LECTURE V. PSYCHOLOGICAL AND PHYSICAL CAUSAL LAWS

* See his "The New Physiology and Other Addresses," Griffin,1919, also the symposium, "Are Physical, Biological andPsychological Categories Irreducible?" in "Life and FiniteIndividuality," edited for the Aristotelian Society, with anIntroduction. By H. Wildon Carr, Williams & Norgate, 1918.

The argument from the connection of brain-lesions with loss of memory is not so strong as it looks, though it has also, some weight. What we know is that memory, and mnemic phenomena generally, can be disturbed or destroyed by changes in the brain. This certainly proves that the brain plays an essential part in the causation of memory, but does not prove that a certain state of the brain is, by itself, a sufficient condition for the existence of memory. Yet it is this last that has to be proved. The theory of the engram, or any similar theory, has to maintain that, given a body and brain in a suitable state, a man will have a certain memory, without the need of any further conditions. What is known, however, is only that he will not have memories if his body and brain are not in a suitable state. That is to say, the appropriate state of body and brain is proved to be necessary for memory, but not to be sufficient. So far, therefore, as our definite knowledge goes, memory may require for its causation a past occurrence as well as a certain present state of the brain.

In order to prove conclusively that mnemic phenomena arise whenever certain physiological conditions are fulfilled, we ought to be able actually to see differences between the brain of a man who speaks English and that of a man who speaks French, between the brain of a man who has seen New York and can recall it, and that of a man who has never seen that city. It may be that the time will come when this will be possible, but at present we are very far removed from it. At present, there is, so far as I am aware, no good evidence that every difference between the knowledge possessed by A and that possessed by B is paralleled by some difference in their brains. We may believe that this is the case, but if we do, our belief is based upon analogies and general scientific maxims, not upon any foundation of detailed observation. I am myself inclined, as a working hypothesis, to adopt the belief in question, and to hold that past experience only affects present behaviour through modifications of physiological structure. But the evidence seems not quite conclusive, so that I do not think we ought to forget the other hypothesis, or to reject entirely the possibility that mnemic causation may be the ultimate explanation of mnemic phenomena. I say this, not because I think it LIKELY that mnemic causation is ultimate, but merely because I think it POSSIBLE, and because it often turns out important to the progress of science to remember hypotheses which have previously seemed improbable.

The traditional conception of cause and effect is one which modern science shows to be fundamentally erroneous, and requiring to be replaced by a quite different notion, that of LAWS OF CHANGE. In the traditional conception, a particular event A caused a particular event B, and by this it was implied that, given any event B, some earlier event A could be discovered which had a relation to it, such that—

(1) Whenever A occurred, it was followed by B;

(2) In this sequence, there was something "necessary," not a mere de facto occurrence of A first and then B.

The second point is illustrated by the old discussion as to whether it can be said that day causes night, on the ground that day is always followed by night. The orthodox answer was that day could not be called the cause of night, because it would not be followed by night if the earth's rotation were to cease, or rather to grow so slow that one complete rotation would take a year. A cause, it was held, must be such that under no conceivable circumstances could it fail to be followed by its effect.

As a matter of fact, such sequences as were sought by believers in the traditional form of causation have not so far been found in nature. Everything in nature is apparently in a state of continuous change,* so that what we call one "event" turns out to be really a process. If this event is to cause another event, the two will have to be contiguous in time; for if there is any interval between them, something may happen during that interval to prevent the expected effect. Cause and effect, therefore, will have to be temporally contiguous processes. It is difficult to believe, at any rate where physical laws are concerned, that the earlier part of the process which is the cause can make any difference to the effect, so long as the later part of the process which is the cause remains unchanged. Suppose, for example, that a man dies of arsenic poisoning, we say that his taking arsenic was the cause of death. But clearly the process by which he acquired the arsenic is irrelevant: everything that happened before he swallowed it may be ignored, since it cannot alter the effect except in so far as it alters his condition at the moment of taking the dose. But we may go further: swallowing arsenic is not really the proximate cause of death, since a man might be shot through the head immediately after taking the dose, and then it would not be of arsenic that he would die. The arsenic produces certain physiological changes, which take a finite time before they end in death. The earlier parts of these changes can be ruled out in the same way as we can rule out the process by which the arsenic was acquired. Proceeding in this way, we can shorten the process which we are calling the cause more and more. Similarly we shall have to shorten the effect. It may happen that immediately after the man's death his body is blown to pieces by a bomb. We cannot say what will happen after the man's death, through merely knowing that he has died as the result of arsenic poisoning. Thus, if we are to take the cause as one event and the effect as another, both must be shortened indefinitely. The result is that we merely have, as the embodiment of our causal law, a certain direction of change at each moment. Hence we are brought to differential equations as embodying causal laws. A physical law does not say "A will be followed by B," but tells us what acceleration a particle will have under given circumstances, i.e. it tells us how the particle's motion is changing at each moment, not where the particle will be at some future moment.

