Neither slavery nor the slave trade came to West Africa with the arrival of the Portuguese in the middle of the fifteenth century. To the contrary, both institutions had a very long history. A two-way slave trade had existed between the West Africans and the Arabs for centuries. In view of the social structure of both societies, sociologists believe that the Arabs could make use of more slaves than could the West Africans. Therefore, West Africa probably exported more slaves than it imported.
Slaves, besides being common laborers, were often men of considerable skill and learning, Slavery was not a badge of human inferiority. Thus, the first slaves procured by the Europeans from Africa were displayed as curiosities and as proof of affluence. While, especially at the beginning, some slaves were taken by force, most of the African slaves acquired by the Europeans were obtained in the course of a peaceful and regular bargaining process.
When the Portuguese arrived in West Africa, they found a thriving economy which had already developed its own bustling trading centers. Before long, a vigorous trade opened up between the Portuguese and the West Africans. Slaves were only one of a great variety of exports, and guns were only one of a large variety of imports. One of the ways in which the slave trade came to cripple the West African economy was that slaves became almost the exclusive African export. The more the Africans sought to fulfill the Europeans' thirst for slaves, the more they needed guns with which to procure slaves, and to protect themselves from being captured and sold into slavery. Therefore, the Euro-African trade, instead of further stimulating the African economy, actually limited production of many items and drained it of much of its most productive manpower.
The rulers, who had voluntarily and unwittingly involved themselves in this gigantic trade, soon found themselves trapped. Those who wanted to eliminate or reduce the trade in slaves and who preferred to develop other aspects of a trading economy, found themselves helpless. A ruler who would not provide the Europeans with the slaves they desired was then bypassed by all the European traders. Besides losing the revenue from this trade, his own military position was weakened. Any ruler who did not trade slaves for guns could not have guns. Without guns, he would have difficulty in protecting himself and his people. Any ruler or people who could not provide adequate self-defense could be captured and sold into slavery. Once begun, the Africans found themselves enmeshed in a vicious system from which there seemed to be no escape. The only possibility for escape would have been the development of some kind of African coalition, but each petty ruler as too concerned with his own power to be able to contemplate federated activity. European greed fed African greed, and vice a versa.
In the beginning, African slaves were carried back to Portugal and other parts of Europe to be used as exotic domestic servants. In some cases, they were also used as farm laborers. Parts of Portugal were suffering from a distinct shortage of farm laborers, and Africans filled the void. At the beginning of the sixteenth century, in some sections of rural Portugal as much as one third of local population was African in origin.
Even so, European labor needs could not support much of a slave trade for long. The enclosure system was under way, changing farming techniques, and it had created a labor surplus. However, at the same time, emerging capitalism financed explorations in Africa, Asia, and the western hemisphere. African sailors were involved in most of these explorations including Columbus's voyage in 1492. New World gold provided the economic basis for even more rapid European expansion. When the New World came to be viewed by the hungry capitalists as having a potential for agricultural exploitation, New World labor needs expanded astronomically. At first these needs were filled by surplus labor from Europe or by exploiting the local Indian populations. When these labor sources proved to be inadequate, the exploitation of slave labor from Africa was the obvious answer.
While the Portuguese were the first to reach the shores of West Africa and the first to bring African slaves back to Europe, neither they nor the Spaniards ever dominated the slave trade which followed. In 1493, as European exploration of the world moved into high gear, the Pope published a Bull dividing the world yet to be explored into two parts. His intention was to limit competition and conflict between the rulers of Spain and Portugal and to prevent undue hostility between his two main supporters.
However, this left the other European powers, officially, with no room for overseas expansion. While these powers refused to acknowledge the legality of the Bull and soon became involved in exploration and colonization in spite of it, they also tended to become more involved than did Portugal or Spain in some of the by-products of colonization, such as the slave trade. When the Spaniards began to use slaves in their American colonies, the Dutch, French, and British were only too eager to provide the transportation. Before long, they too had colonies and slaves of their own.
The triangular trade between Europe, Africa, and the New World, was one of the most lucrative aspects of the mercantile economy. Mercantilism sought to keep each country economically self-sufficient. Within this framework the role of the colony was to provide the mother country with raw materials which it could not produce for itself and to be a market for the consumption of many of the manufactured goods produced within the mother country.
This triangular trade began in Europe with the purchase of guns, gunpowder, cheap cotton, and trinkets of all kinds. These were shipped to the coast of West Africa and unloaded at a trading station. At key points along the coast, the European nations had made treaties with the local rulers allowing them to set up trading stations and slave factories. At this point, the European traders entered into hard bargaining sessions with the representatives of the local ruler in which the manufactured goods from Europe, especially guns, were traded for African slaves. When the deal was completed, the slaves were loaded on the ship, and the captain set sail for the New World.
Upon arrival in the West Indies, another bargaining process was begun. Here the slaves were traded for local agricultural products which were wanted in Europe. Then the ships were loaded with tobacco, sugar, and other West Indian produce and returned to Europe for still another sale and another profit. At every point along the route, large sums of money were made. A profit of at east one hundred percent was expected. Vast wealth was obtained through the slave trade, and this money was reinvested in the developing industrial revolution. Thereby the Africans unwittingly helped to finance the European industrial revolution which widened the technological gap between Africa and Europe.
