CHAPTER III

New York and New Jersey: to illustrate Operations of 1776, 1777, and 1778

In the reduction of New York in 1776, the part played by the British Navy, owing to the nature of the campaign in general and of the enemy's force in particular, was of that inconspicuous character which obscures the fact that without the Navy the operations could not have been undertaken at all, and that the Navy played to them the part of the base of operations and line of communications. Like the foundations of a building, these lie outside the range of superficial attention, and therefore are less generally appreciated than the brilliant fighting going on at the front, to the maintenance of which they are all the time indispensable. Consequently, whatever of interest may attach to any, or to all, of the minor affairs, which in the aggregate constitute the action of the naval force in such circumstances, the historian of the major operations is confined perforce to indicating the broad general effect of naval power upon the issue. This will be best done by tracing in outline the scene of action, the combined movements, and the Navy's influence in both.

The harbour of New York divides into two parts—the upper and lower Bays—connected by a passage called the Narrows, between Long and Staten Islands, upon the latter of which the British troops were encamped. Long Island, which forms the eastern shore of the Narrows, extends to the east-north-east a hundred and ten miles, enclosing between itself and the continent a broad sheet of water called Long Island Sound, that reaches nearly to Narragansett Bay. The latter, being a fine anchorage, entered also into the British scheme of operations, as an essential feature in a coastwise maritime campaign. Long Island Sound and the upper Bay of New York are connected by a crooked and difficult passage, known as the East River, eight or ten milesin length, and at that time nearly a mile wide15abreast the city of New York. At the point where the East River joins New York Bay, the Hudson River, an estuary there nearly two miles wide, also enters from the north,—a circumstance which has procured for it the alternative name of the North River. Near their confluence is Governor's Island, half a mile below the town, centrally situated to command the entrances to both. Between the East and North rivers, with their general directions from north and east-north-east, is embraced a long strip of land gradually narrowing to the southward. The end of this peninsula, as it would otherwise be, is converted into an island, of a mean length of about eight miles, by the Harlem River,—a narrow and partially navigable stream connecting the East and North rivers. To the southern extreme of this island, called Manhattan, the city of New York was then confined.

As both the East and North rivers were navigable for large ships, the former throughout, the latter for over a hundred miles above its mouth, it was evident that control of the water must play a large part in warlike operations throughout the district described. With the limited force at Washington's disposal, he had been unable to push the defences of the city as far to the front as was desirable. The lower Bay was held by the British Navy, and Staten Island had been abandoned, necessarily, without resistance, thereby giving up the strong defensive position of the Narrows. The lines were contracted thus to the immediate neighbourhood of New York itself. Small detached works skirted the shores of Manhattan Island, and a line of redoubts extended across it, following the course of a small stream which then partly divided it, a mile from the southern end. Governor's Island was also occupied as an outpost. Of more intrinsic strength, but not at first concerned, strong works had been thrown up on eitherside of the North River, upon commanding heights eight miles above New York, to dispute the passage of ships.

The crucial weakness in this scheme of defence was that the shore of Long Island opposite the city was much higher than that of Manhattan. If this height were seized, the city, and all below it, became untenable. Here, therefore, was the key of the position and the chief station for the American troops. For its protection a line of works was thrown up, the flanks of which rested upon Wallabout Bay and Gowanus Cove, two indentations in the shores of Long Island. These Washington manned with nine thousand of the eighteen thousand men under his command. By the arrival of three divisions of Hessian troops, Howe's army now numbered over thirty-four thousand men, to which Clinton brought three thousand more from before Charleston.16

On the 22d of August the British crossed from Staten Island to Gravesend Bay, on the Long Island shore of the Narrows. The Navy covered the landing, and the transportation of the troops was under the charge of Commodore William Hotham, who, nineteen years later, was Nelson's commander-in-chief in the Mediterranean. By noon fifteen thousand men and forty field-guns had been carried over and placed on shore. The force of the Americans permitted little opposition to the British advance; but General Howe was cautious and easy-going, and it was not till the 27th that the army, now increased to twenty-five thousand, was fairly in front of the American lines, having killed, wounded, and taken about 1,500 men. Hoping that Howe would be tempted to storm the position, Washington replaced these with two thousand drawn from his meagre numbers; but his opponent, who had borne a distinguished part at Bunker's Hill, heldback his troops, who were eager for the assault. The Americans now stood with their backs to a swift tidal stream, nearly a mile wide, with only a feeble line of works between them and an enemy more than double their number.

On the morning of the 27th, Sir Peter Parker, with a 64-gun ship, two 50's, and two frigates, attempted to work up to New York, with a view of supporting the left flank of the army; but the wind came out from the north, and, the ebb-tide making, the ships got no nearer than three miles from the city. Fortunately for the Americans, they either could not or would not go farther on the following two days. After dark of the 28th, Howe broke ground for regular approaches. Washington, seeing this, and knowing that there could be but one result to a siege under his condition of inferiority, resolved to withdraw. During the night of the 29th ten thousand men silently quitted their positions, embarked, and crossed to Manhattan Island, carrying with them all their belongings, arms, and ammunition. The enemy's trenches were but six hundred yards distant, yet no suspicion was aroused, nor did a single deserter give treacherous warning. The night was clear and moonlit, although a heavy fog towards daybreak prolonged the period of secrecy which shrouded the retreat. When the fog rose, the last detachment was discovered crossing, but a few ineffectual cannon-shot were the only harassment experienced by the Americans in the course of this rapid and dexterous retirement. The garrison of Governor's Island was withdrawn at the same time.

