The distinguishing characteristics of aesthetic expression observed by us—the pleasurableness of the medium, the enhanced unity—serve intuition as that has been described by us. One of the strongest objections against the theory of art as intuition, as that theory has been developed by Croce, for example, is that it provides no place for charm. Yet without charm there is no complete beauty, and any interpretation of the facts of the aesthetic experience which neglects this element is surely inadequate. But charm although an indispensable, is not an independent, factor in the experience of art; for it serves intuition. It does so in two ways. The charm of the medium, by drawing attention to itself, increases the objectivity of the experience expressed. Even when the experiences felt into color and line and sound are poignantly our own, to live pleasantly in any one of these sensations is to live as an object to oneself, the life sharing the externality of the medium—we put our life out there more readily when it is pleasant there. And the charm of the medium serves intuition in another way. When the activities of thought and feeling and imagination released by the work of art are delightful, they become more delightful still if the medium in which they function is itself delightful. To imagine
Charm'd magic casements, opening on the foamOf perilous seas, in fairy lands forlorn
is a pleasure by itself, but more pleasurable, and therefore more spontaneous, because of the melody of sound in which it is enveloped. And when the activities expressed are not pleasant, the expression of them in a delightful medium helps to induce us to make them our own and accept them notwithstanding. The medium becomes a charming net to hold us, and because of its allurements we give ourselves the more freely to its spirit within. The following, for example, is not an agreeable thought:
To-morrow, and to-morrow, and to-morrow,Creeps in this petty pace from day to day,To the last syllable of recorded time;And all our yesterdays have lighted foolsThe way to dusty death.
Yet the expression of this thought is pleasant, among other reasons, because of the rhythmic charm of language. We shall come back to this fact in our chapter on "The Problem of Evil in Aesthetics." There is no contradiction between the fair form of a work of art and its content, however repellent. For if we value the sympathetic knowledge of life, we shall be glad of any means impelling us to undertake what alone can give this—a friendly dwelling with life itself. Thus the decorative and the expressive functions of art are reconciled—pleasure and intuition meet.
Just as from time to time pleasure in sensation has been one-sidedly thought to be the purpose of art, so likewise the unity characteristic of beautiful things. Indeed, beauty and order have become almost synonymous in popular thought. And, to be sure, this unity, as we have already remarked, has its own value; the mind delights in order just for its own sake, and the artist, who is bent on making something worthful on its own account, strives to develop it for that reason. And yet unity is no more independent of expression and intuition than sensation is; it too enters into their service. Many forms of unity in works of art are themselves media of expression—the simplest and most striking example is perhaps the rhythmical ordering of sounds in poetry and music, the emotional value of which everybody appreciates. In a later chapter, I shall try to show that the same is true of harmony and balance. In another way, also, unity serves intuition. For the existence of order in an experience is indispensable to that wholeness of view, that mastery in the mind, which is half of intuition. The merely various, the chaotic, the disorganized, cannot be grasped or understood. In order that an experience may be understood, its items must be strung together by some principle in terms of which they may demand each other and constitute a whole. Organizationisunderstanding. Every work of art, every beautiful thing, is organized, and, as we have observed, organized not merely in the thought or other meaning expressed, but throughout, in the sensuous medium as well.
So far the value which we have discovered in artistic expression has been that of delightful and orderly sympathetic vision. This is supplemented from still another source of value. Through artistic expression pent-up emotions find a welcome release. No matter how poignant be the experience expressed, the weight, the sting of it disappears through expression. For through expression, as we have seen, the experience is drawn from the dark depths of the self to the clear and orderly surface of the work of art; the emotions that weighed are lifted out and up into color and line and sound, where the mind can view and master them. Mere life gives place to the contemplation of life; and contemplation imposes on life some of the calm that is its own. The most violent and unruly passions may be the material of art, but once they are put into artistic form they are mastered and refined. "There is an art of passion, but no passionate art" (Schiller). Through expression, the repression, the obstruction of feeling is broken down; the mere effort to find and elaborate a fitting artistic form for the material diverts the attention and provides other occupation for the mind; an opportunity is given to reflect upon and understand the experience, bringing it somehow into harmony with one's total life,—through all these means procuring relief. It is impossible to cite the famous passage from Goethe's "Poetry and Truth" too often:—
And thus began that bent of mind from which I could not deviate my whole life through; namely, that of turning into an image, into a poem, everything that delighted or troubled me, or otherwise occupied my attention, and of coming to some certain understanding with myself thereupon…. All the works therefore that have been published by me are only fragments of one great confession.
[Footnote: English translation, edited by Parke Godwin, Vol. I, p.66.]
This effect of artistic expression belongs, of course, to other forms of expression. Every confession, every confidential outpouring of emotion, is an example. We have all verified the truth that to formulate feeling is to be free with reference to it; not that we thereby get rid of it, but that we are able to look it in the face, and find some place for it in our world where we can live on good terms with it. The greatest difficulty in bearing with any disappointment or sorrow comes not from the thing itself—for after all we have other things to live for—but from its effect upon the presuppositions, so to speak, of our entire existence. The mind has an unconscious set of axioms or postulates which it assumes in the process of living; now anything that seems to contradict these, as a great calamity does, by destroying the logic of life, makes existence seem meaningless and corrupts that faith in life which is the spring of action. In order for the health of the mind to be restored, the contradictory fact must be somehow reconciled with the mind's presuppositions, and the rationality of existence reaffirmed. But an indispensable preliminary to this is that we should clearly envisage and reflect upon the fact, viewing it in its larger relations, where it will lose its overwhelming significance. Now that is what expression, by stabilizing and clarifying experience, enables us to do.
A great many works of art besides Goethe's, not merely of lyric poetry, but also of the novel and drama, among them some of the greatest, like theDivine Comedy, so far as they spring intimately from the life of the artist, are "fragments of a great confession," and have had the sanitary value of a confession for their creators. It is not always possible to trace the personal feelings and motives lying behind the artist's fictions; for the suffering soul covers its pains with subtle disguises; yet even when we do not know them, we can divine them. We are certain, for example, that Watteau's gay pictured visions were the projection—and confession—of his own disappointed dreams. The great advantage of art over ordinary expression, in this respect, is its universality. Art is the confessional of the race. The artist provides a medium through which all men can confess themselves and heal their souls. In making the artist's expression ours, we find an equal relief. Who does not feel a revival of some old or present despair of his own when he reads:—
Un grand sommeil noirTombe sur ma vie;Dormez toute espoir,Dormez toute envie!
Je ne vois plus rien,Je perds la memoireDu mal et du bien….Oh, la triste histoire!
yet who does not at the same time experience its assuagement? And this effect is not confined to lyrical art, for so far as, in novel and drama, we put ourselves in the place of the dramatis persona, we can pour our own emotional experiences into them and through them find relief for ourselves. Just so, Aristotle recognized the cathartic or healing influence of art, both in music and the drama—"through pity and fear effecting the proper purgation of these emotions." [Footnote:Poetics,6, 2.Politics,5, 7.]
The delightsomeness of the work of art and its self-sufficient freedom, standing in contrast with the drab or difficult realities of nature and personal striving, serve also to make of beauty a consoler and healer. In place of a confused medley of sense impressions, art offers orderly and pleasant colors or sounds; instead of a real life of duties hard to fulfill and ambitions painfully accomplished, art provides an imagined life which, while imitating and thus preserving the interest of real life, remains free from its hazards and burdens. I would not base the value of art on the contrast between art and life; yet it is unlikely, I think, if life were not so bound and disordered, that art would seem so free and perfect; and it is often true that those who suffer and struggle most love art best. The unity of the work of art, in which each element suggests another within its world, keeping you there and shutting you out momentarily from the real world to which you must presently return, and the sensuous charm of the medium, fascinating your eyes and ears, bring forgetfulness and a temporary release.
