FOOTNOTES:

Entbehren sollst du, sollst entbehren.

Entbehren sollst du, sollst entbehren.

Such purification of the passions as modern art achieves is to be found most eminently in the choric movements of Handel, in the symphonies of Beethoven, in all the great achievements of music. Ancient art aimed at the perfect within definite limits, because human life in the ancient world was circumscribed by mundane limitations, and its conditions were unhesitatingly accepted. Our art aims at the infinite, because we are forever striving after a completion which cannot be attained. It was not for nothing that Christianity, with its widening of spiritual horizons, closed the ancient and inaugurated the modern age:

Une immense espérance a traversé la terre;Malgré nous vers le ciel il faut lever les yeux.

Une immense espérance a traversé la terre;Malgré nous vers le ciel il faut lever les yeux.

In that fixed mood of restless expectation, in that persistent attitude of the soul upraised to sweep the heavens, there lies the secret of modern art. Life to the Greek belonged to the category of τὸ πέρας, or the definite: it was like a crystal in its well-defined consistency. Our life, whether we regard it from the point of view of science or of religion, belongs to the ἄπειρον, or the undetermined: it is only one term of an infinite series, the significance whereof is relative to the unknown quantities beyond it. Consequently modern art is nowhere satisfied with merely æsthetic forms. The soul with its maladies imperiously demands expression. Michael Angelo was not contented, like Pheidias or Praxiteles, with carving the serenity of godlike men and women. In the figures upon the tombs of the Medici he fashioned four moods of the tortured, aching, anguished soul, to whom the burden of this life is all but intolerable. His frescos in the Sistine Chapel are subordinated to the expression of one thought—the doom of God which will descend upon the soul of man. Christianity destroyed beyond all possibility of reconstruction the free, frank sensuality of paganism. It convicted humanity of sin, and taught men to occupy themselves with the internal warfare of their flesh and spirit as that which is alone eternally important. Life itself, according to the modern formula, is a conflict which will be concluded one way or the other beyond the grave. Meanwhile upon this earth the conflict is undetermined. Therefore art, which reflects life, represents the battle, and dares not to anticipate its outcome. In this relation the very pathology of the soul becomes poetic. Ἐρᾶν ἀδυνάτων, said the Greek proverb, νόσος τῆς ψυχῆς—to desire impossible things is a disease of the soul. Butl'amour de l'impossible—the straining of the soul after the infinite, the desire to approximate in this world to a dream of the ecstatic fancy—all the rapture of saints, the self-denial of solitaries, the death in life of penitents—is not defined by us as a disease. On the contrary, this passion for the impossible has been held through many centuries of modern history to be the truest sign of the soul's health; and even where such superstition has not penetrated, poets like Byron have prided themselves upon the same temper displayed in their extravagant yearnings. Don Juan, enormous in his appetite for pleasure, and rebellious on the grave's brink beneath the hand of God; Faust, insatiable of curiosity, and careless of eternity in his lust for power; Tannhäuser, pursuing to the end his double life of love too sweet to be abandoned and of conscience too acutely sensitive to be stilled; these are our modern legends. These, with so little of mere action in them, so much of inner meaning and mental experience, yield the truest materials to our artists. Over and over again have Faust, Tannhäuser, and Don Juan supplied the poet with subjects wherein no merely local or temporary tragedy is set forth, but the destiny of the modern man is shown as in a magic mirror. Nor has the advent of science as yet restored our mind to that "passionless bride, divine tranquillity," which the Greeks enjoyed, and which alone could be the mother of such art as the antique. Although the sublime cheerfulness of Goethe shows by way of forecast how the scientific mood may lead to this result hereafter, for the present science has deepened and complicated our most distressing problems, has rendered the anxiety of man about his destiny still more cruel, has made him still more helpless in the effort to comprehend his relations to the universe, by seeming to prove that his most cherished hypotheses are mere illusions. Like a spoiled child, who has been taught to expect too much, to think about himself too much, and to rely too much on flattery, humanity, shrinking from the cold, calm atmosphere of science, still cries in feverish accents with St. Paul: "If Christ be not risen, then are we of men most wretched!" How strange would that sentence have sounded to Sophocles! How well it suits the tragedy of Shakespeare, which has for its ultimate Versöhnung the hope, felt, though unexpressed, of St. Paul's exclamation!

As a corollary to what has hitherto been said about the differences between the drama of Sophocles and that of Shakespeare, it follows that the former aims at depicting the destinies, and the latter the characters of men.[112]Shakespeare exhibits individual willsand passions clashing together and producing varied patterns in the web of life. Sophocles unfolds schemes and sequences of doomed events, where individual wills and passions play indeed their part, but where they are subordinated to the idea which the tragedian undertakes to illustrate. A play of Æschylus or Sophocles strikes us by the grandeur of the whole: a play of Shakespeare or Goethe overwhelms us by the force and frequence of combined and interacting motives. No analysis can be too searching or acute for the profound conception which pervades theOresteiaof Æschylus; but there is no single character in Æschylus or in Sophocles so worthy of minute investigation as that of Hamlet or of Faust. If a critic looks to the general effect of a tragedy, to the power of imagination displayed in its conception as a single work of art, he will prefer theAgamemnontoMacbeth; but if he seek for the creation of a complete and subtle human soul, he will abandon Clytemnestra for the Thane of Cawdor's wife. The antique drama aims at the presentation of tragic situations, determined and controlled by some mysterious force superior to the agents. The modern aims at the presentation of tragic situations, immediately produced and brought about by the free action of thedramatis personæ.

