Chapter 8

The great allegorical poems, so much beloved mainly in Northern France in the thirteenth century, are more nearly prose compositions in their abstract type. I will only mention one example of these, that is, the famousRoman de laRose.We may compare or rather contrast such with the many anecdotes and still lengthier narratives, the so-calledfabliauxandcontes, which rather borrow their subject-matter from contemporary life, tales of knights, priests, citizens, and above allamours, lawful and the reverse, retailed to us sometimes in the comic vein, at others in the tragic, now in prose, and again in verse. Such was the type of writing which the clear intellect and trained culture of a Boccaccio carried to its perfection.

There is a final class of such compositions, which, turning to the ancients—with a casual knowledge of the Epic of Homer and Virgil, or ancient legend, celebrates also, in precisely the manner of the Epopaea of chivalry, the exploits of Trojan heroes, the foundation of Rome by Æneas, the conquests of Alexander, and other like subjects.

And this will conclude what I have to say upon the Epic poetry of the Middle Ages.

(γ) In athirdprincipal group of which I have still to speak, the rich and pregnant study ofancientliterature marks a point of departure for the purer artistic taste of a new culture, in whose learning, assimilation, and blending of diverse elements, however, we frequently miss that primitive creative power, which we admire in the Hindoos, Arabs, as also in Homer and writers of the Middle Ages. In the many-sided development in which, dating from this age of the re-awakened sciences and their influence on national literatures, the actual conditions of mankind undergo a reform in religion, political condition, morals, and social relations, epic poetry also seizes hold of the most varied content, as also the most manifold forms, the historical course of which I can only direct attention to in its most essential characteristics.

(αα)First,we may remark that it is still theMiddle Ages, which now, as previously, supplies the material for the Epos, although the same is conceived and presented in a new spirit, namely, one permeated with the culture of classic literature> We find here pre-eminently two directions in which the art of epic poetry displays itself.

On the one side the awakening consciousness of the age shows a necessary tendency to treat as ridiculous all that is capricious in the adventurous feats of the Middle Ages, all that is fantastic and exaggerated in chivalry, all that is merely formal in the independence and personal isolation of the heroes, and which is now contained within a social reality embracing more abundance of national conditions and interest; a consciousness which further brings this entire world before our vision in the light of comedy, which does this, however much what is really genuine within it is also asserted, with seriousness and delight. As the culminating points of this genial conception of the entire world of chivalry I have already pointed to Ariosto and Cervantes. I will therefore in the present passage merely draw attention to the brilliant facility, the charm and wit, the loveliness and intense ingenuousness, with which Ariosto, whose poem still hovers among the poetic aims of the Middle Ages, merely in a more veiled and humorous fashion makes what is fantastic vanish away by means of the incredibility of his nonsense, while the profounder romance of Cervantes already assumes knight-errantry to be a Past behind it; which, consequently, can only enter into the real prose and presence of life as vanity in its isolation and fantastic folly; yet at the same time it gives equal prominence to its great and noble aspects in their contrast to what is awkward, stupid, devoid of reason and order in this very prosaic reality, making the defects of the same live before our eyes.

Among writers who have contributed to asecondphase in this type of epic development I will merely mention the representative name of Tasso. In his "Jerusalem Delivered" this poet, in contrast to the poetry of Ariosto, selects for his central theme, without any admixture of the humorist's temper whatever, the great and common aims of Christian chivalry, the recovery of the Holy Sepulchre, the victorious pilgrimage of the Crusades, and, after the model of Homer and Virgil, creates an Epos with enthusiasm and study, which may even be compared with the great prototypes abovementioned. And no doubt we do discover in this work, quite apart from a genuine, and, in part, too, national and religious interest, a type of unity, development, and elaboration of the whole such as we have previously fixed as a primary condition. We may add to this a fascinating music in the verse, which makes the same still harmonious toliving speech. What, however, is pre-eminently wanting in this poem is just that kind of primitive origin which is alone able to create the real Bible of an entire nation. In other words, instead of having, as in Homer's case, a work which, as true Epos, expresses once for all in language, and with direct simplicity, that which the nation is through its actions, the epic in question rather appears simply a poem, that is, a poetically constructed event. We are mainly pleased and satisfied with it in virtue of the artistic effect of its beautiful speech and form, whether we consider its more lyrical aspects, or its epic descriptions. Consequently, however much Tasso may have taken Homer for his model in the collective arrangement of his material, in the entire spirit of the conception and presentation it is rather and in chief the influence of Virgil that we actually discover in the work, and of course do so not to the poem's advantage.

Finally, among the great Epopaea, which are constructed upon the basis of a classic culture, we must include the "Lysiad" of Camoens. In the subject-matter of this entirely national composition, which celebrates the bold sea-faring of the Portuguese, we are already beyond the true Middle Ages, and have interests unfolded, which inaugurate a new era. But here, too, despite the glow of its patriotism, despite the life-like character of the descriptive matter, based for the most part upon the author's own experience, we are still conscious of a real barrier between the subject that is national and an artistic culture which is partly borrowed from the ancients and in part from the Italians, and which impairs its impression as a truly original epic.

(ββ) The essentially new manifestations in the religious belief and actual composition of modern life originate in the principle of the Reformation. The whole tendency of this general change of outlook is, indeed, rather favourable to lyric and dramatic, than epic poetry. But we do find nevertheless, even in the latter sphere, an autumnal blossoming of the religious Epopaea, of which the pre-eminent examples are Milton's "Paradise Lost" and Klopstock's "Messias." In breadth of culture, gained through study of the ancients, and the correct elegance of his language, Milton is no doubt an admirable master of his age. In the profundity of hiscontent, in energy, original invention and execution, and, above all, in the epic objectivity of his presentment, however, he is in every respect inferior to Dante. For not only does the conflict and the catastrophe of "Paradise Lost" take a direction which is contrary to its dramatic character; but, as I have above incidentally observed, it is, in a unique way, supported by a lyrical impulse and ethical or didactic predilections, which lie far enough away from the subject in its original form.[35]I have already, in discussing Klopstock, referred to a similar cleft between the material and the form, which a particular age gives to it in its epic reflection. In the case of Klopstock, moreover, an endeavour is throughout apparent through a rhetoric, which is little more than the caricature of the Sublime, to infuse the reader with that recognition of the worth and solemnity of his subject, which the poet has himself experienced. From a somewhat different point of view we arrive at very much the same conclusion in the case of Voltaire's "Henriade." At any rate here too the poetry is an artificial production, and all the more so, inasmuch as the material, as already observed, is not adapted to the truly primitive Epos.

