THE EMIRATES of OSMAN and ORKHAN[Largest view.]
THE EMIRATES of OSMAN and ORKHAN
THE EMIRATES of OSMAN and ORKHAN
[Largest view.]
[Largest view.]
1337 at the earliest,[124]Orkhan added Mikhalitsch, Ulubad, and Kermasti to his dominions. He was now virtually master of Mysia.
This was the extent of Orkhan’s conquests in Asia Minor. It is necessary to emphasize this point, owing to the erroneous idea which has so long been accepted and which has found its way into many modern writers.[125]No corroboration can be found for the statement of Cantacuzenos that Soleiman captured Angora from the Tartars in 1354.[126]Aside from this, neither Byzantines nor Osmanlis report any further conquests of Orkhan in Asia Minor. From the factthat there is a complete silence as to their fate, it is reasonable to suppose that the Osmanlis during the last decade of Orkhan’s reign destroyed the independence of several little states of which Ibn Batutah and Shehabeddin report the existence between 1334 and 1349.[127]But these were all in a general sense either included in Mysia (Karasi) or in the territory which Orkhan is popularly supposed to have inherited from Osman.[128]
After the Mysian expedition and the fall of Nicomedia, Orkhan may be regarded as the acknowledged sovereign of a definite state. We have good contemporary testimony to his character, his power and his reputation at this period just before he became an active factor in deciding the destinies of the Byzantine Empire.
Ibn Batutah calls him the ‘lord of Brusa, son of Osman the Little, powerful and rich among the Turcoman kings, in treasures, cities and soldiers’. He never ceased making the tour of the hundred castles he possessed. In each of these he would pass several days to repair them and inspect their situation. It was common report that he never spent a whole month in a city, not even in Brusa. He was all the time fighting and besieging the infidels. It was his indomitable energy which seems to have impressed the traveller from Morocco. The absolute lack of slothful, indifferent acquiescence in the will of God of these latter-day Turkish converts was naturally a source of continual surprise to this doctor of Islam, fresh from his observationof races who had been for hundreds of years in the faith of Mohammed.[129]
Shehabeddin is less complimentary. He says: ‘Orkhan has under his domination fifty cities and a still larger number of castles. His army consists of 40,000 horsemen, and an almost innumerable host of foot-soldiers. But these troops are not warlike, and their number is more formidable in appearance than in reality. This prince shows himself very pacific in regard to his neighbours, and always ready to help his allies. However, he is engaged in continual wars and is always at odds with many enemies. If he gains little from these struggles, it is because his soldiers do not serve him well, his subjects are not well disposed towards him, and several of his neighbours live in open hostility to him. I am told that the Osmanlis are treacherous men, whose hearts know only hatred and whose heads are filled with base thoughts.’[130]In another place Shehabeddin records that Orkhan has in the field 25,000 horsemen who are fighting daily the prince of Constantinople. ‘The Greek emperor is eager to buy the goodwill of Orkhan by paying him a monthly tribute.’ Orkhan sends expeditions into Europe, ‘where waves of blood flow’.[131]
The first Ottoman legislation, and the organization of the army, is attributed by tradition to Orkhan’s brother, Alaeddin, rather than to the emir himself. The story goes that Alaeddin was a man of peace, and did not engage in war.[132]He refused to accept the generous offer of Orkhanto share the states of Osman, when their father died. Not only would he not accept a division of the chieftainship, but he also refused to share the personal possessions of Osman. Then Orkhan said, ‘Since you will not rule, be my vizier, and bear the burdens of the organization of the state.’ Thus was created the office of Grand Vizier, which has played so important a part in Ottoman history.[133]
In the various lists, which were compiled at a much later date, Alaeddin is given as the first Grand Vizier. That this office, in its accepted form, was created during the reign of Orkhan is altogether improbable. The story of the affectionate relationship between Orkhan and Alaeddin, and the sharing of duties by them, is, like the story of Ertogrul’s receiving the promise after reading the Koran, a reminiscence of patriarchal days. The dream with its promise harks back to Jacob and the ladder.[134]The relation between Orkhan and Alaeddin reminds one too strongly of Moses and Aaron to be accepted without reserve. One has only to turn to the twentieth Sura of the Koran to find the connexion and the suggestion: ‘And Moses answered, Lord, give me a vizier of my family, Aaron, my brother. Gird up my loins by him, and make him my colleague in the business: that we may praise thee greatly, and remember thee often; for thou regardest us.’[135]
What a contrast between this idyllic story of Orkhan and Alaeddin, and the killing of Yakub by Bayezid on the battlefield of Kossova fifty years later!
Alaeddin was also the first Osmanli to receive the title of pasha. He is always spoken of as Alaeddin pasha. This same title was conferred on Soleiman, the eldest son of Orkhan. The oldest son of Murad proving a traitor, andthere being no other son mature enough, Murad transferred the title to Kara Khalil. This word, which came from the Persian, was thus early deflected by the Ottoman sovereigns from its original significance, the title of the eldest son of the ruler.[136]It soon came to be bestowed upon high military and civil dignitaries. Similarly, the rank of vizier passed immediately out of the imperial family.
That Alaeddin could have accomplished the work attributed to him by the Ottoman historians, the making of laws and the organization of the army, is impossible for three reasons. The time for this great work was too short and not a propitious period: Alaeddin died seven years after his father, in 1333,[137]before Orkhan was firmly established in his sovereignty; the statement is incompatible with what we know of the character of Orkhan; finally, the organization of the state and of the army must have been the result of a slow development through many years, and its perfection belongs to the middle or latter part of Orkhan’s career, years after Alaeddin pasha’s death.