* The theory of quanta suggests that the continuity is onlyapparent. If so, we shall be able theoretically to reachevents which are not processes. But in what is directlyobservable there is still apparent continuity, whichjustifies the above remarks for the prevent.

Laws embodied in differential equations may possibly be exact, but cannot be known to be so. All that we can know empirically is approximate and liable to exceptions; the exact laws that are assumed in physics are known to be somewhere near the truth, but are not known to be true just as they stand. The laws that we actually know empirically have the form of the traditional causal laws, except that they are not to be regarded as universal or necessary. "Taking arsenic is followed by death" is a good empirical generalization; it may have exceptions, but they will be rare. As against the professedly exact laws of physics, such empirical generalizations have the advantage that they deal with observable phenomena. We cannot observe infinitesimals, whether in time or space; we do not even know whether time and space are infinitely divisible. Therefore rough empirical generalizations have a definite place in science, in spite of not being exact of universal. They are the data for more exact laws, and the grounds for believing that they are USUALLY true are stronger than the grounds for believing that the more exact laws are ALWAYS true.

Science starts, therefore, from generalizations of the form, "A is usually followed by B." This is the nearest approach that can be made to a causal law of the traditional sort. It may happen in any particular instance that A is ALWAYS followed by B, but we cannot know this, since we cannot foresee all the perfectly possible circumstances that might make the sequence fail, or know that none of them will actually occur. If, however, we know of a very large number of cases in which A is followed by B, and few or none in which the sequence fails, we shall in PRACTICE be justified in saying "A causes B," provided we do not attach to the notion of cause any of the metaphysical superstitions that have gathered about the word.

There is another point, besides lack of universality and necessity, which it is important to realize as regards causes in the above sense, and that is the lack of uniqueness. It is generally assumed that, given any event, there is some one phenomenon which is THE cause of the event in question. This seems to be a mere mistake. Cause, in the only sense in which it can be practically applied, means "nearly invariable antecedent." We cannot in practice obtain an antecedent which is QUITE invariable, for this would require us to take account of the whole universe, since something not taken account of may prevent the expected effect. We cannot distinguish, among nearly invariable antecedents, one as THE cause, and the others as merely its concomitants: the attempt to do this depends upon a notion of cause which is derived from will, and will (as we shall see later) is not at all the sort of thing that it is generally supposed to be, nor is there any reason to think that in the physical world there is anything even remotely analogous to what will is supposed to be. If we could find one antecedent, and only one, that was QUITE invariable, we could call that one THE cause without introducing any notion derived from mistaken ideas about will. But in fact we cannot find any antecedent that we know to be quite invariable, and we can find many that are nearly so. For example, men leave a factory for dinner when the hooter sounds at twelve o'clock. You may say the hooter is THE cause of their leaving. But innumerable other hooters in other factories, which also always sound at twelve o'clock, have just as good a right to be called the cause. Thus every event has many nearly invariable antecedents, and therefore many antecedents which may be called its cause.

The laws of traditional physics, in the form in which they deal with movements of matter or electricity, have an apparent simplicity which somewhat conceals the empirical character of what they assert. A piece of matter, as it is known empirically, is not a single existing thing, but a system of existing things. When several people simultaneously see the same table, they all see something different; therefore "the" table, which they are supposed all to see, must be either a hypothesis or a construction. "The" table is to be neutral as between different observers: it does not favour the aspect seen by one man at the expense of that seen by another. It was natural, though to my mind mistaken, to regard the "real" table as the common cause of all the appearances which the table presents (as we say) to different observers. But why should we suppose that there is some one common cause of all these appearances? As we have just seen, the notion of "cause" is not so reliable as to allow us to infer the existence of something that, by its very nature, can never be observed.

Instead of looking for an impartial source, we can secure neutrality by the equal representation of all parties. Instead of supposing that there is some unknown cause, the "real" table, behind the different sensations of those who are said to be looking at the table, we may take the whole set of these sensations (together possibly with certain other particulars) as actually BEING the table. That is to say, the table which is neutral as between different observers (actual and possible) is the set of all those particulars which would naturally be called "aspects" of the table from different points of view. (This is a first approximation, modified later.)