To sum the results of the last two chapters. Art is expression, not of mere things or ideas, but of concrete experience with its values, and for its own sake. It is experience held in a delightful, highly organized sensuous medium, and objectified there for communication and reflection. Its value is in the sympathetic mastery and preservation of life in the mind.
Thus far we have sought to define art, to form a concrete idea of the experience of art, and to place it in its relations to other facts. We shall now pass from synthetic definition to psychological analysis. We want to pick out the elements of mind entering into the experience of art and exhibit their characteristic relations. In the present chapter we shall concern ourselves chiefly with the elements, leaving the study of most of the problems of structure to the following chapter.
Every experience of art [Footnote: Throughout this discussion, I use "experience of art," "aesthetic experience," and "beauty" with the same meaning.] contains, in the first place, the sensations which are the media of expression. In a painting, for example, there are colors; in a piece of music, tones; in a poem, word-sounds. To this material, secondly, are attached vague feelings. It is characteristic of aesthetic expressions, as we have observed, that their media, quite apart from anything that they may mean or represent, are expressive of moods—the colors of a painting have astimmung,so have tones and words, when rhythmically composed. The simplest aesthetic experiences, like the beauty of single musical tones or colors, are of no greater complexity; yet almost all works of art contain further elements; for as a rule the sensations do not exist for their own sakes alone, but possess a function, to represent things. The colors of a landscape painting are not only interesting to us as beautiful colors, but as symbols of a landscape; the words of a ballad charm and stimulate us not only through their music, but because of actions or events which they bring before the mind. This involves, psychologically speaking, that certain ideas—of trees and clouds in the painting, of men and their deeds in the poem—are associated to the sense elements and constitute their meaning. Such ideas or meanings are the third class of elements in the aesthetic experience. But these ideas, in their turn, also arouse emotions, only not of the indefinite sort which belong to the sense elements, but definite, like the emotions aroused by things and events in real life. For example, Rembrandt's "Man with the Gold Helmet" will not only move us in a vague way through the character and rhythm of its lines and colors, but will, in addition, stimulate sentiments of respect and veneration, similar to those that we should feel if the old warrior were himself before us. In such definite feelings we have, then, a fourth class of mental elements. A fifth class will make our list complete. It consists of images from the various sense departments—sight, hearing, taste, smell, temperature, movement—which arise in connection with the ideas or meanings, making them concrete and full. For example, some of the colors in a landscape painting will not only give us the idea that there is sunlight there, but will also arouse faint images of warmth, which will make the idea more vivid; other colors, representing the clouds, will produce faint sensations of softness; still others, representing flowers, may produce faint odors.
Let us study sensation as an element in beauty, first. Sensation is the door through which we enter into the experience of beauty; and, again, it is the foundation upon which the whole structure rests. Without feeling for the values of sensation, men may be sympathetic and intelligent, but they cannot be lovers of the beautiful. They may, for example, appreciate the profound or interesting ideas in poetry, but unless they can connect them with the rhythm-values of the sounds of the words, they have only an intellectual or emotional, not an aesthetic experience.
Yet, despite the omnipresence and supreme worth of sensation in beauty, not all kinds are equally fit for entrance into the experience. From the time of Plato, who writes of "fair sights and sounds" only, vision and hearing have been recognized as the preeminently aesthetic senses. These senses provide the basis for all the arts—music and poetry are arts of sound; painting, sculpture, and architecture are arts of vision. And there are good reasons for their special fitness. Most cogent of all is the fact that vision and hearing are the natural media of expression; sounds, be they words or musical tones, convey thoughts and feelings; so do visual sensations—the facial expression or gesture seen communicates the inner life of the speaker; and even abstract colors and space-forms, like red and the circle, have independent feeling-tones. A taste or a temperature sensation may be pleasant or unpleasant, but has no meaning, either by itself, as a color or a tone has, or through association, as a word has. It has no connection with the life of feeling or of thought. Its chief significance is practical—sweet invites to eating, cold impels to the seeking of a warm shelter, touch is a preliminary to grasping. All the so-called lower senses are bound up with instincts and actions. Of course sights and sounds have also a significance for instinct—the color and form and voice of the individual of the opposite sex, for example. But, before acting on the prompting of instinct, the lover may pause and enjoy the appealing color and form; he may connect his feelings with them and hold on to and delight in the resulting experience—an emotional appreciation of the object may intervene between the stimulus and the appropriate action, and even supplant it. In this way, vision and hearing may free themselves from the merely practical and become autonomous embodiments of feeling. The distance between the seen or heard object and the body is important. The objects of touch and taste, on the other hand, have to be brought into contact with the body; the practical reaction then follows; there is no time during which it may be suspended.
Important also, especially for the beauty of art, is our greater power to control sensations of vision and hearing. Only colors and sounds can be woven into complex and stable wholes. Tastes and odors, when produced simultaneously or in succession, do not keep their distinctness as colors and sounds do, but blur and interfere with each other. No one, however ingenious, could construct a symphony of odors or a picture of tastes. Nevertheless, the possibility of controlling colors and sounds and of creating stable and public objects out of them, is only a secondary reason for their aesthetic fitness. Even if one could construct instruments for the orderly production of tastes and odors—and simple instruments of this kind have been devised—one could not make works of art out of them; for a succession of such sensations would express nothing; they would still be utterly without meaning. The fundamental reason for the superiority of sights and sounds is their expressiveness, their connection with the life of feeling and thought. They take root in the total self; whereas the other elements remain, for the most part, on the surface.
Under favorable conditions, however, all sensations may enter into the sthetic experience. Despite the close connection between the lower senses and the impulses serving practical life, there is a certain disinterestedness in all pleasant sensations. Fine wines and perfumes offer tastes and odors which are sought and enjoyed apart from the satisfaction of hunger; in dancing, movement sensations are enjoyed for their own sake; in the bath, heat and cold. But, as we have seen, it is not sufficient for a sensation to be free from practical ends in order to become aesthetic; it must be connected with the larger background of feeling; it must be expressive. Now, under certain circumstances and in particular cases, this may occur, even in the instance of the lower senses. The perfume of flowers, of roses and of violets, has a strong emotional appeal; it is their "soul" as the poets say. The odor of incense in a cathedral may be an important element in devotion, fusing with the music and the architecture. Or recall the odor of wet earth and reviving vegetation during a walk in the woods on a spring morning. Even sensations of taste may become aesthetic. An oft-cited example is the taste of wine on a Rhine steamer. Guyau, the French poet-philosopher, mentions the taste of milk after a hard climb in the Pyrenees. [Footnote:Les Problemes de l'esthetique contemporaine, 8me edition, p. 63.] A drink of water from a clear spring would serve equally well as an example familiar to all. The warmth of a fire, of sunlight, of a cozy room, or the cold of a star-lit winter night have an emotional significance almost, if not quite, equal to that of the visual sensations from these objects. Touch seems to be irretrievably bound up with grasping and using, but the touch of a well-loved person may be a free and glowing experience, sharing with sight in beauty. The movement sensations during a run in the open air or in dancing are not only free from all practical purpose, but are elements in the total animation. And other examples will come to the mind of every reader. [Footnote: Compare Volkelt:System der Aesthetik, Bd. I, Zweites Capitel, S. 92.]