The whole scheme of an Islamic state is theocratic. Its laws, its customs are founded directly upon the Koran and the interpretation of the Koran by the early ‘fathers’ of Mohammedanism. There is no civil law as distinct from ecclesiastical law.[138]The judges and the lawyers belong tothe clergy. Orkhan’s problem was exceedingly difficult. Whether they were Turkish converts or Greek renegades, the Osmanlis were all on common ground in their entire ignorance of the art of building a Moslem state. It is idle to speculate upon the early legislation of the Osmanlis, for there are no records. But it is probable that the Osmanlis did not at this early time make any attempt to establish a body of laws in conformity with the Koran. Where theSheri’at(the sacred law) was understood, and where it was applicable to local conditions, it was naturally used. But, side by side with the sacred Moslem law, existed the old Byzantine code. This was used by the Osmanlis until they were firmly seated in Constantinople. Only then did they acquire a complete system of Moslem canon law. It is within the scope of a work covering a later period than that included in this volume to point out the strong Byzantine and moderate Turkish influences in theKanunnaméof Mohammed the Conqueror.
For dealing with Ottoman subjects and with those who might be conquered in war, certain principles were, however, adopted by the Osmanlis in the time of Orkhan. The foremost of these was complete religious toleration. This made possible, to a large measure it explains, the development of the Osmanlis into a powerful empire.
The propagation of Islam by the sword under the early Khalifs, the sudden and unparalleled spread of the new religion from the Arabian desert to Syria, Egypt, North Africa, and Spain, until the hordes of the invaders werestopped by Charles Martel at Tours, the terrible ravages of the Moslem corsairs in the Mediterranean—here were the sources of the deep impression of fanaticism and cruelty that the rise of Islam and the followers of Mohammed had made upon an equally fanatical and cruel Europe. That the recrudescence of the Islamic movement under the Osmanlis was represented in the same colours by the early European writers is explicable when we consider their lack of unbiased information and their confusion of the Osmanlis with the Asiatic conquerors, such as Attila and the Huns, Djenghiz Khan and the Mongols, Timur and the Tartars. We must take into account, too, the fact that these historians wrote at a time when the Osmanlis were beginning to be perverted by fanatical Arab influences, and were a real menace to the peace of Europe. From the fifteenth to the seventeenth century, ‘the Turk’ was a monster of iniquity and cruelty, from whom even the distant English in the security of their island home prayed to be delivered.[139]The recent history of the Ottoman Empire has unfortunately contributed much to keep alive this impression.
In spite of the accumulated evidence which on the surface points to a contrary conclusion, the Osmanli is not and never has been a religious fanatic like the Arab Moslem.[140]He is not by nature zealous or enthusiastic, nor is he by nature cruel. Docile, tractable, gentle, in a word, lovable—this is the verdict of the traveller who has had an opportunity of knowing that portion of the Moslem population of the Ottoman Empire which is popularly called Turkish. Other influences of their religion than hatred for the Christian have prevented the Osmanlis from winning and keeping a place among the civilized peoples of the world. Whatever one may claim in abstract theory for the Koran and the whole body of Moslem teaching, its practical concrete results have been ignorance, stagnation, immorality, subserviency of womanhood, indifference, paralysis of the will, absence of incentive to altruism. These are the causes of the irremediable decay of every Mohammedan empire, of every Mohammedan people.
The government and the ruling classes of the Ottoman Empire are negatively rather than positively evil. There is nothing inherently bad about the Osmanli. He is inert, and has thus failed to reach the standards set by the progress of civilization. He lacks ideals, and has thus shocked the enlightened conscience of the modern world. By the law of the survival of the fittest, he has been cast aside.
But when we compare the early Osmanlis with the Byzantines and with the other elements in the Balkan peninsula, it is the Osmanlis who must be pronounced the fittest. They were fresh, enthusiastic, uncontaminated, energetic. They had ideals: they had a goal. As it is with the individual, so it is with the nation. Ideals are lost when the goal is reached. Decay sets in when the struggle for existence ceases.
Pressed on the one side by his Turkish neighbours and on the other by the danger of including in his dominions a large and unassimilated mass of Christians, Orkhan was wise enough to desist from any attempt at forcible conversion. But somemodus vivendihad to be arranged. A mere raider would have massacred and destroyed, andthe empire he built would not have outlived the century of its birth. Orkhan was neither raider nor invader. He lived in the country of his father and of his grandfather. Many of his lieutenants—certainly his ablest ones[141]—were descendants of the oldest stock in Asia Minor. His nation, if it was to be a nation, depended upon at least a partial assimilation of the Byzantines. As his dominions increased, it became clear that there had to be some distinction between Moslem and Christian other than a profession of faith. He must devise some reward, which would be so attractive that the Christians, especially the higher classes among them, would change their faith in order to secure its benefits. This was the problem.
Orkhan solved this problem by establishing a system of rewards for military service, and then by restricting military service to Moslems. He divided the land he had conquered among his faithful warriors, and let it be known that in future conquests a large portion of the territory won, outside of the cities, would be bestowed upon soldiers who took part in his campaigns. These lands were to be held as military fiefs. The only obligation was that of military service, which could be performed either by actually putting into the field a number of men in proportion to the land held or by paying a sum sufficient to replace the quota by hired troops. So far this was but an adaptation of the European feudal system. But it was superior to the European system in that the holdings were small and that there was through two centuries an ever-present opportunity of winning new holdings.
Except in Albania and Bosnia, where the old nobility were to preserve their lands by conversion to Islam, there were no local traditions to prevent such a scheme by necessitating the dispossession of former great landowners. TheSeljuks, the Crusaders, and the Mongols in Asia Minor, the Catalans, the Bulgarians, the Serbians and the civil wars between the emperors in Macedonia and Thrace, the hangers-on of the Fourth Crusade in Thessaly, Greece, and the Aegaean Islands, had made so clean a sweep of the old aristocracy, attached to the soil, that Orkhan’s idea was feasible. Through these small holdings and through the rapid increase of conquered territory, the Ottoman sultans were able, almost from the beginning, to exercise an absolute sovereignty over their expanding dominions, and to prevent the rise of a class of nobles. The Ottoman Empire has never known an hereditary nobility. In the later conquests, the Sublime Porte sometimes granted life rights of governorship, with a tacit understanding that the succession should go to the son, to local chieftains or to large landowners. But these concessions were in regions never fully conquered, and remote from Constantinople. Those to whom these privileges were given had no part in the central government and no rank outside of their immediate locality.