It may be said: If there is no single existent which is the source of all these "aspects," how are they collected together? The answer is simple: Just as they would be if there were such a single existent. The supposed "real" table underlying its appearances is, in any case, not itself perceived, but inferred, and the question whether such-and-such a particular is an "aspect" of this table is only to be settled by the connection of the particular in question with the one or more particulars by which the table is defined. That is to say, even if we assume a "real" table, the particulars which are its aspects have to be collected together by their relations to each other, not to it, since it is merely inferred from them. We have only, therefore, to notice how they are collected together, and we can then keep the collection without assuming any "real" table as distinct from the collection. When different people see what they call the same table, they see things which are not exactly the same, owing to difference of point of view, but which are sufficiently alike to be described in the same words, so long as no great accuracy or minuteness is sought. These closely similar particulars are collected together by their similarity primarily and, more correctly, by the fact that they are related to each other approximately according to the laws of perspective and of reflection and diffraction of light. I suggest, as a first approximation, that these particulars, together with such correlated others as are unperceived, jointly ARE the table; and that a similar definition applies to all physical objects.*

*See "Our Knowledge of the External World" (Allen & Unwin),chaps. iii and iv.

In order to eliminate the reference to our perceptions, which introduces an irrelevant psychological suggestion, I will take a different illustration, namely, stellar photography. A photographic plate exposed on a clear night reproduces the appearance of the portion of the sky concerned, with more or fewer stars according to the power of the telescope that is being used. Each separate star which is photographed produces its separate effect on the plate, just as it would upon ourselves if we were looking at the sky. If we assume, as science normally does, the continuity of physical processes, we are forced to conclude that, at the place where the plate is, and at all places between it and a star which it photographs, SOMETHING is happening which is specially connected with that star. In the days when the aether was less in doubt, we should have said that what was happening was a certain kind of transverse vibration in the aether. But it is not necessary or desirable to be so explicit: all that we need say is that SOMETHING happens which is specially connected with the star in question. It must be something specially connected with that star, since that star produces its own special effect upon the plate. Whatever it is must be the end of a process which starts from the star and radiates outwards, partly on general grounds of continuity, partly to account for the fact that light is transmitted with a certain definite velocity. We thus arrive at the conclusion that, if a certain star is visible at a certain place, or could be photographed by a sufficiently sensitive plate at that place, something is happening there which is specially connected with that star. Therefore in every place at all times a vast multitude of things must be happening, namely, at least one for every physical object which can be seen or photographed from that place. We can classify such happenings on either of two principles:

(1) We can collect together all the happenings in one place, as is done by photography so far as light is concerned;

(2) We can collect together all the happenings, in different places, which are connected in the way that common sense regards as being due to their emanating from one object.

Thus, to return to the stars, we can collect together either—

(1) All the appearances of different stars in a given place, or,

(2) All the appearances of a given star in different places.

But when I speak of "appearances," I do so only for brevity: I do not mean anything that must "appear" to somebody, but only that happening, whatever it may be, which is connected, at the place in question, with a given physical object—according to the old orthodox theory, it would be a transverse vibration in the aether. Like the different appearances of the table to a number of simultaneous observers, the different particulars that belong to one physical object are to be collected together by continuity and inherent laws of correlation, not by their supposed causal connection with an unknown assumed existent called a piece of matter, which would be a mere unnecessary metaphysical thing in itself. A piece of matter, according to the definition that I propose, is, as a first approximation,* the collection of all those correlated particulars which would normally be regarded as its appearances or effects in different places. Some further elaborations are desirable, but we can ignore them for the present. I shall return to them at the end of this lecture.

*The exact definition of a piece of matter as a constructionwill be given later.

According to the view that I am suggesting, a physical object or piece of matter is the collection of all those correlated particulars which would be regarded by common sense as its effects or appearances in different places. On the other hand, all the happenings in a given place represent what common sense would regard as the appearances of a number of different objects as viewed from that place. All the happenings in one place may be regarded as the view of the world from that place. I shall call the view of the world from a given place a "perspective." A photograph represents a perspective. On the other hand, if photographs of the stars were taken in all points throughout space, and in all such photographs a certain star, say Sirius, were picked out whenever it appeared, all the different appearances of Sirius, taken together, would represent Sirius. For the understanding of the difference between psychology and physics it is vital to understand these two ways of classifying particulars, namely:

(1) According to the place where they occur;

(2) According to the system of correlated particulars in different places to which they belong, such system being defined as a physical object.

Given a system of particulars which is a physical object, I shall define that one of the system which is in a given place (if any) as the "appearance of that object in that place."