The African slave was sometimes a criminal, but, more often than not, he was captured in battle. As the slave trade grew and with it the need for more slaves, the number of these battles increased. Clearly, many battles were being fought solely for the purpose of acquiring slaves who could then be sold to the European traders. Sometimes, too, the slave might have been the political enemy of the ruler or of some other powerful person.
The slaves were then marched to trading stations along the coast where a European agent, who resided at the station, inspected them and negotiated their purchase. The inspection was humiliating and degrading procedure. Men, women, and children usually appeared stark naked and underwent the close scrutiny of the agent and sometimes a physician. After the trauma of capture and the shame of inspection, the slaves were regimented into crowded quarters at the trading station or "factory" to wait for the next shipment to leave. They had to be supervised very closely as many tried to escape and others tried to commit suicide.
When a ship was ready to sail, the slaves were chained together and marched down to the shore. There they were bundled into large canoes and were paddled through the crashing breakers to where the slave ship was waiting. Slaves have told how they began the voyage in trepidation, being frightened by the sight of the "white devils" who, they had heard, liked to eat Africans. Then the long voyage commenced. Conditions here were even more crowded than at the "factory." Slaves were generally kept below deck with no sunshine or fresh air. They were crowded so close together that there was never any standing room and often not even sitting room. Again, they had to be supervised closely as many tried to starve themselves to death or to jump overboard. However, the greatest loss of slave property was due to disease, The ship's captain feared that disease would whittle away his profits, and, even more, he worried that it would attack him and his crew. When the passage was completed, and the West Indies had been safely reached, the slave again had to undergo the same kind of degrading inspection and sale which had occurred in Africa, but this time he had to experience the torment in a strange and distant land.
While the economic profits in the slave trade were great, so were the human losses. Statistics concerning the slave trade are often inaccurate or missing. However, it is generally agreed that at least fifteen million Africans, and perhaps many more, became slaves in the New World. About nine hundred thousand were brought in the sixteenth century, three million in the seventeenth century, seven million in the eighteenth century, and another four million in the nineteenth century.
The mortality rate among these new slaves ran very high. It is estimated that some five percent died in Africa on the way to the coast, another thirteen percent in transit to the West Indies, and still another thirty percent during the three-month seasoning period in the West Indies. This meant that about fifty percent of those originally captured in Africa died either in transit or while being prepared for servitude.
Even this statistic, harsh as it is, does not tell the whole story of the human cost involved in the slave trade. Most slaves were captured in the course of warfare, and many more Africans were killed in the course of this combat. The total number of deaths, then, ran much higher than those killed en route. Many Africans became casualty statistics, directly or indirectly, because of the slave trade. Beyond this, there was the untold human sorrow and misery borne by the friends and relatives of those Africans who were torn away from home and loved ones and were never seen again.
Statistics concerning profits in the slave trade are also difficult to obtain. Profits often ran as high as two or three hundred percent, and were an important part of the European economy. These profits provided much of the capital which helped to spur on the industrial revolution. When Queen Elizabeth, in 1562, heard that one of her subjects, John Hawkins, had become involved in the slave trade, she was very critical and commented that he would have to pay a very high price for dealing in human lives. However, when she was confronted with a copy of his profit ledger, her moral indignation softened, and she quickly became one of the members of the corporation. Some merchants were hit hard by the risks accompanying the slave trade and suffered financial disaster. The possible profits were so high, however, that other merchants were always eager to venture into this field and new capital was ever lacking.
The industrial revolution, which was partly financed by the slave trade, eventually abolished the need for slavery. The humanitarian outcry against both the slave trade and slavery which occurred at the end of the eighteenth century and swelled in the early nineteenth century, became a significant force as the need for slave labor diminished. In the beginning, as previously noted, the Europeans were not powerful enough to seize slaves at will or to invade the African kingdoms. But the industrial revolution had immeasurably widened the power gap between Europe and Africa. By the time the slave trade ended, and European adventurers had found new ways to achieve gigantic capital gains, Europe had achieved a power advantage sufficient to invade Africa at will.
As European interests in colonizing Africa increased, the European powers, at the middle of the nineteenth century, were also tearing one another apart in the process of this competitive expansion, In order to avoid further misfortune, the great powers of Europe met at the conference of Berlin in 1885. Without troubling to consult with any Africans, they drew lines on a map of Africa dividing it among themselves. It took only a very few years for a map drawing to become a physical reality. When the Europeans had finished exploiting Africa through the slave trade and had greatly weakened its societies, they invaded Africa in order to exploit its nonhuman material resources.
Most of the Africans, who were enslaved and brought to the New World, came to the American colonies after a period of seasoning in the Caribbean islands. To the Europeans who had settled in America the Colonies were their new home and they strove to develop a prosperous and secure society in which to live and raise their families. They hesitated to bring their slaves directly from Africa as they believed that Africans were brutal, barbaric savages who would present a real danger to the safety and security of their new homes. Instead, they preferred to purchase slaves who had already been tested and broken.
In contrast to this, Europeans who had gone to the Caribbean islands did not consider the New World as their new home. The island plantations were to be exploited to provide the wealth with with which their owners could return to Europe and live like gentlemen. Many of them did not bring their families to the islands, or, when they did, their stay was a temporary one. Therefore, they were more willing than were the Americans to purchase slaves directly from Africa. Moreover, because their sole interest in the islands was economic profit, they could make a double profit by selling their seasoned slaves as well as selling their plantation produce. While the Africans' stay in the Caribbean, obviously, was not part of their African heritage, it was part of the experience which they brought with them to the Colonies. Many of the events which occurred in the Caribbean islands had important repercussions in the American Colonies.
