this rhyme in a sort of chant when bidding the family good-night.

The Swan Maidens occur very widely spread and have been studied with great diligence by Mr. E. S. Hartland in two chapters (x., xi.) of hisScience of Fairy Tales(pp. 255-347). In consonance with his general principle of interpretation, Mr. Hartland is mainly concerned with the traces of primitive thought and custom to be seen in the Swan Maidens. Originally these were, according to him, probably regarded as actual swans, the feathery robe being a later symbolic euphemism, though I would incidentally remark that the whole of the storyas a storydepends upon the seizure of a separate dress involving the capture of the swan bride. Mr. Hartland is inclined to believe partly with F. Liebrecht inZur Volkskunde, pp. 54-65, that these mysterious visitors from another world are really the souls of deceased persons (probably regarded as totemisticancestresses). In some forms of the story, enumerated by Mr. Hartland, the captured wife returns to her original home, not when she recovers her robe of feathers but when the husband breaks some tabu (strikes her, chides her, refers to her sisters, sees her nude, etc.).

From the standpoint of "storyology" from which we are mainly considering the stories here purely as stories, the Swan Maidens formula is especially interesting as showing the ease with which a simple theme can be elaborated and contaminated by analogous ones. The essence of the story is the capture of a bride by a young man who seizes her garment and thus gets herin manu, as the Roman lawyers say. She bears him children, but, on recovering her garment, flies away and is no more heard of. Sometimes she superfluously imposes a tabu upon her husband, which he breaks and she disappears (Melusine variant; compare Lohengrin). This is the effective and affecting incident of which Matthew Arnold makes such good use in hisMerman. It could obviously be used, as Mr. Hartland points out, in a quasi-mythological manner to account for supernatural ancestry, as in the cases of the physicians of Myddvai in Wales, or of the Counts of Lusignan. But on this simple basis folk tellers have developed elaborations derived from other formulæ. In several cases, notably in theArabian Nights(Jamshah and Hasan of Bassora), the capture of the swan maiden is preceded by the Forbidden Chamber formula. Then when the bride flies away there is the Bride-Quest, which is often helped by Thankful Animals and aided by the Magical Weapons. When the hero reaches the home of the bride he has often to undergo a Recognition-Test, or even is made to undertake Acquisition Tasks derived from the Jason formula; and even when he obtains his wishes in many versions of the story there is the Pursuit with Obstacles also familiar from the same formula.

Cosquin, ii., 16, has, with his usual analytical grasp, seen the separable character of these various series of incidents. He, however, attempts to show that all of them, including the germ of the Swan Maidens, are to be found in the East, and is successful in affiliating the Greek of Hahn, No. 15, with the two stories of theArabian Nightsmentioned above, as well as the Siberian version given by Radloff, iv., 321, the hero of which has even derived his name from the Jamshah of theThousand and One Nights.

In my own version I have utilized a few of these incidents but reserve most of them for their proper story environment. I have introduced, from the Campbell version, the phrase "seven Bens, and seven Glens, and seven Mountain Moors," which so attracted Stevenson's Catriona, in order to point out as a remarkable coincidence that Hasan of Bassora, in theArabian Nights, flies over "seven Waddys, seven Seas, and seven Mountains." It is difficult to understand that such a remarkable phrase should recur accidentally in Bagdad and in the West Highlands. Without some actual intermediation, oral or literary, the hypothesis of universal human tendency can scarcely explain such a coincidence.

This well-known story occurs first in the fables of Phædrus, though not in the extant form, only being preserved in the mediæval prose version known asRomulus. It is also referred to in Appian, Aulus Gellius, and Seneca (see the references in myHistory of Æsop, p. 243, Ro. III., i.). It is told in Caxton'sEsope, p. 62, from whom I have borrowed a few touches. He calls his hero Androclus, whereas Painter, in hisPalace of Pleasure, ed. Jacobs, i., 89-90, calls the slave Androdus. We moderns, including Mr. Bernard Shaw, get our "Androcles" from Day'sSanford and Merton. It alsooccurs inGesta Romanorum, 104, edit., Oesterley, who gives a long list of parallels in almost all the countries of Europe.

Benfey, in the introduction to his edition ofPantschatantra, i., 112, contends that the story is of Oriental origin, showing Buddhistic traits in the kindly relations between the slave and the lion; but the parallels he gives are by no means convincing, though the general evidence for Oriental provenance of many of Phædrus' fables gives a certain plausibility to this derivation. From our present standpoint this is of less importance since Androcles, though it has spread through Europe and is current among the folk, is clearly of literary origin and is one of the few examples where we can trace such literary spread.


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