As our illustrations show, the lower senses enter into the beauty of nature only; they do not enter into the beauty of art. Their beauty is therefore vague and accidental. It usually depends, moreover, upon some support from vision, with the beauty of which it fuses. Apart from the picturesque surroundings seen, the mountain milk and the Rhine wine would lose much of their beauty; the warmth of sunlight or of fire, without the brightness of these objects, the odor of flowers without their form and color, would be of small aesthetic worth. Through connection with vision the lower senses acquire something of its permanence and independence. People differ greatly in their capacity to render the lower senses aesthetic; it is essentially a matter of refinement, of power to free them from their natural root in the practical and instinctive, and lift them into the higher region of sentiment. But every kind of sensation, however low, may become beautiful; this is not to degrade beauty, but to ennoble sensation.
From a psychological standpoint, sensation is the datum of the aesthetic experience, the first thing there, while its power to express depends upon a further process which links it up with thoughts and feelings. We must inquire, therefore, how this linkage takes place—how, for example, it comes about that the colors of a painting are something more than mere colors, being, in addition, embodiments of trees and sky and foliage, and of liveliness and gayety and other feelings appropriate to a spring landscape. Let us consider the linkage with feeling first.
There are two characteristics of aesthetic feeling in its relation to sensations and ideas which must be taken into account in any explanation; its objectification in them and the universality of this connection. Expression is embodiment. We find gayety in the colors of the painting, joy in the musical tones, happiness in the pictured face, tenderness in the sculptured pose. We hear the feeling in the sounds and see it in the lines and colors. The happiness seems to belong to the face, the joy to the tones, in the same simple and direct fashion as the shape of the one or the pitch of the others. The feelings have become true attributes. It is only by analysis that we pick them out, separate them from the other elements of idea or sensation in the whole, and then, for the purpose of scientific explanation, inquire how they came to be connected. And this connection is not one that depends upon the accidents of personal experience. It is not, for example, like the emotional significance that the sound of the voice of the loved one has for the lover, which even he may some day cease to feel, and which other men do not feel at all. It is rather typified by the emotional value of a melody, which, through psychological processes common to all men, becomes a universal language of feeling. The work of art is a communicable, not a private expression.
As we have observed, the elements of feeling in the aesthetic experience are of two broad kinds—either vague, when directly linked with the sensuous medium, or else definite, when this linkage is mediated by ideas through which the medium is given content and meaning. The former kind, which I shall consider first, comprises all cases of the emotional expressiveness of the medium itself,—of tones and word-sounds and their rhythms and patterns, of colors and lines and space-forms and their designs. The detailed study of this expressiveness I shall leave to the chapters on the arts; here I wish merely to indicate the kind of psychological process involved.
In many cases the psychological principle of association operates. The tender expressiveness of certain curved lines, like those of the Greek amphora, for example, is due, partially at least, to association with lines of the human body, with which normally this feeling is associated. The associated object, together with its feeling tone, are sufficiently common to the experience of all men to account for the universality of the emotion, and the isolation of the stimulus—abstract line—from its usual context of color and bulk accounts for the vagueness. Sometimes, on the other hand, expressiveness seems to be due to a direct psychological relation between the sense-stimulus and the emotion. This is almost certainly the case with rhythms, and, as I shall argue in the chapters on painting and music, is at least partially true of colors and tones. The expressiveness is at once too immediate and too universal to depend upon association with definite things and events, or personal, emotional crises. A rhythm, for example, may be exciting the first time it is heard; one does not have to wait to hear it at a battle-charge; a melody may be sad even when one has never heard it sung by chance at parting. Of course the fact that associations are not remembered is no proof that they do not operate; but it is difficult to conceive of any which could operate in these cases. For this reason, I think, we must suppose that certain sense-stimuli and combinations of stimuli not only produce in the sensory areas of the brain the appropriate sensations, but that their effects are prolonged, overflowing into the motor channels and there causing a total reaction of the organism, the conscious aspect of which is a vague feeling. The organic resonance is too slight and diffuse to produce a true emotion; hence only a mood results.
In all the representative arts the vague expressiveness of the medium is reinforced through emotions aroused by ideas which interpret sensation as an element of a thing. The green in the painting is not only green, but green of the sea; the red is not only red, but red of the sky; the curved line is not a mere curve, it is the outline of a wave. The totality of colors and lines is not a mere color and line composition, but a marine landscape. The feeling tones of the elements of this complex and of the complex itself are not only those of the colors and lines as such, but of the interpretative ideas as well; which in turn are the same as those of the corresponding real things. The psychological process is here simple enough. The feeling tone of the sea is carried by the idea of the sea, which now fuses with the green color and wavy lines of the painting.
But in order fully to explain the phenomena of aesthetic expression, it is not sufficient to show how the connection between feeling and sensation and idea takes place; it is necessary, in addition, to explain the nature of this connection. The feeling is not experienced by us as what it is—our reaction to the sensations or represented objects—but rather as an objective quality of them. The sounds are sad, the curve tender, the sea placid and reposeful. Why is this?
The explanation is, I think, as follows. Despite their usual subjectivity, feelings tend to be located in the objective world whenever they are in conflict with or not directly rooted in the personal life or character of the individual. In listening to music, for example, feelings of despair and terror may be aroused in me who am perhaps secure and happy; and even if the feelings are joyous, they are not occasioned by any piece of personal good fortune—my situation in life is the same now as before. Hence, finding no lodgment in the ego, and having to exist somewhere, they seek a domicile in the sounds evoking them. And, in general, works of art arouse but offer no personal occasions for feeling, and therefore absorb it into themselves.
The process of objectification may, however, go further. It often happens in the aesthetic experience that feelings are not objectified alone, but carry with them the idea of the self—I come to feelmyselfas joyous or despairing in the sounds. The extent to which the idea of the self thus follows the objectified feelings depends largely upon the amount of their reverberation throughout the organism. When this is small, and the feelings are vague and tenuous, as in color appreciation, there is little or no definite projection of the idea of the self; when, on the other hand, it is large and the emotions are strong, as oftentimes in music, where breathing, circulation, hand and foot are affected, then I myself seem to be there,—striving, pursuing, struggling, in the sounds. I am where my body is. The projection of the idea of the self is facilitated for the same reason when the body is actually employed in the creation of the work of art, as in singing and acting. It also occurs more readily when the life expressed in the work of art is akin to the spectator's. Thus, an emotional and suggestible woman, in watching a fine performance of "Magda," inevitably puts herself in the place of the heroine if she has herself lived through a similar experience. But when the life expressed is strikingly foreign to our own, the projection of the idea of self is more difficult; the duality between subject and object tends to remain.