One advantage which the modern dramatist has over the ancient is that he may introduce very numerous persons in concerted action without the danger of confusion, and that of these many may be female. It has been ably argued by De Quincey that the Attic tragedians had small opportunity of studying the female character, and that it would have been indecorous for them to have painted women with the perfect freedom of a Cleopatra or a Vittoria Corombona.[113]Consequently their women are either superficially and slightly sketched like Ismene and Chrysothemis; or else they are marked by something masculine, as inthe case of Clytemnestra and Medea; or again they move our sympathy not by the perfection of their womanliness but by the exhibition of some simple and sublime self-sacrifice—notable examples being the filial devotion of Antigone, the sisterly affection of Electra, the uncomplaining submission of Iphigeneia and Polyxena, the wifely self-abandonment of Alcestis, the almost frigid acquiescence in death of Makaria. The later Greek drama, and especially the drama of Euripides, abounded in these characters. They are incarnations of certain moral qualities. Like the masks which concealed the actor's face, they show one fixed and sustained mood of emotion: we find in them no hesitancy and difficult resolve, no ebb and flow of wavering inclination, but one immutable, magnificent, heroic fixity of purpose. In a word, they are conformed to the sculptural type of the Greek tragic art.

Owing to the very structure of the Attic stage, Greek tragedy could never have recourse to those formless, vague, and unsubstantial sources of terror and of charm which the modern dramatist has at his command. How could such airy nothings as the elves of theTempest, the fairies ofA Midsummer Nights-Dream, or the witches ofMacbethhave been brought upon that colossal theatre in the full blaze of an Athenian noon? Figures of Thanatos and of Lyssa did indeed appear: the ghost of Clytemnestra roused the sleeping Furies in the courts of Delphi: the phantom of Darius hovered over his grave. But these spectres were sculpturesque—such as Pheidias might have carved in marble, and such as we see painted on so-called Etruscan vases. They were not Banquo-apparitions gliding into visible substance from the vacant gloom and retiring thitherward again. When such creatures of the diseased imagination had to be suggested, the seer, like Cassandra, before whose eyes the phantoms of the children of Thyestes passed, or Orestes, who drew his arrows upon an unseen cohort of threatening fiends, stared on vacancy. Shakespeare dares at times to realize such incorporeal beings, to give to them a voice and a visible form. Yet it may be doubted whether even in his tremendous supernatural apparatus the voice which shrieked to Macbeth "Sleep no more!" the mutterings of Lady Macbeth in her somnambulism, the spectre which Hamlet saw and his mother could not see, the dream of Clarence with its cry of injured ghosts, are not really the most appalling.

The Greek drama owed its power to the qualities of regularity and simplicity: the strength of the modern lies in subtlety and multiplicity. The external conditions of the Attic theatre, no less than the prevailing spirit of Greek tragic art, forced this simplicity and regularity upon the ancient dramatists. These conditions do not occur in the modern world. We have our little theatres, our limited audience, our unmasked actors, our scenical illusions, our freedom in the choice of subjects. Therefore to push the subtlety and multiplicity of tragic composition to the utmost—to arrange for the most swift and sudden changes of expression in the actor, for the most delicate development of a many-sided character, for the most complicated grouping of contrasted forms, and for the utmost realization of imaginative incidents—is the glory of a Shakespeare or a Goethe. The French dramatists made the mistake of clinging to the beggarly elements of the Attic stage, when they had no means of restoring its colossal grandeur. When it was open to them to rival the work of the ancients in a new and truly modern style, they hampered their genius by arbitrary rules, and thought that they were following the principles of the highest art, while they submitted to the mere necessities of a bygone form of presentation. If Racine had believed in Nemesis, if Versailles had afforded him a theatre and an audience like that of Athens, if his actors had worn masks, if sculpture had been the dominant art of modern Europe, he would have been following the right track. As it was, he became needlessly formal. The same blind enthusiasm for antiquity led to the doctrine of the unities, to the abstinence from bloodshed on the stage, and to the restriction of a play to five acts. Horace had advised a dramatist not to extend his tragedy beyond the fifth act, nor to allow Medea to murder her children within sight of the audience. All modern playwrights observe the rule of five acts: nor is there much to be said against it, except that the third act is apt to be languid for want of matter. But the Greeks disregarded this division: judging by the choric songs, we find that some of their tragedies have as many as seven, and some as few as two acts. Again, as to bloodshed on the stage, it is probable that if the Greek actors had not been so clumsily arrayed, we should have had many instances of their violation of this rule. Æschylus discloses the shambles where Agamemnon and Cassandra lie weltering in their blood, and hammers a stake through the body of Prometheus. Sophocles exhibits Œdipus with eyes torn out and bleeding on his cheeks. Euripides allows the mangled corpse of Astyanax to be brought upon the stage on his father's shield. There is nothing more ghastly in an actual murder than in these spectacles of slaughter and mutilation. With reference to theunities, the French critics demand that a drama shall proceed in the same place, and the playwrights are at infinite pains to manage that no change of scene shall occur. But Aristotle, whose authority they claim, is silent on the point; while the usage of the Greek drama shows more than one change of place—especially in theAjaxof Sophocles and in theEumenidesof Æschylus, where the scene is shifted from the temple of Phœbus at Delphi to the Areopagus at Athens. Still the exigencies of the Greek theatre made it advisable to alter the centre of action as little as possible; and as a matter of convenience this requirement was complied with. The circumstances of our own stage have removed this difficulty, and it is only on the childish principle of maintaining an impossible illusion that the unity of place can be observed with any propriety. The unity of time has more to say for itself. Aristotle remarks that it is better to have a drama completed within the space of a day: this rule flows from his just sense of the proportion of parts; a work of art ought to be such that the mind can easily comprehend it at a glance. Yet many Greek plays, such as theAgamemnonof Æschylus, where Agamemnon has time to return from Troy, or theEumenides, where Orestes performs the journey from Delphi to Athens, disregard this rule in cases where it required no strain of the mind to bridge over the space of a few unimportant days or hours. When in the modern drama we are introduced to the hero of a play first as a child and then as a full-grown man, and are forced meanwhile to keep our attention on his acts in the interval as important to the dramatic evolution, there is a gross violation of æsthetical unity. About the unity of action all critics are agreed. It is the same as unity of interest, or unity of subject, the interest and the subject of a play being its action. A good tragedy must have but one action, just as a good epic or a good poemof any sort must have but one subject; for the simple reason that, as the eye cannot look at two things at once, so the mind cannot attend to two things at once. Modern poets have been apt to disregard this canon of common-sense: the underplots of many plays and the episodes of such epics as theOrlandoof Ariosto are not sufficiently subordinated to the main design or interwoven with it. Aristotle is also right in saying that the unity of the hero is not the same as the unity of action: a play, for example, on the labors of Hercules could only be made a good drama if each labor were shown to be one step in the fulfilment of one divinely appointed task. Shakespeare has complied with the canon of the unity of action in all his tragedies. Whether Goethe has done so inFaustmay admit of doubt. The identity of his hero seems to him sufficient for the tragic unity of his piece; yet he has given us another centre of interest in Margaret, whose story is but a mere episode in the experience of Faust. Unity of action in a tragedy, the very soul of which is action, is the same as organic coherence in a body; and therefore, as every work of art ought, according to the energetic metaphor of Plato, to be a living creature, with head, trunk, and limbs all vitalized by one thought, this unity is essential. Admitting this point, we may fairly say that the other rules of French dramatic criticism are not only arbitrary, but also founded on a mistake with regard to the Greek theatre and a misapprehension of the proper functions of the modern stage. Composing in obedience to them is like walking upon stilts in a country where there are no marshes to make the inconvenience necessary.