A quarter of a century after Columbus had discovered the New World, the first African slaves were brought to the West Indies to supplement the inadequate labor supply. The Indians who lived on the islands were few in number and had had no experience in plantation agriculture. As the shortage of labor became severe, the plantation owners began to import criminals and were willing to accept the poor and the drunks who had been seized from the streets of European ports.
There was also a continual stream of indentured servants, but this influx was nowhere nearly large enough to fill the growing labor demands. The advantage of African slaves over indentured servants was that they could be purchased outright for life. Moreover, the Africans had no contacts in the European capitals through which they could bring pressure to bear against the abuses of the plantation masters. In fact, African slaves really had no rights which the master was obliged to respect. The supply of African labor seemed to be endless, and many masters found it cheaper to overwork a slave and to replace him when he died, rather than take care of him while he lived. In short, the plantation experience was a brutalizing one.
In the beginning, the major plantation crop had been tobacco, It could be grown efficiently on small plantations of twenty or thirty acres. The tobacco plant needed constant, careful attention throughout the season, and this meant that the number of raw, unskilled laborers that was needed was relatively small.
However, when the new colony of Virginia entered the tobacco field in the early seventeenth century, it was able to produce larger quantities of tobacco at a lower price. The Caribbean islands were hit by a severe economic depression. The Dutch came with a solution. They had previously conquered parts of northern Brazil from the Portuguese, and there they had learned the techniques of plantation sugar production. It could only be carried on efficiently with plantations of two or three hundred acres, and it required large numbers of unskilled laborers both to plant and harvest the crop and to refine the sugar. The Dutch, then, brought sugar cane to the West Indies. This gave them a new plantation crop, and it also gave them a new outlet for the slave trade which, at that point in history, they had come to dominate.
The development of the sugar cane economy in the West Indies produced a basic social revolution. The small tobacco farmers did not have the capital to develop the large sugar plantations. Some of them went into other occupations, but most of them returned to Europe. The new labor needs were filled by a gigantic increase in the importation of African slaves. The ratio of whites to blacks within the islands changed markedly within a matter of one or two decades. The white population consisted of a handful of exceedingly wealthy plantation owners and another handful of white plantation managers. Many of the slaves soon learned new skills associated with sugar manufacturing, thus reducing the need for white labor even further. The rising demand for slaves meant an expansion of the slave trade, and, as West Indian slaves had a high mortality rate and a low birthrate, this meant a continually thriving slave trade.
As the ratio between whites and blacks widened, the problem of controlling the slaves grew more serious. Brute force was the only answer. The European governments had tried to solve the problem by requiring the plantation owners to hire a specified number of white workers. However, many owners found it cheaper to pay the fine than to comply with this regulation.
In 1667, the British Parliament passed a series of black codes intended to control the slaves in the Caribbean colonies. Other colonial powers followed their example. The law stated that a slave could not be away from the plantation on a Sunday and that he was not permitted to carry any weapons. It also specified that, if he were to strike a Christian, he could be whipped. If he did it a second time, he could be branded on the face. However, if a master, in the process of punishing a slave, accidentally beat him to death, this master could not be fined or imprisoned.
Because the Europeans did not view the islands as their home, there was always a shortage of white women. One of the results of this was the development of an ever-growing class of mulattoes. More and more of them were granted their freedom. While these freedmen did not receive equal treatment with the whites, they were careful to preserve the advantages they held over the slaves. Many of them served in the militia to help keep the slaves under control. However, the threat of slave revolts continued. The greater the possibility of success, the greater the probability that slaves would take the risk of starting a revolt. All of the islands in the West Indies had a history of slave rebellion.
Undoubtedly, the most outstanding slave revolt in the western hemisphere took place in Haiti. During the French revolution, concepts of the rights of man spread from France to her colonies. In Haiti, the free mulattoes petitioned the French revolutionary government for their rights. The Assembly granted their request. However, the French aristocrats in Haiti refused to follow the directives of the Assembly. At this point, two free mulattoes, Vincent Oge and Jean Baptiste Chavannes, both of whom had received an education in Paris, led a mulatto rebellion. The Haitian aristocrats quickly and brutally suppressed it.
By this time, however, the concepts of the rights of man had spread to the slave class. In 1791, under the leadership of Toussaint l'Ouverture, the slaves began a long and bloody revolt of their own. Slaves flocked to Toussaint's support by the thousands until he had an army much larger than any that had fought in the American revolution, This revolt became entangled with the French revolution and the European wars connected with it. Besides fighting the French, Toussaint had to face both British and Spanish armies. None of them was able to suppress the revolt and to overthrow the republic which had been established in Haiti.
After Napoleon came to power in France, he sent a gigantic expedition under Leclerc to reestablish French authority in Haiti. While he claimed to stand for the principles of the revolution, Napoleon's real interest in Haiti was to make it into a base from which to rebuild a French empire in the western hemisphere. Toussaint lured this French army into the wilderness where the soldiers, who had no immunity to tropical diseases, were hit very hard by malaria and yellow fever.