These phenomena have excited special attention when, as in painting and sculpture and the drama, a human being is represented. Suppose, for example, I see a statue of a runner ready to start. I not only see the form and color of the marble and recognize them as a man's; I also feel emotions of excitement, tension, and expectation such as I should myself feel were I too posed and waiting to run a race. And these emotions I experience as the man's, and as his, not in a vague way, but as definitely present in his sculptured form, even in particular parts of it,—in the swelling chest and tightened limbs. Or consider another case. Suppose I see Franz Hals' "Laughing Cavalier." I feel jollity in the face, as the cavalier's. Yet in both cases I may feel the emotions as also my own—as if I too were about to run or were laughing. And the projection of the idea of the self will occur most readily if I am myself a runner or a jolly person. In both instances, moreover, the process will be mediated by impulses to movements that are the normal accompaniments of the emotions in question. If I observe myself carefully, I may find that my own chest is tending to swell and my own limbs to tighten, in imitation of the runner's, or my own pupils to dilate and the muscles of my face to wrinkle and to part, in imitation of the Dutchman's. And these movement-impulses I objectify. I not only see jollity in the face, but laughter as well; in the statue, not only excitement, but running. And again—where my body is, there am I; so I am jolly with the cavalier and excited with the runner. The psychology of this process is simple enough. In my experience there is a plain connection between the sight of a movement and sensations attendant upon movement, and further, a connection between some of these movements, namely, the expressive movements, and the emotions which they express. In accordance with the law of association by contiguity, whenever any one of several mental elements usually connected together is present in the mind, the others tend to arise also. So here. Seeing the semblance of tight muscles and a smiling face, I feel the emotions which have these visual associates, experience the correlated movement-sensations, project them all into the object which initiated the process.
In recent years, a great deal has been made of these movement-sensations in explaining aesthetic feeling. [Footnote: See the discussions in Lee and Thompson:Beauty and Ugliness.] Yet in the case of all people who are not strongly of the motor type, people in whose mental make-up movement plays a minor part in comparison with vision and other sensations, they play a secondary role, or even hardly any role at all. Most spectators, indeed, instead of actually making slight movements imitative of the movements seen or represented, and experiencing the corresponding sensations, make no movements at all and simply experience movement images; this substitution of image for movement probably occurs in the minds of all except the most imitative. Most people, even of the motor type, do not smile when they see the "Laughing Cavalier" or start to run when they see the statue of the runner; careful observation of themselves would disclose only faint movement images which seem to play about their lips or limbs—mere images of movement have supplanted movements. And many visualists would not find any images at all. However, although the mistake has been committed by some investigators of supposing that everybody experiences movement because they themselves, being of the motor type, do, it cannot be denied, I think, that such people attain to a vividness of aesthetic living not reached by others. They appreciate beauty with their bodies as well as with their souls. And in their case too, as has been shown, aesthetic appreciation is more strongly histrionic—they not only put themselves into the work of art, but the idea of themselves as well.
Following the German school of einfuehlung, I have insisted throughout this discussion on the importance of feeling in the aesthetic experience; yet I do not think the voice of those people can be neglected who claim that their experience with works of art is of slight or no emotional intensity. There are people who would report that they feel no jollity when they see the "Laughing Cavalier," or anguish when they read the Ugolino Canto in the Inferno; yet such people often have a highly developed aesthetic taste. How can this difference be accounted for?
Starting with the emotional appreciation of art as primary, we can account for it in this wise. It is a familiar phenomenon in the mental life for a concept or idea of an emotional experience to take the place of that experience. What man has not rejoiced when the simple and cold judgment, "I suffered then," has come to supplant a recurring torment? Or who that has lived constantly with a sick person has not observed how, looking on the face of pain, inevitably the mere comment, "he is in distress," comes to supplant the liveliest sympathetic thrill? There are many reasons for this. The idea or judgment is a less taxing thing than an emotion, and so is substituted for it in the mind, which everywhere seeks economy of effort. The idea is also more efficient from a practical point of view, because it leads directly to action and does not divert and waste energy in diffused and useless movements. The physician simply recognizes the states of mind of his patients, he does not sympathize with them. Finally our own reactions to an objectified emotion may interfere with the emotion. If, for example, we see an angry man, our own fear of him may entirely supplant our sympathetic feeling of his anger. In general, in our dealings with our fellow men, we are too busy with our attitudes and plans with reference to them, and too much concerned with economizing our emotional energy, to get a sympathetic intuition of their inner life, and so are content with an intellectual recognition of it. Now this habit of substituting the more rapid and economical process of judgment for the longer and more taxing one of sympathy, is carried over into the world of art.
Nevertheless, the world of art is a region especially fitted foreinfuehlung.For there the need for quick action, which in life tends to syncopate emotion, does not exist. The characteristic attitude of art is leisurely absorption in an object, giving time for all the possibilities of feeling or other experience to develop. Moreover, in art there is not the same saving need for the substitution of idea for feeling as in real life. For in art, feeling is not so strong as in life; even when the artist expresses his own personal experience, he lightens its emotional burden through expression, and we, when we make his experience ours, find a similar relief. The emotion is genuine, only weakened in intensity. In other cases, where the artist constructs a world of fictitious characters and events, our knowledge that they are not real suffices to diminish the intensity of the emotions aroused. For emotions have the practical function of inciting to action, and when action is impossible, as in the purely ideal world of the artist, they cannot keep their natural intensity. We cannot feel so strongly over the mere idea of an event as over a real event. Were it otherwise, who could stand the strain ofHamletorOthello?
Throughout this discussion of the elements of the experience of art, I have used the terms emotion and feeling with an inclusive meaning, to cover impulses as well as feelings in the narrower sense. For in the aesthetic experience, there are impulses—impulses to move when action is represented in picture and statue, impulses to act, as when, in watching a play, we put ourselves in the place of the persons. But such impulses are always checked through the realization that they come from sources unrelated to our purposes, and fail to get the reenforcement or consent of the total self necessary to action. In reading or singing the "Marseillaise," to cite an example from poetry, I experience all kinds of impulses—to shoulder a musket, to march, to kill—but no one of them is carried out. Now an inhibited impulse is scarcely distinguishable from an emotion. With few exceptions, the impulses in art do not issue in resolves, decisions, determinations to act; or, if they do, the determinations refer to acts to be executed in the future, in an experience distinct and remote from the sthetic—the "Marseillaise" has doubtless produced such resolutions in the minds of Frenchmen; and there is much art that is productive in that way, providing the "birth in beauty" of which Plato wrote. [Footnote: In theSymposium.] In art, impulses result in immediate action only when action is itself the medium of expression, as in the dance, where impulses to movement pass over into motion. Of course such actions still remain aesthetic since they serve no practical end and are valued for themselves.
If the question were raised, which is more fundamental in the aesthetic experience, idea or emotion? the answer would have to be, emotion. For there exists at least one great art where no explicit ideas are present, music, whereas art without emotion does not exist. Take away the emotional content from expression and you get either a mere play of sensations, like fireworks, or else pseudo-science, like the modern naturalistic play. However, the supreme importance of the idea in art cannot be denied. Every complex work of art, save music, is an expression of ideas as well as of feelings, and even in music there exists the tendency for feeling to seek definition in ideas—do we not say a musical idea? And do we not find the masters of so abstract an art as ornament employing their materials to represent symbolic conceptions? I wish to call the attention of the reader to certain very general considerations touching the nature and function of ideas in the aesthetic experience, leaving the study of the concrete problems to the more special chapters.
First, the relation of the idea to the sense medium of the expression. Here, I think, we find something comparable to the process ofeinfuehlung. For in art, ideas, like feelings, are objectified in sensation. Only sensations are given; out of the mind come ideas through which the former are interpreted and made into the semblance of things. Consider, for example, Rembrandt's "Night-Watch." A festal mood is there in the golds and reds, and gloom in the blacks; but there also are the men and drums and arms. If we wished to push the analogy witheinfuehlung, we might coin a corresponding term—einmeinung, "inmeaning." In all the representative arts, this is a process of equal importance with infeeling; for the artist strives just as much to realize his ideas of objects in the sense material of his art as to put his moods there.