In this review of the differences between our own tragedy and that of the Greeks I have scarcely touched upon those primary qualities which differentiate all modern from ancient art. The "sentiment of the infinite," which Renan regards as the chief legacy of mediævalism to modern civilization, and the preoccupation with the internal spirit rather than the external form which makes music the essentially modern, as sculpture was the essentially ancient art, are causes of innumerable peculiarities in our conception of tragedy. I have hardly alluded to these, but have endeavored to show that the immersion of Greek tragedy in religious ideas, the fixed body of mythical matter handled by the Greek dramatists in succession, and the actual conditions of the Attic theatre, will account for the greater number of those characteristics which distinguish Sophocles from Shakespeare, the prince of Greek from the prince of modern tragic poets.

FOOTNOTES:[106]The scene in which Antigone takes leave of the Chorus within sight of her tomb is a good instance of this artificial treatment of passionate situations in the Attic drama. It has been censured by some critics as being unreasonably protracted. In reality it is in perfect accordance with the whole spirit of Greek tragedy. The emotions are brought into artistic relief: the figures are grouped like mourners on a sculptured monument: the antiphonal dirges of the princess and her attendants set the pulses of our sympathy in rhythmic movement, so that grief itself becomes idealized and glorified. The depth of feeling expressed, and the highly wrought form of its expression, together tend to rouse and chasten all that is profound and dignified in our emotions. Strophe after strophe, heart-beat by heart-beat, this wonderfully cadenced funeral song of her who is the bride of Acheron proceeds until the marble gates are shut upon Antigone.[107]See vol. i. p. 34; vol. ii. p.23.[108]See vol. ii. p.15-24.[109]The word κάθαρσις may possibly have been borrowed from medicine by Aristotle, and his meaning may, therefore, be that the surplus of the passions of which he speaks is literally purged out of the mental system by the action of tragedy. This suggestion was, I think, made by Bernays. It has been pointed out to me by my friend, Mr. E. Abbot, of Balliol College, that Aristotle, in another passage of thePoetics(xvii. 8), uses the word in a lustral meaning. The reference to it in a weighty passage of thePolitics(viii. 7, 4) seems to prove that the purification was for the individual, not, as Goethe thought, for the passions as exhibited in the work of art itself.[110]Milton's description of the poet's function in theReason of Church Government urged against Prelacycontains a fine expansion of the phrase κάθαρσις in these words: "To allay the perturbation of the mind and set the affections in right tune." Milton in his ownSamson Agonistesfollowed the Greek usage closely, and concluded the whole drama with a choric reflection upon the wisdom of God's dealings with the race of men. There, again, he expresses in the very last words of his play the same doctrine of κάθαρσις:His servants He, with new acquistOf true experience from this great event,With peace and consolation hath dismissed,And calm of mind, all passion spent.Hegel, in his doctrine of the Versöhnung, or reconciliation of opposite passions in a contemplation which is above them andincludes them, seems to have aimed at the same law as Aristotle.[111]In the Greek drama the notion of fate was primarily theological: the hero was conducted to his end by gods. In Shakespeare Fate is psychological; Hamlet's own character is his destiny. In Goethe, Victor Hugo, and George Eliot the conception of Fate has passed into the region of positivism: the laws of blood, society, and race rule individuals in theElective Affinities,Les Misérables, theSpanish Gypsy. The modern analogue for Greek hereditary destiny, traceable to some original transgression and tainting all the action of a doomed family, is to be found in madness, which has as yet been tragically treated by no dramatist of the first rank.[112]Character in a Greek play is never so minutely anatomized as in a modern work of fiction. We do not actually see the secret workings of the mainsprings of personality. We judge a hero of Sophocles by his actions and by his relations to other men and women more than by his soliloquies or by scenes specially constructed to expose his qualities. In this respect Greek tragedy again resembles Greek sculpture. As in their sculpture the Greek artists felt the muscular structure of the human frame with exquisite sensibility, while they did not obtrude it upon the spectator, so in their tragedy the poets preferred to exhibit the results rather than to lay bare the process of mental and emotional activity. The modern tragedian shifts his ground somewhat, but he chooses an equally legitimate province of poetry when he discloses the inmost labyrinths in the character of a Hamlet or a Faust.[113]This seems to have been the gist of one of the grudges of Aristophanes against Euripides, as I have indicated above, p.47,note. He made the love of Sthenobœa, the vengeance of Medea, too interesting.

[106]The scene in which Antigone takes leave of the Chorus within sight of her tomb is a good instance of this artificial treatment of passionate situations in the Attic drama. It has been censured by some critics as being unreasonably protracted. In reality it is in perfect accordance with the whole spirit of Greek tragedy. The emotions are brought into artistic relief: the figures are grouped like mourners on a sculptured monument: the antiphonal dirges of the princess and her attendants set the pulses of our sympathy in rhythmic movement, so that grief itself becomes idealized and glorified. The depth of feeling expressed, and the highly wrought form of its expression, together tend to rouse and chasten all that is profound and dignified in our emotions. Strophe after strophe, heart-beat by heart-beat, this wonderfully cadenced funeral song of her who is the bride of Acheron proceeds until the marble gates are shut upon Antigone.