In place of military service, every adult Christian paid a special head-tax, to be used for the support of the army. The Christian was exempt from military service; the Mussulman was exempt from taxes.[142]This head-tax was heavy, and so gauged as to keep the Christian, unless he lived in a city, in economic dependence upon the Moslem landowner. As a general rule, during the first century and a half of Ottoman conquest, those who held to the old faith went to the cities and large towns. The Moslem thus became, without any attempt at forcible conversion or need to massacre, the undisputed possessor of the country districts.
Aside from the onerous head-tax, there were graveinequalities for the Christian in matters of law and in intermarriage. After the fall of Constantinople, Mohammed the Conqueror gave the Christians a large measure of self-government by putting them inmillets(nations) under the headship of the ecclesiastical authorities. But the inequality in the matter of intermarriage has never been done away with. A Moslem may marry a Christian woman, but a Christian is forbidden to marry a Mohammedan woman. In the earliest days, when there was neither racial nor religious antipathy and Christian and Moslem lived in close social intercourse, this law was a powerful proselytizing agency. It furnished a temptation to a change of faith which, whenever it arose, was far stronger than the temptation of lands, of power, of economic independence, or of civil equality.
The moment one professed Islam he became an Osmanli. Religion has always been the test of nationality in the Ottoman Empire.[143]The Osmanlis increased from the thousands to the millions, in Macedonia, in Thrace, and in Asia Minor. Ancestry was quickly forgotten in the midst of ever-changing conditions and the founding of a new social order. It is still a characteristic of the Osmanli that he has no surname. The most widely-read English writer of the seventeenth century on the ‘Turks’ emphasized the mixture of blood in the Osmanli, when he wrote: ‘At present the blood of the Turks is so mixed with that of all sorts of Languagesand Nations, that none of them can derive his Lineage from the ancient blood of the Saracens.’[144]
A majority of the Byzantines whom Orkhan, Murad, and Bayezid conquered must have become Osmanlis. Once the change of religion was made, the development of the new race was not difficult. There was much in common between the Turk of Asia Minor and the Byzantine. An Armenian contemporary wrote of them as if they were alike.[145]The Greeks did not take to heart the new régime,[146]for the fiscal evils of the Byzantine system reconciled them in advance to a change. Nothing could be worse than that which they had suffered.[147]
Of course, the love of woman, the desire for adventure, hope of economic independence through rewards of land and removal of onerous taxes, disgust with the Byzantine administration and with the lack of support from their rulers and ecclesiastical authorities—these influences did not cause the conversion of all the Christians. In the cities, where the inequality and the inconvenience of remaining true to the old faith was minimized, and where Christianity has always been able to make itself felt and heard,[148]therewas no great temptation to a change of religion. After the Osmanlis became stronger, and entered into the aggressive period of conquest, they resorted to other means to swell their numbers. The institution of the Janissaries, and the permission to enslave those whom they conquered, gave the Osmanlis more potent and immediately pressing arguments.
From the completion of the conquest of Bithynia by Orkhan, the Osmanlis can be called a distinct race with a national consciousness and a desire for expansion. They can be distinguished from the Turks of the emirates of Asia Minor and from the Byzantines. The Turk did not absorb the Greek, nor did the Greek absorb the Turk. Both had taken a new religion, and if the Turkish language was adopted, it was rather the customs and laws of the Byzantines which prevailed until the influence of the Arabs, enhanced as it was with the prestige of centuries of Islam, gained the ascendancy over Turkish and Byzantine tradition alike. But this did not occur until the Osmanlis invaded Syria, Egypt, and Mesopotamia at the beginning of the sixteenth century.
It must be remembered that the Greeks were not the only element added to the Turkish stock. The adoption of the Turkish language by the Osmanlis was due not only to the fact that from the beginning it was the military and governmental language, but to its being the simplest and most vigorous medium of communication for the different peoples who became Osmanlis.
Calling the Osmanlis Turks, and regarding them as invaders upon the soil of Europe, is an historical error which has persisted so long that the Osmanlis themselves have fallen into it! They have always distinguished themselves from the Turks. This is proved by their own use of that word to describe a people as different from themselves as were the Greeks. Evliya effendi spoke of the ‘harsh language of the Turks’, and said of Turbeli Koïlik, whichwas conquered by Osman in 1312, ‘Though its inhabitants are Turks, it is a sweet town.’[149]Hadji Khalfa regarded the Turks as synonymous with the Tartars, and an altogether foreign race.[150]
Whether their tolerance was actuated by policy, by genuine kindly feeling, or by indifference,[151]the fact cannot be gainsaid that the Osmanlis were the first nation in modern history to lay down the principle of religious freedom as the corner-stone in the building up of their nation. During the centuries that bear the stain of unremitting persecution of the Jew and the responsibility for official support of the Inquisition, Christian and Moslem lived together in harmony under the rule of the Osmanlis. This was generally, though not universally, the case throughout the fourteenth century in the Turkish emirates of Asia Minor.[152]
The army of Osman consisted entirely of volunteer horsemen, who were calledakindjis. They wore no specified uniform. But they were superb riders and moved together ‘like a wall’—an expression that has come down to the present day in Ottoman military drills.[153]When Osman planned a campaign, he sent criers into the villages to proclaim that ‘whoever wanted to fight’ should be at a certain place on a certain day.
Orkhan was the organizer of the Ottoman army. He andhis successor Murad laid the foundations of a military power which was without rival for two centuries. Although there is no ground for the claim of many historians that the Osmanlis were a hundred years ahead of Europe in organizing a standing army,[154]they were certainly pioneers in the complete organization of an army on a permanent war footing. Orkhan understood well the principlequi se laisse payer se laisse commanderthirty years before Charles V of France.
His irregular infantry (azabs) were placed in the front when battle was engaged.[155]It made little difference how many of these were killed, or whether they made a good show. They served to draw the first fire of the enemy. When the enemy’s energy was exhausted or when he was led to pursue the fleeing azabs, thinking the victory his, he came upon the second line, which consisted of paid, disciplined troops. These were accustomed to fighting together, were acquainted with their leaders’ commands and strategy, and had a tremendous advantage over the usual mercenaries of the period in that they served a cause to which their lives were devoted and a sovereign whose interests were identical with their own. Whether this were due to training begun in the days of adolescence, or to the knowledge that bravery would be rewarded not by booty alone (always an uncertain quantity which the ordinary mercenary invariably begins to think of securing before his fighting work is really accomplished), but by promotion in the service and substantial gifts of land, the result was the same.