When, moreover, we consider that the expression of the more complex and definite emotions is dependent upon the expression of ideas of nature and human life, we see that the process is really a single one. Feeling is a function of ideas; if, then, we demand sincerity in the one, we must equally demand conviction in the other. The poet could not convey to us his pleasure at the sight of nature or his awe of death unless he could somehow bring us into their presence. The painter could not express the moods of sunlight or of shadow until he had invented a technique for their representation. Clear and confident seeing is a condition of feeling. Hence every advance in the imitation of nature is an advance in the power of expression. The demand for fidelity of representation, for "truth to nature," so insistently made by the common man in his criticism of art, is justified even from the point of view of expressionism.
Yet this fidelity of representation does not involve exact reproduction of nature. The limitations of the media of the arts definitely exclude this. No painter can reproduce on a canvas the infinite detail of any object or exactly imitate its colors and lines. In the single matter of brightness, for example, his medium is hopelessly inadequate; even the light of the moon is beyond his power, not to speak of the light of the sun; he has to substitute a relative for an absolute scale of values. The sculptor cannot reproduce the color or hair of the human body. However, this failure exactly to imitate nature does not prevent the artist from suggesting to us ideas of the objects in which he is interested. If the outline of the marble be that of a man, we get the idea of a man; if the color and shape be that of a tree, we get the idea of a tree. Our acceptance of these ideas is, of course, only partial; for we are equally susceptible to the negative suggestions of the whiteness of the marble and the smallness of the outline of the tree. Every work of art represents a sort of compromise between reality and unreality, belief and disbelief.
Nevertheless, despite this compromise, the purpose of art is uncompromisingly attained. For art does not seek to give us nature over again, but to express its feeling tones, and these are conveyed when we get an idea of the corresponding object, even if that idea is inadequate from a strictly scientific point of view. We do not react emotionally to the infinite detail of any object, but only to its presence as a whole and to certain salient features. The artist succeeds when he constructs a humanized image of the object—one which arouses and becomes a center for feeling. This image, when made of a few elements, may be far more telling than a much more accurate copy; for there is no diffusion of interest to irrelevant aspects. How effective a medium for expression are the few and simple lines of Beardsley's draftsmanship! The amount of detail necessary to convey an emotionally effective idea is relative to the technique of the different arts and varies also with the suggestibility and discrimination of the observer. Here no a priori principles can be laid down for what only the experimental practice of the artist can determine.
Moreover, the negative suggestions of a work of art, although they are effective in preventing entire belief in the reality of the idea expressed, do not hinder the communication and appreciation of the attached feelings. Just so long as the belief attitude is not wholly extinguished, this is the case; and the skillful artist takes care of that. Of course, an attitude of self-surrender, of willingness to accept suggestions, has to be present and we cooperate with the artist in creating it. Aesthetic belief implies sufficient abandon that we may react emotionally to a suggestion, but not enough that we may react practically. We let the idea tell upon our feelings; we do not let it incite us to action. The aesthetic plausibility of an idea depends largely upon its initial plausibility with the artist. There is nothing more contagious than belief. To utter things with an accent of conviction is half the battle in getting oneself believed. If the artist pretends to believe something and expresses himself with an air of assurance, we accept it, no matter how preposterous it may be from the practical or scientific point of view. Think of Rabelais!
A work of art is a logical system. It presupposes certain assumptions, postulates, conventions, which we must accept if we are to live in its world. Now, in order that we may accept them, the artist must first have vividly accepted them himself. Only if they have become a very part of him, can they become at all valid for us. The failure of classicistic art in a non-classical age, of "Pre-Raphaelitism" after Raphael, is a failure in this—the artist has never lived even imaginatively in the world he depicts. His belief is an artifice and a sham, and he cannot impose upon us with his pretense. But once we have accepted the artist's postulates, then we are prepared to follow him in his conclusions. In the Homeric world, we shall not balk at the intercourse between gods and men; in mediaeval painting and drama, we shall accept miracle; inAlice in Wonderland, we shall accept any dream-like enchantment. But we demand that the conclusions shall follow from the premises, that the whole be consistent. We cannot tolerate miracle in a realistic novel or drama, or glaring inaccuracy of fact in a historical novel, because they are in contradiction to the laws of reality tacitly assumed. The final demand which we make of any work, of art is that it live. What can be made to live for us may be beautiful to us. But nothing can draw our life into itself which has not drawn the artist's, or which is untrue to its own inner logic.
One of the most life-creating elements of a work of art is imagery. Everywhere in art the tendency exists for ideas to be filled out, rendered concrete and vivid, through images. In looking at a painting of a summer landscape, for example, we not only recognize the colors as meaning sunlight, but actually experience them as warm; in looking at a statue we not only recognize its surface as that of the body of a woman, but we feel its softness and smoothness; which involves that the ideas of sunlight and a human body, employed in interpreting the sensations received from these works of art, are developed back into the original mass of images from which they were derived. However, although ideas are formed from images, they are not images,—as our ordinary employment of them in recognizing objects attests. We may and usually do, for example, recognize a mirror as smooth without experiencing it as smooth—the image equivalent of the idea remains latent. Our ordinary experience with objects is too hasty and too intent on practical ends for images to develop. On the other hand, the leisurely attitude characteristic of the aesthetic experience is favorable to the recall of images; hence, just as in the aesthetic perception of objects we put our feelings into them, so equally we import into them the relevant images. The aesthetic reaction tends to be total. Our demand for feeling in art also requires the image; for feelings are more vividly attached to images than to abstract ideas. It is a fact familiar in the experience of everybody that the strength of the emotional tone of an object is a function of the clearness of the image which we form of it on recall. We can preserve the feeling tone of a past event or an absent object only if we can keep a vivid image of it; as our image of it becomes vague, our interest in it dissipates. Everywhere in our experience the image mediates between feeling and idea. So in art. Images have no more an independent and self-sufficient status in art than sensations have; like the latter they are a means for the expression of feeling. In the painting of sunlight, for example, the images of warmth carry joyousness and a sense of ease; in the statue, the tactile images convey the emotional response to the represented object. In literature the expressiveness of images is perhaps even more impressive. Consider how longing is aroused by the tactile, gustatory, and thermal images in the oft-quoted lines of Keats:—
O, for a draught of vintage! that hath beenCool'd a long age in the deep-delved earth.
Examples might be multiplied indefinitely.
In literature alone of the arts, images from all departments of sense can be aroused. Visual images play a greater role there than in painting and sculpture, for the reason that, in the latter, visual sensations take their place—we do not image what we can see. In sculpture, the greater part of the imagery is of touch and motion—in the imagination, we feel the surfaces and move with the represented motions; the whiteness or blackness of the materials prevents the arousal of the image of the color of the body. In painting, besides the temperature images already mentioned, there are touch images—in still-life, for example, when silks and furs are represented; images of odors, in flower pieces; of motion, in pictures which depict motion, as in the racing horses of Degas; of taste, in pictures of wine and fruit. Of course the kind and amount of imagery depend upon the imaginal type to which the spectator belongs and the wealth of the imaginal furnishing of his mind. In any art, moreover, the chief and requisite thing is expression through the sense medium, which should never be obscured by expression through associated images. It is not the primary business of a flower painter to arouse images of perfume, but to compose colors and lines; nor the function of the musician to arouse the visual images which accompany the musical experience of many people, but to compose sounds. In sculpture, on the other hand, images of touch and movement play an almost necessary part, for they are constituent elements in the representation of form and motion; yet it is not indispensable to the appreciation of sculpture that images of the sweet odor of the human body be awakened. The image is seldom the basis of aesthetic appreciation; it is more often its completion. But we shall go into these matters more in detail in our special chapters.