[106]The scene in which Antigone takes leave of the Chorus within sight of her tomb is a good instance of this artificial treatment of passionate situations in the Attic drama. It has been censured by some critics as being unreasonably protracted. In reality it is in perfect accordance with the whole spirit of Greek tragedy. The emotions are brought into artistic relief: the figures are grouped like mourners on a sculptured monument: the antiphonal dirges of the princess and her attendants set the pulses of our sympathy in rhythmic movement, so that grief itself becomes idealized and glorified. The depth of feeling expressed, and the highly wrought form of its expression, together tend to rouse and chasten all that is profound and dignified in our emotions. Strophe after strophe, heart-beat by heart-beat, this wonderfully cadenced funeral song of her who is the bride of Acheron proceeds until the marble gates are shut upon Antigone.

[107]See vol. i. p. 34; vol. ii. p.23.

[107]See vol. i. p. 34; vol. ii. p.23.

[108]See vol. ii. p.15-24.

[108]See vol. ii. p.15-24.

[109]The word κάθαρσις may possibly have been borrowed from medicine by Aristotle, and his meaning may, therefore, be that the surplus of the passions of which he speaks is literally purged out of the mental system by the action of tragedy. This suggestion was, I think, made by Bernays. It has been pointed out to me by my friend, Mr. E. Abbot, of Balliol College, that Aristotle, in another passage of thePoetics(xvii. 8), uses the word in a lustral meaning. The reference to it in a weighty passage of thePolitics(viii. 7, 4) seems to prove that the purification was for the individual, not, as Goethe thought, for the passions as exhibited in the work of art itself.

[109]The word κάθαρσις may possibly have been borrowed from medicine by Aristotle, and his meaning may, therefore, be that the surplus of the passions of which he speaks is literally purged out of the mental system by the action of tragedy. This suggestion was, I think, made by Bernays. It has been pointed out to me by my friend, Mr. E. Abbot, of Balliol College, that Aristotle, in another passage of thePoetics(xvii. 8), uses the word in a lustral meaning. The reference to it in a weighty passage of thePolitics(viii. 7, 4) seems to prove that the purification was for the individual, not, as Goethe thought, for the passions as exhibited in the work of art itself.

[110]Milton's description of the poet's function in theReason of Church Government urged against Prelacycontains a fine expansion of the phrase κάθαρσις in these words: "To allay the perturbation of the mind and set the affections in right tune." Milton in his ownSamson Agonistesfollowed the Greek usage closely, and concluded the whole drama with a choric reflection upon the wisdom of God's dealings with the race of men. There, again, he expresses in the very last words of his play the same doctrine of κάθαρσις:His servants He, with new acquistOf true experience from this great event,With peace and consolation hath dismissed,And calm of mind, all passion spent.Hegel, in his doctrine of the Versöhnung, or reconciliation of opposite passions in a contemplation which is above them andincludes them, seems to have aimed at the same law as Aristotle.

[110]Milton's description of the poet's function in theReason of Church Government urged against Prelacycontains a fine expansion of the phrase κάθαρσις in these words: "To allay the perturbation of the mind and set the affections in right tune." Milton in his ownSamson Agonistesfollowed the Greek usage closely, and concluded the whole drama with a choric reflection upon the wisdom of God's dealings with the race of men. There, again, he expresses in the very last words of his play the same doctrine of κάθαρσις:

His servants He, with new acquistOf true experience from this great event,With peace and consolation hath dismissed,And calm of mind, all passion spent.

His servants He, with new acquistOf true experience from this great event,With peace and consolation hath dismissed,And calm of mind, all passion spent.

Hegel, in his doctrine of the Versöhnung, or reconciliation of opposite passions in a contemplation which is above them andincludes them, seems to have aimed at the same law as Aristotle.

[111]In the Greek drama the notion of fate was primarily theological: the hero was conducted to his end by gods. In Shakespeare Fate is psychological; Hamlet's own character is his destiny. In Goethe, Victor Hugo, and George Eliot the conception of Fate has passed into the region of positivism: the laws of blood, society, and race rule individuals in theElective Affinities,Les Misérables, theSpanish Gypsy. The modern analogue for Greek hereditary destiny, traceable to some original transgression and tainting all the action of a doomed family, is to be found in madness, which has as yet been tragically treated by no dramatist of the first rank.

[111]In the Greek drama the notion of fate was primarily theological: the hero was conducted to his end by gods. In Shakespeare Fate is psychological; Hamlet's own character is his destiny. In Goethe, Victor Hugo, and George Eliot the conception of Fate has passed into the region of positivism: the laws of blood, society, and race rule individuals in theElective Affinities,Les Misérables, theSpanish Gypsy. The modern analogue for Greek hereditary destiny, traceable to some original transgression and tainting all the action of a doomed family, is to be found in madness, which has as yet been tragically treated by no dramatist of the first rank.

[112]Character in a Greek play is never so minutely anatomized as in a modern work of fiction. We do not actually see the secret workings of the mainsprings of personality. We judge a hero of Sophocles by his actions and by his relations to other men and women more than by his soliloquies or by scenes specially constructed to expose his qualities. In this respect Greek tragedy again resembles Greek sculpture. As in their sculpture the Greek artists felt the muscular structure of the human frame with exquisite sensibility, while they did not obtrude it upon the spectator, so in their tragedy the poets preferred to exhibit the results rather than to lay bare the process of mental and emotional activity. The modern tragedian shifts his ground somewhat, but he chooses an equally legitimate province of poetry when he discloses the inmost labyrinths in the character of a Hamlet or a Faust.