(γγ) If we try to discover really epic compositions in our own day we shall find ourselves in an atmosphere totally different from that of the genuine Epopaea. The general condition of the world to-day has assumed a form, which, in its prosaic character, is diametrically opposed to everything which we found indispensable to the genuine Epos, while the revolutions, which have been imposed upon the actual social conditions of states and nations, are still too strongly riveted in our memory as actual experiences that they should be able to receive an epic type of art. Epic poetry has consequently taken refuge from the great national events in the narrow circle of the domestic life of individuals in the country and in the small town, striving to find here the material adapted to epic composition. In this way, more particularly among us Germans, the Epic has become idyllic, after the genuine Idyll, of the sweet sentimentality and wishy-washy type, died out.

As an example lying close to hand of an idyllic Epos I will merely mention the "Luise" of Voss, as also and above all Goethe's masterpiece, "Herman and Dorothea." In the latter work we have no doubt our attention directed to the background of the greatest world-event of our age, with which the circumstances of the innkeeper and his family, of the pastor and the apothecary, are directly associated. And inasmuch as the little country town is not placed before us in its political relations we at once remark a gap in the narrative which is not explained or mediated by any connecting link. Yet it is precisely through this omission of the intermediate link that the whole keeps its unique character. For with the stroke of a master Goethe has removed the revolution into the background, despite the fact that he has known how to make the most happy use of it in the enlargement of his poem. He only interweaves such circumstances with the action as, in their simple humanity, connect themselves absolutely without constraint with domestic and civic conditions. The main point, therefore, is that Goethe in this work has succeeded in detaching from the reality of our modern life traits, descriptions, conditions, and developments, and depicting the same, which in their province once more make that alive which contributes to the imperishable charm of those primitive human conditions of the Odyssey and the patriarchal picture of the Old Testament.

In respect to other spheres of our present national and social life I would observe in conclusion that in the field of epic poetry there are practically unlimited opportunities for theromance, thenarrative, and thenovel.I am, however, unable, even in the most general outline, to follow the history of these in the breadth of their development from their first appearance until the present time.

[1]Die echt poetische Abrundung.Not, however, merely literary finish, but complete ideal totality.

[2]Einem bestimmten Tone. Perhaps more truly "a particular strain or atmosphere." But both aspects are suggested.

[3]There is a misprint hereeine rechtforeiner echt, and also I should prefer eight lines lower downdiefordasagreeing withFreiheitrather thanLeben.

[4]This sentence is obviously ironical, but the sense intended is not very clear. The wordsdie sicare clearly a misprint fordie sick,and I presumekindischis not used in its more common depreciatory sense of childish. I am, however, not very confident of my translation.War es ein Zeichenwould apparently refer back to the general intention of the previous sentence,i.e.,the attempt of Klopstock and others to make a national book.

[5]See vol. I, pp. 240-289, and particularly pp. 270-289.

[6]Eine Sittlichkeit.

[7]Poet., c. 14.

[8]That is to say, that the whole remains intact in its opposition. The question of international ethics is not directly considered, though reference is here made to historical evolution in its widest sense.

[9]Wrong that is inflicted on a state which is, as a whole, innocent.

[10]I presume the reference is mainly to the United States. Hegel's sentence isso möchten diese nur den Sieg dereinstiger Americanischer lebendiger Vernünftigkeit über die Einkerkerung in ein ins Unendliche fortgehendes Messen und Particularisiren darzustellen haben.It may be doubted, perhaps, whether he would have expressed himself with equal confidence in our own day. At least the position of the German States of his own time no doubt was strongly present in his mind.

[11]Von einem anderen beschränkt.Curtailed, I imagine, as a spontaneous and free power.

[12]That is acting in subservience to eternal forces, not directing those forces. Hegel conceives the event as supplying the lines of direction through which the forces are effective.

[13]Aus der Dumpfheit des Bewusstseyns.Out of the confusions of consciousness.

[14]I have adopted the masculine gender in accordance with the text, though of course it does not imply personality in the ordinary sense.

[15]I suppose the meaning is that it is a purely objective panorama.

[16]Seiner Sache,Somewhat vague and difficult to translate. It means more than his affair or business.

[17]Trauer.Mournfulness or gloom is perhaps better.

[18]Liv., ii, c. 32.

[19]Lit., so far as they do not emphasize essential phases in (Momente).

[20]I presume the allusion is to the way, already illustrated, the Homeric gods do not take themselves seriously.

[21]Messias, Canto II, w, 627-850.

[22]It is possible Hegel means bygeistigeintelligible.

[23]Act II, sc. 6.

[24]"O, that I had never shipped hither over the sea, unhappy that I am! Vain was the fancy which befooled me to seek an empty fame in France; and now a fatal destiny carries me to this bloody field of death. O that I were far from here housed at home on the banks of the blue Severn, where the mother remained behind and the gentle sweet bride mourning for me."

[25]"To Death thou art decreed! A British matron it was that conceived thee!"

[26]"With vow to slay at everything alive with the sword that the fateful god of battles confronts her with."

[27]Sitte und Settlichkeit.

[28]That is of the Epos.

[29]The course of painting is similar to that of sculpture in virtue of the fact that it is wholly of one type, viz., romantic, but it differs from it in being less objective and requiring more historical illustration.

[30]Substantiellen,i.e.,an outlook which concentrates attention on the one Divine substance, the essence beneath the phenomenal.

[31]I presume this is another Persian composition, but it may be a cult of some kind.

[32]Substantive as contrasted with phenomenal.

[33]That is the Iliad and Odyssey.

[34]What Hegel means to say by this and the following paragraph is by no means clear. He first seems to state as a fact that a rivalry may be asserted, or at least has been asserted by others, between the Spanish romances and the finest Greek and Latin epic literature, and then immediately afterwards denies the fact so far as the Iliad and Odyssey is concerned. The confusion and indeed uncertainty seems to be due to the fact that while explaining the disadvantage in which the German work is placed as compared with the Spanish romances, he merely contrasts the Homeric poems with the former. What he apparently means us to infer is that the latter are as superior as the German work is, at least as an Epos, inferior. The words "we moderns" are apparently ironical. In any case the entire passage is, I think, clearly one which needed revision, and it is possible that the two paragraphs have been tacked together by Hegel's editors from different connections.