In the representative arts, particularly painting and sculpture, the associated images are fused with the visual sensations which constitute the medium. I see the softness and sweet-odorousness of the painted rose petal, just as I see the real rose soft and sweet; I see the surface of the statue firm and shapely, just as I see the human body so. This is because the ideas of the things represented in painting and sculpture seem to be actually present in the visual sensations which they interpret; the flower and the man seem to be there before me. In these arts, aesthetic perception is a fusion of image with sensation in much the way that normal perception is. In literature and music, on the other hand, the connection between the sense medium of the art and the associated images is less close; and for the reason that the sounds are no part of the things which they bring before the mind. In looking at a picture of a rose, I see the red as an element of the rose represented; whereas, in reading about a rose, I only seem to hear a voice describing it. In the latter case, therefore, the olfactory and visual images have a certain remoteness and independence of the word-sounds; I do not actually see and smell them in the sounds. However, in the case of familiar words with a strong emotional significance, the fusion of image with sound may be almost complete. Who, for example, does not see a sweet and red image of a rose into the word-sounds when he reads:—
Oh, my love's like a red, red roseThat's newly sprung in June.
Or, when Dante describes theselva oscura, who does not see the darkness in the wordoscura? In all such cases a strong feeling tone binds together the word-sound with the image. This fusion is most striking in poetry because of the highly emotional material with which it works.
The ideas and images associated with a work of art depend very largely on the education, experience, and idiosyncrasy of the spectator. The scholar, for example, will put tenfold more meaning into his reading of theDivine Comedythan the untrained person. Or compare Pater's interpretation of the "Mona Lisa" with Muther's. Can we say that certain ideas and images belong properly to the work of art, while others do not? With regard to this, we can, I think, set up two criteria. First, the intention of the artist—whatever the artist meant his work to express: that it expresses. Yet, since this can never be certainly and completely discovered, there must always remain a large region of undetermined interpretation. Now for judging the relevancy of this penumbra of meaning and association the following test applies—does it bring us back to the sensuous medium of the work of art or lead us away? Anything is legitimate which we actually put into the form of the work of art and keep there, while whatever merely hangs loose around it is illegitimate. For example, if while listening to music we give ourselves up to personal memories and fancies, we are almost sure to neglect the sounds and their structure; we cannot objectify the former in the latter; with the result that the composition is largely lost to us. Naturally, no hard and fast lines can be drawn, especially in the case of works of vague import like music; yet we can use this criterion as a principle for regulating and inhibiting our associations. It demands of us a wide-awake and receptive appreciation. The genuine meanings and associations of a work of art are those which are the irresistible and necessary results of the sense stimuli working upon an attentive percipient; the rest are not only arbitrary, but injurious.
To this, some people would doubtless object on the ground that art was made for man and not man for art. The work of art, they would claim, should interpret the personal experience of the spectator; hence whatever he puts into it belongs there of right. There are, however, two considerations limiting the validity of this assertion. First, the work of art is primarily an expression of the artist's personality and, second, its purpose is to provide a common medium of expression for the experience of all men. If interpretation remains a purely individual affair, both its relation to the artist and the possibility of a common aesthetic experience through it are destroyed. For this reason we should, I believe, deliberately seek to make our appreciations historically sound and definite. And in the social and historical appreciation resulting, we shall find our own lives—not so different from the artist's and our fellows'—abundantly and sufficiently expressed.
In our discussion of first principles, we set down a high degree of unity as one of the distinguishing characteristics of works of art. In this we followed close upon ancient tradition; for the markedly structural character of beauty was noticed by the earliest observers. Plato, the first philosopher of art, identified beauty with simplicity, harmony, and proportion, and Aristotle held the same view. They were so impressed with aesthetic unity that they compared it with the other most highly unified type of thing they knew, the organism; and ever afterwards it has been called "organic unity." With the backing of such authority, unity in variety was long thought to be the same as beauty; and, although this view is obviously one-sided, no one has since succeeded in persuading men that an object can be beautiful without unity.
Since art is expression, its unity is, unavoidably, an image of the unity of the things in nature and mind which it expresses. A lyric poem reflects the unity of mood that binds together the thoughts and images of the poet; the drama and novel, the unity of plan and purpose in the acts of men and the fateful sequence of causes and effects in their lives. The statue reflects the organic unity of the body; the painting, the spatial unity of visible things. In beautiful artifacts, the basal unity is the purpose or end embodied in the material structure.
But the unity of works of art is not wholly derivative; for it occurs in the free arts like music, where nothing is imitated, and even in the representative arts, as we have observed, it is closer than in the things which are imaged. Aesthetic unity is therefore unique and, if we would understand it, we must seek its reason in the peculiar nature and purpose of art. Since, moreover, art is a complex fact, the explanation of its unity is not simple; the unity itself is very intricate and depends upon many cooperating factors.
In the case of the imitative arts, taking the given unity of the objects represented as a basis, the superior unity of the image is partly due to the singleness of the artist's interest. For art, as we know, is never the expression of mere things, but of things so far as they have value. Out of the infinite fullness of nature and of life, the artist selects those elements that have a unique significance for him.
Music, when soft voices die,Vibrates in the memory;Odors, when sweet violets sicken,Live within the sense they quicken;Rose leaves, when the rose is dead,Are heaped for the beloved's bed;And so thy thoughts when thou art gone,Love itself shall slumber on.
Observe how, out of the countless things which he knows, the poet has chosen those which he feels akin to his faith in the immortality of love. The painter would not, if he could, reproduce all the elements of a face, but only those that are expressive of the interpretation of character he wishes to convey. The novelist and the dramatist proceed in a like selective fashion in the treatment of their material. In the lives of men there are a thousand actions and events—casual spoken words, recurrent processes such as eating and dressing, hours of idleness and futility which, because repetitious, habitual, or inconsequential, throw no light upon that alone in which we are interested,—character and fortune. To describe a single example of these facts suffices. In the novel and drama, therefore, the personalities and life histories of men have a simplicity and singleness of direction not found in reality. The artist seeks everywhere the traits that individualize and characterize, and neglects all others.
Moreover, since the aim of art is to afford pleasure in the intuition of life, the artist will try to reveal the hidden unities that so delight the mind to discover. He will aim to penetrate beneath the surface of experience observed by common perception, to its more obscure logic underneath. In this way he will go beyond what the mere mechanism of imitation requires. The poet, for example, manifests latent emotional harmonies among the most widely sundered things. The subtle novelist shows how single elements of character, apparently isolated acts or trivial incidents, are fateful of consequences. He discloses the minute reactions of one personality upon another. Or he enters into the soul of man himself, into his private and individual selfhood, and uncovers the hidden connections between thought and feeling and impulse. Finally, he may take the wider sweep of society and tradition into view and track out their part in the molding of man and his fate. In the search for unity, the artist is on common ground with the man of science; but with this difference: the artist is concerned with laws operating in concrete, individual things in which he is interested; while the scientist formulates them in the abstract. For the artist, unity is valuable as characterizing a significant individual; for the scientist, it is valuable in itself, and the individual only as an example of it.