The unmolested use of the water, and the nautical skill of the fishermen who composed one of the American regiments, were essential to this escape; for admirable as the movement was in arrangement and execution, no word less strong than escape applies to it. By it Washington rescued over half his army from sure destruction, and, notimprobably, the cause of his people from immediate collapse. An opportunity thus seized implies necessarily an opportunity lost on the other side. For that failure both army and navy must bear their share of the blame. It is obvious that when an enemy is greatly outnumbered his line of retreat should be watched. This was the business of both commanders-in-chief, the execution of it being primarily the duty of the navy, as withdrawal from the American position could be only by water. It was a simple question of look-out, of detection, of prevention by that means. To arrest the retreat sailing ships were inadequate, for they could not have remained at anchor under the guns of Manhattan Island, either by day or night; but a few boats with muffled oars could have watched, could have given the alarm, precipitating an attack by the army, and such a movement interrupted in mid-course brings irretrievable disaster.

Washington now withdrew the bulk of his force to the line of the Harlem. On his right, south of that river and commanding the Hudson, was a fort called by his name; opposite to it on the Jersey shore was Fort Lee. A garrison of four thousand men occupied New York. After amusing himself with some further peace negotiations, Howe determined to possess the city. As a diversion from the main effort, and to cover the crossing of the troops, two detachments of ships were ordered to pass the batteries on the Hudson and East rivers. This was done on the 13th and the 15th of September. The East River division suffered severely, especially in spars and rigging;17but the success of both, following upon that of Hyde Parker a few weeks earlier, in his expedition to Tarrytown, confirmed Washington in the opinion which he expressed five years later to de Grasse, that batteries alone could not stop ships having a fair wind. This is now a commonplace of naval warfare; steam givingalways a fair wind. On the 15th Howe's army crossed under cover of Parker's ships, Hotham again superintending the boat work. The garrison of New York slipped along the west shore of the island and joined the main body on the Harlem; favored again, apparently, in this flank movement a mile from the enemy's front, by Howe's inertness, and fondness for a good meal, to which a shrewd American woman invited him at the critical moment.

Despite these various losses of position, important as they were, the American army continued to elude the British general, who apparently did not hold very strongly the opinion that the most decisive factor in war is the enemy's organised force. As control of the valley of the Hudson, in connection with Lake Champlain, was, very properly, the chief object of the British government, Howe's next aim was to loosen Washington's grip on the peninsula north of the Harlem. The position seeming to him too strong for a front attack, he decided to strike for its left flank and rear by way of Long Island Sound. In this, which involved the passage of the tortuous and dangerous channel called Hell Gate, with its swift conflicting currents, the Navy again bore an essential part. The movement began on October 12th, the day after Arnold was defeated at Valcour. So far as its leading object went it was successful, Washington feeling obliged to let go the line of the Harlem, and change front to the left. As the result of the various movements and encounters of the two armies, he fell back across the Hudson into New Jersey, ordering the evacuation of Fort Washington, and deciding to rest his control of the Hudson Valley upon West Point, fifty miles above New York, a position of peculiar natural strength, on the west bank of the river. To these decisions he was compelled by his inferiority in numbers, and also by the very isolated and hazardous situation in which he was operating, between two navigable waters,absolutely controlled by the enemy's shipping. This conclusion was further forced upon him by another successful passage before the guns of Forts Washington and Lee by Hyde Parker, with three ships, on the 9th of October. On this occasion the vessels, two of which were frigates of the heaviest class, suffered very severely, losing nine killed and eighteen wounded; but the menace to the communications of the Americans could not be disregarded, for their supplies came mostly from the west of the Hudson.

It was early in November that Washington crossed into New Jersey with five thousand men; and soon afterwards he directed the remainder of his force to follow. At that moment the blunder of one subordinate, and the disobedience of another, brought upon him two serious blows. Fort Washington not being evacuated when ordered, Howe carried it by storm, capturing not only it but its garrison of twenty-seven hundred men; a very heavy loss to the Americans. On the other hand, the most explicit orders failed to bring the officer left in command on the east of the Hudson, General Charles Lee, to rejoin the commander-in-chief. This criminal perverseness left Washington with only six thousand men in New Jersey, seven thousand being in New York. Under these conditions nothing remained but to put the Delaware also between himself and the enemy. He therefore retreated rapidly through New Jersey, and on the 8th of December crossed into Pennsylvania with an army reduced to three thousand by expiry of enlistments. The detachment beyond the Hudson, diminishing daily by the same cause, gradually worked its way to him; its commander luckily being captured on the road. At the time it joined, a few battalions also arrived from Ticonderoga, released by Carleton's retirement to the foot of Champlain. Washington's force on the west bank of the Delaware was thus increased to six thousand men.