[35]As we find it, presumably, in Genesis.

The poetic imagination does not, as the plastic arts do, present the objects of its creation before our vision in an objective shape, but only envisages them to the inward vision and emotions. No doubt from the first, relatively to certain aspects of this universal type of composition, it is thepersonalquality of ideal creation and construction which pre-eminently asserts itself in the presented work, and as such is to be contrasted with plastic construction. But when epic poetry offers to our contemplation its object either in its substantive universality, or under a mode comparable with that of sculptor and painter—in other words, in its living presence—in that case, at least where the art is most consummate, the individual mind and soul of the creator involved in the creation disappears before the objective result created. The above personal or subjective aspect of mind can only completely be discarded in so far as, in the first place, the entire world of objects and relations are essentially absorbed by it and then permitted to stand forth freely from the veiled presence of the individual consciousness, and, further, in so far as the self-centred soul unbars its doors, opens wide its ears and eyes, extends the purely unenlightened feeling to vision and idea, and attaches to this wealth of hidden content word and speech as the vehicle of its intimate self-expression. And just in proportion as this kind of communication persists in shutting itself away from the objective manifestation of epic art, to that extent, and precisely for that reason, the subjective type of poetry is bound to find its own forms, in a province of its own, wholly independent of the Epos. In other words, the human spirit descends from the objectivity of the object into its own private domain; it peers into its particular conscious life; it endeavours to satisfy the desire to reproduce the presence and reality ofthat, as displayed in soul, in the experience of heart and reflected idea, and in doing so to unfold the content and activity of the personal life rather than the actual presence of the external fact. But, again, inasmuch as this expression, if it is not simply to remain the chance expression of mere individuality[1]in its immediate feeling and conception, must assert itself in speech as the reflection of an inner life that ispoetic, all that is thus envisaged of feeling or otherwise—and however much, too, it may be a part of the poet's unique personality, and be presented by him as such—must nevertheless possess a universal validity, in other words, it must essentially include feelings and reflections for which the art of poetry is able to discover the vital and adequate means of expression. And although, apart from this, pain and desire, as conceived, described, and expressed in speech, may lighten the heart, and poetic ebullition is unquestionably permissible for such a purpose, yet its function is not restricted to such domestic service. Rather it has a nobler vocation, which is not so much to liberate the human spirit from emotion, but in the medium of the same. The blind tumult of passion surges on in a union with the entire soul-life unenlightened, unawakened to the grasp of mind. In such a state the soul cannot assert itself in idea and expression. It is the function of poetry no doubt to free the heart from such a prison house, in so far as it presents that life as an object to it. But it does more than this mere translation of content from the immediacy of emotional experience; it creates therefrom an object which is purified from all mere contingency of the passing mood; an object in which the soul-life in this deliverance returns once more to itself freely and with self-conscious satisfaction, and remains there at home. Conversely, however, this primary objectivisation ought not to be carried to the point of a reflection that actually discloses the individual activity of the soul-life and its passions as it is carried forward in practical impulse andaction; in other words, in the self-return of the individual upon himself in veritable deed. For the most pertinent reality of our inner life is still itself an inward something, and consequently this passage from itself can only give us thesenseof deliverance from the immediate concentration of heart in its blind and formless presence, which now unbars itself in self-expression, and in doing so grasps and expresses what was previously merely felt in the form of a self-conscious vision and ideas. And with these remarks Ithink we have determined in their essential features both the sphere and function of lyric poetry as contrasted with the epic and dramatic types.

As regards the more detailed examination and classification of our new subject-matter, we cannot do better than follow the course previously adopted in our examination of epic poetry.

First, we have to discuss thegeneralcharacter of lyric composition.

Secondly, we shall consider theparticularcharacteristics which make the lyric work of art and the types of the same worthy of attention in their more direct relation to the lyric poet.

Thirdly, we shall conclude the survey with a few remarks upon thehistoricaldevelopment of this class of poetic work.

Generally I may remark that this survey will be extremely restricted, and for two reasons—first, because I am compelled to reserve the necessary space for the discussion of the dramatic field; secondly, because I must limit myself exclusively to general considerations, inasmuch as the detail embraced by it possesses far more incalculable resources of manifold complexity than in the case of the Epos, and could only be treated in greater fulness and completeness if viewed historically, which is not within the aim of the present work.

In the stimulus of epic poetry is the desire to hear the thing or matter which is unfolded on its own account, and independently of the poet,[2]as an objective and essentially exclusive totality. In the lyric, on the contrary, it is the converse need which finds its satisfaction in self-expression and the coming to a knowledge of the soul in this expression of itself. With regard to the nature of this effusion,[3]we may enumerate its most important constituents as follows:

First,there is thecontentin which soul-life is aware of itself and reflects itself in idea.

Secondly, there is theform,in virtue of which the expression of this content becomes lyric poetry.

Thirdly, there is the stage of conscious life and culture from which the person thus lyrically viewed discloses his feelings and ideas.

(a) The content of the lyric work of art cannot comprise the development of an objective action in its possibilities of expansion into all the breadth and wealth of a world. It is the single person, and along with him the isolated fact of situation and objects, no less than the mode and manner in which the soul is made aware of itself in such content, with its private judgments, its joy, its wonder, its pain, and its feeling, which it presents to our vision. Through this principle of division and particularity, as present in the Lyric, the content may be of the greatest variety, associated with every tendency of national life. There is, however, this essential distinction, that whereas the Epos combines in one and the same work the spirit of a people in all its breadth, and in its actual deed and fashion, the more definite content of lyrical poetry limits itself to one particular aspect, or at least is unable successfully to attain to the explicit completeness and exposition which the Epos ought at least to possess. The entire wealth of lyrical poetry in a nation may, therefore, no doubt embrace the collective exuberance of national interest, idea, and purpose; but it is not the single lyrical poem that can do this.