[112]Character in a Greek play is never so minutely anatomized as in a modern work of fiction. We do not actually see the secret workings of the mainsprings of personality. We judge a hero of Sophocles by his actions and by his relations to other men and women more than by his soliloquies or by scenes specially constructed to expose his qualities. In this respect Greek tragedy again resembles Greek sculpture. As in their sculpture the Greek artists felt the muscular structure of the human frame with exquisite sensibility, while they did not obtrude it upon the spectator, so in their tragedy the poets preferred to exhibit the results rather than to lay bare the process of mental and emotional activity. The modern tragedian shifts his ground somewhat, but he chooses an equally legitimate province of poetry when he discloses the inmost labyrinths in the character of a Hamlet or a Faust.

[113]This seems to have been the gist of one of the grudges of Aristophanes against Euripides, as I have indicated above, p.47,note. He made the love of Sthenobœa, the vengeance of Medea, too interesting.

[113]This seems to have been the gist of one of the grudges of Aristophanes against Euripides, as I have indicated above, p.47,note. He made the love of Sthenobœa, the vengeance of Medea, too interesting.

Heine's Critique on Aristophanes.—Aristophanes as a Poet of the Fancy.—The Nature of his Comic Grossness.—Greek Comedy in its Relation to the Worship of Dionysus.—Greek Acceptance of the Animal Conditions of Humanity.—His Burlesque, Parody, Southern Sense of Fun.—Aristophanes and Menander.—His Greatness as a Poet.—Glimpses of Pathos.—His Conservatism and Serious Aim.—Socrates, Agathon, Euripides.—German Critics of Aristophanes.—Ancient and Modern Comedy.—TheBirds.—TheClouds.—Greek Youth and Education.—The Allegories of Aristophanes.—TheThesmophoriazusæ.—Aristophanes and Plato.

Heine's Critique on Aristophanes.—Aristophanes as a Poet of the Fancy.—The Nature of his Comic Grossness.—Greek Comedy in its Relation to the Worship of Dionysus.—Greek Acceptance of the Animal Conditions of Humanity.—His Burlesque, Parody, Southern Sense of Fun.—Aristophanes and Menander.—His Greatness as a Poet.—Glimpses of Pathos.—His Conservatism and Serious Aim.—Socrates, Agathon, Euripides.—German Critics of Aristophanes.—Ancient and Modern Comedy.—TheBirds.—TheClouds.—Greek Youth and Education.—The Allegories of Aristophanes.—TheThesmophoriazusæ.—Aristophanes and Plato.

"A deep idea of world-destruction (Weltvernichtungsidee[114]) lies at the root of every Aristophanic comedy, and, like a fantastically ironical magic tree, springs up in it with blooming ornament of thoughts, with singing nightingales, and climbing, chattering apes." This is a sentence translated from the German of Heinrich Heine, who, of all poets, was the one best fitted to appreciate the depth of Aristophanes, to pierce beneath his smiling comic mask, and to read the underlying Weltvernichtungsidee with what he calls its "jubilee of death and fireworks of annihilation." Perhaps, as is common with German writers of imagination, Heine pushes his point too far, and insists with too much force upon the "jubilee of death," "the fireworks of annihilation."

The strong wine of his own paradox intoxicates his judgment, and his taste is somewhat perverted by the Northern tendency to brood upon the more fantastic aspects of his subject. It is not so much Aristophanes himself whom Heine sees, as Aristophanes reflected in the magic mirror of his own melancholy and ironical fancy. Yet, after making these deductions, the criticism I have quoted seems to me to be the proper preface to all serious study of the greatest comic poet of the world. It strikes the true key-note, and tunes our apprehension to the right pitch; for, in approaching Aristophanes, we must divest our minds of all the ordinary canons and definitions of comedy: we must forget what we have learned from Plautus and Terence, from Molière and Jonson. No modern poet, except perhaps Shakespeare and Calderon in parts, will help us to understand him. We must not expect to find the gist of Aristophanes in vivid portraits of character, in situations borrowed from every-day life, in witty dialogues, in carefully constructed plots arriving at felicitous conclusions. All these elements, indeed, he has; but these are not the main points of his art. His plays are not comedies in the sense in which we use the word, but scenic allegories, Titanic farces in which the whole creation is turned upside down; transcendental travesties, enormous orgies of wild fancy and unbridled imagination; Dionysiac dances in which tears are mingled with laughter, and fire with wine; Choruses that, underneath their oceanic merriment of leaping waves, hide silent deeps of unstirred thought. If Coleridge was justified in claiming the German wordLustspielfor the so-called comedies of Shakespeare, we have a far greater right to appropriate this wide and pregnant title to the plays of Aristophanes. The brazen mask which crowns his theatre smiles indeed broadly, serenely, as if its mirth embraced the universe; but its hollow eye-sockets suggestinfinite possibilities of profoundest irony. Buffoonery carried to the point of paradox, wisdom disguised as insanity, and gayety concealing the whole sum of human disappointment, sorrow, and disgust, seem ready to escape from its open but rigid lips, which are moulded to a proud, perpetual laughter. It is a laughter which spares neither God nor man—which climbs Olympus only to drag down the immortals to its scorn, and trails the pall of august humanity in the mire; but which, amid its mockery and blasphemy, seems everlastingly asserting, as by paradox, that reverence of the soul which bends our knees to Heaven and makes us respect our brothers. There is nothing sinister or even serious in Aristophanes. He did not write in the sarcastic, cynical old age of his nation or his era. He is rather the voice of its superabundant youthfulness: his genius is like a young man sporting in his scorn of danger with the thought of death; like Achilles, in the sublimity of his beauty, mimicking the gestures of Thersites. Nor, again, are his thoughts shaded down, concealed, wrapped up in symbols. On the contrary, the very "Weltvernichtungsidee," of which Heine speaks, leaps forth and spreads its wings beneath the full blaze of Athenian noonday, showing a glorious face, as of sculptured marble, and a comely person unashamed. It is not the morbid manifestation of sour secretions and unnatural juices, but the healthy product of keen vitality and perfectly harmonious functions. Into the clear light his paradoxes, and his irony, and his unblushing satire spring like song-birds rejoicing in their flight.

