Further!
"They are now giving me to understand, that not only are they better men than the mighty, the lords of the earth, whose spittle they have got to lick (notout of fear, not at all out of fear! But because God ordains that one should honour all authority)—not only are they better men, but that they also have a 'better time,' at any rate, will one day have a 'better time.' But enough! Enough! I can endure it no longer. Bad air! Bad air! These workshopswhere ideals are manufactured—verily they reek with the crassest lies."
Nay. Just one minute! You are saying nothing about the masterpieces of these virtuosos of black magic, who can produce whiteness, milk, and innocence out of any black you like: have you not noticed what a pitch of refinement is attained by theirchef d'œuvre, their most audacious, subtle, ingenious, and lying artist-trick? Take care! These cellar-beasts, full of revenge and hate—what do they make, forsooth, out of their revenge and hate? Do you hear these words? Would you suspect, if you trusted only theirwords, that you are among men of resentment and nothing else?
"I understand, I prick my ears up again (ah! ah! ah! and I hold my nose). Now do I hear for the first time that which they have said so often: 'We good,we are the righteous'—what they demand they call not revenge but 'the triumph ofrighteousness'; what they hate is not their enemy, no, they hate 'unrighteousness,' 'godlessness'; what they believe in and hope is not the hope of revenge, the intoxication of sweet revenge (—"sweeter than honey," did Homer call it?), but the victory of God, of therighteous Godover the 'godless'; what is left for them to love in this world is not their brothers in hate, but their 'brothers in love,' as they say, all the good and righteous on the earth."
And how do they name that which serves them as a solace against all the troubles of life—their phantasmagoria of their anticipated future blessedness?
"How? Do I hear right? They call it 'the last judgment,' the advent oftheirkingdom, 'the kingdom of God'—butin the meanwhilethey live 'in faith,' 'in love,' 'in hope.'"
Enough! Enough!
15.
In the faith in what? In the love for what? In the hope of what? These weaklings!—they also, forsooth, wish to be the strong some time; there is no doubt about it, some timetheirkingdom also must come—"the kingdom of God" is their name for it, as has been mentioned:they are so meek in everything! Yet in order to experiencethatkingdom it is necessary to live long, to live beyond death,—yes,eternallife is necessary so that one can make up for ever for that earthly life "in faith," "in love," "in hope." Make up for what? Make up by what? Dante, as it seems to me, made a crass mistake when with awe-inspiring ingenuity he placed that inscription over the gate of his hell, "Me too made eternal love": at any rate the following inscription would have a much better right to stand over the gate of the Christian Paradise and its "eternal blessedness"—"Me too made eternal hate"—granted of course that a truth may rightly stand over the gate to a lie! For what is the blessedness of that Paradise? Possibly we could quickly surmise it; but it is better that it should be explicitly attested by an authority who in such matters is not to be disparaged, Thomas of Aquinas, the great teacher and saint. "Beati in regno celesti" says he, as gently as a lamb, "videbunt pœnas damnatorum, ut beatitudo illis magis complaceat." Or if we wish to hear a stronger tone, a word from the mouth of a triumphant father of the Church, who warned his disciples against the cruel ecstasies of the public spectacles—But why? Faith offers us much more,—says he,de Spectac., c. 29 ss.,—something much stronger; thanks to the redemption, joys of quite another kind stand at our disposal; instead of athletes we have our martyrs; we wish for blood, well, we have the blood of Christ—but what then awaits us on the day of his return, of his triumph. And then does heproceed, does this enraptured visionary: "at enim supersunt alia spectacula, ille ultimas et perpetuus judicii dies, ille nationibus insperatus, ille derisus, cum tanta sæculi vetustas et tot ejus nativitates uno igne haurientur. Quæ tunc spectaculi latitudo!Quid admirer! quid rideam! Ubigaudeam! Ubi exultem,spectans tot et tantos reges, qui in cœlum recepti nuntiabantur, cum ipso Jove et ipsis suis testibus in imis tenebris congemescentes! Item præsides" (the provincial governors) "persecutores dominici nominis sævioribus quam ipsi flammis sævierunt insultantibus contra Christianos liquescentes! Quos præterea sapientes illos philosophos coram discipulis suis una conflagrantibus erubescentes, quibus nihil ad deum pertinere suadebant, quibus animas aut nullas aut non in pristina corpora redituras affirmabant! Etiam poetas non ad Rhadamanti nec ad Minois, sed ad inopinati Christi tribunal palpitantes! Tunc magis tragœdi audiendi, magis scilicet vocales" (with louder tones and more violent shrieks) "in sua propria calamitate; tunc histriones cognoscendi, solutiores multo per ignem; tunc spectandus auriga in flammea rota totus rubens, tunc xystici contemplandi non in gymnasiis, sed in igne jaculati, nisi quod ne tunc quidem illos velim vivos, ut qui malim ad eos potius conspectuminsatiabilemconferre, qui in dominum scevierunt. Hic est ille, dicam fabri aut quæstuariæ filius" (as is shown by the whole of the following, and in particular by this well-known description of the mother of Jesus from the Talmud, Tertullian is henceforth referring to the Jews), "sabbati destructor, Samarites et dæmonium habens. Hicest quem a Juda redemistis, hic est ille arundine et colaphis diverberatus, sputamentis de decoratus, felle et acete potatus. Hic est, quem clam discentes subripuerunt, ut resurrexisse dicatur vel hortulanus detraxit, ne lactucæ suæ frequentia commeantium laderentur. Ut talia species,ut talibus exultes, quis tibi prætor aut consul aut sacerdos de sua liberalitate prastabit? Et tamen hæc jam habemus quodammodoper fidemspiritu imaginante repræsentata. Ceterum qualia illa sunt, quæ nec oculus vidit nec auris audivit nec in cor hominis ascenderunt?" (I Cor. ii. 9.) "Credo circo et utraque cavea" (first and fourth row, or, according to others, the comic and the tragic stage) "et omni studio gratiora."Per fidem: so stands it written.
16.
Let us come to a conclusion. The twoopposing values, "good and bad," "good and evil," have fought a dreadful, thousand-year fight in the world, and though indubitably the second value has been for a long time in the preponderance, there are not wanting places where the fortune of the fight is still undecisive. It can almost be said that in the meanwhile the fight reaches a higher and higher level, and that in the meanwhile it has become more and more intense, and always more and more psychological; so that nowadays there is perhaps no more decisive mark of thehigher nature, of the more psychological nature, than to be in that sense self-contradictory, and to be actually still a battlegroundfor those two opposites. The symbol of this fight, written in a writing which has remained worthy of perusal throughout the course of history up to the present time, is called "Rome against Judæa, Judæa against Rome." Hitherto there has been no greater event thanthatfight, the putting ofthatquestion,thatdeadly antagonism. Rome found in the Jew the incarnation of the unnatural, as though it were its diametrically opposed monstrosity, and in Rome the Jew was held to beconvicted of hatredof the whole human race: and rightly so, in so far as it is right to link the well-being and the future of the human race to the unconditional mastery of the aristocratic values, of the Roman values. What, conversely, did the Jews feel against Rome? One can surmise it from a thousand symptoms, but it is sufficient to carry one's mind back to the Johannian Apocalypse, that most obscene of all the written outbursts, which has revenge on its conscience. (One should also appraise at its full value the profound logic of the Christian instinct, when over this very book of hate it wrote the name of the Disciple of Love, that self-same disciple to whom it attributed that impassioned and ecstatic Gospel—therein lurks a portion of truth, however much literary forging may have been necessary for this purpose.) The Romans were the strong and aristocratic; a nation stronger and more aristocratic has never existed in the world, has never even been dreamed of; every relic of them, every inscription enraptures, granted that one can divinewhatit is that writes the inscription.The Jews, conversely, were that priestly nation of resentmentpar excellence, possessed by a unique genius for popular morals: just compare with the Jews the nations with analogous gifts, such as the Chinese or the Germans, so as to realise afterwards what is first rate, and what is fifth rate.
