(2) But, in the minds of ordinary men, national sentiment was little more than a contempt for those of alien race and speech. The nationalities were ready enough to separate one from the other; having done so, they split asunder into tribal or feudal groups. Thus in Germany the Saxons, Suabians, Bavarians, Thuringians, Franconians group themselves round provincial chieftains. West of the Rhine, where Roman rule had long since weakened tribal feeling, we can see a broad distinction between the North and South of Gaul, but in each half of the country the feudal principle is the dominating force; from the middle of the ninth century we remark the formation of those arbitrarily divided fiefs which play so large a part in French history. But of the feudal movement we shall speak elsewhere.
(3) Last but not least we must allow for the disappearance of that moral enthusiasm which Charles the Great had evoked in his subjects. His conception of the Empire was too large for narrow minds. They could see no reason in it. They were acutely alive to the sacrifices which it demanded in the present, and sceptical as to the advantages which it promised in the future. The idea of working for posterity does not naturally occur to half-civilised peoples; they live from hand to mouth, and are continually absorbed in the difficulties of the moment; they believe in the supremacy of chance or fate or providence, and speak of human forethought as presumptuous or merely futile. The imperial programme was cherished and publicly defended by a little clique of clerical statesmen; but they did not succeed in making many converts. When the last of the Carolingian Emperors was deposed (887), there were cries of lamentation from ecclesiastics. But among lay statesmen not a hand was raised to stay the process of disintegration. This Emperor, Charles the Fat, had succeeded by mere longevity in uniting all the dominions of his family under his immediate rule; but in three short years he dissipated whatever lingering respect attached to the idea for which he stood. In the words of the annalist "a crop of many kinglets sprang up over Europe." All the new pretenders came from the class of the great feudatories. Among the West Franks it was Eude the Count of Paris who seized the royal diadem; the East Franks elected Arnulf, Duke of Carinthia; Italy became an apple of discord between the margraves of Spoleto and Friuli; Burgundy was partitioned by two native families.
Yet within a hundred years there arose a reaction in favour of the imperial idea—a reaction of which Germany was the apostle, which Italy accepted, which made many converts in West Francia. There were new and sufficient reasons for returning to the discarded system. The national hierarchies, who had undermined the Frankish Empire to broaden the foundations of ecclesiastical privilege and influence, were discovering that they had set up King Stork in place of King Log; the exactions of an Augustus were as nothing compared with the lawless pillaging of the new feudalism; and elective sovereigns, ruling by the grace of their chief subjects, were powerless for good as well as harm. The lower ranks of laymen had no better cause to be content with the new order under which the small freeholder was oppressed, the peasant enslaved, the merchant robbed and held to ransom. The freedom of the aristocracy spelled misery for every other class. These self-constituted tyrants passed their lives in devastating faction fights. Worst of all, their divisions and their absorption in petty schemes of personal aggrandisement left Europe at the mercy of uncivilised invaders. In the ninth and tenth centuries, medieval society experienced the same ordeal to which the Roman Empire had been subjected in the fifth. From the North and from the East a new generation of barbarians, perceiving the patent signs of weakness, began to break through the frontiers in search of plunder and of settlements.
First came the Northmen from Norway and Denmark. Like the Saxons of the fourth century they were unrivalled seamen. Their fleets transported them from point to point faster than land forces could follow in pursuit; the great rivers served them as natural highways; and if beaten in a descent upon the land, they had always their ships as a safe refuge. To make treaties and to offer blackmail was a worse than useless policy; the Vikings came in bands which operated separately, or united in this year to scatter and form new combinations in the next. One leader could not bind another; to buy off one fleet was merely to invite the coming of a second. These pirates had begun to molest the British Isles and Frisia before the death of Charles the Great; but after the first partition of his Empire they fell on the whole coastline from the Elbe to the Pyrenees. Originally attracted by the hope of plunder they soon aimed at conquest; when, at the close of the ninth century, there was a sudden pause in the flood of armed emigration from the North, the Danelaw in England and Normandy on the opposite side of the Channel remained as alien colonies which the native rulers were obliged to recognise.
It was in Gaul that the ravages of the Normans were most severely felt, though for a few years they were the scourge of Frisia and the adjacent provinces. Germany and Italy had other enemies to fear. In the year 862 a new danger, in the shape of the Hungarians, appeared on the borders of Bavaria. They were an Asiatic people, from the northern slopes of the Ural Mountains, who had been moving westward since the commencement of the century. Contemporaries identified them with the Huns of Attila, and the resemblance was more than superficial. The Hungarians were of the Tartar race—nomads who lived by hunting and war, skilled in horsemanship and archery, utterly barbarous and a byeword for cruelty. The rapidity of their movements, and the distances to which their raids extended, are almost incredible. In 899 they swept through the Ostmark and reached the Lombard plain; in 915 they sacked Bremen; in 919 they harried the whole of Saxony and penetrated the old Middle Kingdom; in 926 they went into Tuscany and appeared in the neighbourhood of Rome; in 937 they even reached the walls of Capua. In fact, until the great victory of Otto I upon the Lech (955), they were the terror of two-thirds of Christian Europe. Italy, the most disunited of the new kingdoms, was further vexed by the Saracen pirates who roamed the Western Mediterranean. The only sea-power capable of dealing with them was that of the Byzantine Empire. The Greek fleet protected the southeast of Italy, but was powerless to save Sicily, which was conquered piecemeal for the Crescent (827-965). Farther north the seaports of Amalfi, Gaeta, Naples and Salerno paid tribute or admitted Saracen garrisons; in 846 Ostia and the Leonine quarter of Rome (including the basilica of St. Peter) were pillaged. Robber colonies established themselves on the river Garigliano, and at Garde-Frainet, the meeting-point of Italy and Provence.
The effect which these disasters produced on the minds of the sufferers is nowhere more clearly visible than in England. Here the House of Alfred was able, within a century of the partition made at Wedmore between the West Saxon kingdom and the Danes (878), to establish a kingdom of imperial pretensions, loosely knit together but more durable and more highly organised than any power which had arisen in Britain since the Roman period. In Germany the Saxon line, beginning with Henry the Fowler (919-936), was permitted to make the royal title hereditary, and to assert an effective suzerainty over the other tribal dukes. In France the House of Paris, after ruling for many years in the name of a degenerate Carolingian line, was invited in the person of Hugh Capet to assume the royal dignity (987). We have here a European movement in favour of monarchy; and on the heels of it follows another for the restoration of the Empire. The new royal dynasties did good work; even the weakest among them, that of France, served as a symbol of unity, as a rallying point for the clergy and all other friends of peace; but both on practical grounds and on grounds of sentiment they left much to be desired. National monarchy meant national wars and the right of national churches to misgovern themselves according to their several inclinations. Every year the rent in the seamless robe of Christendom grew wider; political unity was disappearing, and religious unity would soon go the same way. The kingly title made but a slight appeal to the imagination or the conscience; with whatever ceremonies a King was crowned, the real source of his power was the position which he held, independently of his office, as a chief of a tribal or a feudal group; of men who, as St. Odo bitterly remarked, being oppressed took to themselves a lord that with his help they might become oppressors. Sovereign power had lost all poetry and dignity; it was being perverted to serve petty ends. An Emperor was needed to restore a higher sense of justice, to exalt the spiritual above the material side of life.
So the idealists reasoned, and in Germany their arguments found willing converts. This may appear strange, since Germany had taken the lead in repudiating the Carolingian Empire, and Henry the Fowler, who established the new German monarchy, was the reverse of an idealist. But the truth was that the peculiar constitution of the German kingdom and the peculiar problems raised by German expansion towards the East were such as to make the ideal policy the safest. Though Henry the Fowler had sedulously limited his attention to German problems, his son, working on the same lines, found himself led by the natural sequence of events to cross the Alps, seize Italy and take the imperial crown from the Pope's hands.