Then, again, how miraculously beautiful are "the blooming ornament of thoughts," "the nightingales and climbing apes," of which we spoke! No poet—not even Shelley—has exceeded the Choruses of theBirdsandCloudsin swiftness, radiance, and condensed imagination. Shakespeare alone, in hisMidsummer-Night's Dreamand theTempest; or Calderon, in some of his allegorical dramas, carries us away into the same enchanted land, where the air is purer and the skies seem larger than in our world; where the stars burn with treble lustre, and where the flowers harbor visible spirits—elfs and Ariels clinging to the branches, and dazzling fireflies tangled in the meadow-grass beneath our feet. Nor is it only by this unearthly splendor of visionary loveliness that Aristophanes attracts us. Beauty of a more mundane and sensual sort is his. Multitudes of brilliant ever-changing figures fill the scene; and here and there we find a landscape or a piece of music and moonlight glowing with the presence of the vintage god. Bacchic processions of young men and maidens move before us, tossing inspired heads wreathed with jasmine flowers and wet with wine. The Mystæ in the meadows of Elysium dance their rounds with the clash of cymbals and with madly twinkling snow-white feet. We catch glimpses at intervals of Athenian banquets, of midnight serenades, of the palæstra with its crowd of athletes, of the Panathenaic festival as Pheidias carved it, of all the busy rhythmic colored life of Greece.

The difficulty of treating Aristophanes in an essay is twofold. There are first of all those obstacles which every writer on so old a subject has to meet. Aristophanes, like all Greek poets, has been subjected to prolonged and most minute criticism. He has formed a part of classical education for centuries, and certain views about his poetry, substantially correct, have become a fixed element in our literary consciousness. Thus every fresh writer on the old comedy of Athens must take a good deal of knowledge for granted in his readers—but what, and how much, he hardly knows. He may expect them to be acquainted with the details furnished by scholars like Donaldson about the times at which comedies were exhibited, the manner of their presentation on the stage, and the change from the old to the middle and new periods. He may suppose that they will know that Aristophanes stood in the same relation to Cratinus as Sophocles to Æschylus; that theCloudshad not so much to do with the condemnation of Socrates as some of the later Greek gossips attempted to make out; that Aristophanes was conservative in politics, philosophy, and literature, vehemently opposing the demagogues, the sophists, and Euripides. Again, he may, or rather he must, avoid the ground which has been so well trodden by Schlegel, Müller, and Mitchell, in their familiar criticisms of Aristophanes; and he may content himself with a passing allusion to Grote's discussion of theClouds. But though, from this point of view, Aristophanes is almost stale from having been so much written about and talked about and alluded to—though in fact there is aprima facieobligation imposed on every one who makes his plays the subject of fresh criticism to pretend at least to some originality of view or statement—still Aristophanes has never yet been fairly dealt with or submitted to really dispassionate consideration. Thus he shares, in common with all poets of antiquity, the disabilities of being hackneyed, while he has the peculiar and private disability of never having been really appreciated at his worth except by a few scholars and enthusiastic poets. The reason for this want of intelligence in the case of Aristophanes is not hard to see. First of all,his plays are very difficult. Their allusions require much learned illustration. Their vocabulary is copious and rare. So that none but accomplished Grecians or devoted students of literature can hope to read him with much pleasure to themselves. In a translation his special excellence is almost unrecognizable. Next—and this is the real reason why Aristophanes has been unfairly dealt with, as well as the source of the second class of difficulties which meet his interpreters—it is hard for the modern Christian world to tolerate his freedom of speech and coarseness. Of all the Greeks, essentially a nude nation, he is the most naked—the most audacious in his revelation of all that human nature is supposed to seek to hide. The repugnance felt for his ironicalinsoucianceand for his profound indelicacy has prevented us from properly valuing his poetry. Critics begin their panegyrics of him with apologies; they lift their skirts and tread delicately, passing over his broadest humorsicco pede, picking their way among his heterogeneous images, winking and blinking, hesitating and condoning, omitting a passage here, attempting to soften an allusion there, until the real Aristophanes has almost disappeared. Yet there is no doubt that this way of dealing with our poet will not do. The time has come at which any writer on Greek literature, if not content to pass by Aristophanes in silence, must view him as he is, and casting aside for a moment at least the veil of modern propriety, must be prepared to admit that this great comic genius was "far too naked to be shamed."

So important is this point in the whole of its bearing upon Aristophanes that I may perhaps be allowed to explain the peculiar position which he occupies, and, without seeking to offer any exculpation for what offends us in the moral sensibilities of the Greeks, to show how such a product as the comedy of Aristophanes took root and grew in Athens. His plays,I have already said, are not comedies in the modern sense, but Lustspiele—fantastic entertainments, debauches of the reason and imagination. The poet, when he composed them, knew that he was writing for an audience of Greeks, inebriated with the worship of the vintage god, ivy-crowned, and thrilling to the sound of orgiastic flutes. Therefore, we who read him in the cool shades of modern Protestantism, excited by no Dionysiac rites, forced to mine and quarry at his jests with grammar, lexicon, and commentary, unable, except by the exercise of the historical imagination, to conceive of a whole nation agreeing to honor its god by frantic license, must endeavor to check our natural indignation, and by no means to expect from Aristophanes such views of life as are consistent with our sober mood. We cannot, indeed, exactly apply to the case of Aristophanes those clever sophistries by which Charles Lamb defended the comic poets of our Restoration, when he said that they had created an unreal world, and that, allowing for their fictitious circumstances, the perverse morality of their plays was not only pardonable, but even necessary. Yet it is true that his audacious immodesty forms a part of that Weltvernichtungsidee, of that total upturn and Titanic revolution in the universe which he affects; and so far we may plead in his defence, and in the defence of the Athenian spectators, that his comedies were consciously exaggerated in their coarseness, and that beyond the limits of the Dionysiac festival their jokes would not have been tolerated. To use a metaphor, his plays were offered as a sacrifice upon the thymelé or orchestral altar of that Bacchus who was sire by Aphrodite of Priapus: this potent deity protected them; and the poet, as his true and loyal priest, was bound, in return for such protection, to represent the universe at large as conquered by the madness of intoxication, beauty, and desire. Thus the Aristophanic comedies are in one sense a radiant and pompous show, by which the genius of the Greek race chose, as it were in bravado, to celebrate an apotheosis of the animal functions of humanity; and from this point of view we may fairly accept them as visions, Dionysiac day-dreams, from which the nation woke and rose and went about its business soberly, until the Bacchic flutes were heard again another year.