Which of them has been provisionally victorious, Rome or Judæa? but there is not a shadow of doubt; just consider to whom in Rome itself nowadays you bow down, as though before the quintessence of all the highest values—and not only in Rome, but almost over half the world, everywhere where man has been tamed or is about to be tamed—tothree Jews, as we know, andone Jewess(to Jesus of Nazareth, to Peter the fisher, to Paul the tent-maker, and to the mother of the aforesaid Jesus, named Mary). This is very remarkable: Rome is undoubtedly defeated. At any rate there took place in the Renaissance a brilliantly sinister revival of the classical ideal, of the aristocratic valuation of all things: Rome herself, like a man waking up from a trance, stirred beneath the burden of the new Judaised Rome that had been built over her, which presented the appearance of an œcumenical synagogue and was called the "Church": but immediately Judæa triumphed again, thanks to that fundamentally popular (German and English) movement of revenge, which is called the Reformation, and taking also into account its inevitable corollary, the restoration of the Church—the restoration also of the ancient graveyard peaceof classical Rome. Judæa proved yet once more victorious over the classical ideal in the French Revolution, and in a sense which was even more crucial and even more profound: the last political aristocracy that existed in Europe, that of theFrenchseventeenth and eighteenth centuries, broke into pieces beneath the instincts of a resentful populace—never had the world heard a greater jubilation, a more uproarious enthusiasm: indeed, there took place in the midst of it the most monstrous and unexpected phenomenon; the ancient idealitselfswept before the eyes and conscience of humanity with all its life and with unheard-of splendour, and in opposition to resentment's lying war-cry ofthe prerogative of the most, in opposition to the will to lowliness, abasement, and equalisation, the will to a retrogression and twilight of humanity, there rang out once again, stronger, simpler, more penetrating than ever, the terrible and enchanting counter-warcry ofthe prerogative of the few! Like a final signpost to other ways, there appeared Napoleon, the most unique and violent anachronism that ever existed, and in him the incarnate problemof the aristocratic ideal in itself—consider well what a problem it is:—Napoleon, that synthesis of Monster and Superman.
17.
Was it therewith over? Was that greatest of all antitheses of ideals thereby relegatedad actafor all time? Or only postponed, postponed for a longtime? May there not take place at some time or other a much more awful, much more carefully prepared flaring up of the old conflagration? Further! Should not one wishthatconsummation with all one's strength?—will it one's self? demand it one's self? He who at this juncture begins, like my readers, to reflect, to think further, will have difficulty in coming quickly to a conclusion,—ground enough for me to come myself to a conclusion, taking it for granted that for some time past what I mean has been sufficiently clear, what I exactlymeanby that dangerous motto which is inscribed on the body of my last book:Beyond Good and Evil—at any rate that is not the same as "Beyond Good and Bad."
Note.—I avail myself of the opportunity offered by this treatise to express, openly and formally, a wish which up to the present has only been expressed in occasional conversations with scholars, namely, that some Faculty of philosophy should, by means of a series of prize essays, gain the glory of having promoted the further study of thehistory of morals—perhaps this book may serve to give forcible impetus in such a direction. With regard to a possibility of this character, the following question deserves consideration. It merits quite as much the attention of philologists and historians as of actual professional philosophers.
"What indication of the history of the evolution of the moral ideas is afforded by philology, and especially by etymological investigation?"
On the other hand, it is of course equally necessary to induce physiologists and doctors to be interested in these problems (of the valueof thevaluationswhich have prevailed up to the present): in this connection the professional philosophers may be trusted to act as the spokesmen and intermediaries in these particular instances, after, of course, they have quite succeeded in transforming the relationship betweenphilosophy and physiology and medicine, which is originally one of coldness and suspicion, into the most friendly and fruitful reciprocity. In point of fact, all tables of values, all the "thou shalts" known to history and ethnology, need primarily aphysiological, at any rate in preference to a psychological, elucidation and interpretation; all equally require a critique from medical science. The question, "What is thevalueof this or that table of 'values' and morality?" will be asked from the most varied standpoints. For instance, the question of "valuablefor what" can never be analysed with sufficient nicety. That, for instance, which would evidently have value with regard to promoting in a race the greatest possible powers of endurance (or with regard to increasing its adaptability to a specific climate, or with regard to the preservation of the greatest number) would have nothing like the same value, if it were a question of evolving a stronger species. In gauging values, the good of the majority and the good of the minority are opposed standpoints: we leave it to the naïveté of English biologists to regard the former standpoint asintrinsicallysuperior.Allthe sciences have now to pave the way for the future task of the philosopher; this task being understood to mean, that he must solve the problem ofvalue, that he has to fix thehierarchy of values.
1.
The breeding of an animal thatcan promise—is not this just that very paradox of a task which nature has set itself in regard to man? Is not this the very problem of man? The fact that this problem has been to a great extent solved, must appear all the more phenomenal to one who can estimate at its full value that force offorgetfulnesswhich works in opposition to it. Forgetfulness is no merevis inertiæ, as the superficial believe, rather is it a power of obstruction, active and, in the strictest sense of the word, positive—a power responsible for the fact that what we have lived, experienced, taken into ourselves, no more enters into consciousness during the process of digestion (it might be called psychic absorption) than all the whole manifold process by which our physical nutrition, the so-called "incorporation," is carried on. The temporary shutting of the doors and windows of consciousness, the relief from the clamant alarums and excursions, with which our subconscious world of servant organs works in mutual co-operation and antagonism; a little quietude, a littletabula rasaof the consciousness, so as to make room again for the new, and above all for the more noble functions and functionaries, room for government, foresight, predetermination (for our organism is on an oligarchic model)—thisis the utility, as I have said, of the active forgetfulness, which is a very sentinel and nurse of psychic order, repose, etiquette; and this shows at once why it is that there can exist no happiness, no gladness, no hope, no pride, no realpresent, without forgetfulness. The man in whom this preventative apparatus is damaged and discarded, is to be compared to a dyspeptic, and it is something more than a comparison—he can "get rid of" nothing. But this very animal who finds it necessary to be forgetful, in whom, in fact, forgetfulness represents a force and a form ofrobusthealth, has reared for himself an opposition-power, a memory, with whose help forgetfulness is, in certain instances, kept in check—in the cases, namely, where promises have to be made;—so that it is by no means a mere passive inability to get rid of a once indented impression, not merely the indigestion occasioned by a once pledged word, which one cannot dispose of, but anactiverefusal to get rid of it, a continuing and a wish to continue what has once been willed, an actualmemory of the will; so that between the original "I will," "I shall do," and the actual discharge of the will, itsact, we can easily interpose a world of new strange phenomena, circumstances, veritable volitions, without the snapping of this long chain of the will. But what is the underlying hypothesis of all this? How thoroughly, in order to be able to regulate the future in this way, must man have first learnt to distinguish between necessitated and accidental phenomena, to think causally, to see the distant as present and to anticipate it, to fix with certaintywhat is the end, and what is the means to that end; above all, to reckon, to have power to calculate—how thoroughly must man have first becomecalculable, disciplined, necessitatedeven for himself and his own conception of himself, that, like a man entering into a promise, he could guarantee himselfas a future.