Henry the Fowler, elected after nineteen years of nominal kingship and unbridled anarchy, defined his position by a series of compacts with the great Dukes. Suabia, Bavaria and Lotharingia became dependent principalities, whose rulers attended national Diets, occasionally appeared at court, and still more occasionally rendered military service. Under their sway the new feudalism, which they encouraged as the means of creating armies both for defence and for pursuing an independent foreign policy, took root and throve as a legal institution. Within the borders of the duchies Henry had little power except as the patron of the church. He claimed the right of nominating bishops—though in Bavaria this claim was not made good till the next reign—and religious foundations held their privileges by his grace. The ecclesiastical councils which legislated with his sanction were more important than the Diets composed indifferently of laymen and prelates. His general policy gave greater cause for satisfaction to the clergy than to the remainder of his subjects. The assertion of supremacy over Lotharingia (925), and Bohemia (929), and the defeat of the Hungarians at the Unstrut (933), were national achievements; but for nine years before the battle of the Unstrut the King had allowed the Hungarians to work their will in Bavaria and Suabia, having secured the immunity of his own duchy by a separate truce. He had chiefly employed those years in building strong towns for the defence of Saxony, and in extending Saxon power by the conquest of Brandenburg, Lusatia, Strelitz and Schleswig. These could only be called national services on the assumption that the crown was to remain the hereditary possession of his house; but the German kingship was elective. To the Church, however, nothing was more welcome than conquests gained at the expense of heathen Slavs and Danes. In her eyes this Saxon statesman was the forerunner of the Christian faith in the dark places of Europe. For all these reasons, then, the power of Henry and his successors remained a power resting upon ecclesiastical support. To strengthen the alliance of church and state must be the first object of a Saxon ruler.
For some years after his accession (936) Otto I was harassed by pretenders of his own family who allied themselves with one or more of the great Dukes. The Bavarians threatened to secede and form an independent nation; the Franconians rebelled when their right of waging private wars was called in question; the Lotharingians intrigued to make themselves an independent Middle Kingdom. All such malcontents found it easy to secure a brother or a son of the King as their nominal leader. Even when Otto had placed all the duchies in the hands of his own kinsmen or connections, his power was still precarious. For he claimed new rights which, though necessary to the maintenance of kingly power, did violence to feudal and provincial sentiment; while the Dukes whom he nominated usually took up the pretensions of their predecessors, and identified themselves with the interests of their subjects. It was more important than ever that the King should have the help of the clergy in educating public opinion. But in the most critical period (939-955) of the reign the German primate, Archbishop Frederic of Mainz, lent the weight of his influence and high personal reputation to the rebel cause. In another direction also Otto found the clergy the chief opponents of a cherished scheme. Organised missions were among the means on which he relied for civilising and extending his father's conquests in Slavonic territory. For this purpose he planned, with the approval of Rome, to make Magdeburg an archbishopric and the head of a Slavonic province. To this proposal the sees of Mainz and Halberstadt offered strenuous resistance, on the ground that it would curtail their jurisdictions (955). Twice, therefore, Otto had been sharply reminded that his authority over the German Church was insufficient for his purpose.
Meanwhile the train of events had drawn him into Italian politics. The Kingdom of Italy had been seized, in 926, by Hugh of Provence, an adventurer of Carolingian descent. In 937, on the death of Rudolph II of Burgundy, Hugh designed to seize this derelict inheritance. He was forestalled by Otto, who assumed the guardianship of the lawful heir of Burgundy, the young Conrad; a united kingdom of Italy and Burgundy would have been too dangerous a neighbour for the German Kingdom. Hugh, however, secured for his son, Lothair, the hand of Conrad's sister Adelaide, thus keeping alive the claims of his family for a future day. Somewhat later Otto retaliated by giving protection to an Italian foe of Hugh, the Margrave Berengar of Friuli, who came to the Saxon court and became the liegeman of the German King. In 950 this relation suddenly acquired political importance, through the unexpected deaths of Hugh and Lothair, and the succession of Berengar in Italy. Reminded of his oath to Otto, the new King repudiated his obligations as a vassal, and gave further provocation by ill-treating the widowed Adelaide. Otto was thus equipped with a double excuse for making war. And war was forced upon him by the ambitions of his brother Henry, Duke of Bavaria, and of his son Liutolf, Duke of Suabia. Both cast covetous glances on Italy, which was hopelessly divided and an easy prey for the first-comer. In 949 the Duke of Bavaria had seized Aquileia; in 951 the Duke of Suabia crossed the Alps ostensibly to champion Adelaide. Otto could not remain idle while two of his subjects and kinsmen contended over the spoils of Italy. He collected an army and followed hard on the footsteps of Liutolf. Berengar fled, the Dukes made peace with their suzerain, and Otto was free to dispose of the Italian kingdom (951).
It is possible that, if the opportunity had been forthcoming, he would at once have proceeded to Rome for an imperial coronation. But the Pope, who alone could make an Emperor, was the nominee of a Roman faction, headed by the ambitious Alberic the Senator who aspired to build up a secular lordship on the basis of the Papal patrimony. Otto was not invited to visit Rome. After some hesitation he decided, instead of himself assuming the unprofitable duties of an Italian King, to restore Berengar on condition of a renewal of homage. Perhaps the arrangement was intended to be temporary. Otto was still menaced by conspiracies in Germany; and Berengar might serve to guard Italy against ambitious Dukes, until the hands of his overlord were free for Italian adventures. Later events justify some such hypothesis. Within a few years the chief difficulties of Otto were removed. A great ducal rising collapsed; the Hungarians were so decisively beaten at the Lechfeld (955) that they ceased to trouble Germany; death relieved Otto of his most dangerous rivals, Archbishop Frederic of Mainz and his own son, Duke Liutolf. Then, in 960, arrived the long-delayed call from Rome. John XII, a dissipated youth of twenty-two, the son of Alberic (died 954) but devoid of his father's ability, invoked the aid of Germany to protect the temporal possessions against Berengar. Otto required no second summons. Descending upon Italy, he expelled his vassal, assumed the Italian crown at Pavia (961) and then repaired to Rome. Here in 962 he was crowned by the Pope as lord of the Holy Roman Empire of the German Nation. For good or for evil the prerogative of Charles the Great was inseparably united to the German monarchy.
From this complicated series of events some interesting conclusions may be deduced. The Empire, which has so often been abused as a source of countless woes to Germany, was revived in the interests of a purely German policy. Unlike his son and his grandson, Otto I never submitted to the spell of Italy. Since the time of Charles the Great it had been taken for granted that the Empire could only be conferred by the Pope and only held by a King of Italy. Otto did not greatly value his Italian dominions, though circumstances forced him to reside in Italy for a large part of his later years. For a time he had thoughts of recovering Apulia and Calabria from the Greeks, Sicily from the Arabs. But he abandoned his claims against the Eastern Empire as the price of a marriage-alliance, and he left Sicily untouched. The Crown of Italy was valuable to him chiefly as a qualification for his imperial office. To the ecclesiastical duties of that office he was not indifferent. His bishops, though largely employed as secular administrators, were chosenwith some regard to their spiritual duties; he was a friend to the Cluniac movement for monastic reform. But clearly he did not visit Rome in pursuit of any plans for cleansing that Augean stable the Papacy. The vices of John XII were notorious; but, as a Pope who could legally confer the Empire, he was good enough for Otto's purpose. Only when John repented of his bargain and turned traitor was he evicted in favour of a more reputable successor (963). And John's successor was a layman until the time of his election. Otto's chief concern was to secure a trustworthy partisan; this remained the Saxon policy till the days of his grandson.