The Lyric is not called upon to produce Bibles such as we have discovered in Epic poetry. It does, however, enjoy the advantage of being able to touch upon every conceivable aspect of national development; whereas the true Epos is limited to distinct epochs of a primitive age, and its success in our more recent times of prosaic culture is very jejune.

(α) Within this field of particularization we have, to start with, theuniversalas such—the supreme height and depth of human belief, imagination, and knowledge—the essential content of religion, art, ay, even of scientific thought, in so far as the same is adaptable to the form of imagination and creation, and can enter the sphere of emotions. Consequently general opinions, what is of permanent substance in a view of the world, the profounder grasp of far-reaching social conditions are all not excluded from the Lyric; and a considerable part of the material I have referred to[4]when discussing the more incomplete types of the Epic falls rightly, and with pertinency into the sphere now under review.

(β) And along with such essentially universal topics we have associated the aspect ofparticularity, which can be so interwoven with what is thus substantive that any specific situation, feeling, or idea is thereby seized in its profounder significance and expressed in a way wholly accordant thereto. This is, for example, almost always the case in Schiller's lyrical work, as also in his ballads; in this connection I will merely recall the superb description of the Eumenides chorus in the Cranes of Ibicus, which is neither dramatic nor epic, but lyrical. From a further point of view we may have this combination so asserted that a variety of particular traits, moods, occurrences are introduced by way of testimony to comprehensive views and maxims, interlaced in vital coalescence by virtue of the general principle. This style of writing is frequently employed in the elegy and epistle, and generally in reflections upon life of a comprehensive character.

(γ) In conclusion, inasmuch as in lyrical composition what is self-expressed is theindividual person, a content, which is extremely slight, will primarily suffice for this purpose. It is, inother words, the soul itself, subjective life simply, which is the true content. The emphasis is therefore throughout upon the animation of feeling, rather than upon the more immediate object. The most fleeting moods of the moment, the overjoyment of the heart, the swiftly passing gleams or clouds of careless merriment and jest, sorrow, melancholy, and complaint, in a word, all and every phase of emotion are here seized in their momentary movement or isolated occurrence, and rendered permanent in their expression. What we find here in the domain of poetry may be paralleled with what I previously referred to when describinggenrepaintings. The content, the subject-matter, is here the wholly contingent, and what is over and above this important is exclusively the character of the individual conception and mode of presentment, the charm of which in the Lyric will either consist in the aroma of exquisite feeling, or in the novelty of arresting points of view, and the genial suggestion of literary phrases and turns which surprise.

(b) In thesecondplace we may observe in general with respect to theform, wherein the Lyric is composed, that here too it is the individual person, in the intimacy of his ideas or emotion that constitutes the focal centre. The growth of the whole is rooted in the heart and temperament; it starts, to be more precise, from a particular mood and situation of the poet. By virtue of this fact the content and conjunction of the particular aspects of its growth are not inferred from it objectively as a substantively independent content, or from its external manifestation as some really self-exclusive event, but are borrowed from the individual subject as such. But for this reason it is essential that the individual in question should himself appear poetical, rich in fancy and feeling, or imposing and profound in his views and reflections, and above all should be essentially independent, the possessor of a unique ideal world, from which the servility and caprice of a prosaic nature is excluded.

The lyric poem, then, retains a mode of unity wholly different from that of the Epos, in other words, the mysterious intimacy of the mood or reflection, which expatiates upon itself, mirrors itself in the objective world, describes itself, or concerns itself as it wills with anyother matter, always, however, retaining the right in the pursuit of such an interest to begin and break off very much as it pleases. Horace, for instance, very frequently comes to a stop at the very point, where, in the commonplace view of its literary treatment, we might suppose he had only just started with his subject. In other words, what he describes is simply his feelings, commands or arrangements for a banquet, say, without giving us further information as to how it went off. In the same way we have every conceivable mode of progression and combination supplied by the nature of the mood, the actual condition of the individual soul-life, the degree of passion, its excitement or rapid transition of conflicting emotion, or the tranquillity of the heart or the mind in some long-drawn process of contemplation. As a rule, in respect to all such subject-matter, we are able to determine very little that is fixed, owing to the repeated changes in the ever varied facets of the soul. I will therefore restrict myself to a few salient points of distinction.

(α) Just as we met with several specific kinds of epic poetry which showed a tendency to adopt a lyric vein of expression, so, too, the Lyric may accept as its subject-matter and its form an occurrence, which, so far as content and external appearance are concerned, are epic, and to this extent it will approximate to the latter type. Heroic songs, romances, and ballads belong to such a class. The form of the whole is in such examples narrative, inasmuch as it is the progressive advance of a situation or event, as among other instances, a particular direction in the fate of a nation, which is communicated. And yet at the same time the fundamental temper is wholly lyric, inasmuch as the main object is not to give us a description and representation of the actual fact apart from all relation to the narrator, but rather to disclose his personal attitude to it in the way he conceives and feels it, whether with delight or complaint, whether as a stimulus to good or depressed spirits, the mood in short that rings throughout it. And similarly the nature of the impression which the poet endeavours to produce thereby is entirely that of the province of the lyric. In other words, what the poet seeks to effect in his audience is precisely that state of emotion, which the recounted event has produced in himself, and which he therefore has attached to his composition. He expresses his dejection,mourning, merriment, his fire of patriotism, and so forth, in an appropriate occurrence in such a way that it is not this fact so much which contributes, as it were, the focus, but rather the state of his emotional life we find reflected therein. And for this reason he, above all emphasizes those traits, and depicts the same with feeling, which are in accord with his own personal impulses; and in the degree of vivacity with which these are expressed by them the same feelings are likely to be excited in his audience. And thus, though the content may be epic, the treatment is lyrical.

(αα) To come yet more directly to detail there is, first, the example of theepigram, in such a case where it is not merely an inscription which states concisely the bald nature of some fact, but further associates with this an emotional state; where, in short, the content, regarded as the bare statement of external fact, is merged in a condition of the soul. In other words, the writer here ceases to surrender himself wholly to the object: rather he makes his own personality expressive in it; he records his desires with regard to it; he attaches to it his own sportive fancies, his acute or unexpected suggestions and associations. The Greek Anthology contains many such witty epigrams which have lost the epic manner. In more recent times we find similar examples in the piquante couplets of the French, abundantly illustrated in their Vaudevilles. We Germans have much the same thing in our didactic distiches, Xenien, and the like. Even tomb inscriptions frequently approximate to this lyrical character in virtue of the strong emotions expressed.