2.
This is simply the long history of the origin ofresponsibility. That task of breeding an animal which can make promises, includes, as we have already grasped, as its condition and preliminary, the more immediate task of firstmakingman to a certain extent, necessitated, uniform, like among his like, regular, and consequently calculable. The immense work of what I have called, "morality of custom"[1](cp.Dawn of Day, Aphs. 9, 14, and 16), the actual work of man on himself during the longest period of the human race, his whole prehistoric work, finds its meaning, its great justification (in spite of all its innate hardness, despotism, stupidity, and idiocy) in this fact: man, with the help of the morality of customs and of social strait-waistcoats, wasmadegenuinely calculable. If, however, we place ourselves at the end of this colossal process, at the point where the tree finally matures its fruits, when society and its morality of custom finally bring to light that to which it was only the means, then do we find as the ripest fruit on its tree thesovereign individual, that resembles only himself, that has got loose from the morality ofcustom, the autonomous "super-moral" individual (for "autonomous" and "moral" are mutually-exclusive terms),—in short, the man of the personal, long, and independent will,competent to promise, and we find in him a proud consciousness (vibrating in every fibre), ofwhathas been at last achieved and become vivified in him, a genuine consciousness of power and freedom, a feeling of human perfection in general. And this man who has grown to freedom, who is reallycompetentto promise, this lord of thefreewill, this sovereign—how is it possible for him not to know how great is his superiority over everything incapable of binding itself by promises, or of being its own security, how great is the trust, the awe, the reverence that he awakes—he "deserves" all three—not to know that with this mastery over himself he is necessarily also given the mastery over circumstances, over nature, over all creatures with shorter wills, less reliable characters? The "free" man, the owner of a long unbreakable will, finds in this possession hisstandard of value: looking out from himself upon the others, he honours or he despises, and just as necessarily as he honours his peers, the strong and the reliable (those who can bind themselves by promises),—that is, every one who promises like a sovereign, with difficulty, rarely and slowly, who is sparing with his trusts but confershonourby the very fact of trusting, who gives his word as something that can be relied on, because he knows himself strong enough to keep it even in the teeth of disasters, even in the "teeth of fate,"—so with equal necessity will he have theheel of his foot ready for the lean and empty jackasses, who promise when they have no business to do so, and his rod of chastisement ready for the liar, who already breaks his word at the very minute when it is on his lips. The proud knowledge of the extraordinary privilege ofresponsibility, the consciousness of this rare freedom, of this power over himself and over fate, has sunk right down to his innermost depths, and has become an instinct, a dominating instinct—what name will he give to it, to this dominating instinct, if he needs to have a word for it? But there is no doubt about it—the sovereign man calls it hisconscience.
3.
His conscience?—One apprehends at once that the idea "conscience," which is here seen in its supreme manifestation, supreme in fact to almost the point of strangeness, should already have behind it a long history and evolution. The ability to guarantee one's self with all due pride, and also at the same time tosay yesto one's self—that is, as has been said, a ripe fruit, but also alatefruit:—How long must needs this fruit hang sour and bitter on the tree! And for an even longer period there was not a glimpse of such a fruit to to be had—no one had taken it on himself to promise it, although everything on the tree was quite ready for it, and everything was maturing for that very consummation. "How is a memory to be made for the man-animal? How is an impression to be so deeply fixed upon this ephemeralunderstanding, half dense, and half silly, upon this incarnate forgetfulness, that it will be permanently present?" As one may imagine, this primeval problem was not solved by exactly gentle answers and gentle means; perhaps there is nothing more awful and more sinister in the early history of man than hissystem of mnemonics. "Something is burnt in so as to remain in his memory: only that which never stopshurtingremains in his memory." This is an axiom of the oldest (unfortunately also the longest) psychology in the world. It might even be said that wherever solemnity, seriousness, mystery, and gloomy colours are now found in the life of the men and of nations of the world, there is somesurvivalof that horror which was once the universal concomitant of all promises, pledges, and obligations. The past, the past with all its length, depth, and hardness, wafts to us its breath, and bubbles up in us again, when we become "serious." When man thinks it necessary to make for himself a memory, he never accomplishes it without blood, tortures, and sacrifice; the most dreadful sacrifices and forfeitures (among them the sacrifice of the first-born), the most loathsome mutilation (for instance, castration), the most cruel rituals of all the religious cults (for all religions are really at bottom systems of cruelty)—all these things originate from that instinct which found in pain its most potent mnemonic. In a certain sense the whole of asceticism is to be ascribed to this: certain ideas have got to be made inextinguishable, omnipresent, "fixed," with the object of hypnotising the whole nervousand intellectual system through these "fixed ideas"—and the ascetic methods and modes of life are the means of freeing those ideas from the competition of all other ideas so as to make them "unforgettable." The worse memory man had, the ghastlier the signs presented by his customs; the severity of the penal laws affords in particular a gauge of the extent of man's difficulty in conquering forgetfulness, and in keeping a few primal postulates of social intercourse ever present to the minds of those who were the slaves of every momentary emotion and every momentary desire. We Germans do certainly not regard ourselves as an especially cruel and hard-hearted nation, still less as an especially casual and happy-go-lucky one; but one has only to look at our old penal ordinances in order to realise what a lot of trouble it takes in the world to evolve a "nation of thinkers" (I mean:theEuropean nation which exhibits at this very day the maximum of reliability, seriousness, bad taste, and positiveness, which has on the strength of these qualities a right to train every kind of European mandarin). These Germans employed terrible means to make for themselves a memory, to enable them to master their rooted plebeian instincts and the brutal crudity of those instincts: think of the old German punishments, for instance, stoning (as far back as the legend, the millstone falls on the head of the guilty man), breaking on the wheel (the most original invention and speciality of the German genius in the sphere of punishment), dart-throwing, tearing, or trampling by horses ("quartering"),boiling the criminal in oil or wine (still prevalent in the fourteenth and fifteenth centuries), the highly popular flaying ("slicing into strips"), cutting the flesh out of the breast; think also of the evil-doer being besmeared with honey, and then exposed to the flies in a blazing sun. It was by the help of such images and precedents that man eventually kept in his memory five or six "I will nots" with regard to which he had already given hispromise, so as to be able to enjoy the advantages of society—and verily with the help of this kind of memory man eventually attained "reason"! Alas! reason, seriousness, mastery over the emotions, all these gloomy, dismal things which are called reflection, all these privileges and pageantries of humanity: how dear is the price that they have exacted! How much blood and cruelty is the foundation of all "good things"!
4.