When the appearance of an object in a given place changes, it is found that one or other of two things occurs. The two possibilities may be illustrated by an example. You are in a room with a man, whom you see: you may cease to see him either by shutting your eyes or by his going out of the room. In the first case, his appearance to other people remains unchanged; in the second, his appearance changes from all places. In the first case, you say that it is not he who has changed, but your eyes; in the second, you say that he has changed. Generalizing, we distinguish—

(1) Cases in which only certain appearances of the object change, while others, and especially appearances from places very near to the object, do not change;

(2) Cases where all, or almost all, the appearances of the object undergo a connected change.

In the first case, the change is attributed to the medium between the object and the place; in the second, it is attributed to the object itself.*

* The application of this distinction to motion raisescomplications due to relativity, but we may ignore these forour present purposes.

It is the frequency of the latter kind of change, and the comparatively simple nature of the laws governing the simultaneous alterations of appearances in such cases, that have made it possible to treat a physical object as one thing, and to overlook the fact that it is a system of particulars. When a number of people at a theatre watch an actor, the changes in their several perspectives are so similar and so closely correlated that all are popularly regarded as identical with each other and with the changes of the actor himself. So long as all the changes in the appearances of a body are thus correlated there is no pressing prima facie need to break up the system of appearances, or to realize that the body in question is not really one thing but a set of correlated particulars. It is especially and primarily such changes that physics deals with, i.e. it deals primarily with processes in which the unity of a physical object need not be broken up because all its appearances change simultaneously according to the same law—or, if not all, at any rate all from places sufficiently near to the object, with in creasing accuracy as we approach the object.

The changes in appearances of an object which are due to changes in the intervening medium will not affect, or will affect only very slightly, the appearances from places close to the object. If the appearances from sufficiently neighbouring places are either wholly un changed, or changed to a diminishing extent which has zero for its limit, it is usually found that the changes can be accounted for by changes in objects which are between the object in question and the places from which its appearance has changed appreciably. Thus physics is able to reduce the laws of most changes with which it deals to changes in physical objects, and to state most of its fundamental laws in terms of matter. It is only in those cases in which the unity of the system of appearances constituting a piece of matter has to be broken up, that the statement of what is happening cannot be made exclusively in terms of matter. The whole of psychology, we shall find, is included among such cases; hence their importance for our purposes.

We can now begin to understand one of the fundamental differences between physics and psychology. Physics treats as a unit the whole system of appearances of a piece of matter, whereas psychology is interested in certain of these appearances themselves. Confining ourselves for the moment to the psychology of perceptions, we observe that perceptions are certain of the appearances of physical objects. From the point of view that we have been hitherto adopting, we might define them as the appearances of objects at places from which sense-organs and the suitable parts of the nervous system form part of the intervening medium. Just as a photographic plate receives a different impression of a cluster of stars when a telescope is part of the intervening medium, so a brain receives a different impression when an eye and an optic nerve are part of the intervening medium. An impression due to this sort of intervening medium is called a perception, and is interesting to psychology on its own account, not merely as one of the set of correlated particulars which is the physical object of which (as we say) we are having a perception.

We spoke earlier of two ways of classifying particulars. One way collects together the appearances commonly regarded as a given object from different places; this is, broadly speaking, the way of physics, leading to the construction of physical objects as sets of such appearances. The other way collects together the appearances of different objects from a given place, the result being what we call a perspective. In the particular case where the place concerned is a human brain, the perspective belonging to the place consists of all the perceptions of a certain man at a given time. Thus classification by perspectives is relevant to psychology, and is essential in defining what we mean by one mind.

I do not wish to suggest that the way in which I have been defining perceptions is the only possible way, or even the best way. It is the way that arose naturally out of our present topic. But when we approach psychology from a more introspective standpoint, we have to distinguish sensations and perceptions, if possible, from other mental occurrences, if any. We have also to consider the psychological effects of sensations, as opposed to their physical causes and correlates. These problems are quite distinct from those with which we have been concerned in the present lecture, and I shall not deal with them until a later stage.

It is clear that psychology is concerned essentially with actual particulars, not merely with systems of particulars. In this it differs from physics, which, broadly speaking, is concerned with the cases in which all the particulars which make up one physical object can be treated as a single causal unit, or rather the particulars which are sufficiently near to the object of which they are appearances can be so treated. The laws which physics seeks can, broadly speaking, be stated by treating such systems of particulars as causal units. The laws which psychology seeks cannot be so stated, since the particulars themselves are what interests the psychologist. This is one of the fundamental differences between physics and psychology; and to make it clear has been the main purpose of this lecture.