(ββ) In much the same way the Lyric accepts a wider range in descriptive narrative. I will merely mention, as a composition of this class, theromance.It is the most obvious and simple form of it, in so far that is as it isolates the different scenes of an event, and then depicts rapidly and with the full force of their most important characteristics each on its own account, in descriptions marked throughout by sympathetic feeling. Such a consistent and well-defined grasp of the characteristic features of a situation, together with an emphatic assertion of the writer's absolute sympathy with his subject, is above all nobly represented in Spanish literature and makes such romances strikingly impressive. A peculiar clarity of atmosphere surrounds these lyricalrepresentations which rather identifies them with the clear-cut definition of objective vision, than with the ideal world of the imagination.

(γγ) The class of theballad, in contrast to the above, includes for the most part, if in less degree than the truly epic poem, the completeness of an independent event, whose reflection, of course, it merely embodies in the most conspicuous of its phases, while it seeks at the same time to give full, if concentrated and ideal emphasis, to the depth of the sentiment with which it is throughout interwoven, and therein the plaint, dejection, joy, and so forth, of the soul. English literature above all contains many such poetic compositions in the early and more primitive epoch of its history; and, generally, popular poetry delights in the narration of such histories and collisions, usually unfortunate, with a true and emotional emphasis calculated to make both heart and voice thrill and falter with anguish. But in more recent times also among ourselves Bürger and, most famous of all, Goethe and Schiller, have composed masterpieces in this field; Bürger in virtue of his sombre tone of naïveté; Goethe through the impeccable clarity of his emotional, no less than imaginative vision, which forms the lyrical thread throughout; and Schiller, on account of his superb emotional emphasis on the fundamental thought which he seeks, in a wholly lyrical manner, to express under the form of an event, in order thereby to affect the hearts of his readers with a similar lyric movement of feeling and contemplation.

(β) The purelypersonalelement of lyric poetry is rightly emphasized in those cases, when the fact of a given situation is taken by the poet as an effective means of expressing hisownindividuality therein. Such is the case in the so-called poemsof occasion.So far back as the poems of Callinus and Tyrtaeus we find elegies of battle based on conditions regarded as real, which are made the stimulus of a personal enthusiasm, albeit the poet's own individuality, his purely private affections and feelings, are as yet not so much in evidence. The Pindaric Odes also bring to light in their panegyrics of particular contests, victors, and circumstances, a vein or impulse that is more private; and yet more in some of the odes of Horace we mark a definitely personalmotive, or rather expressed thought to the effect, "I will as myself a man of culture and fame, write a poem on this subject." But the best illustration of all we have in our own Goethe, whose partiality for such a style was due to the fact that he discovered a poem in every incident of his life.

(αα) If, however, the lyric work of art is to be divested of alldependenceof external occasion and purpose, that may be implied in it, and to be composed as a self-subsistent whole on its own account, it is obviously essential that the poet also only make use of such external stimulus as an opportunity to expresshimself,his mood, delight, sorrow, or modes of thought and reflection generally. The condition of most importance to such an intimate mode of personal expression consists in the poet's ability to absorb the real content absolutely, converting it thereby into his own possession. The true lyric poet lives a life of introspection, he grasps relations in the light of his poetic individuality; and, however in varied fashion his inner life may be blended with the world around him, in its conditions and destiny, what he presents to us exclusively in such material is the unique and independent animation of his own emotions and observations. When, to take our former example, Pindar was invited to celebrate a victor of the Hellenic games, or undertakes this uninvited, he made himself so entirely master of his subject-matter, that his composition no longer so much appears a poemonthe victor as an effusion of song created from his own resources.

(ββ) If we consider more closely the manner of presentment of such a poemd'occasion,we shall, no doubt, be ready to admit that the same can to a real extent borrow its more defined material and character, no less than its conceived organization as an artistic work, from the actual features of the occurrence or individual which constitute its content. It is, in fact, precisely from this content that the emotional movement of the poet proceeds. As the most illuminating, though an extreme example, I will merely mention Schiller's "Song of the Bell," which makes out of the varied stages of bell-foundry the significant and arresting moments in the composition of the entire poem, and only subject to this introduces the emotional element relevant thereto, as also the various observations upon human life and the description of its conditions. In a somewhat different manner, too, Pindar makes use of the place of birth of the victor, the exploits of the family to which he belongs, or other relations of life as an opportunity in his own person to exalt certain gods to the exclusion of others, or to mention these particular exploits and results alone, or to emphasize exclusively the observations or maxims he has interpolated. From a further point of view, however, the lyric poet is absolutely free, inasmuch as it is not the external occasion as such, but rather the poet'sownsoul-life which is here the subject; and consequently it entirely depends on the particular views of the poet and the character of his general mood, what aspects of the subject-matter and in what threads of connection and sequence they shall be composed. In other words, we are unable to predict decisively anda priorithe degree in which the objective occasion with its given content, or the purely personal factor of poet, shall be predominant, or whether both aspects shall on equal terms coalesce.

(γγ) Furthermore, it is not the incentive and its positive reality, but the ideal movement and conception of the individual soul which supplies thefocus of unity.The particular mood or general review, which is aroused poetically by the occasion, these constitute the centre, radiating from which not merely the colour of the whole, but also the embrace of the particular features unfolded, the very mode of the execution and construction, and therewith the build and coalescence of the poem as a work of art are determined. In this way, to return to our previous example, Pindar possesses in the life-conditions of his victors a genuine core of reality for differentiation or amplification. In the particular poems, however, which he has written it is invariably other points of view, another mood altogether, whether it be of warning, comfort, or exaltation, which he makes most pervasive, and which, although such exclusively belong to the poet in his creative capacity, do none the less give him precisely that grasp of all he wishes to touch upon, execute, and hand to posterity in those historical facts, while unfolding therewith the illuminating and constructive power of genius, without which he would fail to secure the lyric effect intended.