But how is it that that other melancholy object, the consciousness of sin, the whole "bad conscience," came into the world? And it is here that we turn back to our genealogists of morals. For the second time I say—or have I not said it yet?—that they are worth nothing. Just their own five-spans-long limited modern experience; no knowledge of the past, and no wish to know it; still less a historic instinct, a power of "second sight" (which is what is really required in this case)—and despite this to go in for the history of morals. It stands to reason that this must needs produce results whichare removed from the truth by something more than a respectful distance.
Have these current genealogists of morals ever allowed themselves to have even the vaguest notion, for instance, that the cardinal moral idea of "ought"[2]originates from the very material idea of "owe"? Or that punishment developed as aretaliationabsolutely independently of any preliminary hypothesis of the freedom or determination of the will?—And this to such an extent, that ahighdegree of civilisation was always first necessary for the animal man to begin to make those much more primitive distinctions of "intentional," "negligent," "accidental," "responsible," and their contraries, and apply them in the assessing of punishment. That idea—"the wrong-doer deserves punishmentbecausehe might have acted otherwise," in spite of the fact that it is nowadays so cheap, obvious, natural, and inevitable, and that it has had to serve as an illustration of the way in which the sentiment of justice appeared on earth, is in point of fact an exceedingly late, and even refined form of human judgment and inference; the placing of this idea back at the beginning of the world is simply a clumsy violation of the principles of primitive psychology. Throughout the longest period of human history punishment wasneverbased on the responsibility of the evil-doer for his action, and was consequentlynotbased on the hypothesisthat only the guilty should be punished;—on the contrary, punishment was inflicted in those days for the same reason that parents punish their children even nowadays, out of anger at an injury that they have suffered, an anger which vents itself mechanically on the author of the injury—but this anger is kept in bounds and modified through the idea that every injury has somewhere or other itsequivalentprice, and can really be paid off, even though it be by means of pain to the author. Whence is it that this ancient deep-rooted and now perhaps ineradicable idea has drawn its strength, this idea of an equivalency between injury and pain? I have already revealed its origin, in the contractual relationship betweencreditorandower, that is as old as the existence of legal rights at all, and in its turn points back to the primary forms of purchase, sale, barter, and trade.
5.
The realisation of these contractual relations excites, of course (as would be already expected from our previous observations), a great deal of suspicion and opposition towards the primitive society which made or sanctioned them. In this society promises will be made; in this society the object is to provide the promiser with a memory; in this society, so may we suspect, there will be full scope for hardness, cruelty, and pain: the "ower," in order to induce credit in his promise of repayment, in order to give a guarantee of the earnestness and sanctity of his promise, in orderto drill into his own conscience the duty, the solemn duty, of repayment, will, by virtue of a contract with his creditor to meet the contingency of his not paying, pledge something that he still possesses, something that he still has in his power, for instance, his life or his wife, or his freedom or his body (or under certain religious conditions even his salvation, his soul's welfare, even his peace in the grave; so in Egypt, where the corpse of the ower found even in the grave no rest from the creditor—of course, from the Egyptian standpoint, this peace was a matter of particular importance). But especially has the creditor the power of inflicting on the body of the ower all kinds of pain and torture—the power, for instance, of cutting off from it an amount that appeared proportionate to the greatness of the debt;—this point of view resulted in the universal prevalence at an early date of precise schemes of valuation, frequently horrible in the minuteness and meticulosity of their application,legallysanctioned schemes of valuation for individual limbs and parts of the body. I consider it as already a progress, as a proof of a freer, less petty, and moreRomanconception of law, when the Roman Code of the Twelve Tables decreed that it was immaterial how much or how little the creditors in such a contingency cut off, "si plus minusve secuerunt, ne fraude esto." Let us make the logic of the whole of this equalisation process clear; it is strange enough. The equivalence consists in this: instead of an advantage directly compensatory of his injury (that is, instead of an equalisation in money,lands, or some kind of chattel), the creditor is granted by way of repayment and compensation a certainsensation of satisfaction—the satisfaction of being able to vent, without any trouble, his power on one who is powerless, the delight "de faire le mal pour le plaisir de le faire," the joy in sheer violence: and this joy will be relished in proportion to the lowness and humbleness of the creditor in the social scale, and is quite apt to have the effect of the most delicious dainty, and even seem the foretaste of a higher social position. Thanks to the punishment of the "ower," the creditor participates in the rights of the masters. At last he too, for once in a way, attains the edifying consciousness of being able to despise and ill-treat a creature—as an "inferior"—or at any rate ofseeinghim being despised and ill-treated, in case the actual power of punishment, the administration of punishment, has already become transferred to the "authorities." The compensation consequently consists in a claim on cruelty and a right to draw thereon.
6.
It is then inthissphere of the law of contract that we find the cradle of the whole moral world of the ideas of "guilt," "conscience," "duty," the "sacredness of duty,"—their commencement, like the commencement of all great things in the world, is thoroughly and continuously saturated with blood. And should we not add that this world has never really lost a certain savour of blood and torture (not even in old Kant; thecategorical imperative reeks of cruelty). It was in this sphere likewise that there first became formed that sinister and perhaps now indissoluble association of the ideas of "guilt" and "suffering." To put the question yet again, why can suffering be a compensation for "owing"?—Because theinflictionof suffering produces the highest degree of happiness, because the injured party will get in exchange for his loss (including his vexation at his loss) an extraordinary counter-pleasure: theinflictionof suffering—a realfeast, something that, as I have said, was all the more appreciated the greater the paradox created by the rank and social status of the creditor. These observations are purely conjectural; for, apart from the painful nature of the task, it is hard to plumb such profound depths: the clumsy introduction of the idea of "revenge" as a connecting-link simply hides and obscures the view instead of rendering it clearer (revenge itself simply leads back again to the identical problem—"How can the infliction of suffering be a satisfaction?"). In my opinion it is repugnant to the delicacy, and still more to the hypocrisy of tame domestic animals (that is, modern men; that is, ourselves), to realise with all their energy the extent to whichcrueltyconstituted the great joy and delight of ancient man, was an ingredient which seasoned nearly all his pleasures, and conversely the extent of the naïveté and innocence with which he manifested his need for cruelty, when he actually made as a matter of principle "disinterested malice" (or, to use Spinoza's expression, thesympathia malevolens) into anormalcharacteristic of man—as consequently something to which the conscience says a hearty yes. The more profound observer has perhaps already had sufficient opportunity for noticing this most ancient and radical joy and delight of mankind; inBeyond Good and Evil, Aph. 188 (and even earlier, inThe Dawn of Day, Aphs. 18, 77, 113), I have cautiously indicated the continually growing spiritualisation and "deification" of cruelty, which pervades the whole history of the higher civilisation (and in the larger sense even constitutes it). At any rate the time is not so long past when it was impossible to conceive of royal weddings and national festivals on a grand scale, without executions, tortures, or perhaps anauto-da-fé", or similarly to conceive of an aristocratic household, without a creature to serve as a butt for the cruel and malicious baiting of the inmates. (The reader will perhaps remember Don Quixote at the court of the Duchess: we read nowadays the whole ofDon Quixotewith a bitter taste in the mouth, almost with a sensation of torture, a fact which would appear very strange and very incomprehensible to the author and his contemporaries—they read it with the best conscience in the world as the gayest of books; they almost died with laughing at it.) The sight of suffering does one good, the infliction of suffering does one more good—this is a hard maxim, but none the less a fundamental maxim, old, powerful, and "human, all-too-human"; one, moreover, to which perhaps even the apes as well would subscribe: for it is said that in inventing bizarrecruelties they are giving abundant proof of their future humanity, to which, as it were, they are playing the prelude. Without cruelty, no feast: so teaches the oldest and longest history of man—and in punishment too is there so much of thefestive.