In this series of operations, extending from August 22d to December 14th, when Howe went into winter-quarters in New Jersey, the British had met with no serious mishaps, beyond the inevitable losses undergone by the assailants of well-chosen positions. Nevertheless, having in view the superiority of numbers, of equipment, and of discipline, and the command of the water, the mere existence of the enemy's army as an organised body, its mere escape, deprives the campaign of the claim to be considered successful. The red ribbon of the Bath probably never was earned more cheaply than by Sir William Howe that year. Had he displayed anything like the energy of his two elder brothers, Washington, with all his vigilance, firmness, and enterprise, could scarcely have brought off the force, vastly diminished but still a living organism, around which American resistance again crystallised and hardened. As it was, within a month he took the offensive, and recovered a great part of New Jersey.

Whatever verdict may be passed upon the merit of the military conduct of affairs, there is no doubt of the value, or of the unflagging energy, of the naval support given. Sir William Howe alludes to it frequently, both in general and specifically; while the Admiral sums up his always guarded and often cumbrous expressions of opinion in these words: "It is incumbent upon me to represent to your Lordships, and I cannot too pointedly express, the unabating perseverance and alacrity with which the several classes of officers and seamen have supported a long attendance and unusual degree of fatigue, consequent of these different movements of the army."

The final achievement of the campaign, and a very important one, was the occupation of Rhode Island and Narragansett Bay by a combined expedition, which left New York on the 1st of December, and on the 8th landed at Newport without opposition. The naval force, consisting of five50-gun ships and eight smaller vessels, was commanded by Sir Peter Parker; the troops, seven thousand in number, by Lieutenant-General Sir Henry Clinton. The immediate effect was to close a haven of privateers, who centred in great numbers around an anchorage which flanked the route of all vessels bound from Europe to New York. The possession of the bay facilitated the control of the neighbouring waters by British ships of war, besides giving them a base central for coastwise operations and independent of tidal considerations for entrance or exit. The position was abandoned somewhat precipitately three years later. Rodney then deplored its loss in the following terms: "The evacuating Rhode Island was the most fatal measure that could possibly have been adopted. It gave up the best and noblest harbor in America, capable of containing the whole Navy of Britain, and where they could in all seasons lie in perfect security; and from whence squadrons, in forty-eight hours, could blockade the three capital cities of America; namely, Boston, New York, and Philadelphia."

At the end of 1776 began the series of British reverses which characterised the year 1777, making this the decisive period of the war, because of the effect thus produced upon general public opinion abroad; especially upon the governments of France and Spain. On the 20th of December, Howe, announcing to the Ministry that he had gone into winter-quarters, wrote: "The chain, I own, is rather too extensive, but I was induced to occupy Burlington to cover the county of Monmouth; and trusting to the loyalty of the inhabitants, and the strength of the corps placed in the advanced posts, I conclude the troops will be in perfect security." Of this unwarranted security Washington took prompt advantage. On Christmas night a sudden descent, in a blinding snow-storm, upon a British outpost at Trenton, swept off a thousand prisoners; and although for the momentthe American leader again retired behind the Delaware, it was but to resume the offensive four days later. Cornwallis, who was in New York on the point of sailing for England, hurried back to the front, but in vain. A series of quick and well-directed movements recovered the State of New Jersey; and by the 5th of January the American headquarters, and main body of the army, were established at Morristown in the Jersey hills, the left resting upon the Hudson, thus recovering touch with the strategic centre of interest. This menacing position of the Americans, upon the flank of the line of communications from New York to the Delaware, compelled Howe to contract abruptly the lines he had extended so lightly; and the campaign he was forced thus reluctantly to reopen closed under a gloom of retreat and disaster, which profoundly and justly impressed not only the generality of men but military critics as well. "Of all the great conquests which his Majesty's troops had made in the Jersies," writes Beatson, "Brunswick and Amboy were the only two places of any note which they retained; and however brilliant their successes had been in the beginning of the campaign, they reaped little advantage from them when the winter advanced, and the contiguity of so vigilant an enemy forced them to perform the severest duty." With deliberate or unconscious humour he then immediately concludes the chronicle of the year with this announcement: "His Majesty was so well pleased with the abilities and activity which General Howe had displayed this campaign, that on the 25th of October he conferred upon him the Most Honourable Order of the Bath."

Footnote 15:(return)At the present day reduced by reclaimed land.

At the present day reduced by reclaimed land.

Footnote 16:(return)Beatson's "Military and Naval Memoirs," vi. 44, give 34,614 as the strength of Howe's army. Clinton's division is not included in this. vi. 45.

Beatson's "Military and Naval Memoirs," vi. 44, give 34,614 as the strength of Howe's army. Clinton's division is not included in this. vi. 45.

Footnote 17:(return)Admiral James's Journal, p. 30. (Navy Records Society.)

Admiral James's Journal, p. 30. (Navy Records Society.)

The leading purpose of the British government in the campaign of 1777 was the same as that with which it had begun in 1776,—the control of the line of the Hudson and Lake Champlain, to be mastered by two expeditions, one starting from each end, and both working towards a common centre at Albany, near the head of navigation of the River. Preliminary difficulties had been cleared away in the previous year, by the destruction of the American flotilla on the Lake, and by the reduction of New York. To both these objects the Navy had contributed conspicuously. It remained to complete the work by resuming the advance from the two bases of operations secured. In 1777 the fortifications on the Hudson were inadequate to stop the progress of a combined naval and military expedition, as was shown in the course of the campaign.