On the religious origin of Greek comedy some words may perhaps be reckoned not out of place in this connection. It has frequently been pointed out to what a great extent the character of the Aristophanic comedy was determined by its sacred nature, and by the peculiar condition of semi-religious license which prevailed at Athens during the celebration of the festival of Bacchus. We know that much is tolerated in a Roman or Venetian carnival which would not be condoned at other seasons of the year. Yet the Italian carnival, in its palmiest days, must have offered but a very poor and frigid picture of what took place in Athens at the Dionysia, nor was the expression of the crudest sensuality ever thought agreeable to any modern saint. That the Greeks most innocently and simply wished to prove their piety by these excesses is quite clear. Aristophanes himself, in theAcharnians, gives us an example of the primitive phallic hymn, which formed the nucleus of comedy in its rudest stage. The refrain of φαλῆς, ἑταῖρε Βακχίου, ξύγκωμε, νυκτεροπλάνητε, μοιχέ sufficiently indicates its nature. Again, the Choruses of the Mystæ in theFrogsfurnish a still more brilliant example of the interminglement of debauchery with a spirit of true piety, of sensual pleasure with pure-souled participation in divine bliss. Their hymns to Iacchus and Demeter alternate between the holiest strains of praise and the most scurrilous satire. At one time they chant the delights of the meadows blooming with the rose; at another they raise cries of jubilant intoxication and fierce frenzy. In the same breath with the utterance of sensual passion they warn all profane persons and impure livers to avoid their rites, and boast that for them alone the light of heaven is gladsome who have forsworn impiety and preserved the justice due to friends and strangers. We must imagine that this phallic ecstasy, if we may so name it, had become, as it were, organized and reduced to system in the Aristophanic Lustspiel. It permeates and gives a flavor to the comic style long after it has been absorbed and superseded by the weightier interests of developed art. This ecstasy implied a profound sympathy with nature in her large and perpetual reproductiveness, a mysterious sense of the sexuality which pulses in all members of the universe and reaches consciousness in man. It encouraged a momentary subordination of the will and intellect and nobler feelings to the animal propensities, prompting the same race which had produced the sculptures of the Parthenon, the tragedies of Æschylus, the deeds of Pericles and Leonidas, the self-control of Socrates, the thought of Plato, to throw aside its royal mantle of supreme humanity, and to proclaim in a gigantic work of art the irreconcilable incongruity which exists between the physical nature and the spirit of the man, when either side of the antithesis is isolated for exclusive contemplation. We need not here point out how far removed was the phallic ecstasy from any prurient delight in licentious details, or from the scientific analysis of passions. Nor, on the other hand, need we indicate the vein of a similar extravagant enthusiasm in Oriental poetry. It is enough to remember that it existed latent in all the comic dramas of the earlier period, throbbing through them as thesève de la jeunessepalpitates in youthful limbs and adds a glow and glory to the inconsiderate or unseemly acts of an Alcibiades or Antony. Christianity, by introducing a new conception of the physical relations of humanity, by regarding the body as the temple of the spirit, utterly rejected and repudiated this delirium of the senses, this voluntary acceptance of merely animal conditions. Christianity taught mankind, what the Greeks had never learned, that it is our highest duty to be at discord with the universe upon this point. Man, whose subtle nature might be compared to a many-stringed instrument, is bidden to restrain the resonance of those chords which do not thrill in unison with purely spiritual and celestial harmonies. Hence the theories of celibacy and asceticism, and of the sinfulness of carnal pleasure, which are wholly alien to Greek moral and religious notions. Never since the age of Athenian splendor has a rational and highly civilized nation dared to express by any solemn act its sense of union with merely physical nature. Aristophanes is therefore the poet of a past age, the "hierophant of a now unapprehended mystery," the unique remaining example of an almost unlimited genius set apart and consecrated to a cultus which subsequent civilization has determined to annihilate. The only age which offers anything like a parallel to the Athenian era of Aristophanes is that of the Italian Renaissance. In the fifteenth and sixteenth centuries, at Venice, Florence, and Rome, it seemed as if the phallic ecstasy might possibly revive, as if the animal nature of man might again be deified, in sentiment at least, and as if the highest arts might stoop once more to interpret and to consecrate the poetry of the senses. But the conscience of the world was changed; and this could no longer be. The image of Christ crowned with thorns had passed across the centuries; hopes undreamed of by the Greeks had aroused a new spirit in the soul of man, and had forced him in spite of inclination to lift his eyes from earth to heaven. Over the joys of the flesh, which were connected with a future doom of pain unending and disgrace, was shed a hue of gloom and horror. Conception was looked upon as sin, birth as disaster. It was even doubted whether for any but for virgins, except by some special privilege of election, salvation could be hoped. Therefore, while the Greeks had been innocent in their serene unconsciousness of sin or shame, the extravagances of the Renaissance were guilty, turbid, and morbid, because they were committed defiantly, in open reprobacy, in scorn of the acknowledged law. What was at worst bestial in the Greeks has become devilish in the Renaissance. How different from a true Greek is Benvenuto Cellini: how unlike the monsters even of Greek mythic story is Francesco Cenci: how far more awful in his criminality is the Borgia than any despot of Greek colony or island! I have been somewhat led astray from the point in view, which was to prove that the comedies of Aristophanes embody a peculiar and temporary, though recurring and recognized, phase of Greek feeling—that they owe their license in a great measure to their religious origin and to the enthusiasm of the Bacchic ecstasy.