Toussaint was captured by trickery, but his compatriots carried on the fight for independence. Finally, Napoleon was forced to withdraw from the struggle. One of the results of his failure to suppress the slave revolt in Haiti was his abandonment of his New World dreams and his willingness to sell Louisiana to the United States. Unfortunately, this meant new areas for the expansion of the plantation economy and slavery. In other words, the Haitian revolution was responsible for giving new life to the institution of slavery inside America.
American plantation owners were faced with a dilemma. The Louisiana Purchase, resulting from the revolution in Haiti, greatly expanded the possibilities of plantation agriculture. This meant a greater need for slave labor. However, they were not sure from which source to purchase these slaves. They hesitated to bring new slaves directly from Africa. They were also loath to bring seasoned slaves from the Caribbean. Events in Haiti had demonstrated that these Caribbean slaves might not be as docile as previously had been believed. Certainly, Americans did not want repetition of the bloody Haitian revolt within their own borders. Greedy men still bought slaves where they could, but many American slave owners were deeply disturbed and began to give serious thought to terminating the importation of African slaves to America.
The slave system in America was unique in human history. Sometimes slaves were treated cruelly; at other times with kindness. They were more often used as a sign of affluence, a way of displaying one's wealth and of enjoying luxury, rather than as the means for the systematic accumulation of wealth. Previously, slavery had existed in hierarchical societies in which the slave was at the bottom of a social ladder, the most inferior in a society of unequals. While each society normally preferred to choose its slaves from alien people, it did not limit its selection exclusively to the members of any one race. Slave inferiority did not lead necessarily to racial inferiority. In contrast to this, slavery in America was set apart by three characteristics: capitalism, individualism, and racism.
Capitalism increased the degree of dehumanization and depersonalization implicit in the institution of slavery. While it had been normal in other forms of slavery for the slave to be legally defined as a thing, a piece of property, in America he also became a form of capital. Here his life was regimented to fill the needs of a highly organized productive system sensitively attuned to the driving forces of competitive free enterprise. American masters were probably no more cruel and no more sadistic than others, and, in fact, the spread of humanitarianism in the modern world may have made the opposite true. Nevertheless, their capitalistic mentality firmly fixed their eyes on minimizing expenses and maximizing profits. Besides being a piece of property, the American slave was transformed into part of the plantation machine, a part of the ever-growing investment in the master' mushrooming wealth.
The development of slavery in America resulted from the working of economic forces and not from climatic or geographic conditions. When the first twenty Africans reached Virginia in 1619, the colony was comprised of small plantations dependent on free white labor. While some historians believe that these immigrants were held in slavery from the beginning, most think they were given the status of indentured servants. English law contained no such category as slavery, and the institution did not receive legal justification in the colony until early in the 1660s. Although the fact of slavery had undoubtedly preceded its legal definition, there was a period of forty years within which the Africans had some room for personal freedom and individual opportunity. Rumors of deplorable working conditions and of indefinite servitude were reaching England and discouraging the flow of free white labor. To counter this, a series of acts were passed which legally established the rights of white labor, but they did nothing to improve the status of the African. In fact, their passage pushed them relentlessly towards the status of slave.
The price of tobacco declined sharply in the 1660s and drove the small white farmer to the wall. Only those with enough capital to engage in large-scale operations could continue to make a profit. In order to fill the need for the huge labor supply required large-scale agriculture, the colonial legislature passed laws giving legal justification to slavery. At the same time, Charles II granted a royal charter establishing a company to transport African slaves across the ocean and thereby increasing the supply of slaves available to the colonial planter.
Until this time, the number of Africans in the colony had been very small, but thereafter their numbers grew rapidly. The African slaves provided the large, dependable, and permanent supply of labor which these plantations required. The small white planter and the free white laborer found the road to economic success had become much more difficult. To be a successful planter meant that he had to begin with substantial capital investments. Capitalist agriculture substantially altered the social structure of the colony. On one hand, it created a small class of rich and powerful white planters. On the other, it victimized the small white planters, or white laborers, and the ever-growing mass of African slaves.
The second unique factor in American slavery was the growth of individualism. While this democratic spirit attracted many European immigrants, it only served to increase the burden of slavery for the African. Instead of being at the bottom of the social ladder, the slave in America was an inferior among equals. A society which represented itself as recognizing individual worth and providing room for the development of talent, rigidly organized the entire life of the slave and gave him little opportunity to develop his skills. In America, a person's worth became identified with economic achievement. To be a success in Virginia was to be a prosperous planter, and white individualism could easily become white oppression leaving no room for black individualism. The existence of slavery in a society which maintained its belief in equality was a contradiction which men strove diligently to ignore.
Perhaps this contradiction can be partly understood by seeing the way in which individual rights had come into being in English society. Instead of springing from a belief in abstract human rights, they were an accumulation of concrete legal and political privileges which had developed since Magna Charta. Viewing it in this light, it may have been easier for the white colonists to insist on their rights while denying them to the slaves. Nevertheless, the existence of slavery in the midst of a society believing in individualism increased its dehumanizing effects.
The third characteristic which set American slavery apart was its racial basis. In America, with only a few early and insignificant exceptions, all slaves were Africans, and almost all Africans were slaves. This placed the label of inferiority on black skin and on African culture. In other societies, it had been possible for a slave who obtained his freedom to take his place in his society with relative ease. In America, however, when a slave became free, he was still obviously an African. The taint of inferiority clung to him.