I will conclude with an attempt to give a more precise definition of a piece of matter. The appearances of a piece of matter from different places change partly according to intrinsic laws (the laws of perspective, in the case of visual shape), partly according to the nature of the intervening medium—fog, blue spectacles, telescopes, microscopes, sense-organs, etc. As we approach nearer to the object, the effect of the intervening medium grows less. In a generalized sense, all the intrinsic laws of change of appearance may be called "laws of perspective." Given any appearance of an object, we can construct hypothetically a certain system of appearances to which the appearance in question would belong if the laws of perspective alone were concerned. If we construct this hypothetical system for each appearance of the object in turn, the system corresponding to a given appearance x will be independent of any distortion due to the medium beyond x, and will only embody such distortion as is due to the medium between x and the object. Thus, as the appearance by which our hypothetical system is defined is moved nearer and nearer to the object, the hypothetical system of appearances defined by its means embodies less and less of the effect of the medium. The different sets of appearances resulting from moving x nearer and nearer to the object will approach to a limiting set, and this limiting set will be that system of appearances which the object would present if the laws of perspective alone were operative and the medium exercised no distorting effect. This limiting set of appearances may be defined, for purposes of physics, as the piece of matter concerned.

One of the main purposes of these lectures is to give grounds for the belief that the distinction between mind and matter is not so fundamental as is commonly supposed. In the preceding lecture I dealt in outline with the physical side of this problem. I attempted to show that what we call a material object is not itself a substance, but is a system of particulars analogous in their nature to sensations, and in fact often including actual sensations among their number. In this way the stuff of which physical objects are composed is brought into relation with the stuff of which part, at least, of our mental life is composed.

There is, however, a converse task which is equally necessary for our thesis, and that is, to show that the stuff of our mental life is devoid of many qualities which it is commonly supposed to have, and is not possessed of any attributes which make it incapable of forming part of the world of matter. In the present lecture I shall begin the arguments for this view.

Corresponding to the supposed duality of matter and mind, there are, in orthodox psychology, two ways of knowing what exists. One of these, the way of sensation and external perception, is supposed to furnish data for our knowledge of matter, the other, called "introspection," is supposed to furnish data for knowledge of our mental processes. To common sense, this distinction seems clear and easy. When you see a friend coming along the street, you acquire knowledge of an external, physical fact; when you realize that you are glad to meet him, you acquire knowledge of a mental fact. Your dreams and memories and thoughts, of which you are often conscious, are mental facts, and the process by which you become aware of them SEEMS to be different from sensation. Kant calls it the "inner sense"; sometimes it is spoken of as "consciousness of self"; but its commonest name in modern English psychology is "introspection." It is this supposed method of acquiring knowledge of our mental processes that I wish to analyse and examine in this lecture.

I will state at the outset the view which I shall aim at establishing. I believe that the stuff of our mental life, as opposed to its relations and structure, consists wholly of sensations and images. Sensations are connected with matter in the way that I tried to explain in Lecture V, i.e. each is a member of a system which is a certain physical object. Images, though they USUALLY have certain characteristics, especially lack of vividness, that distinguish them from sensations, are not INVARIABLY so distinguished, and cannot therefore be defined by these characteristics. Images, as opposed to sensations, can only be defined by their different causation: they are caused by association with a sensation, not by a stimulus external to the nervous system—or perhaps one should say external to the brain, where the higher animals are concerned. The occurrence of a sensation or image does not in itself constitute knowledge but any sensation or image may come to be known if the conditions are suitable. When a sensation—like the hearing of a clap of thunder—is normally correlated with closely similar sensations in our neighbours, we regard it as giving knowledge of the external world, since we regard the whole set of similar sensations as due to a common external cause. But images and bodily sensations are not so correlated. Bodily sensations can be brought into a correlation by physiology, and thus take their place ultimately among sources of knowledge of the physical world. But images cannot be made to fit in with the simultaneous sensations and images of others. Apart from their hypothetical causes in the brain, they have a causal connection with physical objects, through the fact that they are copies of past sensations; but the physical objects with which they are thus connected are in the past, not in the present. These images remain private in a sense in which sensations are not. A sensation SEEMS to give us knowledge of a present physical object, while an image does not, except when it amounts to a hallucination, and in this case the seeming is deceptive. Thus the whole context of the two occurrences is different. But in themselves they do not differ profoundly, and there is no reason to invoke two different ways of knowing for the one and for the other. Consequently introspection as a separate kind of knowledge disappears.