(γ) But,thirdly, it is not absolutely necessary for the genuine lyrical poet to start from the external occurrence, which he recounts in a medium rich with emotion, or, indeed, from any such objectively real stimulus of his efforts. He is, let us repeat, a truly exclusive worldin himself.He may find there both the original incentive and content, and consequently go no further than this ideal world of condition, event, and passion discovered in his own heart and soul. This is that domain in which man becomes, in virtue of his private inner life, himself the work of art; while the epic poet avails himself exclusively of the hero and his exploits and experiences for this purpose.

(αα) And yet in this field, too, an element of narrative may enter, where, as in the case of the songs of Anacreon, bright little pictures of adventure with Eros and the like receive the finish of delightful miniatures. Such an event, however, must obviously rather resemble the unveiling of a condition of personal soul-life. In a somewhat different mode of the same thing Horace, in hisInteger vitæmakes use of the fact of his meeting a wolf, not to the extent that we can, therefore, call his poem the verseoccasion, but rather regarding this fact as the prompting force of his first sentence and the serenity of the feelings of affection with which he concludes.

(ββ) As a rule we may also observe that the situation under which the poet depicts himself should not restrict itself merely to theinner personallife as such. It must rather attest itself as concrete, and thereby we may even say external totality. The poet, in short, reveals himself not merely in that inward personal life, but as one of the objects of the external world. In the example just cited of the Anacreon odes the poet depicts himself among roses, fair maidens, and youths in the merry enjoyment of wine and dance, without regret or yearning, without obligation, and yet without dislike of loftier aims, which, indeed, are not present at all; reveals himself rather as a hero, who freely and without reserve, and consequently without hesitation or loss, is just this unity, is what he is, a man of his own type, and figures as such in this intimate artistic presentment. In the love-songs of Hafis also we may observe the entire vital individuality of the poet in all its changes of content, pose, and an expression whichapproaches close to self-conscious humour. And yet his poetry is without any specific theme, any objective picture, any god, or mythology; or, rather, when we peruse these light-hearted ebullitions, one feels as though it would be impossible for the Oriental to possess any such definite picture and constructive art. He passes easily from one object to another; he takes his walks abroad, but it is a scene in which the entire man, with his wine, his damsels, his court-life, and all the rest of it, is placed before us with delightful unreserve, without passion or self-seeking in the simplicity of his enjoyment eye to eye and soul to soul. Improvisations of this type adapt themselves in the most various ways not merely to a reflection of the soul-life, but also to external condition. If, however, the poet is absorbed in his own individual experience, we are not so much concerned to hear his particular fancies, love affairs, domestic arrangements, and the history of his uncles and aunts. We are so invited, for instance, in Klopstock's Eidli and Fanny, as to nave some vision given us of what is of universal human interest, in order that our sympathies may be roused. From this point of view, therefore, such lyrical poetry can readily degenerate into the spurious assumption that what is essentially private and particular must necessarily awaken interest. On the contrary, it would be no incorrect description of many songs of Goethe if we called them "Songs ofComradeship," although they are not exactly executed by the poet under such a category. In other words, it is not so much himself that a man offers in society; rather he places his particularity in the background, and converses with the help of something else, whether it be a story or an anecdote, seizing its specific features in some particular mood, and communicating them agreeably to such a temper. In a case like this it is not exactly the poet, and yet it is himself for all that. It is not himself he gives us, but something else as best he can. He is, in short, an actor, who runs through an infinite variety of parts. First he lingers on this, then on that; he reviews momentarily a scene, then maybe a group of people. But whatever he may endeavour to reproduce, it is throughout his individual artistic soul-life, his own experience, his own feeling, which is vitally interwoven with it.

(γγ) But, further, in so far as the individualityof self-conscious life is the true source of the Lyric, the poet is justified in limiting his expression to his own moods and reflections without any further combination of them in a concrete situation that includes a truly objective character. It is in this direction that examples of what is little more than an empty fluting for fluting's sake, the song and trill simply on its own account, will yet give us genuine lyrical satisfaction. In such the words are to a more or less extent merely the vehicle of cheerfulness or sorrow, whose effect, moreover, very readily serves as an invitation to musical accompaniment. Folk-songs especially very often amount to little more than this. In the songs of Goethe, too, though we may no doubt discover here a more defined and abundant mode of expression, it is not unfrequently simply a single and transitory bit of merriment that is vouchsafed, a passing mood that the poet does not attempt to throw aside, but on the tune of which he pipes for a moment in his tiny song. In others, of course, his treatment of similar moods is on a larger scale, even systematic, as, for instance, in the poem: "Ich hab mein Sach' auf nichts gestellt," in which the poet passes before us as things that come and vanish, first, money and property, then women, travel, fame, honour, and, last of all, fight and war, retaining throughout as the ever-recurring refrain of stability his own free and careless cheerfulness. Conversely, however, the intimate individual life may from the same point of view grow in depth and expansion, in conditions of the soul of the most imposing proportions and ideas that embrace the world itself. A considerable number of Schiller's poems are of this type. What is great, what opens to intelligence, this is the incentive of his heart. But he will neither celebrate in hymn fashion a religious or otherwise profound subject; nor will he be the minstrel who looks for inspiration without him to the pertinent fact or occasion. He sings in the presence of, and inspired by, his own soul-life, the highest interest of which are the ideals of life, beauty, and the imperishable claims and thoughts of our humanity.

(c) There is athirdconsideration we have to deal with in connection with the general character of lyric poetry. It is the nature of the general stage of human development and culture from which the isolated poem originates.

In this respect, too, the Lyric occupies a position which is to be contrasted with Epic poetry. In other words, while we regarded as necessary for the full bloom of the true Epos a phase in the nation's growth which was, speaking generally, undeveloped, at least in the sense that it had not ripened in the prosaic acceptance of its actual life, the times which favour most of all lyrical composition are those which already are in possession of a more or less fixed organization of social condition. It is in such a period that the individual seeks a reflection of his intimate personal life in contrast to this outer world, creating from it and within its limits an independent whole of emotion and idea. For in the Lyric it is not, we repeat, the objective solidarity and individual action, but the individual person as self-conscious life which supplies both content and form. This, however, must not be understood in such a way as though the individual, in order to express himself in lyrical form, must perforce disjoin himself from every connection with national interests and the opinions, and with rigid and exclusive severity remain as he stands.