This same purpose of affording pleasure in sympathetic vision leads the artist not only to present the unity of life, but so to organize its material that it will be clear to the mind which perceives it. Too great a multitude of elements, elements that are not assorted into groups and tied by relations or principles, cannot be grasped. Hence the artist infuses into the world which he creates a new and wholly subjective simplicity and unity, to which there is no parallel in nature. The composition of elements in a picture does not correspond to any actual arrangement of elements in a landscape, but to the demands of visual perspicuity. The division of a novel into chapters, of the chapters into paragraphs, of the paragraphs into sentences, although it may answer in some measure to the objective divisions of the life-story related, corresponds much more closely to the subjective need for ready apprehension. The artist meets this need halfway in the organization of the material which he presents. Full beauty depends upon an adaptation of the object to the senses, attention, and synthetic functions of the mind. The long, rambling novel of the eighteenth century is a more faithful image of the fullness and diversity of life, but it answers ill to the limited sweep of the mind, its proneness to fatigue, and its craving for wholeness of view.
But even all the reasons so far invoked—the necessity for significance, the interest in unity, the demand for perspicuity—do not, I think, suffice to explain the structure of works of art. For structure has, oftentimes, a direct emotional appeal, which has not yet been taken into account, and which is a leading motive for its presence. Consider, for example, symmetry. A symmetrical disposition of parts is indeed favorable to perspicuity; for it is easier to find on either side what we have already found on the other, the sight of one side preparing us for the sight of the other; and such an arrangement is flattering to our craving for unity, for we rejoice seeing the same pattern expressed in the two parts; yet the experience of symmetry is richer still: it includes an agreeable feeling of balance, steadfastness, stability. This is most evident in the case of visual objects, like a Greek vase, where there is a plain division between right and left similar halves; but it is also felt in music when there is a balance of themes in the earlier and later parts of a composition, and in literature in the well-balanced sentence, paragraph, or poem. To cite the very simplest example, if I read, "on the one hand … on the other hand," I have a feeling of balanced tensions precisely analogous to what I experience when I look at a vase. Structure is not a purely intellectual or perceptive affair; it is also motor and organic, and that means emotional. It is felt with the body as well as understood by the mind. I have used the case of symmetry to bring out this truth, but I might have used other types of unification, each of which has its unique feeling tone, as I shall show presently, after I have analyzed them.
Keeping in mind the motives which explain the structure of works of art, I wish now to distinguish and describe the chief types. There are, I think, three of these, of which each one may include important special forms—unity in variety, dominance, and equilibrium.
Unity in variety was the earliest of the types to be observed and is the most fundamental. It is the organic unity so often referred to in criticism. It involves, in the first place, wholeness or individuality. Every work of art is a definite single thing, distinct and separate from other things, and not divisible into parts which are themselves complete works of art. No part can be taken away without damage to the whole, and when taken out of the whole, the part loses much of its own value. The whole needs all of its parts and they need it; "there they live and move and have their being." The unity is a unity of the variety and the variety is a differentiation of the unity.[Footnote: Cf. Lipps:Aesthetik, Bd. I, Drittes Kapitel.] The variety is of equal importance with the unity, for unity can assert itself and work only through the control of a multiplicity of elements. The analogy between the unity of the work of art and the unity of the organism is still the most accurate and illuminating. For, like the work of art, the body is a self-sufficient and distinctive whole, whose unified life depends upon the functioning of many members, which, for their part, are dead when cut away from it.
The conception of unity in variety as organic represents an ideal or norm for art, which is only imperfectly realized in many works. There are few novels which would be seriously damaged by the omission of whole chapters, and many a rambling essay in good standing would permit pruning without injury, unless indeed we are made to feel that the apparently dispensable material really contributes something of fullness and exuberance, and so is not superfluous, after all. The unity in some forms of art is tighter than in others; in a play closer than in a novel; in a sonnet more compact than in an epic. In extreme examples, likeThe Thousand and One Nights,theDecameron,theCanterbury Tales,the unity is almost wholly nominal, and the work is really a collection, not a whole. With all admissions, it remains true, however, that offenses against the principle of unity in variety diminish the aesthetic value of a work. These offenses are of two kinds—the inclusion of the genuinely irrelevant, and multiple unity, like double composition in a picture, or ambiguity of style in a building. There may be two or more parallel lines of action in a play or a novel, two or more themes in music, but they must be interwoven and interdependent. Otherwise there occurs the phenomenon aptly called by Lipps "aesthetic rivalry"—each part claims to be the whole and to exclude its neighbor; yet being unable to do this, suffers injury through divided attention.
Unity in variety may exist in any one or more of three modes—the harmony or union of cooperating elements; the balance of contrasting or conflicting elements; the development or evolution of a process towards an end or climax. The first two are predominantly static or spatial; the last, dynamic and temporal. I know of no better way of indicating the characteristic quality of each than by citing examples.
Aesthetic harmony exists whenever some identical quality or form or purpose is embodied in various elements of a whole—sameness in difference. The repetition of the same space-form in architecture, like the round arch and window in the Roman style; the recurrence of the same motive in music; the use of a single hue to color the different objects in a painting, as in a nocturne of Whistler: these are simple illustrations of harmony. An almost equally simple case is gradation or lawful change of quality in space and time—the increase or decrease of loudness in music of saturation or brightness of hue in painting, the gentle change of direction of a curved line. In these cases there is, of course, a dynamic or dramatic effect, if you take the elements in sequence; but when taken simultaneously and together, they are a harmony, not a development. Simplest of all is the harmony between like parts of regular figures, such as squares and circles; or between colors which are neighboring in hue. Harmonious also are characters in a story or play which are united by feelings of love, friendship, or loyalty. Thus there is harmony between Hamlet and Horatio, or between the Cid and his followers.
Aesthetic balance is the unity between elements which, while they oppose or conflict with one another, nevertheless need or supplement each other. Hostile things, enemies at war, business men that compete, persons that hate each other, have as great a need of their opponents, in order that there may be a certain type of life, as friends have, in order that there may be love between them; and in relation to each other they create a whole in the one case as in the other. There is as genuine a unity between contrasting colors and musical themes as there is between colors closely allied in hue or themes simply transposed in key. Contrasting elements are always the extremes of some series, and are unified, despite the contrast, because they supplement each other. Things merely different, no matter how different, cannot contrast, for there must be some underlying whole, to which both belong, in which they are unified. In order that this unity may be felt, it is often necessary to avoid absolute extremes, or at least to mediate between them. Among colors, for example, hues somewhat closer than the complementary are preferred to the latter, or, if the extremes are employed, each one leads up to the other through intermediate hues. The unity of contrasting colors is a balance because, as extremes, they take an equal hold on the attention. The well-known accentuation of contrasting elements does not interfere with the balance, because it is mutual. A balanced unity is also created by contrasts of character, as in Goethe'sTasso, or by a conflict between social classes or parties, as in Hauptmann'sDie Weber. Balanced, finally, is the unity between the elements of a painting, right and left, which draw the attention in opposite directions. The third type of unity appears in any process or sequence in which all the elements, one after another, contribute towards the bringing about of some end or result. It is the unity characteristic of all teleologically related facts. The sequence cannot be a mere succession or even a simple causal series, but must also be purposive, because, in order to be aesthetic, the goal which is reached must have value. Causality is an important aspect of this type of unity, as in the drama, but only because a teleological series of actions depends upon a chain of causally related means and ends. The type is of two varieties: in the one, the movement is smooth, each element being harmoniously related to the last; in the other, it is difficult and dramatic, proceeding through the resolution of oppositions among its elements. The movement usually has three stages: an initial phase of introduction and preparation; a second phase of opposition and complication; then a final one, the climax or catastrophe, when the goal is reached; there may also be a fourth,—the working out of the consequences of this last. Illustrations of this mode of unity are: the course of a story or a play from the introduction of the characters and the complication of the plot to the denouement or solving of the problem; the development of a character in a novel from a state of simplicity or innocence through storm and stress into maturity or ruin; the evolution of a sentiment in a sonnet towards its final statement in the last line or two; the melody, in its departure from the keynote, its going forth and return; the career of a line.