The corps of salaried soldiers were called Kapu-Kali Odjaks, and their service was centred in the person of their sovereign. They were supposed to be continually ‘at thedoor of the Sultan’s tent’. The Sultan paid them regularly and personally. They served him regularly and personally. When they went into the field with a commander other than the Sultan, the commander was regarded, during the term of his commission, as in the place of the Sultan.[156]There came to be seven of theseodjaks: thejanissaries, theadjami-oghlular(novices), thetopjis(field-artillerymen), thedjebedjis(smiths), thetoparabadjis(artillery and munition drivers), thekhumbaradjis(siege-artillerymen), and thesakkas(water-carriers).[157]It is impossible to state just when these distinctive corps arose, but they are the logical development of Orkhan’sEulufeli, the year-in and year-out soldiery who followed arms as a definite profession and enjoyed a regular salary fixed by law.
Theakindjis, cavalry scouts and yet more than that, served as an advance-guard, and opened up the country to be conquered. The greatest dangers and the richest rewards fell to them. They were recruited from among the holders of military fiefs (timarets). Guides (tchaousches) and regular paid corps of cavalry (spahis) completed the organization.
It may be that Orkhan had learned a valuable lesson from his observation of the Catalans and of the early Turkish invaders in Europe. For he arranged his organization in such a way that the army would depend directly upon him, and not upon subordinates who might be led to put their personal interests above those of their chief. With the exception of theakindjis, whose loyalty was secured by their fiefs, there were no irregular bands raised and led by adventurers. Unity was the first striking characteristic of the Ottoman army.
The second characteristic was readiness. We have already seen how Andronicus III ‘gathered in haste’ the army which he tried to oppose to the Osmanlis. Lack of time for preparation is the excuse for many a Byzantine disaster. An early and competent traveller wrote that the Osmanlis knew beforehand just when the Christian armies were coming and where they could be met to the best advantage. For they were always on a war footing, and theirtchaouschesand spies knew how and where to lead. ‘They can start suddenly, and a hundred Christian soldiers would make more noise than ten thousand Osmanlis. When the drum is sounded they put themselves immediately in march, never breaking step, never stopping till the word is given. Lightly armed, in one night they travel as far as their Christian adversaries in three days.’[158]
The fall of Brusa, Nicaea, and Nicomedia did not cause alarm in Europe. The rise of the Osmanlis had scarcely been noticed, even by the Byzantines! The Turkish pirates in the Aegaean, who had no connexion whatever with the Osmanlis,[159]were becoming, however, a menace to the commerce of the Venetians and Genoese and to the sovereignty of the remaining Latin princes of Achaia and of the islands. In one of Marino Sanudo’s letters we find the following significant passage: ‘Marco Gradenigo, writing to me from Negropont (Euboea) on September eighteenth, 1328, declares that unless some remedy be found against the Turks, whohave marvellously increased in numbers, Negropont and all the islands of the Archipelago will be infallibly lost.’[160]
In 1327 Andronicus II wrote to Pope John XXII, calling his attention to the Turks as a danger to Christendom, and appealing for aid.[161]Nothing was done at this time. The Byzantines were schismatics, and France at least was more intent upon a recovery of the Holy Land than upon checking the advance of the Moslem corsairs.[162]
Andronicus III, in 1333, followed the example of his grandfather by making another overture to John XXII. He did not scruple to dangle before the Pope the bait of a reunion of the Churches.[163]The same year Venice urged Cyprus and Rhodes to join in a coalition against the Turks.[164]The only practical outcome of the efforts of the popes, the Venetian senate, and the Byzantine emperors to raise a crusade during the reign of Orkhan was the capture of Smyrna, in October 1344. Omar bey, emir of Aïdin, had been caught napping.[165]Smyrna remained in possession of the Knights of Rhodes until it was taken by Timur in 1403.[166]
The futile agitation in Europe against the reawakeningof Islam did not in any way hurt Orkhan. On the contrary it helped him greatly. Just as the petty conflict of Andronicus III with Phocaea in 1336 had diverted Orkhan’s powerful southern neighbours, this interference of the Pope, and the activity of Rhodes and Venice, contributed to the prosperity and growth of the Osmanlis by striking a blow at his most dangerous rivals, the Emirs of Sarukhan, Aïdin, and Hamid. After 1340 Orkhan was ready to extend his dominion into Europe. He did not have long to wait.
Orkhan had one rival whose goal was similar to his own. Stephen Dushan, kral of Serbia, was openly aspiring to the imperial throne. Byzantium had no more formidable enemy than this warrior king, who in twenty-five years led thirteen campaigns against the Greeks.[167]The memory of his ephemeral empire has been cherished by the Serbians to this day. In their folk-lore Stephen Dushan and his deeds are immortalized. The halo of romance still surrounds the man and his conquests. It is in vain that historical science has demonstrated the purely temporary character of Stephen’s conquests. It is in vain that he has been divested of the glamour of the chronicles and songs, and pictured in conformity with fact. To the Serbian peasant he is Saint Stephen, the glorious Czar, who brought the Serbian Empire to its zenith. All the cities in which this adventurer and raider set foot are claimed in the twentieth century as a legitimate part of ‘Greater Serbia’. Men have engaged in a bloody war and have died for this fiction.[168]
Stephen Dushan demands our attention because he is the one man who could have anticipated the Osmanlis in winning the inheritance of the Caesars. A statement of his career is necessary before we take up the narration of the events which led to the invasion of the Balkan peninsula by the Osmanlis.
Stephen came into prominence in 1330 during the war which his father, Urosh, made upon Bulgaria. Czar Michael had repudiated the Serbian princess Anna in order to marry a sister of Andronicus III. The Bulgarians were badly beaten. Stephen received for his brilliant part in the campaign the province of Zenta. Although he was only twenty-three, his ambition to rule was already awakened. Dissatisfied, he demanded a half of his father’s possessions. Urosh refused. Stephen marched against him, dethroned him, and imprisoned him. According to some authorities, he had Urosh killed.[169]Whether he actually ordered the assassination or not, he profited by the crime.