Otto was not indifferent to the splendour or the more ambitious claims of his office. He paraded before the world the benevolent protectorate which he exercised over the young rulers of Burgundy and France; he insisted upon the homage of the Polish and Bohemian dukes. He held magnificent Diets to celebrate his new position, and made great efforts to win recognition from the Byzantine court. But in substance his ambitions were those of a German national king. He had a keen sense of realities, a keen appreciation of concrete results; from first to last his thoughts centred round the problems of his native land. The extension of the eastern frontier, the alliance with the Church, the management of the duchies—these were his main achievements as they had been his main ambitions. But he had built better than he knew; and the Empire acquired before his death a nobler significance than he perhaps had ever contemplated.
The work of Otto I was skilfully done, since it survived the follies of his son and grandson. For twenty years after his death (973) the titular rulers of the Empire were boys and women-regents. At Rome, in Germany, on the western and eastern frontiers all the beaten factions and humiliated rivals plucked up courage to make another bid for victory. The old Empress Adelaide, and her daughter-in-law the Empress Theophano, divided or disputed the control of the administration until 991; from that date till 998 the elder woman, freed from interference by the death of Theophano, exercised a great though a declining influence. Neither Empress was competent to handle the singular difficulties of the situation. Adelaide, though true to the German ambitions of her husband, was guided by personal prejudice in the selection of her ministers. Theophano, a woman of remarkable abilities and attainments, despised the monotonous intricacies of German politics, encouraged both her husband and her son to regard Italy as the worthiest field for the activities of an Emperor, and in Italy looked rather to Rome and the South than to Lombardy. It was the church party, both in Germany and in Lombardy, which in these years kept the subjects of the Empire true to their allegiance. The German dukes were less disinterested. But the precedents which Otto I had established proved invaluable when his son was required to deal with a rebellion, or had the opportunity of appointing to a vacant dukedom.
The blame for the chimerical ambitions of Otto II and Otto III is usually thrown upon Theophano, that brilliant missionary of Byzantine culture and Byzantine political ideas. But the influence which perverted the judgement of these Emperors, until they became a byeword in Europe, was something more impalpable than the will-force of a domineering woman. They were born into the misty morning twilight of the medieval renaissance, of an age when intellectual curiosity was awakening, when philosophy, the sciences and Latin literature were studied with a lively but uncritical enthusiasm, when the rhetorician and the sophist were the uncrowned kings of intelligent society. The philosophy was little more than school-logic, derived at second or third hand from Aristotle, the science a grotesque amalgam of empiricism and tradition. The Latin classics, apart from their use as a source of tropes and commonplaces, only served to inspire a superstitious and uncomprehending reverence for ancient Rome. Of this new learning Otto II and his son were naive disciples. They could not sufficiently admire the encyclopaedic Gerbert, the most fashionable and incomparably the ablest teacher of their day. Otto II and his court listened patiently for hours while Gerbert disputed with a Saxon rival concerning the subdivisions of the genus philosophy. Otto III invited Gerbert to come to court and cure him of "Saxon rusticity"; he deluged the complaisant tutor with Latin verses, consulted him in affairs of state, and finally promoted him to the Papacy. Gerbert was in fact a subtle and ambitious politician, who filled the chair of Peter with no small degree of credit. But his more serious talents would never have found their opportunity save for his skill in ministering to the pseudo-classicism of rustic Saxons.
Each of these Emperors turned his back on Germany at the first opportunity. Each met in Italy with bitter disillusionment and an untimely fate.
Otto II, in whose idealism there was a trace of his father's concrete ambition, planned the conquest of South Italy and Sicily. The scheme was not impracticable as the Hohenstauffen were afterwards to prove. And in the year 980 it could be justified as advantageous to the whole of Christian Europe. A new Saracen peril was impending in the Western Mediterranean. A new dynasty of Mohammedan adventurers, the Fatimites, had arisen on the coast of Northern Africa and had made themselves masters of Egypt (969). Five years before that event they had already occupied Sicily; in 976 they turned their attention to Italy. The south of the peninsula was divided between the Eastern Empire and Pandulf Ironhead, the lord of Capua, who had established an ephemeral despotism on the ruins of Lombard and Byzantine power. Even he could not face the Arabs in the open field, and his death (981) was followed by the partition of his lands and bitter strife among his sons. Unless Otto intervened it was not unlikely that Italy, south of the Garigliano, would become a province of the Caliphate of Cairo. Otto, however, was ill-qualified to be the general of a crusade. His military experience had been gained in petty operations against the Danes and Slavs, and in an invasion of France vaingloriously begun but ending in humiliation (978). Full of self-confidence he led a powerful force into Apulia, intending to expel first the Greeks and then the Arabs. He captured Bari and Taranto without difficulty; but he had no sooner entered Calabria than he allowed himself to be entrapped by the Emir of Sicily. On the field of Colonne (982) he lost the flower of his army and barely escaped capture by flight to a passing merchant vessel. Next year he died, in the midst of feverish preparations to wipe out this disgrace. It was left for the despised Greeks to repel the Arabs from the mainland; Sicily remained a Mohammedan possession till the coming of the Normans (1062).
It is easier to sympathise with the policy of Otto II than with the man himself. The case is reversed when we turn to the career of his son. Otto III, an infant at his father's death, escaped from female tutelage in 996, and made his first Italian expedition as an autocrat of sixteen. He went to free the Papacy from the bondage of a Roman faction, the party of the infamous John XII, again rearing its head under a new leader. The boy-ruler suppressed the rebels with some gratuitous cruelty. But he was not without noble ambitions or the capacity of appreciating finer natures than his own. Called upon to nominate a Pope he selected his cousin Bruno, a youth little older than himself, but a statesman and an idealist, who set himself to assert the authority of the Holy See over the national Churches, partly no doubt in the interests of the Empire but more in those of morality and discipline. Unhappily Bruno died before his influence had eradicated from the Emperor's character the weaknesses fostered by scheming flatterers and an injudicious education. Gerbert, who succeeded Bruno with the title of Sylvester II, encouraged his pupil in a career of puerile extravagances. While the new Pope extended his jurisdiction and magnified his office, the young Emperor was planning to revive in Rome the ancient glories of the Caesars. Otto built a palace on the Aventine; he imitated the splendour and travestied the ceremonial of the Byzantine court; he devised pompous legends to be inscribed on his seal and on his crown. In the year 1000 he made a solemn pilgrimage to Aachen and opened the vault of Charles the Great; another to Poland, to pray at the shrine of his martyred friend, St. Adalbert, in Gnesen. Meanwhile the serious business of the Empire was neglected; the Slavonic states shook off the German connection; the eastern frontier was unguarded. Even the Romans, whom he cherished as his peculiar people, despised his vagaries and rose in insurrection. This was the awakening. Alive at last to the difference between his dreams and his true position, he quitted the Eternal City to wander aimlessly in Italy, and died broken-hearted at the age of twenty-one.
It would obviously be unjust to judge the Holy Roman Empire of the first Otto by the tragicomic aberrations of his immediate successors. Their careers illustrate, in an extreme form, the temptations to which an Emperor was exposed; but neither of them understood the essence of the institution. Far from idealising the Empire overmuch they did not make it ideal enough. The true conception of Empire eluded their grasp and was unaffected by their failure. The policy of Otto the Great is justified by the fact that he, like Charles the Great, gave to a national monarchy the character of a religious office and the sense of a sacred mission. To appreciate his achievement we need only compare the German monarchy, as it stood in the year 1000, after a generation of misgovernment had marred the architect's design, with that of the Capets in France or of the House of Egbert in England. The difference is not only in size or outward splendour. The Holy Roman Empire stood for a nobler theory of royal and national Duty.