The northern enterprise was intrusted to General Burgoyne. The impossibility of creating a new naval force, able to contend with that put afloat by Carleton, had prevented the Americans from further building. Burgoyne therefore moved by the Lake without opposition to Ticonderoga, before which he appeared on the 2d of July. A positioncommanding the works was discovered, which the Americans had neglected to occupy. It being seized, and a battery established, the fort had to be evacuated. The retreat being made by water, the British Lake Navy, under Captain Skeffington Lutwidge, with whom Nelson had served a few years before in the Arctic seas, had a conspicuous part in the pursuit; severing the boom blockading the narrow upper lake and joining impetuously in an attack upon the floating material, the flat-boat transports, and the few relics of Arnold's flotilla which had escaped the destruction of the previous year. This affair took place on the 6th of July. From that time forward the progress of the army was mainly by land. The Navy, however, found occupation upon Lake George, where Burgoyne established a dépôt of supplies, although he did not utilise its waterway for the march of the army. A party of seamen under Edward Pellew, still a midshipman, accompanied the advance, and shared the misfortunes of the expedition. It is told that Burgoyne used afterwards to chaff the young naval officer with being the cause of their disaster, because he and his men, by rebuilding a bridge at a critical moment, had made it possible to cross the upper Hudson. Impeded in its progress by immense difficulties, both natural and imposed by the enemy, the army took twenty days to make twenty miles. On the 30th of July it reached Fort Edward, forty miles from Albany, and there was compelled to stay till the middle of September. Owing to neglect at the War Office, the peremptory orders to Sir William Howe, to move up the Hudson and make a junction with Burgoyne, were not sent forward. Consequently, Howe, acting upon the discretionary powers which he possessed already, and swayed by political reasons into which it is not necessary to enter, determined to renew his attempt upon Philadelphia. A tentative advance into New Jersey, and the consequent manœuvres of Washington, satisfiedhim that the enterprise by this route was too hazardous. He therefore embarked fourteen thousand men, leaving eight thousand with Sir Henry Clinton to hold New York and make diversions in favor of Burgoyne; and on the 23d of July sailed from Sandy Hook, escorted by five 64-gun ships, a 50, and ten smaller vessels, under Lord Howe's immediate command. The entire expedition numbered about 280 sail. Elaborate pains were taken to deceive Washington as to the destination of the armament; but little craft was needed to prevent a competent opponent from imagining a design so contrary to sound military principle, having regard to Burgoyne's movements and to the well-understood general purpose of the British ministry. Accordingly Washington wrote, "Howe's in a manner abandoning Burgoyne is so unaccountable a matter, that till I am fully assured of it, I cannot help casting my eyes continually behind me." He suspected an intention to return upon New York.

On the 31st of July, just as Burgoyne reached Fort Edward, where he stuck fast for six weeks, Howe's armament was off the Capes of the Delaware. The prevailing summer wind on the American coast is south-south-west, fair for ascending the river; but information was received that the enemy had obstructed the channel, which lends itself to such defences for some distance below Philadelphia. Therefore, although after occupying the city the free navigation of the river to the sea would be essential to maintaining the position,—for trial had shown that the whole army could not assure communications by land with New York, the other sea base,—Howe decided to prosecute his enterprise by way of the Chesapeake, the ascent of which, under all the conditions, could not be seriously impeded. A fortnight more was consumed in contending against the south-west winds and calms, before the fleet anchored on the 15th of August within the Capes of the Chesapeake; and yet another week passedbefore the head of the Bay was reached. On the 25th the troops landed. Washington, though so long in doubt, was on hand to dispute the road, but in inferior force; and Howe had no great difficulty in fighting his way to Philadelphia, which was occupied on the 26th of September. A week earlier Burgoyne had reached Stillwater, on the west bank of the Hudson, the utmost point of his progress, where he was still twenty miles from Albany. Three weeks later, confronted by overwhelming numbers, he was forced to capitulate at Saratoga, whither he had retreated.

Lord Howe held on at the head of the Chesapeake until satisfied that his brother no longer needed him. On the 14th of September he started down the Bay with the squadron and convoy, sending ahead to the Delaware a small division, to aid the army, if necessary. The winds holding southerly, ten days were required to get to sea; and outside further delay was caused by very heavy weather. The Admiral there quitted the convoy and hastened up river. On the 6th of October he was off Chester, ten miles below Philadelphia. The navy had already been at work for a week, clearing away obstructions, of which there were two lines; both commanded by batteries on the farther, or Jersey, shore of the Delaware. The lower battery had been carried by troops; and when Howe arrived, the ships, though meeting lively opposition from the American galleys and fire-rafts, had freed the channel for large vessels to approach the upper obstructions. These were defended not only by a work at Red Bank on the Jersey shore, but also, on the other side of the stream, by a fort called Fort Mifflin, on Mud Island.18As the channel at this point, for a distance of half a mile, was only two hundred yards wide, and troops could not reach the island, the position was very strong, and it detained the Britishfor six weeks. Fort Mifflin was supported by two floating batteries and a number of galleys. The latter not only fought, offensively and defensively, but maintained the supplies and ammunition of the garrison.

On the 22d of October, a concerted attack, by the army on the works at Red Bank, and by the Navy on Fort Mifflin, resulted disastrously. The former was repulsed with considerable loss, the officer commanding being killed. The squadron, consisting of a 64, three frigates, and a sloop, went into action with Mud Island at the same time; but, the channel having shifted, owing possibly to the obstructions, the sixty-four and the sloop grounded, and could not be floated that day. On the 23d the Americans concentrated their batteries, galleys, and fire-rafts upon the two; and the larger ship took fire and blew up in the midst of the preparations for lightening her. The sloop was then set on fire and abandoned.