During the first decade of his reign, Stephen gathered a majority of the Serbian-speaking peoples under his rule, pushed down to the Dalmatian coast, and asserted Serbian supremacy over a large portion of the territory which his race had hitherto contested with the Bulgarians. His appearance on the Adriatic led to a nominal alliance with Venice.[170]In 1340 he began the invasion of lower Macedonia. When the valley of the Vardar was conquered, he attacked Serres. This city fell into his possession. He now considered himself ready for the advance on Constantinople.Drunk with success, he crowned himself at Serres[171]‘King by the grace of God of Serbia, of Albania, and of the maritime region, prince of the Bulgarian empire, and master of almost all the Roman empire’.[172]A few months later he changed the title to ‘emperor and autocrat of Serbia and Romania’.[173]
The relations between Stephen and Venice during the period between 1345 and 1350 show how easily an alliance between the Serbians and the Venetians might have been concluded. It was a critical time for Orkhan. Had Stephen Dushan, with the help of the Venetians, attacked Constantinople before 1350, the Osmanlis would have lost their goal. After his coronation, the ‘Roman emperor’ sent an embassy to Venice to secure the Senate’s aid for the definite purpose of acquiring Constantinople.[174]In 1347 the Senate, in response to a second overture, congratulated Stephen on having been crowned ‘emperor of Constantinople’, but regretted the impossibility of aiding him. There was a truce between Venice and the Byzantine Empire, and they were at that moment engaged in a war with Zara.[175]However, like typical merchants, they consented to sell arms to Stephen.[176]
In January 1348 the Senate congratulated Stephen upon his exploits,[177]and later in the same year granted him three, then four, galleys.[178]This seems to be the extent of the helprendered by Venice to Stephen Dushan. The success of Stephen in subjugating Thessaly, and his progress farther south until, in 1349, the Serbian flags waved on the mainland opposite the Venetian castle of Ptelion in Euboea, alarmed the Venetians. The Senate complained of the piracy of the Serbians in the Aegaean, and tried to re-establish peace between Serbians and Greeks.[179]Stephen became more insistent and the Senate more reluctant. On April 13, 1350, the Senate considered several demands made upon them by an envoy of ‘Stephen Dushan, emperor of Serbia and Romania, despot of Arta and count of Wallachia’. Among them were Venetian citizenship for himself, his wife and his son, a conference with the Doge at Ragusa, and substantial aid for the attack upon Constantinople, ‘when he shall have conquered the ten parts of Romania outside of Constantinople.’[180]The chart of citizenship was accorded. But he was informed that the Doge never left Venice during his tenure of office, and that there was a treaty of friendship with the Byzantines which prevented Venice from joining in an attempt to capture the imperial city.[181]
Convinced that he could expect no substantial assistance from Venice, Stephen planned to work the old trick of the Byzantine emperors. The Serbians were already excommunicated by the Greek Orthodox Church. Stephen negotiated with the Pope for the return of the Serbians into the Roman fold.[182]
When war arose between Venice and Genoa, Stephen sent envoys to Orkhan to propose a union of the Serbian and Ottoman armies for a campaign against Constantinople. Themarriage of his daughter to Orkhan’s son was to seal the alliance. Orkhan accepted this proposal. An embassy was immediately sent to Stephen to arrange the details of the alliance. But Cantacuzenos determined to prevent this change of Orkhan’s allegiance by a most drastic measure. He did not fear the anger of Orkhan as greatly as he feared a union between Orkhan and Dushan. The Ottoman envoys were ambushed. Some were killed. Those who escaped, together with the presents destined for Stephen, were taken to Demotika.[183]
Neither Stephen nor Orkhan tried to reopen the negotiations. They realized that their ambitions were too nearly identical to permit a harmonious agreement as to a division of the spoils. Macedonia was as hard to divide in the fourteenth century as it is in the twentieth. After 1351 Stephen watched to see what effect the war between Venice and Genoa was going to have upon his fortunes. He also intrigued, as Orkhan was doing, in the civil war of the Byzantines. These were his Capuan days. They were fatal to the fame of Stephen—outside of the Serbian folk-lore! The first expedition of Orkhan’s son Soleiman, in 1353, so alarmed Stephen that he tried to become reconciled to the Orthodox Church. He sent an embassy to Constantinople, but the patriarch refused his blessing until Stephen had renounced the title of emperor and his conquests east of the Vardar.[184]Stephen could not do this. Nor could he wait longer. If he did not strike quickly, the Osmanlis would be in his path. He took what was now a gambler’s chance. With eighty thousand men he started for Constantinople. Death claimed him on the second day of the march.[185]The Serbian Empire did not outlive its founder.
The public life of John Cantacuzenos was contemporary almost to the year with that of Stephen Dushan. He was associated with Andronicus III in the capacity of grand chancellor and confidential adviser throughout the decade which saw the loss of Nicaea and Nicomedia. Shortly after he had succeeded in deposing his grandfather, Andronicus III was taken with a violent fever. His crime-stained mind could not rid itself of the idea that he was going to die, even after he had become convalescent. He solicited Cantacuzenos to assume the imperial purple. He wanted to abdicate and take monk’s orders. A drink from a miraculous spring gave him a new grip on life.[186]For eleven years he lived on, in every crisis irresolute, in every disaster unkingly, bending always before the stronger will of Cantacuzenos. In 1341, at the early age of forty-five, his worthless life ended. His legacy to the Empress Anna and his child heir was the guardianship of his ‘friend and counsellor, John Cantacuzenos’. The grand chancellor accepted the regency with alacrity.[187]
Three months after the death of Andronicus III, Cantacuzenos crowned himself emperor at Demotika. He put the imperial crown also upon the head of his wife Irene, a Bulgarian princess. Neither in Constantinople nor in Adrianople were the pretensions of Cantacuzenos admitted. The widow of Andronicus, Anna of Savoy, refused to acknowledge the usurper. In Adrianople the inhabitants called in both Bulgarians and Turks to defend them against Cantacuzenos.[188]The Bulgarian Czar took sides secretly against his son-in-law.