Before discussing the origins or the effects of feudalism it is well to form a definite conception of the system as we find it in the twelfth and thirteenth centuries, when it is the basis of local government, of justice, of legislation, of the army and of all executive power. In this period the lawyers have arrived at the doctrine that all lands is held from the King either mediately or directly. The King is himself a great landowner with demesnes scattered over the length and breadth of the realm; the revenues of these estates supply him with the larger part of his permanent income. The King is surrounded by a circle of tenants-in-chief, some of whom are bishops and abbots and ecclesiastical dignitaries of other kinds; the remainder are dukes, counts, barons, knights. All of these, laymen and churchmen alike, are bound to perform more or less specific services in return for their lands; the most important is military service, with a definite quota of knights, which they usually render at their own charge; but they are also liable to pay aids (auxilia) of money in certain contingencies, to appear regularly at the King's council and to sit as assessors in his law court. They hold their lands in fact upon a contract; but the precise obligations named in this contract do not exhaust their relation to the King. In a vague and elastic sense they owe him honour (obsequium) and loyalty (fidelitas). They must do all in their power to uphold his interests and exalt his dignity. He on his side is bound to consult them collectively, in all matters of importance, and to maintain them individually in the rights and possessions which he has granted to them. These personal and indefinite ties should not be renounced, on either side, without some very serious reason—gross treachery, gross neglect of duty, gross abuse of power or privilege.
These tenants-in-chief have on their estates a number of sub-tenants, who are bound to them by similar contracts and a similar personal relation. The homage of the sub-tenant to his immediate lord ought to be qualified by a reservation of the allegiance which all subjects owe to the King. Whether this reservation shall be made or, when made, shall have any practical consequences, will depend upon the King's resources and personality. Where effective, it means that he can claim from the sub-tenants the discharge of certain national duties, can call on them for military service, can judge them in his court, can tax them with the consent of his council, that is of their lords; on the other hand, it means that these sub-tenants may not allege the commands of their lord as an excuse for making war upon the King or committing any breach of the public peace. Where the general duty of allegiance has lapsed into oblivion, the tenant-in-chief is in all but name a dependent king, and the feudal state becomes a federation under a hereditary president, who occasionally arbitrates between the members of the federation and occasionally leads them out to war.
The other members of the feudal state group themselves or are forcibly grouped under the rule of different persons in the feudal hierarchy. In the open country the soil is partly tilled by small free-holders, who pay to this or that lord a rent in money, kind, or services. Like the feudal sub-tenants these free-holders are, for most purposes, subject to the jurisdiction of their lord; though in the well organised state the royal judges protect them against the grosser forms of violence. But the greater part of the land is divided between servile village-communities, who give up perforce a large proportion of their working-days to the cultivation of the lord's demesne. The tendency of feudal law is to treat these peasants as slaves, to deny them the assistance of the royal law-courts, to regard them as holding their land at the will of their lord. In practice the lord finds that he cannot insist upon the full measure of his legal right. Though he has the right to reclaim all runaways, it is difficult to hunt them down; though he can fix the measure of his own demands, it is dangerous and unprofitable to arouse a spirit of mutiny. A judge from whom his serfs have no appeal in matters that concern their tenure, he finds it politic to make and to observe definite contracts, which remain unaltered from one generation to another. Hence the condition of the serfs, though hard, is less precarious than we might suppose if we only studied what the feudal lawyer has to say about them. Turning from the country to the towns, we find that all are subject to a lord or to the King; that some are only half-emancipated communities of serfs; that in others the burgesses have the status of small free-holders; that in a minority, but a growing minority, of cases the burgesses have established the right to deal collectively with the lord, to be regarded ascommunesor free cities. In these cases there is a form of popular self-government under elected magistrates. Through the magistrates the town pays a fixed rent to the former lord; usually it claims the special protection of the King, and comes to hold the position of a tenant-in-chief (une seigneurie collective populaire). No society could be, in spirit and in organisation, more anti-feudal than the free town of the Middle Ages; but it can only secure a safe existence by obtaining a definite position in the feudal hierarchy. In fact, the clergy are the only considerable class who succeed in resisting the universal tendency to feudalise all landed property and to find for every man a lord. Even they are compelled to make large concessions to the spirit of the age. It is only at the cost of long and ruinous conflicts that bishops and other prelates establish some distinction between their position and that of the ordinary tenant-in-chief. Even so it remains the law that the principal endowments of every religious foundation are fiefs held under a feudal contract of service. More successful, though not less difficult, was the struggle against the theory that the parish-priest is the vassal of his patron and may, by recognising his obligations as a vassal, acquire the vassal's privilege of passing on his office to his son.
Such then was feudalism in the concrete. It is the negation of all that we hold to be most important in the conceptions of the state and citizenship. In effect, though not altogether in theory, it subordinates the obligations of the citizen to those which the individual incurs by entering on a voluntary contract. This contract may or may not be made with the ruler of the state; in the majority of cases it is made with a fellow-citizen. Though honourable, according to current ideas, this contract always leaves to the lord some loopholes for the exercise of arbitrary and capricious authority; it impairs, if it does not destroy, the rule of law. Again, the effect of the system is to throw the main burden of national defence, and the main control of the royal power, upon a close hereditary caste of landowners. The standard of public duty is lowered; the government becomes either an absolutism or an oligarchy, and in either case studies chiefly the interests of a class which despises industry and holds privilege to be the necessary basis of society. Under feudalism the powers of the Crown, executive, judicial, administrative, are often granted away to be held by the same tenure as the fiefs over which they are exercised. And thus is created the worst form of civil service that we can conceive; a corps of hereditary officials, who can only be checked or removed with extreme difficulty, who render no account of the sums which they collect under the name of fines or dues, who are seldom educated to the point of realising that, even in their private interest, honesty is the best policy. If this system had developed to its logical conclusion, if the principles of feudal government had not been mitigated by revolt from below and interested tyranny from above, the only possible end would have been a state of particularism and anarchy compared with which the Germany of the fifteenth century, or the Italy of the eighteenth, might be called an earthly paradise.
The very defects of the feudal system are, however, the best proof that it was the natural and inevitable product of social evolution. A legal theory so complex, so repugnant to the best traditions both of Roman and barbarian government, could not have obtained general recognition, as part of the natural order of things, unless it had grown up by degrees, unless it had been the outcome of older usages and institutions. A form of social organisation so cumbrous and so dangerous could hardly have survived for centuries unless it had solved difficulties of unusual urgency and magnitude. Let us then consider, in their historical order, the antecedents of feudalism and the reasons of state by which it was justified.
Before the downfall of the Roman Empire the duties of local government were slipping from the grasp of the imperial executive. With or without official consent, the great proprietors—already held responsible for the taxes, the military service, and the good conduct of their dependents—were assuming rights of jurisdiction. When Gaul was reorganised by the Merovingians, these private courts of law continued to exist; and they were even legally recognised (by Clotaire II in 614) as institutions of public utility. A certain number of great estates were further protected by special charters of privilege (immunitas) which forbade public officials to enter them for the purposes of making arrests, of holding courts, of collecting fines and levying distraints. The owners were obliged to surrender any person accused of a grave crime, but otherwise did justice at their pleasure.