So long as this obstacle remained, all supplies for the British army in Philadelphia had to be carried by boats to the shore, and transported considerable distances by land. As direct attacks had proved unavailing, more deliberate measures were adopted. The army built batteries, and the navy sent ashore guns to mount in them; but the decisive blow to Mud Island was given by a small armed ship, theVigilant, 20, which was successfully piloted through a channel on the west side of the river, and reached the rear of the work, towing with her a floating battery with three 24-pounders. This was on the 15th of November. That night the Americans abandoned Fort Mifflin. Their loss, Beatson says, amounted to near 400 killed and wounded; that of the British to 43. If this be correct, it should have established the invincibility of men who under such prodigious disparity of suffering could maintain their position so tenaciously. After the loss of Mud Island, Red Bankcould not be held to advantage, and it was evacuated on the 21st, when an attack was imminent. The American vessels retreated up the river; but they were cornered, and of course ultimately were destroyed. The obstructions being now removed, the British water communications by the line of the Delaware were established,—eight weeks after the occupation of the city, which was to be evacuated necessarily six months later.

While these things were passing, Howe's triumph was marred by the news of Burgoyne's surrender on the 17th of October. For this he could not but feel that the home government must consider him largely responsible; for in the Chesapeake, too late to retrieve his false step, he had received a letter from the minister of war saying that, whatever else he undertook, support to Burgoyne was the great object to be kept in view.

During the operations round Philadelphia, Sir Henry Clinton in New York had done enough to show what strong probabilities of success would have attended an advance up the Hudson, by the twenty thousand men whom Howe could have taken with him. Starting on the 3d of October with three thousand troops, accompanied by a small naval division of frigates, Clinton in a week had reached West Point, fifty miles up the river. The American fortifications along the way were captured, defences levelled, stores and shipping burned; while an insignificant detachment, with the light vessels, went fifty miles further up, and there destroyed more military stores without encountering any resistance worth mentioning. Certainly, had Howe taken the same line of operations, he would have had to reckon with Washington's ten thousand men which confronted him on the march from the Chesapeake to Philadelphia; but his flank would have been covered, up to Albany, by a navigable stream on either side of which he could operate by that flying bridge which thepresence and control of the navy continually constituted. Save the fortifications, which Clinton easily carried, there was no threat to his communications or to his flank, such as the hill country of New Jersey had offered and Washington had skilfully utilised.

The campaign of 1777 thus ended for the British with a conspicuous disaster, and with an apparent success which was as disastrous as a failure. At its close they held Narragansett Bay, the city and harbour of New York, and the city of Philadelphia. The first was an admirable naval base, especially for sailing ships, for the reasons given by Rodney. The second was then, as it is now, the greatest military position on the Atlantic coast of the United States; and although the two could not communicate by land, they did support each other as naval stations in a war essentially dependent upon maritime power. Philadelphia served no purpose but to divide and distract British enterprise. Absolutely dependent for maintenance upon the sea, the forces in it and in New York could not coöperate; they could not even unite except by sea. When Clinton relieved Howe as commander-in-chief, though less than a hundred miles away by land, he had to take a voyage of over two hundred miles, from New York to Philadelphia, half of it up a difficult river, to reach his station; and troops were transferred by the same tedious process. In consequence of these conditions, the place had to be abandoned the instant that war with France made control of the sea even doubtful. The British held it for less than nine months in all.

During 1777 a number of raids were made by British combined land and sea forces, for the purpose of destroying American dépôts and other resources. Taken together, such operations are subsidiary to, and aid, the great object of interrupting or harassing the communications of an enemy. In so far, they have a standing place among the major operationsof war; but taken singly they cannot be so reckoned, and the fact, therefore, is simply noted, without going into details. It may be remarked, however, that in them, although the scale was smaller, the Navy played the same part that it now does in the many expeditions and small wars undertaken by Great Britain in various parts of the world; the same that it did in Wellington's campaigns in the Spanish peninsula, 1808-1812. The land force depended upon the water, and the water was controlled by the Navy.

Footnote 18:(return)This was just below the mouth of the Schuylkill, a short distance below the present League Island navy yard.

This was just below the mouth of the Schuylkill, a short distance below the present League Island navy yard.

The events of 1777 satisfied the French government that the Americans had strength and skill sufficient to embarrass Great Britain seriously, and that the moment, therefore, was opportune for taking steps which scarcely could fail to cause war. On the 6th of February, 1778, France concluded with the United States an open treaty of amity and commerce; and at the same time a second secret treaty, acknowledging the independence of the late Colonies, and contracting with them a defensive alliance. On the 13th of March, the French Ambassador in London communicated the open treaty to the British government, with the remark that "the United States were in full possession of the independence proclaimed by their declaration of July 4th, 1776." Great Britain at once recalled her Ambassador, and both countries prepared for war, although no declaration was issued. On the 13th of April, a French fleet of twelve ships of the line and five frigates,under the command of the Count d'Estaing,19sailed from Toulon for the American coast. It was destined to Delaware Bay, hoping to intercept Howe's squadron. D'Estaing was directed to begin hostilities when forty leagues west of Gibraltar.