The year 1342 saw the Byzantines engaged in another terrible civil war. The self-appointed emperor did not hesitate to go to Pristina and offer to Stephen Dushan Macedonia as far as Serres in exchange for Serbian aid against the Palaeologi.[189]
When the Serbian assistance proved unsatisfactory, Cantacuzenos called in the Turks of Aïdin. Omar, with 83 ships and 29,000 soldiers, came to his aid, but, because of the severe cold, returned to Asia before anything could be accomplished.[190]He came back in the spring of 1343 with 290 vessels and helped Cantacuzenos to enter Salonika. In the fall of this year Cantacuzenos led his Turkish mercenaries into Thrace. Anna appealed in vain to Venice to exercise a pressure upon the Turks and Serbians, so that they would no longer support her rival.[191]In desperation she gave Alexander of Bulgaria nine strongholds in the Rhodope Mountains in exchange for a few thousand soldiers. She resorted also to bribing the Turks in Cantacuzenos’s service, and made overtures to Orkhan.
The crusade of 1344 against the Turks of Aïdin, which resulted in the capture of Smyrna, prevented Cantacuzenos from continuing to receive substantial aid from Omar, who died four years later in an attempt to win back Smyrna.[192]Stephen Dushan, as we have already seen, was laying claim to the Byzantine throne himself. Cantacuzenos could turn only to the Osmanlis.
It was in January 1345 that Cantacuzenos made his infamous proposal to Orkhan. In exchange for six thousandsoldiers he was to give his daughter Theodora to the Ottoman emir.[193]Orkhan now turned a deaf ear to the appeals of Anna. This was a better offer. The Osmanlis crossed into Europe. With their help Cantacuzenos got possession of all the coast cities of the Black Sea except Sozopolis, besieged Constantinople, ravaged the neighbourhood of the capital, and won Adrianople.[194]
It was only by threatening to change to the side of the Palaeologi that Orkhan secured the fulfilment of the bargain. In May 1346 Theodora became his bride.[195]A few days later, while Cantacuzenos was besieging the capital with the soldiers for whom he had paid so dearly, the beleaguered city was awakened by an ominous event. The eastern portion of the Church of St. Sophia had fallen.[196]
Throughout the year 1346 Constantinople was invested by Cantacuzenos and his mercenaries. The aristocratic party was almost openly championing the cause of the usurper, while Anna relied upon the democratic party and the Genoese. As for the clergy, they and the bulk of the population were more interested in the ecclesiastical trial of Barlaam for the Bogomile heresy[197]than in the civil war. In February 1347, while the Synod was in the act of condemning Barlaam, and Anna was confined to her bed with a serious illness, partisans of Cantacuzenos left the Golden Gate open. The ‘faithful friend and counsellor’ of Andronicus III entered without opposition. The garrison had been bribed, and prevented the Genoese from coming to the rescue of the empress. She yielded only when the palace of the Blachernae was attacked.
Anna agreed to recognize Cantacuzenos and Irene asco-rulers, and to a union of the families by the betrothal of Helen, daughter of Cantacuzenos, to the young John Palaeologos. John, who was fifteen, protested against marrying the thirteen-year-old Helen. His mother overruled his objections. In May the marriage took place in the church of the Blachernae, as St. Sophia was still in ruins. This ceremony was followed by the coronation of the two emperors, John Cantacuzenos and John Palaeologos, and the three empresses, Anna, Irene, and Helen.[198]Five rulers for the remnant of the Byzantine Empire! At that very moment in France, the Marquis de Montferrat, heir to the Latin emperors of Constantinople, was planning with the Pope to drive out both Cantacuzenos and Palaeologos.[199]
Orkhan was well satisfied with this entering wedge. He was now son-in-law of one emperor and brother-in-law of the other. His wife Theodora was granddaughter of the Bulgarian Czar. He had open to him also a marriage alliance with Stephen Dushan. The gods were first making mad.
Cantacuzenos was compelled immediately to seek aid again of Orkhan. While he had been expending his energies against Constantinople, Stephen Dushan had made great strides in Macedonia. At Scutari, where Orkhan had come to congratulate his father-in-law upon the happy issue of the struggle for the imperial purple, Cantacuzenos asked for six thousand Osmanlis to dislodge the Serbians from the coast cities of Macedonia. Orkhan sent the soldiers willingly. He must, however, have given them secret instructions, for after having taken immense booty they returned to Nicomedia without having captured for Cantacuzenos a single one of the cities held by Stephen.[200]
It is impossible to believe that Cantacuzenos from this time onwards did not realize the danger to which he had exposed the state and the noose into which he had put his neck. The papal archives and the writings of Cantacuzenos himself reveal the fact that as early as 1347 Cantacuzenos had appealed to the Pope to unite the western princes in a crusade against the Osmanlis,[201]that these negotiations were renewed in 1349[202]and 1350,[203]and that in 1353 a last definite appeal was made to Clement by Cantacuzenos for relief against those whom he had invited into Europe to fight his battles.[204]
The five years between 1348 and 1353 gave rise to three events which were fatal to the Byzantine Empire. They made possible the permanent foothold of the Osmanlis in Europe. A man’s own efforts and a man’s ability are not the sole factors in his success. Work and genius avail nothing where opportunity is lacking. Circumstances over which he has no control contribute largely to the making of a man. Orkhan, at this culminating stage of his career, when he was ready to lead his people into the promised land, was aided by the ‘black death’, the war between Venice and Genoa, and the conflict between John Cantacuzenos and John Palaeologos.
The ‘black death’ was first heard of in the Euxine ports. It reached Constantinople in 1347, and spread to Europe the following year. In Italy it was universal, and lasted three years. From 15 to 20 per cent. of the total population died.[205]In the maritime cities that had been in close contact with the East, the duration of the epidemic was longer andthe mortality higher. The moral and economic effect was great throughout Europe. Men looked with horror upon this inexplicable malady, which struck down every fifth person. It gave no warning. There were few recoveries. For years after the last case was recorded there was nervous fear of its return. Communications with the Levant had been partially cut off.[206]Full intercourse was not resumed until after Orkhan and the Osmanlis were rooted in Macedonia and Thrace. Orkhan had no crusade to fear as long as there lingered in the minds of the European peoples the memory of this scourge. The bravest and most adventurous were unwilling to fight the angel of death.