Not only did white America become convinced of white superiority and black inferiority, but it strove to impose these racial beliefs on the Africans themselves. Slave masters gave a great deal of attention to the education and training of the ideal slave, In general, there were five steps in molding the character of such a slave: strict discipline, a sense of his own inferiority, belief in the master's superior power, acceptance of the master's standards, and, finally, a deep sense of his own helplessness and dependence. At every point this education was built on the belief in white superiority and black inferiority. Besides teaching the slave to despise his own history and culture, the master strove to inculcate his own value system into the African's outlook. The white man's belief in the African's inferiority paralleled African self hate.
Slavery has always been an evil institution, and being a slave has always been undesirable. However, the slave in America was systematically exploited for the accumulation of wealth. Being a slave in a democracy, he was put outside of the bounds of society. Finally, because his slavery was racially defined, his plight was incurable. Although he might flee from slavery, he could not escape his race.
Slavery, as it existed in British North America, contained interesting points of comparison and contrast with the slave system existing in Portuguese and Spanish South America. Although both institutions were geared to the needs of capitalistic agriculture, the rights and privileges of the South American planter were restricted and challenged at many points by the traditional powers the Crown and the Church. On one hand, capitalism, unimpeded by other powerful institutions, created a closed slave system which regimented the totality of the slave's life. On the other hand, through the clash of competing institutions, the slave as been left with a little opportunity in which he could develop as a person.
In the seventeenth century, while the British colonies were being established in North America and their slave system was being created, the English Crown underwent a series of severe shocks including two revolutions. Although it eventually emerged secure, the monarchy managed to survive only by making its peace with the emerging commercial and industrial forces. These same crises undermined the authority of the Church as a powerful institution in society. The nonconformist sects were the stronghold of the merchant class and spread rapidly in the American colonies. There, instead of being a check on the commercial spirit, the Church itself had become dominated by the middle class. Equally important is the fact that in colonial America the level of religious life was very low. Most colonists, with the exception of the original founders who had fled religious persecution, did not come for religious freedom but for economic advancement. When some Virginians at the end of the seventeenth century, petitioned the government to build a college for the training of ministers, they were told to forget about the cure of souls and instead to cure tobacco. The result was that the planter class, unchallenged by any other powerful institutions, was free to shape a slave system to meet its labor needs. In any conflict which arose between personality rights and property rights the property rights of the master were always protected.
In contrast, the South American planter would not have such a free hand in shaping his own affairs. The Renaissance and Reformation had not made the same impact on Spain and Portugal as they did on the rest of Western Europe. Consequently, secularization and commercialization had not progressed as far in eroding the traditional power and prestige of the Crown and the Church. Although both institutions readily compromised with capitalist interests and strove to develop a working alliance with them, neither the Crown nor the Church in Spain and Portugal had ever been taken over by the commercial interests.
Both Spain and Portugal had had continuous contact with slavery extending back into ancient times. Roman law as well as the Church fathers had concerned themselves with it, and these concepts had been incorporated into Spanish and Portuguese law. Also, slaves continued to exist in both countries down to modern times. Therefore, when Portugal began importing slaves from West Africa in the fifteenth century, the institution of slavery was already in existence. Before long, significant numbers of African slaves were to be found in both Portugal and Spain. When the South American planters began importing slaves, slavery already had a framework and a tradition within which the planter had to operate.
The Spanish Crown devoted a great deal of time and energy to the supervision of its overseas possessions. Instead of permitting considerable local autonomy as the British did, the Spanish Council of the Indies in Madrid assumed a stance of illiberal, paternal, bureaucratic control. From the point of view of the colonial capitalists, the cumbersome royal bureaucracy was always involved in troublesome meddling which impeded their progress. As part of the careful management of its colonies, the Crown strove to control the operation of the slave trade. Similarly, it was concerned with the treatment of the African slaves within the colonies. The Spanish Crown included the slaves as persons instead of relegating them solely to the status of property at the disposal of their owners.
The Church, as a powerful institution, jealously guarded its right to be the guardian and protector of social morality. Besides being concerned with influencing individual behavior, the Church insisted that it was a social institution with the right to interfere in matters relating to public morals. In fact, it was through this role that the Church was able to exercise its worldly powers. While condemning slavery as an evil and warning that it endangered those who participated in it, the Church found it expedient to accept slavery as a labor system. However, it insisted that the African slaves must be Christianized. Missionaries were sent to the trading stations on the African coast where the captives were baptized and catechized. The Church feared that the purity of the faith might be undermined by the infusion of pagan influences. Then, when a slave ship reached the New World, a friar boarded the ship and examined the slaves to see that the requirements had been met. The Church also insisted that the slaves become regular communicants, and it liked to view itself as the champion of their human rights.
The degree to which the individual rights of the slave were either protected or totally suppressed provides a clearer insight to the differences between North American and South American slavery. The laws outlining the rights of slaves have been traditionally placed into four categories: term of servitude, marriage and the family, police and disciplinary powers, and, finally, property and other civil rights.
In both systems the term of servitude was for life, and the child's status was inherited from its mother. Children of slave mothers were slaves, and children of free mothers were free regardless of the status of the father. Inherited lifetime slavery was the norm.