As I have indicated before, each type of unity has its specific emotional quality. The very word harmony which we use to denote the first mode is itself connotative of a way of being affected, of being moved emotionally. The mood of this mode is quiet, oneness, peace. We feel as if we were closely and compactly put together. If now, within the aesthetic whole, we emphasize the variety, we begin to lose the mood of peace; tensions arise, until, in the case of contrast and opposition, there is a feeling of conflict and division in the self; yet without loss of unity, because, if the whole is aesthetic, each of the opposing elements demands the other; hence there is balance between them, and this also we not only know to be there, but feel there. The characteristic mood of the evolutionary type of unity is equally unique—either a sense of easy motion, when the process is unobstructed, or excitement and breathlessness, when there is opposition.
The different types of unity are by no means exclusive of each other and are usually found together in any complex work of art. Symmetry usually involves a combination of harmony and balance. The symmetrical halves of a Greek vase, for example, are harmonious in so far as their size and shape are the same, yet balanced as being disposed in opposite directions, right and left. Rhythm is temporal symmetry, and so also represents a combination of harmony and balance. Static rhythm is only apparent; for in every seeming case, the rhythm really pervades the succession of acts of attention to the elements rather than the elements themselves; a colonnade, for example, is rhythmical only when the attention moves from one column to another. There is harmony in rhythm, for there is always some law—metrical scheme in poetry, time in music, similarity of column and equality of interval between them in a colonnade—pervading the elements. But there is also balance; for as the elements enter the mind one after the other, there is rivalry between the element now occupying the focus of the attention and the one that is about to present an equal claim to this position. Because of its intrinsic value, we tend to hold on to each element as we hear or see it, but are forced to relinquish it for the sake of the one that follows; only for a moment can we keep both in the conscious span; the recurrence and overcoming of the resulting tension, as we follow the succession through, creates the pulsation so characteristic of rhythm. The opposition of the elements as in turn they crowd each other out does not, however, interfere with the harmony, for they have an existence all together in memory, where the law binding them can be felt,—a law which each element as it comes into consciousness is recognized as fulfilling. Since we usually look forward to the end of the rhythmical movement as a goal, rhythm often exists in combination with evolution, and is therefore the most inclusive of all artistic structural forms. In a poem, for example, the metrical rhythm is a framework overlying the development of the thought. Dramatic unity is found combined with balance even in the static arts, as, for example, in the combination of blue and gold, where the balance is not quite equal, because of a slight movement from the blue to the more brilliant and striking gold. I have already shown how harmony, opposition, and evolution may be combined in a melody. In the drama, also, all three are present. There is a balance of opposing and conflicting wills or forces; this is unstable; whence movement follows, leading on to the catastrophe, where the problem is solved; and throughout there is a single mood or atmosphere in which all participate, creating an enveloping harmony despite the tension and action. And other illustrations of combinations of types will come to the mind of every reader.
Each form of unity has its difficulties and dangers, which must be avoided if perfection is to be attained. In harmony there may be too much identity and too little difference or variety, with the result that the whole becomes tedious and uninteresting. This is the fault of rigid symmetry and of all other simple geometrical types of composition, which, for this reason, have lost their old popularity in the decorative and pictorial arts. In balance, on the other hand, the danger is that there may be too great a variety, too strong an opposition; the elements tend to fly apart, threatening the integrity of the whole. For it is not sufficient that wholeness exist in a work of art; it must also be felt. For example, in Pre-Raphaelite paintings and in most of the Secession work of our own day, the color contrasts are too strong; there is no impression of visual unity. In the dramatic type of unity there are two chief dangers—that the evolution be tortuous, so that we lose our way in its bypaths and mazes; or, on the other hand, that the end be reached too simply and quickly; in the one case, we lose heart for the journey because of the obstacles; in the other, we lose interest and are bored for want of incidents.
We come now to the second great principle of aesthetic structure— Dominance.[Footnote: Cf. Lipps:Aesthetik, Bd. I, S. 53, Viertes Kapitel] In an aesthetic whole the elements are seldom all on a level; some are superior, others subordinate. The unity is mediated through one or more accented elements, through which the whole comes to emphatic expression. The attention is not evenly distributed among the parts, but proceeds from certain ones which are focal and commanding to others which are of lesser interest. And the dominant elements are not only superior in significance; they are, in addition, representative of the whole; in them, its value is concentrated; they are the key by means of which its structure can be understood. They are like good rulers in a constitutional state, who are at once preeminent members of the community and signal embodiments of the common will. Anything which distinguishes and makes representative of the whole serves to make dominant. In a well-constructed play there are one or more characters which are central to the action, in whom the spirit and problem of the piece are embodied, as Hamlet inHamletand Brand inBrand; in every plot there is the catastrophe or turning point, for which every preceding incident is a preparation, and of which every following one is a consequent; in a melody there is the keynote; in the larger composition there are the one or more themes whose working out is the piece; in a picture there are certain elements which especially attract the attention, about which the others are composed. In the more complex rhythms, in meters, for example, the elements are grouped around the accented ones. In an aesthetic whole there are certain qualities and positions which, because of their claim upon the attention, tend to make dominant any elements which possess them. In space-forms the center and the edges are naturally places of preeminence. The eye falls first upon the center and then is drawn away to the boundaries. In old pictures, the Madonna or Christ is placed in the center and the angels near the perimeter; in fancy work it is the center and the border which women embroider. In time, the beginning, middle, and end are the natural places of importance; the beginning, because there the attention is fresh and expectant; towards the middle, because there we tend to rest, looking backward to the commencement and forward to the end; the end itself, because being last in the mind, its hold upon the memory is firmest. In any process the beginning is important as the start, the plan, the preparation; the middle as the climax and turning point; the end as the consummation. Of course by the middle is not meant a mathematical point of division into equal parts, but a psychological point, which is usually nearer the end, because the impetus of action and purpose carry forward and beyond. Thus in a plot the beginning stands out as setting the problem and introducing the characters and situation; then the movement of the action, gathering force increasingly as it proceeds, breaks at some point well beyond the middle; in the last part the problem is solved and the consequences of the action are revealed. Large size is another quality which distinguishes and tends to make dominant, as in the tower and the mountain. In one of Memling's paintings, "St. Ursula and the Maidens," which, when I saw it, was in Bruges, the lady is represented twice as tall as the full grown girls whom she envelops in her protecting cloak; yet, despite the unnaturalness, we do not experience any incongruity; for it is rational to our feeling. Intensity of any sort is another property which creates dominance—loudness of sound in music; concentration of light in painting, as in Rembrandt; stress in rhythm; depth and scope of purpose and feeling, as in the great characters of fiction. The effectiveness of intensity may be greatly increased through contrast—the pianissimo after the fortissimo; the pathos of the fifth act ofHamletset off by the comedy of the first scene. Sometimes all the natural qualifications of eminence are united in a single work: in old paintings, for example, the Christ Child, spiritually the most significant element of the whole, will be of supernatural size, will occupy the center of the picture, will have the light concentrated upon him, and will be dressed in brightly gleaming garments.