This system of immunity was greatly extended by the Carolingian sovereigns, but with two important changes. (1) Henceforward the privilege was seldom granted to laymen, but was bestowed as a matter of course on the estates of bishops and of religious houses. (2) The holders of such ecclesiastical estates were compelled to vest their powers of police and justice in the hands of laymen (advocati) chosen either by the central power or by some approved form of election. The intention of these changes was to use the private courts for the maintenance of public order, to extract the sting from a dangerous privilege, and to make it a serviceable instrument of royal policy. But only one half of the scheme was permanent. By the middle of the ninth century, whenimmunitashad been granted to all religious foundations, the Carolingians allowed the right of choosing theadvocatito slip from their feeble grasp. The privileged estates remained, but the royal control over their internal government was gone. They became ecclesiastical seignories; whatever checks were imposed upon the power of their rulers came from the lay-nobles who were their neighbours, or from the subject population. Partly from respect for custom and tradition, partly from motives of self-interest, the great ecclesiastical landowners sided with the Crown, even in the tenth century, when the fortunes of royalty were at their lowest ebb. But for this support a price had to be paid; the old privileges were maintained and even augmented by grants of the power of life and death (hautejustice, blut-bann). Thus came into existence the class of ecclesiastical princes, who throughout the Middle Ages maintained a state, and wielded a power, comparable with that of any lay feudatory.
The ecclesiasticalimmunitas, as early as the ninth century, was in the eyes of all ambitious landowners the model of a privileged estate. But it was by another road that the layman arrived at the position of a petty sovereign. Speaking broadly, there are two stages in his progress. First, he comes into the position of a royal tenant, holding his lands in exchange for services and fealty. Secondly, he acquires, by delegation or usurpation, a greater or smaller part of the royal authority over his own dependents.
(1) The idea of a personal contract between the free warrior and his lord, by which the former places himself at the disposition of the latter and promises unlimited service, is one which occurs in many primitive societies and is peculiar to no one branch of the human race. Tacitus noticed, as one feature of German life in his time, the free war-band (comitatus) who lived in the house of their chief, followed him to battle, and thought it the last degree of infamy to return alive from the field on which he had fallen. The Merovingian kings maintained a bodyguard of this kind (antrustions). Under the Carolingians such followers appear in the host, in the royal household, in every branch of the administration. They are the most trusted agents of the King and possess considerable social consequence. They are calledvassi, a name formerly applied to any kind of dependent, but now reserved for free men rendering free services to the King or some other lord, and subject to his jurisdiction. So valuableare these followers that, in the eighth and ninth centuries, the power of the great is largely measured by the number ofvassiwhom they can put into the field.
Various considerations suggested to Frankish rulers and nobles the expediency of endowing these followers with land, and of granting land to no tenant unless he would take the vassal's oath. Usually land was the only form of pay which the lord could give; and it always served as a material guarantee of faithful service, since it could be resumed whenever the vassal made default. In days when law and morality availed little as the sanctions of contracts, the landlord naturally desired to bind his tenant to him by a personal obligation; and there were obvious advantages in providing that every tenant should be liable to aid his lord with arms. The estates granted to vassals were known as benefices (beneficia); they foreshadowed the lay-fief of later times. But there are some distinctions to be drawn. The benefice was notde jureheritable; it escheated on the death of either lord or tenant. The service was not measured with the same precision as in later times. The military duties of the beneficed vassal were not different in kind or degree from those of the ordinary freemen. Finally, the idea had not yet arisen that vassals were superior in status to the rest of the community. The importance of the vassal depended entirely on his wealth and his rank in the King's employ. Only in the old age of the Carolingian Empire, when the class of free landowners, acknowledging no lord, had been almost ground out of existence by official oppression and the intolerable burden of military service, was the burden of national defence thrown entirely upon vassals. Then, as the sole military class in the community, they acquired the consideration which, in early stages of social development, is the monopoly of those who are trained to arms.
(2) It was natural that the tie of vassalage should be imposed on every important official; and natural also to regard his office as a benefice, tenable for life or during good behaviour. At an early date we find cases of conquered princes—a Duke of Aquitaine, a Duke of Bavaria, a King of Denmark—who take the vassal's oath and agree to hold their former dominions as abeneficium. So again a member of the royal house does homage and promises service in return for his appanage. More common, and more important for the future, is the practice of treating counts as vassals. All over the Frankish Empire the county was the normal unit of local administration. The count led the military levies, collected the royal dues, enforced the laws, maintained the peace, and was a judge with powers of life and death. The Carolingians controlled their counts by means of itinerant inspectors (missi dominici); but with the disruption of their Empire this check was destroyed, while the power of the count survived. By that time the office had often become hereditary, on the analogy of thebeneficium, and the count appropriated to his own use the profits of his office. In such cases his county became a small principality, classed by lawyers as a fief, but often ruled without any reference to the interests of the royal overlord. The fiefs of Anjou, Champagne and Flanders began in this way as hereditary countships. Sometimes, again, we find that a great vassal obtains, by grant of usurpation, the prerogatives of a count over his own lands; examples are the prince-bishops of Trier (898 A.D.), Hamburg (937), and Metz (945).
The first effect of this striking change in the nature of landed property and of public office was to substitute for the centralised state of the Carolingians a lax federal system, in which each unit was a group of men attached to the person of a hereditary superior. This nascent feudalism was often brutal, always summary and short-sighted, in its methods of government. The feudal group was engaged in a perpetual struggle for existence with neighbouring groups. Feudal policy was aggressive; for every lord had his war-band, whom he could only hold together by providing them with adventure and rich plunder; nor could any lord regard himself as safe while a neighbour of equal resources remained unconquered. Furthermore, as though the disintegration of society had not gone far enough, every great fief was in constant danger of civil war and partition. As the lord had treated the King, so he in turn was treated by his vassals. He endowed them with lands, he allowed them to found families, he gave them positions of authority; and then they defied him. In the eleventh century the great fief bristled with castles held by chief vassals of the lord; in the small county of Maine alone we hear of thirty-five such strongholds; generally speaking they were centres of rebellion and indiscriminate rapine. Such feudalism was not a system of government; it was a symptom of anarchy.
Yet feudalism had not always been a mere tyranny of the military class over the unarmed population. Like the Roman Empire, that of the Franks had forfeited respect and popularity by misgovernment, by feeble government, by insupportable demands on the personal service of the subject. The land-owner was a less exacting master than the Empire; often he could defend his tenants from imperial exactions. During the invasions of the Northmen and Hungarians, he was impelled by his own interest to guard his estates to the best of his ability. Therefore common men looked to their landlord, or looked about them for a landlord, to whom they could commend themselves. The great estate was the ark of refuge from the general flood of social evils. In the eleventh century the situation changed. The Hungarian tide of invasion was rolled back by a Henry the Fowler and an Otto the Great; the Northmen enrolled themselves as members of the European commonwealth. The petty feudal despot was no longer needed. From a protector he had degenerated into a pest of society. The great political problem of the age was to make him innocuous. It was taken in hand, and it was settled, by a variety of means.
In France the Church took the lead of the repressive movement, endeavouring to mitigate the horrors of private war by certain restrictions upon the combatants. During the eleventh century it was not unusual for the bishop of a diocese to secure the co-operation of representative men, from all classes of society, in proclaiming a local Truce of God (Treuga Dei). This Truce, which all men were invited to swear that they would observe, forbade the molestation of ecclesiastics, peasants and other non-combatants; provided that cultivated land should not be harried or cattle carried off; and named certain seasons when no war should be waged. A typical agreement of this kind enjoins that all private hostilities shall be suspended from Wednesday evening to Monday morning in each week; from the beginning of Advent till a week after the Epiphany; from the beginning of Lent till a week after Easter; from the Rogation Days till a week after Pentecost. The Truce of God was approved by the Crown both in France and in Germany; even in the twelfth century it was still recommended by church councils as a useful expedient. But it was seldom effectual. There was no machinery for enforcing it; and those who swore to uphold it were so divided by conflicting class interests that they could not co-operate with any cordiality. The second of these defects, though not the first, can also be perceived in the German system of the Land-peace. Periodically we find an Emperor constraining a particular province, or even the whole German kingdom, to accept a set of rules which are partly modelled on those of theTreuga Deiand partly in the nature of criminal legislation. Thus in 1103 the magnates of the kingdom were required to swear that for the next four years they would not molest ecclesiastics, merchants, women, or Jews; that during the same period they would neither burn nor break into private houses; that they would not kill or wound or hold to ransom any man. In regard to the last rule the magnates insisted on some modification; it was finally provided that a man meeting a private enemy on the high-road might attack him, but might not pursue him if he took refuge in a private house. The general Land-peaces of Frederic Barbarossa (1152) and Frederic II (1235) are the most important enactments of this kind; but they deviate widely from the original type. They are permanent; they aim at the total suppression of lawless self-help; they are codes of criminal law which, if thoroughly enforced, would have opened a new era in German history. As the case stands—they are only the evidence of an unrealised project of reform.