The criticism of introspection has been in the main the work of American psychologists. I will begin by summarizing an article which seems to me to afford a good specimen of their arguments, namely, "The Case against Introspection," by Knight Dunlap ("Psychological Review," vol xix, No. 5, pp. 404-413, September, 1912). After a few historical quotations, he comes to two modern defenders of introspection, Stout and James. He quotes from Stout such statements as the following: "Psychical states as such become objects only when we attend to them in an introspective way. Otherwise they are not themselves objects, but only constituents of the process by which objects are recognized" ("Manual," 2nd edition, p. 134. The word "recognized" in Dunlap's quotation should be "cognized.") "The object itself can never be identified with the present modification of the individual's consciousness by which it is cognized" (ib. p. 60). This is to be true even when we are thinking about modifications of our own consciousness; such modifications are to be always at least partially distinct from the conscious experience in which we think of them.

At this point I wish to interrupt the account of Knight Dunlap's article in order to make some observations on my own account with reference to the above quotations from Stout. In the first place, the conception of "psychical states" seems to me one which demands analysis of a somewhat destructive character. This analysis I shall give in later lectures as regards cognition; I have already given it as regards desire. In the second place, the conception of "objects" depends upon a certain view as to cognition which I believe to be wholly mistaken, namely, the view which I discussed in my first lecture in connection with Brentano. In this view a single cognitive occurrence contains both content and object, the content being essentially mental, while the object is physical except in introspection and abstract thought. I have already criticized this view, and will not dwell upon it now, beyond saying that "the process by which objects are cognized" appears to be a very slippery phrase. When we "see a table," as common sense would say, the table as a physical object is not the "object" (in the psychological sense) of our perception. Our perception is made up of sensations, images and beliefs, but the supposed "object" is something inferential, externally related, not logically bound up with what is occurring in us. This question of the nature of the object also affects the view we take of self-consciousness. Obviously, a "conscious experience" is different from a physical object; therefore it is natural to assume that a thought or perception whose object is a conscious experience must be different from a thought or perception whose object is a physical object. But if the relation to the object is inferential and external, as I maintain, the difference between two thoughts may bear very little relation to the difference between their objects. And to speak of "the present modification of the individual's consciousness by which an object is cognized" is to suggest that the cognition of objects is a far more direct process, far more intimately bound up with the objects, than I believe it to be. All these points will be amplified when we come to the analysis of knowledge, but it is necessary briefly to state them now in order to suggest the atmosphere in which our analysis of "introspection" is to be carried on.

Another point in which Stout's remarks seem to me to suggest what I regard as mistakes is his use of "consciousness." There is a view which is prevalent among psychologists, to the effect that one can speak of "a conscious experience" in a curious dual sense, meaning, on the one hand, an experience which is conscious of something, and, on the other hand, an experience which has some intrinsic nature characteristic of what is called "consciousness." That is to say, a "conscious experience" is characterized on the one hand by relation to its object and on the other hand by being composed of a certain peculiar stuff, the stuff of "consciousness." And in many authors there is yet a third confusion: a "conscious experience," in this third sense, is an experience of which we are conscious. All these, it seems to me, need to be clearly separated. To say that one occurrence is "conscious" of another is, to my mind, to assert an external and rather remote relation between them. I might illustrate it by the relation of uncle and nephew a man becomes an uncle through no effort of his own, merely through an occurrence elsewhere. Similarly, when you are said to be "conscious" of a table, the question whether this is really the case cannot be decided by examining only your state of mind: it is necessary also to ascertain whether your sensation is having those correlates which past experience causes you to assume, or whether the table happens, in this case, to be a mirage. And, as I explained in my first lecture, I do not believe that there is any "stuff" of consciousness, so that there is no intrinsic character by which a "conscious" experience could be distinguished from any other.

After these preliminaries, we can return to Knight Dunlap's article. His criticism of Stout turns on the difficulty of giving any empirical meaning to such notions as the "mind" or the "subject"; he quotes from Stout the sentence: "The most important drawback is that the mind, in watching its own workings, must necessarily have its attention divided between two objects," and he concludes: "Without question, Stout is bringing in here illicitly the concept of a single observer, and his introspection does not provide for the observation of this observer; for the process observed and the observer are distinct" (p. 407). The objections to any theory which brings in the single observer were considered in Lecture I, and were acknowledged to be cogent. In so far, therefore, as Stout's theory of introspection rests upon this assumption, we are compelled to reject it. But it is perfectly possible to believe in introspection without supposing that there is a single observer.