The British ministry was not insensible of the danger, the imminence of which had been felt during the previous year; but it had not got ready betimes, owing possibly to confident expectations of success from the campaign of 1777. The ships, in point of numbers and equipment, were not as far forward as the Admiralty had represented; and difficulty, amounting for the moment to impossibility, was experienced in manning them. The vessels of the Channel fleet had to be robbed of both crews and stores to compose a proper reinforcement for America. Moreover, the destination of the Toulon squadron was unknown, the French government having given out that it was bound to Brest, where over twenty other ships of the line were in an advanced state of preparation. Not until the 5th of June, when d'Estaing was already eight weeks out, was certain news brought by a frigate, which had watched his fleet after it had passed Gibraltar, and which had accompanied it into the Atlantic ninety leagues west of the Straits. The reinforcement for America was then permitted to depart. On the 9th of June, thirteen ships of the line sailed for New York under the command of Vice-Admiral John Byron.20

These delays occasioned a singular and striking illustration of the ill effects upon commerce of inadequate preparation for manning the fleet. A considerable number of WestIndia ships, with stores absolutely necessary for the preservation of the islands, waited at Portsmouth for convoy for upwards of three months, while the whole fleet, of eighty sail, was detained for five weeks after it had assembled; "and, although the wind came fair on the 19th of May, it did not sail till the 26th, owing to the convoying ships, theBoyneand theRuby, not being ready." Forty-five owners and masters signed a letter to the Admiralty, stating these facts. "The convoy," they said, "was appointed to sail April 10th." Many ships had been ready as early as February. "Is not this shameful usage, my Lords, thus to deceive the public in general? There are two hundred ships loaded with provisions, etc., waiting at Spithead these three months. The average expense of each ship amounts to £150 monthly, so that the expense of the whole West India fleet since February amounts to £90,000."

The West Indies before the war had depended chiefly upon their fellow colonies on the American continent for provisions, as well as for other prime necessaries. Not only were these cut off as an incident of the war, entailing great embarrassment and suffering, which elicited vehement appeals from the planter community to the home government, but the American privateers preyed heavily upon the commerce of the islands, whose industries were thus smitten root and branch, import and export. In 1776, salt food for whites and negroes had risen from 50 to 100 per cent, and corn, the chief support of the slaves,—the laboring class,—by 400 per cent. At the same time sugar had fallen from 25 to 40 per cent in price, rum over 37 per cent. The words "starvation" and "famine" were freely used in these representations, which were repeated in 1778. Insurance rose to 23 per cent; and this, with actual losses by capture,21and bycessation of American trade, with consequent fall of prices, was estimated to give a total loss of £66 upon every £100 earned before the war. Yet, with all this, the outward West India fleet in 1778 waited six weeks, April 10th-May 26th, for convoy. Immediately after it got away, a rigorous embargo was laid upon all shipping in British ports, that their crews might be impressed to man the Channel fleet. Market-boats, even, were not allowed to pass between Portsmouth and the Isle of Wight.

Three days after Byron had sailed, Admiral Augustus Keppel also put to sea with twenty-one ships of the line, to cruise off Brest. His instructions were to prevent the junction of the Toulon and Brest divisions, attacking either that he might meet. On the 17th of June, two French frigates were sighted. In order that they might not report his force or his movements, the British Admiral sent two of his own frigates, with the request that they would speak him. One, theBelle Poule, 36, refused; and an engagementfollowed between her and the British ship, theArethusa, 32. The King of France subsequently declared that this occurrence fixed the date of the war's beginning. Although both Keppel's and d'Estaing's orders prescribed acts of hostility, no formal war yet existed.

Byron had a very tempestuous passage, with adverse winds, by which his vessels were scattered and damaged. On the 18th of August, sixty-seven days from Plymouth, the flagship arrived off the south coast of Long Island, ninety miles east of New York, without one of the fleet in company. There twelve ships were seen at anchor to leeward (north), nine or ten miles distant, having jury masts, and showing other signs of disability. The British vessel approached near enough to recognise them as French. They were d'Estaing's squadron, crippled by a very heavy gale, in which Howe's force had also suffered, though to a less extent. Being alone, and ignorant of existing conditions, Byron thought it inexpedient to continue on for either New York or Narragansett Bay. The wind being southerly, he steered for Halifax, which he reached August 26th. Some of his ships also entered there. A very few had already succeeded in joining Howe in New York, being fortunate enough to escape the enemy.

So far as help from England went, Lord Howe would have been crushed long before this. He owed his safety partly to his own celerity, partly to the delays of his opponent. Early in May he received advices from home, which convinced him that a sudden and rapid abandonment of Philadelphia and of Delaware Bay might become necessary. He therefore withdrew his ships of the line from New York and Narragansett, concentrating them at the mouth of Delaware Bay, while the transports embarked all stores, except those needed for a fortnight's supply of the army in a hostile country. The threatening contingency of a superiorenemy's appearing off the coast might, and did, make it imperative not to risk the troops at sea, but to choose instead the alternative of a ninety-mile march through New Jersey, which a year before had been rejected as too hazardous for an even larger force. Thus prepared, no time was lost when the evacuation became necessary. Sir William Howe, who had been relieved on the 24th of May by Sir Henry Clinton, and had returned to England, escaped the humiliation of giving up his dearly bought conquest. On the 18th of June the British troops, twelve thousand in number, were ferried across the Delaware, under the supervision of the Navy, and began their hazardous march to New York. The next day the transports began to move down the river; but, owing to the intricate navigation, head winds, and calms, they did not get to sea until the 28th of June. On the 8th of July, ten days too late, d'Estaing anchored in the mouth of the Delaware. "Had a passage of even ordinary length taken place," wrote Washington, "Lord Howe with the British ships of war and all the transports in the river Delaware must inevitably have fallen; and Sir Henry Clinton must have had better luck than is commonly dispensed to men of his profession under such circumstances, if he and his troops had not shared at least the fate of Burgoyne."