It was not by confederations of this kind, whether spontaneous or compulsory, that feudalism could be bridled. The twelfth and thirteenth centuries, the great age of medieval statesmanship, saw other and more effectual remedies applied. In the free cities of France, Italy, the Netherlands and Germany, the commercial classes perfected a form of association which, however faulty in other respects, was successful in excluding feudalism from the principal centres of urban industry. In the larger states, whether kingdoms or not, the rulers, supported by the Church and the commons, bestirred themselves to slay the many-headed Hydra. Feudalism was not extirpated, but it was brought under the law. In many districts it defied repression. To the end of the Middle Ages the Knights of Suabia and the Rhineland maintained the predatory traditions of the Dark Ages; and everywhere feudalism remained a force inimical to national unity. But the great feudatories who survived into the age of Machiavelli and of the new despotisms had usually some claims upon the respect of their subjects. The Duchy of Brittany, the Burgundian inheritance, the German electorates, were mainly objectionable as impeding the growth of better communities—better because more comprehensive, more stable, more fitted to be the nurseries of great ideas and proud traditions.
It remains to speak of chivalry, that peculiar and often fantastic code of etiquette and morals which was grafted upon feudalism in the eleventh and succeeding centuries. The practical influence of chivalry has been exaggerated. Chivalrous ethics were in great measure the natural product of a militarist age. Bravery and patriotism, loyalty and truthfulness, liberality and courtesy and magnanimity—these are qualities which the soldier, even in a semi-civilised society, discovers for himself. The higher demands of chivalric morality were as habitually disregarded as the fundamental precepts of the Christian faith. The chivalric statesmen of the Middle Ages, from Godfrey of Bouillon to Edward III and the Black Prince, appear, under the searchlight of historical criticism, not less calculating than Renaissance despots or the disciples of Frederic the Great of Prussia. But something less than justice has been rendered to the chivalric ideal. The ethics which it embodied were arbitrary and one-sided; but they represent a genuine endeavour to construct, if only for one class, a practicable code of conduct at a time when religion too often gloried in demanding the impossible. Chivalry degenerated into extravagance and conventional hyperbole; but at the worst it had the merit of investing human relationships and human occupations with an ideal significance. In particular it gave to women a more honourable position than they had occupied in any social system of antiquity. It rediscovered one half of human nature. But for chivalry the Beatrice of Dante, the Laura of Petrarch, Shakespeare's Miranda and Goethe's Marguerite, could not have been created, much less comprehended.
Chivalry in the oldest discoverable form was the invention of the Church. The religious service by which the neophyte was initiated as a knight has been traced back to the time of Otto III, when it appears in the liturgy of the Roman churches. But the ceremony was not in general use, outside Italy, before the age of the Crusades. It was Urban II who inspired the knighthood of northern Europe with the belief that they wereDei militia, the soldiers of the Church; and it is significant that warfare against the unbeliever ranks prominently among the duties enjoined upon the new-made knight, though it does not stand alone. The defence of the true faith and of the Church is also inculcated; merit might be acquired in persecuting heretics or in fighting for the Pope against an unjust Emperor. Nor are the claims of the widow, the orphan and the defenceless totally forgotten. But the perfect knight of the Church was the Templar, the soldier living under the rule of a religious order and devoting his whole energies to the cause of the Holy Sepulchre. It was a remarkable innovation when St. Bernard, the mirror of orthodox conservatism, undertook to legislate for the Order of the Temple; for the primitive Church had hardly tolerated wars in self- defence. From one point of view it was a wholesome change of attitude in the moral leaders of society, that they should recognise war and a military class as inevitable necessities, that they should undertake to moralise and idealise the commonest of occupations. But the resolve was marred in the execution. In the desire to be practical, the Church set up too low an aim and translated Christianity into precepts which were only suited for one short stage of medieval civilisation, the stage of the Crusades.
In the long run the poet had far more influence than the priest upon the chivalric classes. It is remarkable how uniformly Popes and Councils set their faces against the bloodshed and extravagant futilities of the tournament; still more remarkable that even threats of excommunication could not deter the most orthodox of knights from seeking distinction and distraction in these mimic wars. Equally significant is the growth of theservice des dameswhich, although invested by troubadours and minnesingers with a halo of religious allegory, was disliked by the Church, not merely from a dread of possible abuses, but as inherently idolatrous. The cult of the Virgin, while doing honour to the new conception of womanhood, was also a protest against a secular romanticism. Here and there a Wolfram von Eschenbach essays the feat of reconciling poetry with religion in the picture of the perfect knight. But the school ofcourtoisieprevailed; the most celebrated of the troubadours are mundane, not to say profane; Walther von der Vogelweide, with his bitter attacks upon the Papacy, is more typical of his class than Wolfram with his allegory of Parsifal and the Sangraal. It was in Provence, on the eve of the Albigensian Crusade, in the society which was most indifferent to official Christianity and most hostile to the clergy, that chivalry was most sedulously preached and developed in the most curious detail. In the hands of the troubadours it became a gospel of pageantry and fanfaron, of artificial sentiments and artificial heroisms, cloaking the materialism, the sensuality and the inordinate ostentation of a theatrical and frivolous society, intoxicated with the pride of life.
An institution is not necessarily discredited when we discover that it has grown from small beginnings, has been applied under new conditions to new purposes, and in the course of a long history has been defended by arguments which are demonstrably false. The child, no doubt, is father of the man; but the man is something different from, and may well be something better than, his infant self. We must not attach undue importance to the study of origins. On the other hand we cannot afford to neglect them. However slight the fibres by which the present is rooted in the past, to observe them is to realise the continuity of human development—the most important, the most obvious, and the most neglected of the lessons that history can teach. It is true that the roots, however strong and however deeply set, are insufficient to account for the characteristics of the plant which springs from them. But it is also true that neither plants nor institutions can altogether shed the husk of their immaturity. They are not entirely adapted to the conditions under which they reach their full development. The Papacy in the zenith of its power and renown is partly new and partly old. When we consider the papal theory, as it floated before the mind of a Gregory VII or an Innocent III, it produces in us the same impression of symmetry, logical consistency and completeness, which we experience on entering for the first time one of the great medieval churches. But when once we have grasped the design of the architect, we shall usually find that he has conformed in some respects to unmeaning traditions inherited from an earlier period, and further that his work incorporates the remnants of an older, simpler structure. Here are pillars of massive girth altogether disproportionate to the delicate arches which they carry; there an old tower has been buttressed to make it capable of supporting a new spire. For all the builder's cunning, we can yet distinguish between the new and the renovated. So it is with the papal apologia in the great days of papal policy. A sentence from the laws of ancient Rome dovetails with an axiom stolen from the philosophers of the Porch or the Academy. Fables of Gallic or Egyptian origin are invoked to corroborate the canons of Nicene and Chalcedonian synods. A text from a Hebrew prophet is interpreted by the fancy of an African expositor. The fabric composed of these incongruous elements has in truth a unity of purpose; but the design is so disguised and so perverted by the recalcitrance of the materials, that we are irresistibly impelled to ask how and why they came to be employed.