William James's theory of introspection, which Dunlap next examines, does not assume a single observer. It changed after the publication of his "Psychology," in consequence of his abandoning the dualism of thought and things. Dunlap summarizes his theory as follows:

"The essential points in James's scheme of consciousness are SUBJECT, OBJECT, and a KNOWING of the object by the subject. The difference between James's scheme and other schemes involving the same terms is that James considers subject and object to be the same thing, but at different times In order to satisfy this requirement James supposes a realm of existence which he at first called 'states of consciousness' or 'thoughts,' and later, 'pure experience,' the latter term including both the 'thoughts' and the 'knowing.' This scheme, with all its magnificent artificiality, James held on to until the end, simply dropping the term consciousness and the dualism between the thought and an external reality"(p. 409).

He adds: "All that James's system really amounts to is the acknowledgment that a succession of things are known, and that they are known by something. This is all any one can claim, except for the fact that the things are known together, and that the knower for the different items is one and the same" (ib.).

In this statement, to my mind, Dunlap concedes far more than James did in his later theory. I see no reason to suppose that "the knower for different items is one and the same," and I am convinced that this proposition could not possibly be ascertained except by introspection of the sort that Dunlap rejects. The first of these points must wait until we come to the analysis of belief: the second must be considered now. Dunlap's view is that there is a dualism of subject and object, but that the subject can never become object, and therefore there is no awareness of an awareness. He says in discussing the view that introspection reveals the occurrence of knowledge: "There can be no denial of the existence of the thing (knowing) which is alleged to be known or observed in this sort of 'introspection.' The allegation that the knowing is observed is that which may be denied. Knowing there certainly is; known, the knowing certainly is not"(p. 410). And again: "I am never aware of an awareness" (ib.). And on the next page: "It may sound paradoxical to say that one cannot observe the process (or relation) of observation, and yet may be certain that there is such a process: but there is really no inconsistency in the saying. How do I know that there is awareness? By being aware of something. There is no meaning in the term 'awareness' which is not expressed in the statement 'I am aware of a colour (or what-not).'"

But the paradox cannot be so lightly disposed of. The statement "I am aware of a colour" is assumed by Knight Dunlap to be known to be true, but he does not explain how it comes to be known. The argument against him is not conclusive, since he may be able to show some valid way of inferring our awareness. But he does not suggest any such way. There is nothing odd in the hypothesis of beings which are aware of objects, but not of their own awareness; it is, indeed, highly probable that young children and the higher animals are such beings. But such beings cannot make the statement "I am aware of a colour," which WE can make. We have, therefore, some knowledge which they lack. It is necessary to Knight Dunlap's position to maintain that this additional knowledge is purely inferential, but he makes no attempt to show how the inference is possible. It may, of course, be possible, but I cannot see how. To my mind the fact (which he admits) that we know there is awareness, is ALL BUT decisive against his theory, and in favour of the view that we can be aware of an awareness.

Dunlap asserts (to return to James) that the real ground for James's original belief in introspection was his belief in two sorts of objects, namely, thoughts and things. He suggests that it was a mere inconsistency on James's part to adhere to introspection after abandoning the dualism of thoughts and things. I do not wholly agree with this view, but it is difficult to disentangle the difference as to introspection from the difference as to the nature of knowing. Dunlap suggests (p. 411) that what is called introspection really consists of awareness of "images," visceral sensations, and so on. This view, in essence, seems to me sound. But then I hold that knowing itself consists of such constituents suitably related, and that in being aware of them we are sometimes being aware of instances of knowing. For this reason, much as I agree with his view as to what are the objects of which there is awareness, I cannot wholly agree with his conclusion as to the impossibility of introspection.

The behaviourists have challenged introspection even more vigorously than Knight Dunlap, and have gone so far as to deny the existence of images. But I think that they have confused various things which are very commonly confused, and that it is necessary to make several distinctions before we can arrive at what is true and what false in the criticism of introspection.

I wish to distinguish three distinct questions, any one of which may be meant when we ask whether introspection is a source of knowledge. The three questions are as follows:

(1) Can we observe anything about ourselves which we cannot observe about other people, or is everything we can observe PUBLIC, in the sense that another could also observe it if suitably placed?

(2) Does everything that we can observe obey the laws of physics and form part of the physical world, or can we observe certain things that lie outside physics?

(3) Can we observe anything which differs in its intrinsic nature from the constituents of the physical world, or is everything that we can observe composed of elements intrinsically similar to the constituents of what is called matter?