7.
Entertaining, as I do, these thoughts, I am, let me say in parenthesis, fundamentally opposed to helping our pessimists to new water for the discordant and groaning mills of their disgust with life; on the contrary, it should be shown specifically that, at the time when mankind was not yet ashamed of its cruelty, life in the world was brighter than it is nowadays when there are pessimists. The darkening of the heavens over man has always increased in proportion to the growth of man's shamebefore man. The tired pessimistic outlook, the mistrust of the riddle of life, the icy negation of disgusted ennui, all those are not the signs of themost evilage of the human race: much rather do they come first to the light of day, as the swamp-flowers, which they are, when the swamp to which they belong, comes into existence—I mean the diseased refinement and moralisation, thanks to which the "animal man" has at last learnt to be ashamed of all his instincts. On the road to angelhood (not to use in this context a harder word) man has developed that dyspeptic stomach and coated tongue, which have made not only the joy and innocence of the animal repulsive to him, butalso life itself:—so that sometimes he stands with stopped nostrils before his own self, and, like Pope Innocent the Third, makes a black list of his own horrors ("unclean generation, loathsome nutrition when in the maternal body, badness of the matter out of which man develops, awful stench, secretion of saliva, urine, and excrement"). Nowadays, when suffering is always trotted out as the first argumentagainstexistence, as its most sinister query, it is well to remember the times when men judged on converse principles because they could not dispense with theinflictionof suffering, and saw therein a magic of the first order, a veritable bait of seduction to life.
Perhaps in those days (this is to solace the weaklings) pain did not hurt so much as it does nowadays: any physician who has treated negroes (granted that these are taken as representative of the prehistoric man) suffering from severe internal inflammations which would bring a European, even though he had the soundest constitution, almost to despair, would be in a position to come to this conclusion. Pain hasnotthe same effect with negroes. (The curve of human sensibilities to pain seems indeed to sink in an extraordinary and almost sudden fashion, as soon as one has passed the upper ten thousand or ten millions of over-civilised humanity, and I personally have no doubt that, by comparison with one painful night passed by one single hysterical chit of a cultured woman, the suffering of all the animals taken together who have been put to the question of the knife, so as to give scientific answers, are simplynegligible.) We may perhaps be allowed to admit the possibility of the craving for cruelty not necessarily having become really extinct: it only requires, in view of the fact that pain hurts more nowadays, a certain sublimation and subtilisation, it must especially be translated to the imaginative and psychic plane, and be adorned with such smug euphemisms, that even the most fastidious and hypocritical conscience could never grow suspicious of their real nature ("Tragic pity" is one of these euphemisms: another is "les nostalgies de la croix"). What really raises one's indignation against suffering is not suffering intrinsically, but the senselessness of suffering; such asenselessness, however, existed neither in Christianity, which interpreted suffering into a whole mysterious salvation-apparatus, nor in the beliefs of the naive ancient man, who only knew how to find a meaning in suffering from the standpoint of the spectator, or the inflictor of the suffering. In order to get the secret, undiscovered, and unwitnessed suffering out of the world it was almost compulsory to invent gods and a hierarchy of intermediate beings, in short, something which wanders even among secret places, sees even in the dark, and makes a point of never missing an interesting and painful spectacle. It was with the help of such inventions that life got to learn thetour de force, which has become part of its stock-in-trade, thetour de forceof self-justification, of the justification of evil; nowadays this would perhaps require other auxiliary devices (for instance, life as a riddle, life as a problem ofknowledge). "Every evil is justified in the sight of which a god finds edification," so rang the logic of primitive sentiment—and, indeed, was it only of primitive? The gods conceived as friends of spectacles of cruelty—oh how far does this primeval conception extend even nowadays into our European civilisation! One would perhaps like in this context to consult Luther and Calvin. It is at any rate certain that even the Greeks knew no more piquant seasoning for the happiness of their gods than the joys of cruelty. What, do you think, was the mood with which Homer makes his gods look down upon the fates of men? What final meaning have at bottom the Trojan War and similar tragic horrors? It is impossible to entertain any doubt on the point: they were intended as festival games for the gods, and, in so far as the poet is of a more godlike breed than other men, as festival games also for the poets. It was in just this spirit and no other, that at a later date the moral philosophers of Greece conceived the eyes of God as still looking down on the moral struggle, the heroism, and the self-torture of the virtuous; the Heracles of duty was on a stage, and was conscious of the fact; virtue without witnesses was something quite unthinkable for this nation of actors. Must not that philosophic invention, so audacious and so fatal, which was then absolutely new to Europe, the invention of "free will," of the absolute spontaneity of man in good and evil, simply have been made for the specific purpose of justifying the idea, that the interest ofthe gods in humanity and human virtue wasinexhaustible?
There would never on the stage of this free-will world be a dearth of really new, really novel and exciting situations, plots, catastrophes. A world thought out on completely deterministic lines would be easily guessed by the gods, and would consequently soon bore them—sufficient reason for thesefriends of the gods, the philosophers, not to ascribe to their gods such a deterministic world. The whole of ancient humanity is full of delicate consideration for the spectator, being as it is a world of thorough publicity and theatricality, which could not conceive of happiness without spectacles and festivals.—And, as has already been said, even in greatpunishmentthere is so much which is festive.
8.
The feeling of "ought," of personal obligation (to take up again the train of our inquiry), has had, as we saw, its origin in the oldest and most original personal relationship that there is, the relationship between buyer and seller, creditor and ower: here it was that individual confronted individual, and that individualmatched himself againstindividual. There has not yet been found a grade of civilisation so low, as not to manifest some trace of this relationship. Making prices, assessing values, thinking out equivalents, exchanging—all this preoccupied the primal thoughts of man to such an extent that in a certain senseit constitutedthinkingitself: it was here that was trained the oldest form of sagacity, it was here in this sphere that we can perhaps trace the first commencement of man's pride, of his feeling of superiority over other animals. Perhaps our word "Mensch" (manas) still expresses just something ofthisself-pride: man denoted himself as the being who measures values, who values and measures, as the "assessing" animalpar excellence. Sale and purchase, together with their psychological concomitants, are older than the origins of any form of social organisation and union: it is rather from the most rudimentary form of individual right that the budding consciousness of exchange, commerce, debt, right, obligation, compensation was first transferred to the rudest and most elementary of the social complexes (in their relation to similar complexes), the habit of comparing force with force, together with that of measuring, of calculating. His eye was now focussed to this perspective; and with that ponderous consistency characteristic of ancient thought, which, though set in motion with difficulty, yet proceeds inflexibly along the line on which it has started, man soon arrived at the great generalisation, "everything has its price,allcan be paid for," the oldest and most naive moral canon ofjustice, the beginning of all "kindness," of all "equity," of all "goodwill," of all "objectivity" in the world. Justice in this initial phase is the goodwill among people of about equal power to come to terms with each other, to come to an understanding again by means of a settlement, and with regard to the lesspowerful, tocompelthem to agree among themselves to a settlement.