More than any other human institution the Papacy has suffered from a supposed necessity of justifying every forward step by precedent and reference to authority. Twice in the course of sixteen centuries the Holy See has ventured on a startling change of front, and has been sorely embarrassed to rebut the charge of inconsistency. One such change was silently effected at the close of the seventeenth century, when the Popes ceased to concern themselves more than was unavoidable with international affairs. This was a great change; yet not so great as that made in the latter part of the eleventh century, by Gregory VII. For he revolutionised the whole theory of papal prerogative. Neither a profound lawyer nor a profound theologian, he regarded the past history of his office with the idealism of a poet, and looked into its future with the sanguine radicalism of a Machiavelli or a Hobbes. Gregory VII conceived of Christendom as an undivided state; of a state as a polity dominated by a sovereign; of a sovereign as a ruler who must be either absolute or useless. And who, he asked, but the heir of the Prince of the Apostles could presume to claim a power so tremendous? For us the audacity of his pretensions is excused by the lofty aims which they were meant to serve. To conciliate contemporary opinion it was necessary that the new claims should be represented as the revival of old rights, as the logical corollaries of undisputed truths. And this course involved as its consequence an industrious, if partially unconscious, perversion of past history. For the Popes who had gone before him claimed powers which, though extensive, were capable of definition; which, though startling, could in the main be defended by appeal to well-established usage. The new policy led to this paradoxical situation, that precedents were diligently invoked to prove the Pope superior to all precedents.
With Gregory VII the primacy of Western Christendom assumed a new character. But the primacy, in one form or another, had for centuries belonged to the Roman See. So much his remote predecessors had achieved, and their success is all the more remarkable when we remember how few of them had been distinguished statesmen. It is no matter for surprise that, in the course of nine troubled centuries, some Bishops of Borne had proved incompetent and others had betrayed the interests committed to their charge. It is, however, surprising that the Roman See was able to assume and hold the leading position among Western bishops without rendering much service to the extension or the organisation of the Church.
Of all the early Popes, save Leo I and Gregory I, it is true that we may be tolerably at home in the history of their times without knowing much about them. No Pope is ranked among the leading Western Fathers. The only considerable theologian who occupied the Holy See, before the year 1000, is Gregory I; and the highest praise which we can give his writings is that they imparted new life to some ideas of St. Augustine. It is as statesmen, not as thinkers, that the early Popes appeal to our attention. Yet their practical achievements scarcely account for the reverence which they inspired. The one great mission which Rome set on foot was that of Augustine to England. The other evangelists of the Dark Ages found their inspiration elsewhere, in the monasteries of Ireland or of Gaul and Germany. If we consider the progress of theological science, and of ecclesiastical organisation, we find that the great controversies were resolved, and the great legislative assemblies convened, in the Eastern Empire. It was but rarely that Rome asserted her right to speak in the name even of the Western Church; the record of the early Popes who attained to such a momentary pre-eminence was not such as the West could recollect with satisfaction. In fact, it was due to other causes than the merits of individual Popes that Rome became and remained the religious metropolis of Europe.
How, then, are we to account for her triumphant progress? Hobbes suggested one explanation when he called the Papacy "the ghost of the Roman Empire." And it is true that the later Emperors found it convenient to confer special privileges on the bishops of their ancient capital. But they adopted this policy too late, when reverence for the Empire was already declining in the West. By imperial grants the Papacy gained no substantial powers, while individual Popes lost credit and independence by their special connection with the New Rome on the Bosporus. They were compelled to play an ignominious part in the squabbles of the Eastern Churches, they were loaded with onerous secular duties; they became the emblems and the agents of an alien tyranny, mistrusted alike by the barbarian invaders and the nominal subjects of the Empire.
Other critics have explained the prestige of the Papacy as the fruit of successful impostures. For this hypothesis there is little to be said. One or two Popes, not the greatest, have condescended to use forged title-deeds. But the effect of these frauds has been much exaggerated. The most famous of them are theDonation of Constantineand theFalse Decretals. The former, though probably of Roman origin, was little used at Rome, and only served to justify the modest beginnings of the temporal power. The latter are of more importance, and are sometimes regarded as opening an era of new pretensions. In fact they are little more than reiterations and amplifications of very ancient claims. Though frequently quoted by the canon lawyers, they are not indispensable links in the claim of historical proofs and precedents. They are chiefly significant as attesting the general desire of churchmen to find some warrant for a vigorous exercise of the papal prerogative. A primate with real powers was desired, not only by the clergy of the national churches as a bulwark against the brutal oppression of the State, but also by all religious thinkers as a symbol of corporate unity and a guarantee of doctrinal uniformity.
No theory can be regarded as supplying a satisfactory explanation of papal authority, unless it explains this general belief in the necessity for a visible Head of the Western Church. In part the necessity was political. Exposed to the common danger of secular tyranny, the national churches looked for safety in federation; and they notified their union in the only way that uneducated laymen could understand, by announcing their subjection to a single spiritual sovereign. But there remained the problem of justifying this act of independence amounting to rebellion. The justification was found in two arguments, the one historical, the other doctrinal; the one based upon the Roman legend of St. Peter, the other on the acknowledged importance of holding fast to right tradition. Each of these arguments calls for some consideration.
St. Peter, says the legend, was invested with the primacy among the Apostles; such is the plain meaning of the Saviour's declaration,Tu es Petrus. St. Peter founded the Roman Church and instituted the Roman bishopric. To Linus, the first bishop, Peter bequeathed his Divine commission and his knowledge of the Christian verities. From Linus these gifts descended without diminution to one after another in the unbroken chain of his successors. Hence Rome is entitled to the same pre-eminence among the churches which Peter held among his brethren. To examine the historical basis of the legend would be a lengthy and unprofitable task. Of St. Peter's connection with the Eternal City we know nothing certain, except that he preached and suffered there. If bishops existed in his time, there is some reason for thinking that the office was collegiate, and that the committee of bishops was less important then in the spiritual life of the community than at a later time. Not until the second century did the episcopate become monarchical and the holder of the office the supreme authority within the Church by which he was elected. The change was complete by the time of Irenaeus, who wrotecirca180 A.D.; to him we owe our earliest catalogue of Roman bishops, beginning with Linus and ending with Eleutherus, the twelfth from Peter and the contemporary of Irenaeus. The later names in the list are doubtless those of authentic bishops; the earlier may be in some sense historical, the names of famous presbyters or of men who made their mark on the old episcopal committee. A point of secondary interest is that Irenaeus speaks of bishops, not of Popes; this title came into use a hundred years after his time. More important is the fact that, in the third century, when our documents become more copious, Rome is generally recognised as first in dignity among the churches (ecclesia principalis), but has no appellate jurisdiction and no legislative powers. It is only admitted that, when disputes arise on points of tradition, her testimony is entitled to special honour, as that of a church which preserves the memory of Peter's teaching. As doctrinal controversies become more acute and more fundamental, the importance of tradition is emphasised, the authority of those who voice it is magnified. Ultimately all the pretensions of the Holy See are founded on the claim that she possesses the only undefiled tradition. But it was not until long after the third century that the consequences of the claim were realised even by the claimants.