But what has just been said about the difference between Athenian Greece and the Italian Renaissance will show that Aristophanes has a still more solid ground of defence in the fact that he was thoroughly in harmony with the moral sense of his age and nation, and that the Bacchic license was only an exaggeration of more ordinary habits, both of thought and action. It must be acknowledged that the Greeks were devoid of what we call shame and delicacy in respect of their bodies. It was only in the extreme old age of the Greek race, and under the dominion of Oriental mysticism, that the Alexandrian Plotinus was heard to exclaim that he blushed because he had a body. The true Greeks, on the contrary, were proud of the body, loved to display their physical perfections, felt no shame of any physical needs, were not degraded by the exercise of any animal function, nay poetized the pleasures of the flesh. Simonides, in his lines on happiness, prays first for health and next for beauty; and a thousand passages might be quoted to prove how naturally and sincerely the Greeks reckoned physical beauty among the chief goods of life, and how freely they exhibited it in all its splendor. As a slight indication of the popular feeling, we might quote the reproof for effeminacy which Aristophanes utters against the young men who thought it necessary to appear clothed at the Panathenaic festival; from which it is clear that the Greek conscience connected nudity with purity. The immense value attached to physical beauty is evident even from their military history—from the record, for instance, of Callicrates among the heroes of Platæa, simply because he was the fairest of the Greeks who fought that day. Again, Herodotus tells of one Philippus, who joined in the expedition of Dorieus against Eryx, and who, being slain and stripped by the people of Segeste, was taken up by his foes and nobly buried, and thereafter worshipped as a hero on account of his exceeding beauty. The influence which the sight of beauty exercised over the gravest of the Greeks is proved by the story of Phryne before the Areopagus, and by what Plato tells of Socrates at the beginning of theCharmides. How it could electrify a nation assembled in the theatre is shown by Plutarch's story of the slave whom Nicias set free for winning the applause of all Athens when acting Dionysus, and by Xenophon's tale about another Dorieus whom the Athenians, though he was their deadly foe, released ransomless and scathless, after he had been captured and sent to Attica, because he was a very goodly man. Nor was it the sense of beauty only, or the open exhibition of the person, which marked the Greeks. Besides this, and perhaps flowing from it, we find in them an extraordinary callousness with regard to many things which we think shocking and degrading in the last degree. The mere fact that Alcibiades, while a minister of the Athenian people, could have told the tales of his youth, recorded in Plato's Banquet, or that grave men could have contended without reserve for the favor of distinguished courtesans, proves that the Athenian public was ready to accept whatever Aristophanes might set before them—not to take his jokes scornfully, as a Roman patron trifled with thefacetiæof hisGræculus esuriens, but, while enjoying them, to respect their author.

Nor is Aristophanes without another solid ground of defence on the score of sincerity and healthiness. In his immodesty there is nothing morbid, though it is expressed more crudely than suits the moral dignity of man. Aristophanes is never prurient, never in bad taste or vulgar. He has none of the obscenity which revolts us in Swift, who uses filth in order to degrade and violate our feelings; none of the nastiness of Molière or Pope, whose courtly and polished treatment of disgusting subjects is a disgrace to literature; none of the coarseness of Ben Jonson; none of thefar more indecent innuendo which contaminates the writings of humorists like Sterne and satirists like Voltaire, who seem always trying, childishly or apishly, to tamper with forbidden things. Aristophanes accepts licentiousness as a fact which needs no apology: he does not, as the moderns do, mingle it with sentiment, or indulge in it on the sly. He has nopolissonnerie: thevice égrillardof the French (from whom we are obliged to borrow these phrases) is unknown to him. His license is large, serene, sane, statuesque, self-approved. His sensuality is nonchalant and natural—so utterly devoid of shame, so thoroughly at home and well contented with itself, that it has no perturbation, no defiance, no mysterious attractiveness. Besides, he is ironical; his ἀπεψωλημένοι and εὐρύπρωκτοι promenade in noonday, and get laughed at, instead of being stoned and hooted down. About the audacious scene between Kinesias and Murrhine, in theLysistrata, there is no Aretine hircosity. It is merely comic—a farcical incident, selected, not for the rankness of its details, but for itsdramatic capabilities. The same may be said about the termination of theThesmophoriazusæand the scene in theEcclesiazusæ, which so vividly illustrates the working of one law in the new commonwealth. So innocent in his unconsciousness is Aristophanes that he rarely condescends even to satirize the sensual vices. The lines about Ariphrades in theKnights, however, are an instance of his having done this with more than the pungency of Martial, and it must be admitted that his pictures of the drunkenness and incontinence of the Athenian women have something Swiftish in their brutal sarcasm. If we are to seek for an approximation to Aristophanic humor, we shall find it perhaps in Rabelais. Rabelais exhibits a similar disregard for decency, combining the same depth of purpose and largeness of insight with the same coarse fun. But in Aristophanes there is nothing quite grotesque and homely, whereas Rabelais is full of these qualities. Even the opening of thePeace, fantastic as it is in absurdity, does not touch the note of grossness peculiar to French Pantagruelism. Aristophanes is always Greek, while Rabelais inherits the mediæval spirit. In reading Aristophanes we seem to have the serene skies of Attica above our heads; the columns of the Propylæa and the Parthenon look down on us; noble shapes of youths and maidens are crowding sacred marble steps; below, upon the mirror of the sea, shine Salamis and Ægina; and far off, in hazy distance, rise Peloponnesian hills. With these pictures of the fancy his comedy harmonizes. But Rabelais carries us away to Gothic courts and monkish libraries; we fill his margin with etchings in the style of Gustave Doré. What has been said of Rabelais applies with even greater force to Hogarth, whose absolute sincerity is as great as that of Aristophanes, but who is never light and careless. His coarseness is the product of a coarse nature, of coarse manners, of a period of national coarseness. We tolerate it because of the moral earnestness beneath: the artist is striving diligently to teach us by warning us of vice. This is hardly ever the case with Aristophanes. When he is coarse, we pardon him for very different reasons. In his wilful degradation of humanity to the level of animals we recognize a portion of the Weltvernichtungsidee. In the intellectual arrogance of the Athenian prime a poet could afford thus to turn the world upside down. But those who cannot subscribe to the following dictum of Taine, which is very applicable to Aristophanes—"Elevées à cette énormité et savourées avec cette insouciance, les fonctions corporelles deviennent poétiques"—those who


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