On the contrary, with such an abstract self-subsistency we should only have left us for content the wholly contingent and particular passion, the mere caprice of concupiscence and affection, false idiosyncrasies and distorted originality would have unlimited opportunities. Genuine lyrical poetry, like all other poetry, has no doubt to express the content of the human heart in its truth. Yet none the less, regarded as the content of the Lyric, what is most a matter of fact and substantial must appear absorbed in personal feeling, vision, imagination, and thought. And, in thesecondplace, the question here is not so much simply expression of the personal inner life, is not so much concerned with a primary and direct statement in the epic fashion, what the facts are, as with an expression of the poetical nature in a manner both artistically fruitful and wholly different from chance and ordinary modes. It follows that the Lyric requires, precisely on account of the fact that the concentrated life of the heart unfolds itself in manifold feelings and comprehensive views, and the individual is conscious of the poetry of his most intimate life as nested in a world that is already more prosaically organized—an artistic culture already secured, which must assert itself as the flower and independent product of the individual's natural endowment thus trained to a perfect result. Forthese reasons the Lyric is not limited to particular epochs of the spiritual development of a people, but is the rich blossom of the most varied. To an exceptional degree is it favoured in more recent times, in which everybody is entitled to have and express his own views and emotions.

I will, however, draw attention, in the interest of really important distinction, to the following general considerations.

(a) In thefirstplace, we have the type of lyrical expression peculiar tofolk-songs.

(αα) In these above all we have witness to the varied and distinct qualities of national character. It is on account of this, and consonant with the widely-prevailing curiosity of our generation, that great efforts are made to collect folk-songs of every kind, in order to increase our acquaintance with the peculiarities of every national spirit, and therewith our sympathies and vital contact with such. Already Herder has done much in this direction. Goethe, too, with the help of his own more independent imitations, has materially assisted an approach to very different examples of this style of poetry. Complete sympathy is, however, only possible for the songs of one's own people; and however much we Germans are able to make ourselves at home in the work of foreign lands, the fact remains that the ultimate aroma in song[5]of the intimate life of another folk can only appear as alien, that we shall only catch the echo of the tone of feeling that truly belongs to it, with the assistance of a more native reflection of its content.[6]This Goethe has imported into his songs of a foreign subject-matter, stamped as they are with the finest sympathy and beauty. We may take as an example the lament of the noble spouse of Asan Aga, imitated from the Icelandic—only so far as to retainthroughout the unique spirit of such poems unimpaired.

(ββ) The general character of the lyrical folk-song is comparable to the primitive Epos in virtue of the fact that here too the poet does not make himself his subject-matter, but is absorbed in his selected material. Although, therefore, intensity of soul in its extreme concentration may express itself in the folk-song, it is nevertheless not a single person with the artistic expression of whose private experience we are made acquainted. It is rather a national state of feeling, which the author completely assimilates, in so far as it possesses, when taken by itself, no intimate form of idea or feeling wholly independent of the nation's existence and interests. And a condition is necessary, as the presupposition for such an inseparable union, in which independent personal reflection and culture is not yet awakened, so that the poet is simply in his creative capacity merely the vehicle in the background, by means of whom the national life is expressed in its lyrical emotion and general outlook. This directly primitive character no doubt communicates to the folk-song an unconscious freshness of downright grasp and striking veracity, which is often very effective; but it receives thereby along with it very readily a fragmentary appearance; it is defective in the continuity of its exposition, which may amount to actual obscurity. The feeling dives into depth, but cannot and will not attain to full utterance. Moreover, as before observed, what is absent from such a point of view throughout, however much the form in general is wholly lyric, in other words subjective, is just the lyrical individuality, which expresses this form and its content as the possession of itsownheart and mind, and the creation of itsownartistic resources.

(γγ) Peoples, therefore, which confine themselves to poetry of this type, and do not combine such composition with that of the further stages of lyrical, epic, or dramatic work, are as a rule in great measure barbarous nations, uncultured, characterized by transitory feud and catastrophes. If they themselves, in such heroic ages, really combined to form a truly pregnant whole, whose particular aspects were already fused together in an independent and withal harmonious objective union, which could supply the ground foressentially concrete and individually distinct exploits, we should find in them, along with such primitive poetry, epic poets as well. The condition, out of which such songs assert themselves as the single and ultimate mode of poetic expression, is therefore rather limited to the field of family life and the association of clans, without any further organization such as belongs already to the riper perfection of the heroic community. If we are reminded here and there of national exploits, such are for the most part conflicts waged against foreign aggressors, expeditions of pillage, reprisals of savagery with savagery, or deeds of one individual against another in the same people, in the narration of which lament and dejection or ecstatic jubilation over one conqueror after another, are the moods throughout prevailing. The national life as it actually is, as yet unfolded in its wholly free development, is relegated to the background in contrast with the world of more personal feeling, which also, on its own account, betrays an immaturity; and, however much thereby we gain in concentration of effect, the result only too frequently remains, so far as content is concerned, rude and barbarous. The question then, whether folk-songs should possess for us a poetic interest, or on the contrary repel us to some extent, depends on the kind of situation and emotion they portray. That which appears admirable to the imagination of one people, will readily strike another as wanting in taste, horrible, and offensive. There is, for example, a folk-song which tells us the story of a wife who was immured at the command of her husband, and all that her plea for mercy could effect was that apertures should be left open for her breasts, in order that she might suckle her child; we are told that she remained alive until her child was weaned. This is a barbarous and frightful situation. And in the same way tales of robbery, exploits of the bluster or sheer savagery of individuals, possess nothing in them in which alien peoples of a higher culture can sympathize. Folksongs, consequently, very often run into great detail as to the quality of which there is no fixed standard of comparison, because such is too far removed from our common humanity. When we consequently, in more recent times, are made acquainted with the songs of the Iroquois, the Esquimaux, and other wild nationalities, the circle of a true poetic enjoyment is in no wise thereby enlarged.

(β) Further, inasmuch as the Lyric is the entire expression of the inward life of Spirit, it can neither restrict itself to the mode of expression nor the content of the genuine folksong, or of later poems composed in a similar spirit.