Plagues continued to visit the coast cities of the Balkan peninsula and Asia Minor from time to time during the rest of the fourteenth and the first thirty years of the fifteenth century. Between 1348 and 1431, nine great plagues are recorded.[207]These dates coincide with the most aggressive period of Ottoman conquest. As the city population was very largely Greek and Christian, we cannot over-estimate the importance of these epidemics. They were a valuable auxiliary in enabling the Osmanlis to advance and assimilate without formidable opposition.
The ‘black death’ had hardly run its course in Italy when the commercial rivalries of Genoa and Venice culminated in a bitter war, that lasted for two years, with varying fortunes, until the battle of Lojera in 1353 broke the sea-power of Genoa. After five centuries of independence the Genoese were compelled to put themselves under theprotection of Milan. The hatred engendered by this struggle is revealed in the archives of the two republics. They left unturned no stone to destroy each other. The history of Venice and Genoa during the fourteenth century reads like that of Sparta and Athens. The scene of the conflict is the same: the motive, the spirit, and the result are identical. Venice gained no material advantage from the war. She had long been alive to the menace of the Osmanlis.[208]She had been warned by Petrarch of the certain danger which a war with Genoa would entail, whether its outcome were favourable or unfavourable.[209]
The Ottoman and Byzantine historians are silent concerning the relations of the Osmanlis with the Genoese during this war. That the Genoese asked for and received aid from Orkhan is certain. There had been a convention beforehand between the Osmanlis and the Genoese of Pera.[210]Both against the Greeks and against the Venetians the assistance of Orkhan must have been substantial.[211]It was remembered with gratitude forty years later.[212]
The triumphal entry into Constantinople and the sanction of the Church upon his imperial office did not end thetroubles of Cantacuzenos. The first to turn against him was his own son Matthew, who also wanted to be emperor. Cantacuzenos appeased him for a time by giving him a portion of Thrace. Then the Genoese of Pera, dissatisfied with the lowering of the customs tariff to other nations, burned the Greek galleys and arsenals, and attacked Constantinople. Cantacuzenos had to leave a sick-bed at Demotika to hurry to save the city. The Greek fleet was destroyed by the Genoese. The army of Cantacuzenos failed in an attack upon Galata. Peace was concluded only when the unhappy emperor agreed to sell more land on the Golden Horn to the Genoese, and restore them in the customs tariffs to their former place as ‘most favoured nation’.[213]
In 1349 Cantacuzenos called again upon Orkhan to send soldiers to him in Europe. Twenty thousand Ottoman cavaliers, under the command of Matthew, marched against Salonika, which was on the point of giving itself to Stephen Dushan. Cantacuzenos, with the young emperor John, went by sea. Orkhan, as on the last occasion, secretly worked against his father-in-law. After Cantacuzenos had already sailed, he recalled the horsemen who were with Matthew. It was fortunate for Cantacuzenos that he met at Amphipolis a Turkish fleet which was about to land a force of raiders to ravage the country, and persuaded the commander to join with him in a demonstration against Salonika. Otherwise the expedition would have been a fiasco. As it was, Salonika surrendered. The army of Cantacuzenos ascended the Vardar as far as Uskub, which was reoccupied.[214]
It would be too wearisome to go into all the details of the civil war between Cantacuzenos and John Palaeologos. Involved in it are the intrigues of Stephen Dushan of Serbiaand Alexander of Bulgaria, and the attitude of Venice and Genoa. At first it seemed as if Cantacuzenos would be crushed. The partisans of Palaeologos besieged Matthew in the citadel of Adrianople. The Genoese of Galata, in spite of the strong Venetian fleet whose co-operation, however, with the Greeks was lukewarm,[215]compelled Cantacuzenos to cede Silivria and Heraclea, besides increasing their Galata lands.[216]In the fall of 1352 the Venetians and Bulgarians declared openly for Palaeologos.[217]
In desperation Cantacuzenos fell back for the last time upon the Osmanlis. He robbed the churches of the capital to pay Orkhan for twenty thousand soldiers, and promised him a fortress in the Thracian Chersonese.[218]With this help he recaptured Adrianople, and relieved Matthew, who was still holding the citadel. The Serbians were beaten by Orkhan’s eldest son, Soleiman, near Demotika. All of Thrace and most of Macedonia returned to the allegiance of Cantacuzenos.[219]
In 1353 Cantacuzenos seemed to have recovered all the lost ground, and to be at the height of his fortunes. John Palaeologos, abandoned by his partisans, was in exile at Tenedos. An attempt to win back Constantinople by intrigue failed. Cantacuzenos, now practically sole ruler, felt that it was time to establish a new imperial line. He had Matthew proclaimed co-emperor.[220]In his prosperity heforgot about Orkhan, who had put him where he was, he forgot that he had invited the Osmanlis into Europe and had shown them the fertile valleys of Macedonia and Thrace, that their fighting men had passed along the military roads of the empire under the command of himself and his son, that he had mustered Ottoman armies under the walls of Salonika, of Adrianople, of Demotika, and even of Constantinople.
The Ottoman historians place the first invasion of European territory by the Osmanlis in the year of the Hegira 758 (1356), and state that Soleiman crossed the Hellespont one moonlight night with three hundred warriors, and seized the castle of Tzympe, between Gallipoli and the Aegaean Sea end of the strait.[221]It is represented as a romantic adventure, prompted by a dream in which Soleiman saw the moonbeams make a tempting path for him from Asia into Europe.[222]The earlier western historians give a variety of dates. Some ascribe the first crossing to Murad.[223]Several claim that the Osmanlis were transported by two small Genoese merchant ships, and that there were sixty thousand of them! The Genoese received a ducat per head. All the calamities of the ‘Turks’ were brought upon Europe by the avarice of the Genoese.[224]
We can reject these stories without hesitation, just as we can reject the date which the Ottoman historians give.[225]The Osmanlis had been fighting in Europe since 1345. They had come over in large numbers on different occasions. There is nothing mysterious or romantic about their first foothold in Europe. In 1352 Cantacuzenos had promised to Orkhan a fortress in the Thracian Chersonese. Tzympe may have been given to Soleiman, or it was taken by him when the promise of Cantacuzenos was not fulfilled. He did not have to cross secretly from Asia. The Ottoman soldiers were already at home in Europe, and Soleiman had been their leader in several expeditions.