Any one of these three questions may be used to define introspection. I should favour introspection in the sense of the first question, i.e. I think that some of the things we observe cannot, even theoretically, be observed by any one else. The second question, tentatively and for the present, I should answer in favour of introspection; I think that images, in the actual condition of science, cannot be brought under the causal laws of physics, though perhaps ultimately they may be. The third question I should answer adversely to introspection I think that observation shows us nothing that is not composed of sensations and images, and that images differ from sensations in their causal laws, not intrinsically. I shall deal with the three questions successively.

(1) PUBLICITY OR PRIVACY OF WHAT IS OBSERVED. Confining ourselves, for the moment, to sensations, we find that there are different degrees of publicity attaching to different sorts of sensations. If you feel a toothache when the other people in the room do not, you are in no way surprised; but if you hear a clap of thunder when they do not, you begin to be alarmed as to your mental condition. Sight and hearing are the most public of the senses; smell only a trifle less so; touch, again, a trifle less, since two people can only touch the same spot successively, not simultaneously. Taste has a sort of semi-publicity, since people seem to experience similar taste-sensations when they eat similar foods; but the publicity is incomplete, since two people cannot eat actually the same piece of food.

But when we pass on to bodily sensations—headache, toothache, hunger, thirst, the feeling of fatigue, and so on—we get quite away from publicity, into a region where other people can tell us what they feel, but we cannot directly observe their feeling. As a natural result of this state of affairs, it has come to be thought that the public senses give us knowledge of the outer world, while the private senses only give us knowledge as to our own bodies. As regards privacy, all images, of whatever sort, belong with the sensations which only give knowledge of our own bodies, i.e. each is only observable by one observer. This is the reason why images of sight and hearing are more obviously different from sensations of sight and hearing than images of bodily sensations are from bodily sensations; and that is why the argument in favour of images is more conclusive in such cases as sight and hearing than in such cases as inner speech.

The whole distinction of privacy and publicity, however, so long as we confine ourselves to sensations, is one of degree, not of kind. No two people, there is good empirical reason to think, ever have exactly similar sensations related to the same physical object at the same moment; on the other hand, even the most private sensation has correlations which would theoretically enable another observer to infer it.

That no sensation is ever completely public, results from differences of point of view. Two people looking at the same table do not get the same sensation, because of perspective and the way the light falls. They get only correlated sensations. Two people listening to the same sound do not hear exactly the same thing, because one is nearer to the source of the sound than the other, one has better hearing than the other, and so on. Thus publicity in sensations consists, not in having PRECISELY similar sensations, but in having more or less similar sensations correlated according to ascertainable laws. The sensations which strike us as public are those where the correlated sensations are very similar and the correlations are very easy to discover. But even the most private sensations have correlations with things that others can observe. The dentist does not observe your ache, but he can see the cavity which causes it, and could guess that you are suffering even if you did not tell him. This fact, however, cannot be used, as Watson would apparently wish, to extrude from science observations which are private to one observer, since it is by means of many such observations that correlations are established, e.g. between toothaches and cavities. Privacy, therefore does not by itself make a datum unamenable to scientific treatment. On this point, the argument against introspection must be rejected.

(2) DOES EVERYTHING OBSERVABLE OBEY THE LAWS OF PHYSICS? We come now to the second ground of objection to introspection, namely, that its data do not obey the laws of physics. This, though less emphasized, is, I think, an objection which is really more strongly felt than the objection of privacy. And we obtain a definition of introspection more in harmony with usage if we define it as observation of data not subject to physical laws than if we define it by means of privacy. No one would regard a man as introspective because he was conscious of having a stomach ache. Opponents of introspection do not mean to deny the obvious fact that we can observe bodily sensations which others cannot observe. For example, Knight Dunlap contends that images are really muscular contractions,* and evidently regards our awareness of muscular contractions as not coming under the head of introspection. I think it will be found that the essential characteristic of introspective data, in the sense which now concerns us, has to do with LOCALIZATION: either they are not localized at all, or they are localized, like visual images, in a place already physically occupied by something which would be inconsistent with them if they were regarded as part of the physical world. If you have a visual image of your friend sitting in a chair which in fact is empty, you cannot locate the image in your body, because it is visual, nor (as a physical phenomenon) in the chair, because the chair, as a physical object, is empty. Thus it seems to follow that the physical world does not include all that we are aware of, and that images, which are introspective data, have to be regarded, for the present, as not obeying the laws of physics; this is, I think, one of the chief reasons why an attempt is made to reject them. I shall try to show in Lecture VIII that the purely empirical reasons for accepting images are overwhelming. But we cannot be nearly so certain that they will not ultimately be brought under the laws of physics. Even if this should happen, however, they would still be distinguishable from sensations by their proximate causal laws, as gases remain distinguishable from solids.


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