If we were invited, at the present day, to suggest a means of conserving intact a body of doctrinal definitions and disciplinary law, we should not naturally select some mode of oral transmission as the safest available. Yet this expedient has found much favour in the past. Even among the Jews, with their extreme respect for sacred books, the written word was made of none account by the traditions of expositors. The votaries of the Greek mystic cults deliberately avoided writing down their more important formulae. Several considerations were in favour of this curious policy. There were no scientific canons for the interpretation of written texts; allegorising commentators read their own wild fancies into the plainest sentences. The only way of meeting them was to fall back on the traditional interpretation. We use the texts to test the traditions; but criticism in its early stages pursues the opposite course, and as a natural consequence rates tradition above Scripture. Other reasons which discouraged the use of writing were, first, the fear that no literary skill might be equal to the difficulty of accurate statement; secondly, the natural reluctance of the religious mind to let the deepest truths be exposed to the vulgar scoffs and criticism of the uninitiated; thirdly, some remnant of the primitive superstition that the formulae of a ritual are magic spells, which would lose their potency if published to the world; and, finally, the natural instinct of a sacerdotal class to reserve the knowledge of deepest mysteries to a select inner circle. For all these reasons a jealously guarded tradition, commonly designated as thearcanaorsecreta, was to be found in all the early Christian Churches. To give a few examples: the Apostles' Creed, the distinctive symbol of the Roman Church, was preserved by oral tradition only down to the fourth century, and was not imparted to any catechumen until the time of his baptism. The minute rules of penitential discipline were first committed to writing by Theodore of Tarsus, Archbishop of Canterbury, towards the close of the seventh century; and this innovation was sharply criticised by some ecclesiastical synods. Most remarkable of all is the reluctance of the churches to write down the essential, operative parts of the Mass. Written copies are first mentioned in the fourth century, and it was not until a much later period that the diversities of local tradition were corrected by the issue of a standard text. It might be supposed that the non-existence of official copies was due to the want of any device, such as printing, by which they could be cheaply multiplied. But there is a curious fact which suggests that publication was considered undesirable. One section of the Canon of the Mass was called the secret part (secretum), and was recited by the celebrant in an undertone, that it might not become known to the congregation. Similarly, all literary exposition of such central doctrines as the Atonement, or the Trinity, was deprecated by early theologians, who pass by them with the remark that they are known to the initiate.
This cult of secrecy engendered difficulties which are written large upon the page of history. Disputes arose about the wording of the creeds, about the canon of the Scriptures, about the number and nature of the mortal sins, and the penances which they should entail. Periodically a curious investigator raised a storm by claiming that he had discovered a flaw in the traditional formulae, or a mistake in the sense which was currently attached to them. The one way of meeting such doubts was to compare the traditions of the older churches. This could be done by a provincial synod or a general council. But of these tribunals the former was unsatisfactory, as its decisions were of merely local validity and might be overruled by the voice of the universal Church. The general council was hard to convene, particularly after a rift had opened between the Eastern and the Western Churches. It was easier to select as the final arbiter a bishop whose knowledge of tradition was derived from an apostolic predecessor. In the East there were three such sees (Antioch, Jerusalem, Alexandria), but in the West Rome alone satisfied the necessary conditions. And the Bishops of Rome could claim, with some show of reason, that their tradition was derived from a worthier source, and had been better guarded against contagion, than that of any other Apostolic Church. Was it not a well-established fact that Rome had preserved an unwavering front in the face of the heretical Arius, when even Antioch, Jerusalem, and Alexandria had wavered?
Recourse to Rome as the oracle of the faith was so obvious an expedient, given the prevailing attitude towards tradition, that we can only be surprised to find how slow and gradual was the triumph of the Roman claims. The victory of logic was retarded both by the pride and by the common sense of the other Western Churches. On the one hand, the See of Carthage clung to the old ideal of Christendom as a confederation of self-governing churches, which might consult one another as they pleased but recognised no superior except a general council. Carthage carried with her the whole Church of Africa, and furnished an example which less illustrious communities were proud to imitate. The conquest of Africa by the Vandal heretics was necessary before the African Christians would consent to look to Rome as their spiritual metropolis. On the other hand, the rulings of the Roman bishops were justly suspected of being tempered by regard for expediency. Sometimes they relaxed penitential discipline, for fear of driving the weaker brethren to apostasy. Sometimes, under pressure from Constantinople, they proposed an ambiguous compromise with heresy. Such considerations were but gradually overborne by the pressure of circumstances. The spread of Arianism and the irruption of the Teutons (themselves often Arians) at length compelled the churches to take the obvious means of preserving their imperilled uniformity and union.
It is in the acts of the Council of Sardica (343 A.D.) that we find the first explicit recognition of the Pope as an arbiter and (we may almost say) a judge of appeal. This council was merely a gathering of Western bishops, and the canons which it passed were never accepted by the Church of Africa. So doubtful was their validity that the Popes of the next generation disingenuously asserted that they had been passed at the earlier and more famous Council of Nicaea (325). Yet even at Sardica the Pope was only endowed with one definite prerogative. Henceforward any bishop condemned by a provincial synod might appeal to him; he could then order a second trial to be held, and could send his legates to sit among the judges; but he could not hear the case in his own court. More striking than this decree are the words of the letter which the Council addressed to Pope Julius: "It will be very right and fitting for the priests of the Lord, from every province, to refer to their Head, that is to the See of Peter." This recommendation was readily obeyed by the Churches of Gaul and Spain. Questions from their bishops poured in upon the Popes, who began to give their decisions in the form of open letters, and to claim for these letters the binding force of law. Pope Liberius (352-366 A.D.) appears to have commenced the practice, although the earliest of the extant "Decretals" is from the pen of Pope Siricius (385). Sixty years after Siricius' time, when the Western Empire was in its death-agony, this claim to legislative power was formally confirmed by the Emperor Valentinian III (445). But for some time after the Council of Sardica the new prerogative was used with the greatest caution. The Popes of that period use every precaution to make their oracular answers inoffensive. They assure their correspondents that Rome enjoins no novelties; that she does not presume to decide any point on which tradition is silent; that she is merely executing a mandate which general councils have laid upon her. Those who evince respect for her claims are overwhelmed with compliments. A decretal of Innocent I (402-417) begins as follows:—
"Very dear brother, the Church's rules of life and conduct are well known to a priest of your merit and dignity. But since you have urgently inquired of us concerning the rule which the Roman Church prescribes, we bow to your desire and herewith send you our rules of discipline, arranged in order."
On the other hand, no opportunity is lost of calling attention to the Roman primacy. Pope Siricius (384-398) writes in one of his letters: "We bear the burdens of all who are oppressed; it is the Apostle Peter who speaks in our person." Through the more confidential and domestic utterances of these Popes there runs a vein of haughty self-assertion. In the homilies of Leo I (440-461) the textTu es Petrusrings like a trumpet note; here we have the Roman ruler communing with his Roman people, the pride of empire taking a new shape amidst the ruins of that secular empire which the pagan Romans of the past had built up.
In the general chaos produced by the barbarian migrations the consequence of the Papacy, as compared with that of other Western sees, was considerably enhanced by various causes: by the ruin of Carthage, the most unsparing of her critics; by the progressive deterioration of the other churches, which was most marked in those provinces where the barbarians were most readily converted; by the rising tide of ignorance, which overwhelmed all rival conceptions of Christendom and blotted out the past history of the Church. So great was this ignorance that Innocent I could claim, without much fear of contradiction, that "no man has founded any church in Italy, Sicily, Gaul, Spain, or Africa, excepting those whom Peter and his successors have ordained as priests." In the Italian peninsula there were three churches—Ravenna, Milan, Aquileia—which obstinately refused to consider themselves mere offshoots from the See of Peter. But the legend struck root and throve, as successive Popes associated themselves with missions to the unconverted tribes and with reforms in the barbarian churches.