Manumission--granting freedom--was infrequent in British North America. Occasionally, masters who had fathered slave children would later give them their freedom. A few other slaves were able to purchase their own freedom although, strictly speaking, this was a legal impossibility. The slave was not able to own property according to the law, and this meant that the money with which he purchased his freedom had always belonged to his master. Obviously, he could only do this with his master's fullest cooperation.
In South America, however, manumission was much more frequent. This practice received highly favorable social sanction, and masters often celebrated national holidays, anniversaries, birthdays, and other special events by manumitting one or more of their favorite slaves.
The law also defended the right of the slave to purchase his own freedom. He had the right to own property and could accumulate funds with which he might eventually achieve his dream. He also had the right to demand that his master or the courts set a fixed price for his purchase which he could then pay over a period of years. Sundays and holidays were for the slave to use as he saw fit, and, in some cases, he was also guaranteed a couple of hours every day for his own use. During this time he could sell his services and save the proceeds. The law also stated that parents of ten or more children were to be set free. Finally, slaves could be freed by the courts as the result of mistreatment by their masters.
While there was much sentiment in North America supporting marriages among slaves, and there was much animosity against masters who separated families through sale, the law was unambiguous on this point. Slaves were property, and therefore could not enter into contracts including contracts of marriage. Jurists also noted that to prevent the sale of separate members of a family would lower the sale price, and this was to tamper with a man's property. Therefore, property rights had to be placed above marriage rights. In contrast, in South America the Church insisted that slave unions be brought within the sacrament of marriage. The Church also strove to limit promiscuous relationships between slaves as well as between masters and slaves, and it encouraged marriage instead of informal mating. Also, the law forbade the separate sale of members of the family, husband, wife, and children under the age of ten.
The general thrust of the laws outlining police and disciplinary powers in North America was to entrust complete jurisdiction to the master. One judge had laid down the law that the master's power must be absolute in order to render slave obedience perfect, and, although the courts were empowered to discipline slaves in certain situations, the masters generally acted as judges, juries, and dispensers of punishments. In those rare cases where the law did protect the slave against extreme mistreatment, its protection was nullified by the universal proscription against any slave or Black person testifying in court against any white. The court also had assumed that it was irrational for a man to destroy his own property, and, therefore, it was impossible for a master to commit premeditated murder against one of his own slaves.
However, in South America the court exercised much more Jurisdiction over the slave. Crimes comitted by a slave were prosecuted by the court, and, if a slave was murdered, this case was prosecuted by the court as if the victim had been a free man. The law also made a more concerted attempt to protect the slave against mistreatment by his master. A certain type of state lawyer was an official protector of the slaves; he received regular reports on slave conditions from priests as well as from special investigative officials who had been appointed by the state for this purpose. Mistreatment could lead both to the freedom of the slave and to the imprisoning of the master. The law had devised an ingenious system whereby the fine was divided equally between the judge, the informer, and the state treasury.
Finally, the slave in North America could not own property and had absolutely no civil rights. The law clearly stated that he could neither own, inherit, or will property nor engage in buying and selling except at the pleasure of his master. In contrast, the slave in South America could own property, could engage in buying and selling, and was guaranteed Sundays, holidays, and other times which to work for his own advancement. In short, the law implied that while the master could own a man's labor, he could not own the man as a person.
It is not easy to make a final comparison between these two slave systems. South American masters often evaded the law and would be exceedingly brutal, and North American masters were often much more lenient than the law required. Conditions moreover, were usually more severe in South America, and this fact may have worsened the actual material situation of South American slave. Nevertheless, in North America the slave was consistently treated as a "thing." In South America there was some attempt to treat him as a man. This fact made a profound difference in the way in which the two systems affected the slave as an individual, and in the way in which they impinged upon the development of his personality.
The study of American slavery, frequently consisting of a heated debate concerning the institution's merits, has, in recent years, branched into new directions. Scholars have become engaged in the comparative examination of differing slave systems such as those of North and South America. More recently, Stanley M. Elkins has begun an inquiry into the impact of a slave system in forming the individual character of the slaves within that system. In his provocative study, Slavery: A Problem in American Institutional and Intellectual Life, he has made some interesting comparisons between the American slave system and the German concentration camps and has endeavored to account for their respective impacts on character formation through the social-psychological theories of personality formation.
In Elkins's thinking, the concentration camps were a modern example of a rigid system controlling mass behavior. Because some of those who experienced them were social scientists trained in the skills of observation and analysis, they provide a basis for insights into the way in which a particular social system can influence mass character. While there is also much literature about American slavery written both by slaves and masters, none of it was written from the viewpoint of modern social sciences. However, Elkins postulates that a slave type must have existed as the result of the attempt to control mass behavior, and he believes that this type probably bore a marked resemblance to the literary stereotype of "Sambo." Studying concentration camps and their impact on personality provides a tool for new insights into the working of slavery, but, warns Elkins, the comparison can only be used for limited purposes. Although slavery was not unlike the concentration camp in many respects, the concentration camp can be viewed as a highly perverted form of slavery, and both systems were ways of controlling mass behavior.