Shortly after the occupation of Tzympe, one of those earthquakes which occur so often in the Thracian Chersonese destroyed a portion of the walls of Gallipoli. This was Soleiman’s opportunity. He occupied the city, repaired the breaches, and called over from Bithynia the first colony of Osmanlis. Other colonies followed rapidly, as the soldiers of Soleiman took Malgara, Bulaïr (the key of the peninsula),[226]and the European littoral of the Sea of Marmora as far as Rodosto. The advance-guard of the Osmanlis appeared within a few miles of Constantinople; and ‘conducted themselves as masters’.[227]This colonization was so quickly and easily effected that one is led to believe that these colonists were for the most part renegade Greeks returning to their former homes.
Cantacuzenos now reaped the full harvest of his policy. The patriarch Callixtus refused to consecrate Matthew. He reproached Cantacuzenos for having delivered Christiansinto the hands of the infidels, and accused him of having given to Orkhan the money sent by a Russian prince for the restoration of St. Sophia.[228]Compelled to flee for his life to the Genoese in Galata, the patriarch decided to declare for Palaeologos. When Cantacuzenos chose a new patriarch, Philotheus, who consented as price of office to consecrate Matthew, Callixtus excommunicated him. Philotheus returned the compliment. Then Callixtus sailed for Tenedos to join John Palaeologos.[229]
Cantacuzenos, feeling the precariousness of his position at Constantinople just at the moment when he thought he had triumphed over every obstacle to his ambition, bitterly reproached Orkhan for not having kept faith with him. He offered to buy back Tzympe for ten thousand ducats, and asked Orkhan to order the Osmanlis to leave Gallipoli. Orkhan accepted the ransom for Tzympe, knowing well that he could reoccupy this fortress when he wanted to.[230]As for Gallipoli, he declared that he could not give back what God had given him. Was it not the will of God rather than force of arms that had opened the gates of Gallipoli to him? Cantacuzenos sought an interview with his son-in-law, for he thought that gold might induce the Osmanlis to withdraw. A meeting was arranged in the Gulf of Nicomedia. When the emperor arrived at the rendezvous, a messenger from Orkhan reported that his master was ill and could not come.[231]No way was left open for further negotiations. The rupture was complete.
After his return to Constantinople, Cantacuzenos sent envoys to the Serbians and to the Bulgarians to urge a defensive alliance of the Balkan Christians. They answered,‘Defend yourself as best you can.’ A second embassy met with the response from Czar Alexander: ‘Three years ago I remonstrated with you for your unholy alliances with the Turks. Now that the storm has broken, let the Byzantines weather it. If the Turks come against us, we shall know how to defend ourselves.’[232]
The indignation of the Greeks against the man who had sacrificed them to his inordinate ambition reached the breaking-point in November 1354. The inhabitants of Constantinople declared for John Palaeologos. Cantacuzenos was forced to barricade himself in his palace. Protected by Catalans and other mercenaries, he tried to temporize. He offered to abdicate if Matthew were allowed to retain the title of emperor with the governorship of Adrianople and the Rhodope district. Encouraged by a lull in the storm of popular feeling, he had the audacity to make an ‘appeal to patriotism’, as he himself put it. He urged the people to support him in an expedition to retake the provinces conquered by the Serbians and the Osmanlis. This exhibition of effrontery was greeted with cries of scorn. Cantacuzenos was publicly accused of wishing to deliver Constantinople to Orkhan. A second revolution forced his abdication. He became a monk. Irene took the veil.[233]
John Palaeologos returned from exile, and restored Callixtus to the patriarchal throne. It took several years of fighting and negotiating to compel Matthew’s abdication. Not until 1358 did John V become undisputed ruler of the remnant of the empire in Macedonia and Thrace.[234]But the mischief was done. The Osmanlis had put their foot as settlers on European soil.
Cantacuzenos lived for thirty years in the monastery of Mistra, near old Sparta. It was long enough for him to see the irreparable injury that his ambition had caused to his country, and to realize how he had destroyed the people to rule over whom he had sacrificed every higher and nobler instinct. Cantacuzenos has had a fair trial before the bar of posterity. For many long years, far removed from the turmoil of the world, were spent in the building up of his brief of justification. He left a history of his life and times. So he pleads for himself. But even if we did not have the testimony of Gregoras, and of the archives of the Italian cities and of the Vatican, to supplement the story of Cantacuzenos, he would stand condemned by his own record of facts.
Cantacuzenos had far more natural ability than Andronicus II and Andronicus III. During the long and arduous struggle to satisfy his personal ambition, he showed himself a keen, courageous, resourceful leader. At the beginning of his career he was in a position of commanding influence. His country was facing a crisis which would have called forth the best and noblest in one who loved his race, his religion, and his fatherland. But John Cantacuzenos loved only himself. The legacy of the widow and helpless child of the friend who had trusted and honoured him gave to Cantacuzenos the opportunity for developing true greatness in the fulfilment of that highest of missions—a sacred trust. But Cantacuzenos saw only the opportunity for taking advantage of a dead man’s faith.
To say that Cantacuzenos was the cause of the downfall of the Byzantine Empire would be to ignore other forces working to the same end, and to put too great an emphasis upon the power of an individual human will to shape the destinies of the world. However, in the stage of world history, leaders of men are the personification of causes. We group everything around them. The character and actsof Cantacuzenos reveal the fatal weakness in the Balkan peninsula of his day. The Ottoman conquest was possible because there was no consciousness of religious or racial commonweal. How could this larger devotion, this larger sense of duty and obligation, be expected in men who were not influenced, much less constrained, by ties of blood and personal friendship?