9.
Measured always by the standard of antiquity (this antiquity, moreover, is present or again possible at all periods), the community stands to its members in that important and radical relationship of creditor to his "owers." Man lives in a community, man enjoys the advantages of a community (and what advantages! we occasionally underestimate them nowadays), man lives protected, spared, in peace and trust, secure from certain injuries and enmities, to which the man outside the community, the "peaceless" man, is exposed,—a German understands the original meaning of "Elend" (êlend),—secure because he has entered into pledges and obligations to the community in respect of these very injuries and enmities. What happenswhen this is not the case? The community, the defrauded creditor, will get itself paid, as well as it can, one can reckon on that. In this case the question of the direct damage done by the offender is quite subsidiary: quite apart from this the criminal[3]is above all a breaker, a breaker of word and covenantto the whole, as regards all the advantages and amenities of the communal life in which up to that time he had participated. The criminal is an "ower" who not only fails to repay the advances and advantages that have been given to him, but even sets out to attack his creditor:consequently he is in the future not only, as is fair, deprived of all these advantages and amenities—he is in addition reminded of theimportanceof those advantages. The wrath of the injured creditor, of the community, puts him back in the wild and outlawed status from which he was previously protected: the community repudiates him—and now every kind of enmity can vent itself on him. Punishment is in this stage of civilisation simply the copy, the mimic, of the normal treatment of the hated, disdained, and conquered enemy, who is not only deprived of every right and protection but of every mercy; so we have the martial law and triumphant festival of thevæ victis! in all its mercilessness and cruelty. This shows why war itself (counting the sacrificial cult of war) has produced all the forms under which punishment has manifested itself in history.
10.
As it grows more powerful, the community tends to take the offences of the individual less seriously, because they are now regarded as being much less revolutionary and dangerous to the corporate existence: the evil-doer is no more outlawed and put outside the pale, the common wrath can no longer vent itself upon him with its old licence,—on the contrary, from this very time it is against this wrath, and particularly against the wrath of those directly injured, that the evil-doer is carefully shielded and protected by the community. As, in fact, the penal lawdevelops, the following characteristics become more and more clearly marked: compromise with the wrath of those directly affected by the misdeed; a consequent endeavour to localise the matter and to prevent a further, or indeed a general spread of the disturbance; attempts to find equivalents and to settle the whole matter (compositio); above all, the will, which manifests itself with increasing definiteness, to treat every offence as in a certain degree capable ofbeing paid off, and consequently, at any rate up to a certain point, toisolatethe offender from his act. As the power and the self-consciousness of a community increases, so proportionately does the penal law become mitigated; conversely every weakening and jeopardising of the community revives the harshest forms of that law. The creditor has always grown more humane proportionately as he has grown more rich; finally the amount of injury he can endure without really suffering becomes the criterion of his wealth. It is possible to conceive of a society blessed with so great aconsciousness of its own poweras to indulge in the most aristocratic luxury of letting its wrong-doers goscot-free.—"What do my parasites matter to me?" might society say. "Let them live and flourish! I am strong enough for it."—The justice which began with the maxim, "Everything can be paid off, everything must be paid off," ends with connivance at the escape of those who cannot pay to escape—it ends, like every good thing on earth, bydestroying itself.—The self-destruction of Justice! we knowthe pretty name it calls itself—Grace!it remains, as is obvious, the privilege of the strongest, better still, their super-law.
11.
A deprecatory word here against the attempts, that have lately been made, to find the origin of justice on quite another basis—namely, on that ofresentment. Let me whisper a word in the ear of the psychologists, if they would fain study revenge itself at close quarters: this plant blooms its prettiest at present among Anarchists and anti-Semites, a hidden flower, as it has ever been, like the violet, though, forsooth, with another perfume. And as like must necessarily emanate from like, it will not be a matter for surprise that it is just in such circles that we see the birth of endeavours (it is their old birthplace—compare above, First Essay, paragraph 14), to sanctifyrevengeunder the name ofjustice(as though Justice were at bottom merely a development of the consciousness of injury), and thus with the rehabilitation of revenge to reinstate generally and collectively all thereactiveemotions. I object to this last point least of all. It even seemsmeritoriouswhen regarded from the standpoint of the whole problem of biology (from which standpoint the value of these emotions has up to the present been underestimated). And that to which I alone call attention, is the circumstance that it is the spirit of revenge itself, from which develops this new nuance of scientific equity (for the benefit of hate, envy, mistrust,jealousy, suspicion, rancour, revenge). This scientific "equity" stops immediately and makes way for the accents of deadly enmity and prejudice, so soon as another group of emotions comes on the scene, which in my opinion are of a much higher biological value than these reactions, and consequently have a paramount claim to the valuation and appreciation of science: I mean the reallyactiveemotions, such as personal and material ambition, and so forth. (E. Dühring,Value of Life; Course of Philosophy, andpassim.) So much against this tendency in general: but as for the particular maxim of Dühring's, that the home of Justice is to be found in the sphere of the reactive feelings, our love of truth compels us drastically to invert his own proposition and to oppose to him this other maxim: thelastsphere conquered by the spirit of justice is the sphere of the feeling of reaction! When it really comes about that the just man remains just even as regards his injurer (and not merely cold, moderate, reserved, indifferent: being just is always apositivestate); when, in spite of the strong provocation of personal insult, contempt, and calumny, the lofty and clear objectivity of the just and judging eye (whose glance is as profound as it is gentle) is untroubled, why then we have a piece of perfection, a past master of the world—something, in fact, which it would not be wise to expect, and which should not at any rate be too easilybelieved. Speaking generally, there is no doubt but that even the justest individual only requires a little dose ofhostility, malice, or innuendo to drive the blood into his brain and the fairnessfromit. The active man, the attacking, aggressive man is always a hundred degrees nearer to justice than the man who merely reacts; he certainly has no need to adopt the tactics, necessary in the case of the reacting man, of making false and biassed valuations of his object. It is, in point of fact, for this reason that the aggressive man has at all times enjoyed the stronger, bolder, more aristocratic, and alsofreeroutlook, thebetterconscience. On the other hand, we already surmise who it really is that has on his conscience the invention of the "bad conscience,"—the resentful man! Finally, let man look at himself in history. In what sphere up to the present has the whole administration of law, the actual need of law, found its earthly home? Perchance in the sphere of the reacting man? Not for a minute: rather in that of the active, strong, spontaneous, aggressive man? I deliberately defy the above-mentioned agitator (who himself makes this self-confession, "the creed of revenge has run through all my works and endeavours like the red thread of Justice"), and say, that judged historically law in the world represents the very waragainstthe reactive feelings, the very war waged on those feelings by the powers of activity and aggression, which devote some of their strength to damming and keeping within bounds this effervescence of hysterical reactivity, and to forcing it to some compromise. Everywhere where justice is practised and justice is maintained, it is to be observed that thestronger power, when confronted with the weaker powers which are inferior to it (whether they be groups, or individuals), searches for weapons to put an end to the senseless fury of resentment, while it carries on its object, partly by taking the victim of resentment out of the clutches of revenge, partly by substituting for revenge a campaign of its own against the enemies of peace and order, partly by finding, suggesting, and occasionally enforcing settlements, partly by standardising certain equivalents for injuries, to which equivalents the element of resentment is henceforth finally referred. The most drastic measure, however, taken and effectuated by the supreme power, to combat the preponderance of the feelings of spite and vindictiveness—it takes this measure as soon as it is at all strong enough to do so—is the foundation oflaw, the imperative declaration of what in its eyes is to be regarded as just and lawful, and what unjust and unlawful: and while, after the foundation of law, the supreme power treats the aggressive and arbitrary acts of individuals, or of whole groups, as a violation of law, and a revolt against itself, it distracts the feelings of its subjects from the immediate injury inflicted by such a violation, and thus eventually attains the very opposite result to that always desired by revenge, which sees and recognises nothing but the standpoint of the injured party. From henceforth the eye becomes trained to a more and moreimpersonalvaluation of the deed, even the eye of the injured party himself (though this is in the final stage of all, as has beenpreviously remarked)—on this principle "right" and "wrong" first manifest themselves after the foundation of law (andnot, as Dühring maintains, only after the act of violation). To talk of intrinsic right and intrinsic wrong is absolutely non-sensical; intrinsically, an injury, an oppression, an exploitation, an annihilation can be nothing wrong, inasmuch as life isessentially(that is, in its cardinal functions) something which functions by injuring, oppressing, exploiting, and annihilating, and is absolutely inconceivable without such a character. It is necessary to make an even more serious confession:—viewed from the most advanced biological standpoint, conditions of legality can be onlyexceptional conditions, in that they are partial restrictions of the real life-will, which makes for power, and in that they are subordinated to the life-will's general end as particular means, that is, as means to createlargerunits of strength. A legal organisation, conceived of as sovereign and universal, not as a weapon in a fight of complexes of power, but as a weaponagainstfighting, generally something after the style of Dühring's communistic model of treating every will as equal with every other will, would be a principlehostile to life, a destroyer and dissolver of man, an outrage on the future of man, a symptom of fatigue, a secret cut to Nothingness.—
12.