The "Sambo" of American slave literature was portrayed as being docile but irresponsible, loyal but lazy, humble but chronically given to lying and stealing. He was a child figure, often demonstrating infantile silliness and exaggeration, exasperating but lovable and, above all, utterly dependent on and attached to his master. The master explained this behavior as the result of the slave's race or of his primitive African culture.
While assuming that many slaves did approximate the character of "Sambo," Elkins absolutely rejects any racial or cultural explanation. Modern African studies have not led to any evidence of a "Sambo" type in Africa. Similarly, the literature of South America does not contain any figure comparable to him. Apparently, "Sambo" was not merely the result of slavery, but he was the result of the unique form of slavery which developed in North America. Unrestricted in his powers by institutions such as the crown and the Church, the American slave master had gained total control of his slave property. In a desire to maximize the profits of his investment, he strove to develop the perfect slave. Although the slave might endeavor to conform externally while maintaining his inner integrity, eventually his performance as an ideal slave must have affected the shape of his personality. Modern existentialism has argued that how we behave determines what we are, and it is in this sense that the controlled behavior in the concentration camp and its impact on personality formation provide an illuminating parallel to the study of American slavery.
The experienced gained in the German concentration camps during the Second World War showed that it was possible to induce widespread infantile behavior in masses of adults. Childlike action extended beyond obedience to the guards and showed that a basic character transformation had occurred. Previous social-psychological theory stressed the ways in which an individual's personality was shaped during his earliest childhood years and emphasized the tenacity with which these early traits resisted attempt at alteration. Personality theory was not adequate to what occurred in the camps.
The concentration camp experience began with what has become labeled as shock procurement. As terror was one of the many tools of the system, surprise late-night arrests were the favorite technique. Camp inmates generally agreed that the train ride to the camp was the point at which they experienced the first brutal torture. Herded together into cattle cars, without adequate space, ventilation, or sanitary conditions, they had to endure the horrible crowding and the harassment of the guards. When they reached the camp, they had to stand naked in line and undergo a detailed examination by the camp physician. Then, each was given a tag and a number. These two events were calculated to strip away one's identity and to reduce the individual to an item within an impersonal system.
One's sense of personhood was further undermined by the fact that there was never any privacy. The individual had lost both his identity and his power. Everything was done to him or for him, but nothing was ever done by him. The guards had the power to dispense food, clothing, shelter, punishment, and even death Prisoners had to request permission to use the sanitary facilities, and permission was not always forthcoming. As the inmates were not sentenced for specified periods of time, they tended to view camp life as having a limitless future.
In a relatively short time, this experience of total dependence developed characteristics of infantile behavior in those prisoners who managed to avoid the extermination chambers. A childish humor and infantile giggling were common. Boasting and lying were widely practiced. Patterns of hero worship emerged, and the guards became the heroes. The prisoners came to accept their values including their German nationalism and anti-Semitism. Some even altered their uniforms to resemble those of the guards, and they slavishly followed orders beyond necessity. Attempts at resistance were very rare, and, when the liberating American forces arrived at the end of the war, they were surprised that there was not some attempt at mass revenge.
In comparison, the African who became an American slave underwent an experience which had some marked similarities to those of the German concentration camp. He too underwent a kind of shock procurement. Although millions of men became slaves, the event was unique to each man. Usually, he had been captured in the course of warfare which, in itself, was a humiliation. After being chained together and marched to the coast, his horror must have increased when he realized that he was being sold to Europeans. It was widely believed by Africans that white men were cannibals. At the coastal station, he also had to endure the humiliation of a naked inspection by a physician. This was followed by a lengthy transoceanic trip which must have exceeded the horrors of the train ride to the concentration camp. The crowded unsanitary conditions in the slave ships were at least as bad as those in the cattle cars, and the Africans also were beaten and harassed to keep them docile.
Moreover, the trip itself was much rougher and longer. After undergoing another inspection, the African was purchased and had to face lifetime of bondage in an alien environment. He was stripped of identity, given a new name, and he was taught to envision himself and his African heritage as inferior and barbaric. The White master insisted on total obedience and created a situation of utter dependence. He supplied food, clothing, shelter, discipline, and he was in a position to control the slave's friends and mating. The "Sambo" of literature mirrored reality, this life of dependency created infantile characteristics in many of the slaves and taught them to reject their past while adopting the values of their masters. The American slave system, besides exploiting the Africans labor, possessed and violated his person.
Three schools of mass behavior have been suggested as explanations: Freudian psychology, the interpersonal theories of Henry Stack Sullivan, and role psychology. Freudian psychology has put total emphases on early childhood experiences and is the least suited for this purpose. It could be argued that the shock procurement and the total detachment from previous life which it achieved both in the concentration camps and in American slavery emptied the super-ego or conscience of its contents. Then, the creation of total dependence which followed could have resulted in infantile regression. This would account for the childlike behavior of both "Sambo" and the camp inmates. The slave master the camp guard, each in his own way, became a father figure, and the respective victims internalized the value system of this symbolic father.
The interpersonal school of psychology states that the determining factor in influencing personality development can be found in the estimation and expectation of "significant others." Those responsible for the physical and emotional security of an individual are his "significant others." For a child these are his parents. As he matures, the number of "significant others" in one's experience increases. This permits one to make decisions of one's own and to develop some individuality.