(αα) In other words, on the one hand, it is of essential importance, as already remarked, that the wholly self-absorbed soul should detach itself from this absolute concentration and its direct introspection, and should pass on instead to the free grasp of itself which, in the conditions above described, is only incompletely the case. On the other, it is necessary that it should expand in a world abundant in ideas, passions, varied conditions, and conflicts, in order to endow with ideal expression everything that the human heart is essentially able to apprehend, and then communicate as the birth of its own spirit. For the collective wealth of lyrical poetry should express in poetic form all that the inner life comprises, so far as the same can pass into poetry, and therefore finds itself at home alike in all phases of spiritual culture.

(ββ) And,secondly, with the advent of a free self-consciousness is bound up the freedom of an assuredartof its own. The folk-song sings forth, just as any natural song, straight from the heart. A free art, however, is aware of itself; it requires a knowledge and desire of that which it produces; and requires culture to promote this knowledge, as also an executive power, which is expert in the finest composition. When, consequently, genuine epic poetry has to conceal the individual creative power of the poet, or rather it lies with the entire character of the age of its origin that such should not yet be visible, this result is merely because of the fact that the Epos deals with the nation's positive existence rather than that which issues from the personal life of the poet himself, and that it is not present in poetry in such a close personal relation, but rather appears as a self-evolved product essentially independent. In lyrical poetry, on the contrary, the creative activity no less than the content are inseparable from the inner life, and are bound to declare themselves as such in actual fact.

(γγ) In this respect, later forms of lyric art are expressly distinguishable from the folk-song. There are, no doubt,folk-songs which originate contemporaneously with the works of a genuine lyricalart.These latter, however, belong to a range and type of individuals such as—far from participating in more modern stages of artistic culture—are, in the entire nature of their general outlook, not yet liberated from the immediate popular sense. We must, however, not regard this distinction between the Lyric of the folk-song and the artistic poem as though it was only when reflection and the artistic consciousness, in union with deliberate executive ability, appear with all the elegance of such a union, that the Lyric attains to its perfection. Such a notion would really amount to this—that a Horace, for instance, and the Roman lyric poets generally, were to be reckoned among the finest writers of this type, or even in their own range that the Master Singers were preferable to the preceding epoch of the genuine Minnesong. Such an extreme deduction from our previous statement is not justified. What we ought to conclude is this, that individual imagination and art directed to the service of this very self-consistent personal life, which in fact constitutes its principle, presupposes also, for the basis of their true perfection, a free and self-trained recognition of imaginative idea no less than artistic activity.

(γ) We have ourfinalphase of composition to distinguish from those already discussed. The folk-song appears before the true elaboration of a prosaically organized condition of actual conscious life. Lyric poetry of the truly artistic type, on the other hand, wrests itself away from the prosaic coordination which surrounds it, and creates from the poet's imagination, in its acquired independence, a new poetic world of inward observation and emotion, by means of which, for the first time, the true content and type of expression truly adequate to the human soul, as seen from within, becomes the object of vital art. There is, however, over and above this, a form of intelligence which, from this point of view, stands in a more exalted position than the imagination of the emotional or conceptive life, inasmuch as it is able, with more penetrative universality and more necessary coalescence to bring its content before our free cognition than is ever possible to art. This isphilosophical thought.Conversely, however, this form is attached to the abstract condition of being exclusively evolved in the medium of thought, posited as wholly ideal universality; and, in consequence, the concrete man may find himself also constrained to express the content and the results of his philosophical consciousness in a concrete way, that is, as permeated by his temperament and sensuous perception, his imagination and feeling, in order thereby to possess and exhaust the absolute expression of all that engages either soul or intellect.

From such a standpoint we may distinguish between two principal types of conceptive activity. It may, in short, either be the imagination which, straining beyond its own domain, struggles with the movement of pure thinking, without successfully attaining the clarity and secured exactness of philosophical exposition. In this case the Lyric is for the most part the ebullition of a soul engaged in strife and contention, which in its fermentation does violence both to art and abstract thought. It transgresses one province without the ability to make itself at home in another. Or we mayfind that it is rather the tranquil movement of philosophical thought in its essential medium, which may seek to animate its clearly grasped and systematically developed thoughts with emotion, to make them perceptible to sensuous apprehension, and to exchange the explicit scientific process and sequence in its causal necessity for that free play of particular aspects, beneath the apparently loose connection of which art is the more compelled to conceal their ideal bonds of association in proportion as it is disinclined to narrow itself to the jejune style of purely didactic exposition. As an illustration of this latter tendency, we may point to many of Schiller's poems.

Having thus considered the general character of the content of lyric poetry, and the mode of its expression, as also the varied grades of culture which are more or less consonant with its fundamental principle, it will be our further task to examine these general points of view more nearly in thedetailof their more important features and relations.

Here, too, I ought at starting once again to emphasize the distinction which obtains between epic and lyrical poetry. In our consideration of the former we directed our attention above all to the primitive national Epos, and merely referred incidentally to the inadequate collateral branches, as also to the poet in his creative capacity. This we are unable to do in the case of the type under discussion. On the contrary, we shall find that subjects of the greatest importance invite our review as respects the individual creative power; and, on the other hand, in respect to the classification of the several types in which lyrical poetry, whose general principle it is to disintegrate and isolate the content and its configurations, is respectively differentiated. We may define the subsequent course of our investigation as follows:

First,our attention will be directed to the lyrical poet himself.

Secondly, we propose to examine the lyrical work of art as the creation of the individual poet's imagination.

Thirdly, we shall classify the types which are deducible from the general notion of lyrical composition.

(a)The Lyric Poet

(α) Now the content of the Lyric embraces, as we have seen, first, a type of contemplation, which connects the universal quality of determinate being with its conditions, and, secondly, the manifold character of its detailed aspects. Regarded, however, as pure generalizations and particular points of view of emotional condition these constituents, both of them, are nothing more than abstractions. In order that these may acquire a vital lyrical individuality, a principle of combination is necessary which can only be of an ideal, in other words really personal[7]character. Consequently the creatively concrete person, thepoethimself, must be further presupposed as the focus and in fact realized content of lyrical poetry. He must be there, however, in a form which is not carried to the point of definitive act and deed, or to that of the evolved movement of dramatic conflicts. His exclusive expression and activity is on the contrary restricted to the fact that he endows his inner experience with an articulate speech such as portrays the spiritual significance of himself as subject in his self-expression, whatever the material selected may be, and endeavours to arouse in and keep the hearer alive to the like meaning and spirit, the same soul-state, the similar course of reflection.

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