A word more on the origin and end of punishment—two problems which are or ought to bekept distinct, but which unfortunately are usually lumped into one. And what tactics have our moral genealogists employed up to the present in these cases? Their inveterate naïveté. They find out some "end" in the punishment, for instance, revenge and deterrence, and then in all their innocence set this end at the beginning, as thecausa fiendiof the punishment, and—they have done the trick. But the patching up of a history of the origin of law is the last use to which the "End in Law"[4]ought to be put. Perhaps there is no more pregnant principle for any kind of history than the following, which, difficult though it is to master,shouldnone the less bemasteredin every detail.—The origin of the existence of a thing and its final utility, its practical application and incorporation in a system of ends, aretoto cœloopposed to each other—everything, anything, which exists and which prevails anywhere, will always be put to new purposes by a force superior to itself, will be commandeered afresh, will be turned and transformed to new uses; all "happening" in the organic world consists ofoverpoweringand dominating, and again all overpowering and domination is a new interpretation and adjustment, which must necessarily obscure or absolutely extinguish the subsisting "meaning" and "end." The most perfect comprehension of the utility of any physiological organ (or also of a legal institution, social custom, politicalhabit, form in art or in religious worship) does not for a minute imply any simultaneous comprehension of its origin: this may seem uncomfortable and unpalatable to the older men,—for it has been the immemorial belief that understanding the final cause or the utility of a thing, a form, an institution, means also understanding the reason for its origin: to give an example of this logic, the eye was made to see, the hand was made to grasp. So even punishment was conceived as invented with a view to punishing. But all ends and all utilities are onlysignsthat a Will to Power has mastered a less powerful force, has impressed thereon out of its own self the meaning of a function; and the whole history of a "Thing," an organ, a custom, can on the same principle be regarded as a continuous "sign-chain" of perpetually new interpretations and adjustments, whose causes, so far from needing to have even a mutual connection, sometimes follow and alternate with each other absolutely haphazard. Similarly, the evolution of a "thing," of a custom, is anything but itsprogressusto an end, still less a logical and directprogressusattained with the minimum expenditure of energy and cost: it is rather the succession of processes of subjugation, more or less profound, more or less mutually independent, which operate on the thing itself; it is, further, the resistance which in each case invariably displayed this subjugation, the Protean wriggles by way of defence and reaction, and, further, the results of successful counter-efforts. The form is fluid, but themeaning is even more so—even inside every individual organism the case is the same: with every genuine growth of the whole, the "function" of the individual organs becomes shifted,—in certain cases a partial perishing of these organs, a diminution of their numbers (for instance, through annihilation of the connecting members), can be a symptom of growing strength and perfection. What I mean is this: even partialloss of utility, decay, and degeneration, loss of function and purpose, in a word, death, appertain to the conditions of the genuineprogressus; which always appears in the shape of a will and way togreaterpower, and is always realised at the expense of innumerable smaller powers. The magnitude of a "progress" is gauged by the greatness of the sacrifice that it requires: humanity as a mass sacrificed to the prosperity of the onestrongerspecies of Man—thatwould bea progress. I emphasise all the more this cardinal characteristic of the historic method, for the reason that in its essence it runs counter to predominant instincts and prevailing taste, which much prefer to put up with absolute casualness, even with the mechanical senselessness of all phenomena, than with the theory of a power-will, in exhaustive play throughout all phenomena. The democratic idiosyncrasy against everything which rules and wishes to rule, the modernmisarchism(to coin a bad word for a bad thing), has gradually but so thoroughly transformed itself into the guise of intellectualism, the most abstract intellectualism, that even nowadays it penetrates andhas the rightto penetrate stepby step into the most exact and apparently the most objective sciences: this tendency has, in fact, in my view already dominated the whole of physiology and biology, and to their detriment, as is obvious, in so far as it has spirited away a radical idea, the idea of trueactivity. The tyranny of this idiosyncrasy, however, results in the theory of "adaptation" being pushed forward into the van of the argument, exploited; adaptation—that means to say, a second-class activity, a mere capacity for "reacting"; in fact, life itself has been defined (by Herbert Spencer) as an increasingly effective internal adaptation to external circumstances. This definition, however, fails to realise the real essence of life, its will to power. It fails to appreciate the paramount superiority enjoyed by those plastic forces of spontaneity, aggression, and encroachment with their new interpretations and tendencies, to the operation of which adaptation is only a natural corollary: consequently the sovereign office of the highest functionaries in the organism itself (among which the life-will appears as an active and formative principle) is repudiated. One remembers Huxley's reproach to Spencer of his "administrative Nihilism": but it is a case of something muchmorethan "administration."
13.