Had Howe's fleet been intercepted, there would have been no naval defence for New York; the French fleet would have surmounted the difficulties of the harbour bar at its ease; and Clinton, caught between it and the American army, must have surrendered. Howe's arrival obviated this immediate danger; but much still needed to be done, or the end would be postponed only, not averted. A fair wind carried the fleet and the whole convoy from the Delaware to Sandy Hook in forty-eight hours. On the morning of the 29th, as Howe was approaching his port, he spoke a packet from England, which not only brought definite newsof d'Estaing's sailing, but also reported that she herself had fallen in with him to the southward, not very far from the American coast, and had been chased by his ships. His appearance off New York, therefore, was imminent.

Howe's measures were prompt and thorough, as became his great reputation. To watch for d'Estaing's approach, a body of cruisers was despatched, numerous enough for some to bring frequent word of his movements, while others kept touch with him. The ships at New York were ordered down to Sandy Hook, where the defence of the entrance was to be made. Clinton, who had been hard pressed by Washington throughout his march, arrived on the 30th of June—the day after Howe himself—on the heights of Navesink, on the seacoast, just south of Sandy Hook. During the previous winter the sea had made a breach between the heights and the Hook, converting the latter into an island. Across this inlet the Navy threw a bridge of boats, by which the army on the 5th of July passed to the Hook, and thence was conveyed to the city.

On the same day the French fleet was sighted off the coast of Virginia by a cruiser, which reached Howe on the 7th; and two days later another brought word that the enemy had anchored on the 8th off the Delaware. There d'Estaing again tarried for two days, which were diligently improved by the British Admiral, who at the same time sent off despatches to warn Byron, of whose coming he now had heard. Despite all his energy, his preparations still were far from complete, when on the morning of the 11th a third vessel arrived, announcing that the French were approaching. That evening they anchored outside, four miles south of Sandy Hook. Howe, who during all these days was indefatigable, not only in planning but also in personal supervision of details, hastened at once to place his vessels according to the disposition which he had determined, and which hehad carefully explained to his captains, thus insuring an intelligent coöperation on their part.

The narrow arm of land called Sandy Hook projects in a northerly direction from the New Jersey coast, and covers the lower bay of New York on the south side. The main ship-channel, then as now, ran nearly east and west, at right angles to the Hook and close to its northern end. Beyond the channel, to the north, there was no solid ground for fortification within the cannon range of that day. Therefore such guns as could be mounted on shore, five in number, were placed in battery at the end of the Hook. These formed the right flank of the defence, which was continued thence to the westward by a line of seven ships, skirting the southern edge of the channel. As the approach of the French, if they attacked, must be with an easterly wind and a rising tide, the ships were placed with that expectation; and in such wise that, riding with their heads to the eastward, each successive one, from van to rear, lay a little outside—north—of her next ahead. The object of this indented formation was that each ship might bring her broadside to bear east, and yet fire clear of those to the east of her. In order to effect this concentration of all the batteries in an easterly direction, which would rake the approach of the enemy, a spring23was run from the outer, or port quarter of every ship, except the leader.24These springs were not taken tothe bow cable or anchor, as was often done, but to anchors of their own, placed broad off the port bows. If, then, the enemy attacked, the ships, by simply keeping fast the springs and veering the cables, would swing with their broadsides facing east. If the enemy, which had no bow fire, survived his punishment, and succeeded in advancing till abreast the British line, it was necessary only to keep fast the cables and let go the springs; the ships would swing head to the east wind, and the broadsides would once more bear north, across the channel instead of along it. These careful arrangements were subject, of course, to the mischance of shot cutting away cables or springs; but this was more than offset by the probable injury to the enemy's spars and rigging, as well as hulls, before he could use his batteries at all.

Such was the main defence arranged by Howe; with which New York stood or fell. In the line were five 64's, one 50, and an armed storeship. An advanced line, of one fifty with two smaller vessels, was placed just inside the bar—two or three miles outside the Hook—to rake the enemy as he crossed, retiring as he approached; and four galleys, forming a second line, were also stationed for the same purpose, across the channel, abreast of the Hook.25The retreat of these was secure into the shoal water, where they could not be followed. One 64 and some frigates were held as a reserve, inside the main line, to act as occasion might require. The total available force was, six 64's, three 50's, and six frigates. D'Estaing's fleet, in detail,consisted of one 90-gun ship, one 80, six 74's and one 50. Great as was this discrepancy between the opponents, it was counterbalanced largely by Howe's skilful dispositions, which his enemy could not circumvent. If the latter once got alongside, there was little hope for the British; but it was impossible for the French to evade the primary necessity of undergoing a raking fire, without reply, from the extreme range of their enemies' cannon up to the moment of closing. The stake, however, was great, and the apparent odds stirred to the bottom the fighting blood of the British seamen. The ships of war being short-handed, Howe called for volunteers from the transports. Such numbers came forward that the agents of the vessels scarcely could keep a watch on board; and many whose names were not on the lists concealed themselves in the boats which carried their companions to the fighting ships. The masters and mates of merchantmen in the harbour in like manner offered their services, taking their stations at the guns. Others cruised off the coast in small boats, to warn off approaching vessels; many of which nevertheless fell into the enemy's hands.