However, the child has already internalized the estimations and expectations of his parents, and this tends to shape his personality for rest of his life. Still, acquiring new "significant others" as adult can be important in reshaping the adult personality. Both the American slaves and the camp prisoners were thrust into situations in which they had a new single "significant other." This was a situation similar to that of childhood, and it could have had the same impact in shaping personality. All previous "significant others" had been made insignificant, and, in each case, the estimations and expectations of this new "significant other" became internalized into the personality of the victims.
Role psychology holds the most promise for explaining the impact of a social situation in determining the development of individual personality. In role psychology the individual and society can be compared to the actor and the theater. Society provides the individual with a number of roles, and the individual's behavior is his performance, the way in which he plays them.
Normally, each individual plays a number of roles simultaneously. While some are pervasive and extensive in scope, others are limited and transitory, The role of man or woman is extensive, but that of customer or student is transitory. Society also endows some roles with considerable clarity, while leaving others open to individual interpretation, The roles people play and the way in which they play them determine personality. Within American slavery as well as within the German concentration camps, the number of roles available were severely limited, and both the slave master and the camp guard defined them very clearly. Both demanded a precise and careful performance. There were those whose performance was faultless in playing their roles. While the concentration camp guard guaranteed its performance through terror and torture, the slave master usually used more subtle means. Besides punishment for missed cues, masters displayed considerable fondness for slaves who played their part well. By restricting role availability and by carefully defining the performance, society could create a group personality type, and, through changing roles, society could change personality.
Although the innovative use of personality types has further illuminated the nature of the American slave system, it has tended to blur the individual experiences and contributions of millions of Africans into a vague amorphous abstraction. The technique has provided important insights into the plight of the slave as the victim of a dehumanizing system, but it tends to obscure the active participation of Africans in American life. Further, it is a crude generalization which, in fact, included many types within it. While most slaves were plantation field hands, there were many whose lives followed different lines and for whom slavery was a very different experience. Some slaves departed sharply enough from the "Sambo" image to become leaders in insurrections. These men were usually urban slaves possessing unusual talents, and thereby escaping much of the emasculation which the typical slave had to endure.
Emphasizing the slave as the victim of the slave system further reduces him to a passive object by insisting that the slave was effectively detached from his African heritage. Many scholars, including Elkins, believe that the attempt to discover Africanisms in America by researchers such as Melville J. Herskovits has led to trivial and insignificant results. This belief is reinforced by the example of the German concentration camps. There, people from wide variety of social and educational backgrounds reacted in highly similar ways. Apparently the individual had been detached from his prior life, and his reactions to the camp were shaped in standardized manner. Similarly, it is argued, the slave was stripped of his heritage, so that none of his African background could influence his life in America. His personality and behavior were shaped exclusively by the unique form of American slavery.
However, if we apply the experiences gained in the Chinese prisoner-of-war camps during the Korean War, some doubts on this point can be raised. While Americans from a wide variety of social and educational backgrounds behaved with a marked similarity to each other, thereby appearing to prove that their previous experiences were irrelevant to their reactions to the camp, there was, to the contrary, a significant difference between the behavior the American and Turkish prisoners who had both been fighting the Korean War. The morale of the American prisoners was easily broken, and each one strove to look out for himself even at expense of his comrade's life. In contrast, the Turks maintained military discipline and group solidarity. This evidence would seem indicate that, while individual differences were insignificant, cultural differences did influence adjustment to the camp situation.
There are also grounds to believe that different value systems influenced the way in which contrasting cultures adjusted to slavery. While the African made the adjustment successfully, the American Indian, when he was enslaved, did not. The African's agricultural labor had contained many similarities to the work required on the plantation, but the Indian, accustomed to a migratory hunting existence, was totally unprepared for plantation slavery. He found nothing in it to sustain his values or his will to live, and he was unable to make the adjustment.
If the African's agricultural background helped his adaptation to American slavery, then we must assume that his detachment from his heritage was not complete. Perhaps, besides influencing his life as a slave, his African background may have found its way into other aspects of American society. However, it would seem that because the African came to believe in his own inferiority, there must have been very little conscious attempt to keep his culture alive. Certainly, the recent Black Power movement, which intended to revive pride in race and in the past, bears eloquent testimony to the degree to which any conscious link with the African past had been suppressed. Nevertheless, mental and emotional habit can continue without any conscious intention, and habits of this kind are important for the formation of personality, Moreover, it is possible that the image of "Sambo" as an exasperating child may tell as much about the mentality of the white master who perpetuated the picture as it does about the slave whom it depicted. Perhaps the picture of the childlike slave is also a reverse image of the sober, patronizing white master whose life was rooted in austerity. To such a man spontaneity and exuberance might well have seemed infantile.
The life of a slave did not give him much opportunity to create artifacts which could later be catalogued as evidence of African influence. However, he did create a unique music. While Negro spirituals were not imported directly from Africa, they were more than an attempt to copy the master's music. They represent highly complex fusion of African and European music, of African and European religion, and of African and European emotion. Blues and jazz, which emerged at a later date, represent a similar creative tension. They clearly evolve from the experience of the African in America and include in them elements which can be traced directly to Africa. Jazz is now viewed throughout the world as American music. It demonstrates the fact that the African immigrant was not totally detached from his heritage and that he has made significant contributions to American culture. While American slavery did violate the person of the slave, some Africans, in the face of it all, managed to maintain some sense of individuality and manhood.