To return to our subject, namelypunishment, we must make consequently a double distinction: first, the relatively permanentelement, the custom,the act, the "drama," a certain rigid sequence of methods of procedure; on the other hand, the fluid element, the meaning, the end, the expectation which is attached to the operation of such procedure. At this point we immediately assume,per analogiam(in accordance with the theory of the historic method, which we have elaborated above), that the procedure itself is something older and earlier than its utilisation in punishment, that this utilisation wasintroducedand interpreted into the procedure (which had existed for a long time, but whose employment had another meaning), in short, that the case isdifferentfrom that hitherto supposed by ournaïfgenealogists of morals and of law, who thought that the procedure wasinventedfor the purpose of punishment, in the same way that the hand had been previously thought to have been invented for the purpose of grasping. With regard to the other element inpunishment, its fluid element, its meaning, the idea of punishment in a very late stage of civilisation (for instance, contemporary Europe) is not content with manifesting merely one meaning, but manifests a whole synthesis "of meanings." The past general history of punishment, the history of its employment for the most diverse ends, crystallises eventually into a kind of unity, which is difficult to analyse into its parts, and which, it is necessary to emphasise, absolutely defies definition. (It is nowadays impossible to say definitelythe precise reasonfor punishment: all ideas, in which a whole process is promiscuously comprehended, elude definition; it is only that whichhas no history, which can be defined.) At an earlier stage, on the contrary, that synthesis of meanings appears much less rigid and much more elastic; we can realise how in each individual case the elements of the synthesis change their value and their position, so that now one element and now another stands out and predominates over the others, nay, in certain cases one element (perhaps the end of deterrence) seems to eliminate all the rest. At any rate, so as to give some idea of the uncertain, supplementary, and accidental nature of the meaning of punishment and of the manner in which one identical procedure can be employed and adapted for the most diametrically opposed objects, I will at this point give a scheme that has suggested itself to me, a scheme itself based on comparatively small and accidental material.—Punishment, as rendering the criminal harmless and incapable of further injury.—Punishment, as compensation for the injury sustained by the injured party, in any form whatsoever (including the form of sentimental compensation).—Punishment, as an isolation of that which disturbs the equilibrium, so as to prevent the further spreading of the disturbance.—Punishment as a means of inspiring fear of those who determine and execute the punishment.—Punishment as a kind of compensation for advantages which the wrong-doer has up to that time enjoyed (for example, when he is utilised as a slave in the mines).—Punishment, as the elimination of an element of decay (sometimes of a whole branch, as according to the Chinese laws, consequently as a means to the purificationof the race, or the preservation of a social type).—-Punishment as a festival, as the violent oppression and humiliation of an enemy that has at last been subdued.—Punishment as a mnemonic, whether for him who suffers the punishment—the so-called "correction," or for the witnesses of its administration. Punishment, as the payment of a fee stipulated for by the power which protects the evil-doer from the excesses of revenge.—Punishment, as a compromise with the natural phenomenon of revenge, in so far as revenge is still maintained and claimed as a privilege by the stronger races.—Punishment as a declaration and measure of war against an enemy of peace, of law, of order, of authority, who is fought by society with the weapons which war provides, as a spirit dangerous to the community, as a breaker of the contract on which the community is based, as a rebel, a traitor, and a breaker of the peace.
14.
This list is certainly not complete; it is obvious that punishment is overloaded with utilities of all kinds. This makes it all the more permissible to eliminate onesupposedutility, which passes, at any rate in the popular mind, for its most essential utility, and which is just what even now provides the strongest support for that faith in punishment which is nowadays for many reasons tottering. Punishment is supposed to have the value of exciting in the guilty the consciousness of guilt; in punishment is sought the properinstrumentumof that psychic reaction which becomes known as a "bad conscience," "remorse." But this theory is even, from the point of view of the present, a violation of reality and psychology: and how much more so is the case when we have to deal with the longest period of man's history, his primitive history! Genuine remorse is certainly extremely rare among wrong-doers and the victims of punishment; prisons and houses of correction are notthesoil on which this worm of remorse pullulates for choice—this is the unanimous opinion of all conscientious observers, who in many cases arrive at such a judgment with enough reluctance and against their own personal wishes. Speaking generally, punishment hardens and numbs, it produces concentration, it sharpens the consciousness of alienation, it strengthens the power of resistance. When it happens that it breaks the man's energy and brings about a piteous prostration and abjectness, such a result is certainly even less salutary than the average effect of punishment, which is characterised by a harsh and sinister doggedness. The thought of thoseprehistoricmillennia brings us to the unhesitating conclusion, that it was simply through punishment that the evolution of the consciousness of guilt was most forcibly retarded—at any rate in the victims of the punishing power. In particular, let us not underestimate the extent to which, by the very sight of the judicial and executive procedure, the wrong-doer is himself prevented from feeling that his deed, the character of his act, isintrinsicallyreprehensible: for he seesclearly the same kind of acts practised in the service of justice, and then called good, and practised with a good conscience; acts such as espionage, trickery, bribery, trapping, the whole intriguing and insidious art of the policeman and the informer—the whole system, in fact, manifested in the different kinds of punishment (a system not excused by passion, but based on principle), of robbing, oppressing, insulting, imprisoning, racking, murdering.—All this he sees treated by his judges, not as acts meriting censure and condemnationin themselves, but only in a particular context and application. It was not on this soil that grew the "bad conscience," that most sinister and interesting plant of our earthly vegetation— in point of fact, throughout a most lengthy period, no suggestion of having to do with a "guilty man" manifested itself in the consciousness of the man who judged and punished. One had merely to deal with an author of an injury, an irresponsible piece of fate. And the man himself, on whom the punishment subsequently fell like a piece of fate, was occasioned no more of an "inner pain" than would be occasioned by the sudden approach of some uncalculated event, some terrible natural catastrophe, a rushing, crushing avalanche against which there is no resistance.
15.
This truth came insidiously enough to the consciousness of Spinoza (to the disgust of his commentators, who (like Kuno Fischer, for instance)give themselves no end oftroubleto misunderstand him on this point), when one afternoon (as he sat raking up who knows what memory) he indulged in the question of what was really left for him personally of the celebratedmorsus conscientiæ—Spinoza, who had relegated "good and evil" to the sphere of human imagination, and indignantly defended the honour of his "free" God against those blasphemers who affirmed that God did everythingsub ratione boni("but this was tantamount to subordinating God to fate, and would really be the greatest of all absurdities"). For Spinoza the world had returned again to that innocence in which it lay before the discovery of the bad conscience: what, then, had happened to themorsus conscientiæ? "The antithesis ofgaudium," said he at last to himself,—"A sadness accompanied by the recollection of a past event which has turned out contrary to all expectation" (Eth. III., Propos. XVIII. Schol. i. ii.). Evil-doers have throughout thousands of years felt when overtaken by punishmentexactly like Spinoza, on the subject of their "offence": "here is something which went wrong contrary to my anticipation,"not"I ought not to have done this."—They submitted themselves to punishment, just as one submits one's self to a disease, to a misfortune, or to death, with that stubborn and resigned fatalism which gives the Russians, for instance, even nowadays, the advantage over us Westerners, in the handling of life. If at that period there was a critique of action, the criterion was prudence: the realeffectof punishment is unquestionablychiefly to be found in a sharpening of the sense of prudence, in a lengthening of the memory, in a will to adopt more of a policy of caution, suspicion, and secrecy; in the recognition that there are many things which are unquestionably beyond one's capacity; in a kind of improvement in self-criticism. The broad effects which can be obtained by punishment in man and beast, are the increase of fear, the sharpening of the sense of cunning, the mastery of the desires: so it is that punishmenttamesman, but does not make him "better"—it would be more correct even to go so far as to assert the contrary ("Injury makes a man cunning," says a popular proverb: so far as it makes him cunning, it makes him also bad. Fortunately, it often enough makes him stupid).