Meanwhile d'Estaing was in communication with Washington, one of whose aides-de-camp visited his flagship. A number of New York pilots also were sent. When these learned the draught of the heavier French ships, they declared that it was impossible to take them in; that there was on the bar only twenty-three feet at high water. Had that been really the case, Howe would not have needed to make the preparations for defence that were visible to thousands of eyes on sea and on shore; but d'Estaing, though personally brave as a lion, was timid in his profession, which he had entered at the age of thirty, without serving in the lower grades. The assurances of the pilots were accepted after an examination by a lieutenant of the flagship, who couldfind nothing deeper than twenty-two feet. Fortune's favors are thrown away, as though in mockery, on the incompetent or the irresolute. On the 22d of July a fresh north-east wind concurred with a spring tide to give the highest possible water on the bar.26

"At eight o'clock," wrote an eye-witness in the British fleet, "d'Estaing with all his squadron appeared under way. He kept working to windward, as if to gain a proper position for crossing the bar by the time the tide should serve. The wind could not be more favourable for such a design; it blew from the exact point from which he could attack us to the greatest advantage. The spring tides were at the highest, and that afternoon thirty feet on the bar. We consequently expected the hottest day that had ever been fought between the two nations. On our side all was at stake. Had the men-of-war been defeated, the fleet of transports and victuallers must have been destroyed, and the army, of course, have fallen with us. D'Estaing, however, had not spirit equal to the risk; at three o'clock we saw him bear off to the southward, and in a few hours he was out of sight."

"At eight o'clock," wrote an eye-witness in the British fleet, "d'Estaing with all his squadron appeared under way. He kept working to windward, as if to gain a proper position for crossing the bar by the time the tide should serve. The wind could not be more favourable for such a design; it blew from the exact point from which he could attack us to the greatest advantage. The spring tides were at the highest, and that afternoon thirty feet on the bar. We consequently expected the hottest day that had ever been fought between the two nations. On our side all was at stake. Had the men-of-war been defeated, the fleet of transports and victuallers must have been destroyed, and the army, of course, have fallen with us. D'Estaing, however, had not spirit equal to the risk; at three o'clock we saw him bear off to the southward, and in a few hours he was out of sight."

Four days later, Howe, reporting these occurrences, wrote: "The weather having been favourable the last three days for forcing entrance to this port, I conclude the French commander has desisted." It is clear that the experienced British admiral did not recognise the impossibility of success for the enemy.

After the demonstration of the 22d, d'Estaing stood to the southward, with the wind at east. The British advice-boats brought back word that they had kept company with him as far south as the Capes of the Delaware, and there had left him ninety miles from land. When their leavingfreed him from observation, he turned, and made for Narragansett Bay, an attack on which, in support of an American land force, had been concerted between him and Washington. On the 29th he anchored three miles south of Rhode Island, and there awaited a suitable moment for forcing the entrance.

Narragansett Bay contains several islands. The two largest, near the sea, are Rhode Island and Conanicut, the latter being the more westerly. Their general direction, as that of the Bay itself, is north and south; and by them the entrance is divided into three passages. Of these, the eastern, called Seakonnet, is not navigable above Rhode Island. The central, which is the main channel, is joined by the western above Conanicut, and thus the two lead to the upper Bay. The town of Newport is on the west side of Rhode Island, four miles from the main entrance.

On the 30th of July, the day after the French fleet had arrived, two of its ships of the line, under command of the afterwards celebrated Suffren, went up the western channel, anchoring within it near the south end of Conanicut. One of them, as she passed, was hulled twice by the British batteries. At the same time, two frigates and a corvette entered Seakonnet; whereupon the British abandoned and burned a sloop of war, theKingfisher, 16, and some galleys there stationed. The British general, Sir Robert Pigot, now withdrew his detachments from Conanicut, after disabling the guns, and concentrated the bulk of his force in the southern part of Rhode Island and about Newport. Goat Island, which covers the inner harbour of the town, was still occupied, the main channel being commanded by its batteries, as well as by those to the north and south of it upon Rhode Island. On the 5th of August, Suffren's two ships again got under way, sailed through the western passage, and anchored in the main channel, north of Conanicut; their former positionsbeing taken by two other ships of the line.27The senior British naval officer, seeing retreat cut off both north and south, now destroyed those ships of war28which could not enter the inner harbour, sinking two between Goat and Rhode Islands, to prevent any enemy passing there. Five transports also were sunk north of Goat Island, between it and Coaster's Harbour, to protect the inside anchorage in that direction. These preliminary operations cost the British five frigates and two sloops, besides some galleys. Guns and ammunition taken from them went to increase the defences; and their officers and crews, over a thousand in number, served in the fortifications.


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