CHAPTER XPORTRAYAL OF CHARACTER

In transcribing speech, the less the writer thinks about the style or manner in which he has chosen to tell the story the better. The first consideration is to be natural, that is, to write as some real person would talk, and, if possible, to write as some particular person would talk. But the general tone of the story must be considered. The necessity is less stringent or nonexistent in writing the novel, with its permissible variety of texture, than in writing the short story of unity of effect. If the people of a story are super-normal, their lips must not drop banalities. That is a matter of character. But if the single effect sought to be produced by a story is of horror, for instance, its people cannot be permitted to make remarks that will hinder the attainment of the effect, which is a matter of preserving the general tone of the story. The speech ofthe characters must be in keeping with them, in keeping with the significant situations, and in keeping with the story as a whole.

There is one point about the management of dialogue which should be the less neglected because it is purely mechanical and very easy. A page of dialogue should not present to a reader a monotonous succession of "he saids" and "she saids," simply because the reader will feel the repetition and some of the illusion of the story be lost. The verbs characterizing utterance are infinite in number; moreover, it is frequently possible to set down nothing but the words of the speaking character. Thus Henry Sydnor Harrison, in "V. V.'s Eyes.":

"'Did she hurt herself?' said Carlisle, third-personally, to the elder girl, who had suspended her game to stare wide-eyed. 'What on earth is the matter?'

"The reply was tragically simple:

"'A lady stepped on herJunebug.'"

"Sure enough, full on the vestibule floor lay the murdered slum-bug, who had too hardily ventured to cross a wealthy benevolent's path. The string was yet tied to the now futile hind-leg. Carlisle, lingering, repressed her desire to laugh.

"'Oh!... Well, don't you think you could catch her a new one, perhaps?'

"'Bopper he mout ketch her a new one mebbe tomorrow, mom ... Hiesh, Rebecca!'

"Moved by some impulse in her own bouyant mood, Carlisle touched the littlest girl on the shoulder with a well-gloved finger.

"'Here—Rebecca, poor child!... You can buy yourself something better than Junebugs.'

"The proprietor of the deceased bug, having raised her damp dark face, ceased crying instantly. Over theastounding windfall the chubby fingers closed with a gesture suggesting generations of acquisitiveness.

"'Is it hers to keep?' spoke her aged sister, in a scared voice. 'That there's a dollar, mum.'

"'Hers to keep ...' replied the goddess, smiling."

Dialogue so managed is infinitely more natural and fitting than the he-said, she-said sort. Of course, the more characteristic the speech of the characters, the less the need for verbs of utterance. The primary office of such verbs is to indicate the person who is speaking, and, if the words spoken do that, the verb may be omitted. The secondary office of verbs of utterance is to characterize the manner of speech, and here it is well not to be too extreme. A character may snarl or bellow or invite or plead, for instance, but if he is made to flame in words there will be a suggestion of strain and artificiality for a reader. Intelligibility and suitable—not unsuitable—variety should be the writer's aims in managing dialogue.

The total amount of dialogue any story will contain depends on its nature and character. Possibly it is true that the more strictly dramatic a story, the greater will be the proportion of dialogue to the rest of the text. At any rate, a writer should never transcribe speech at any length simply for its own sake in an endeavor to trick a reader into thinking that the story is livelier than it is. Dialogue is attractive to a reader, but it is attractive in a story only when it is an essential element of the story. The writer should not depend on the intrinsic wit and vivacity of his characters' speech. Even if it is interesting in itself, apart from the story, the fact will not help the story as such, for a reader's attention will be distracted from its movement. Mr. Dooley's talk is beautiful, read apart and by itself; thrust into a short story, it would hurt the tale.

Finally, a word as to the actual creative process of writing dialogue. The way to narrate is to live and see the story's happenings in imagination; the way to describe is to feel the totality of the story's environment or setting in imagination as some character or characters must have felt it; and the way to write dialogue is to be each speaking character in turn for a space, and to write as the particular person would have spoken. As stated above, the writer will have to think as well as to imagine. He will have to comprehend the essential nature of each speaking character, his personality, education, and habits of life and mind, in order to discover the words that would be called forth from such a person by each new event. The task is not easy. But the writer should bring his full powers to bear upon it, for the dialogue of a story is tremendously effective, whether for good or ill.

The Three Modes of Characterization—Dialogue—Action—Description or Direct Statement—Aims of Characterization—To Show the Nature—To Show the Man as a Physical Being—Character and Plot—Characterization by Speech—Characterization by Statement—Characterization by Action.

Characterization is an unlovely term, but it stands for much. In fact, it stands for so much that it is the hardest point of technique to discuss adequately. In the fiction writer's vocabulary, it stands for things as diverse as the necessity that the whole action of a story be significant in relation to character, and the necessity that the persons of the fiction seem real and individual, apart from any unique quality of their actions. Whether the action of a story is significant in relation to character depends upon whether the writer has discovered a real plot and developed it properly; whether the persons of a story seem tangible and unique apart from their actions depends upon the writer's skill in describing them and transcribing their speech. That is to say, characterization is a matter accomplished by narration, by description, and by the transcription of speech. A reader of a story has a clue to the natures of its people in their actions, in their words, and in what the writer has to say about them.

It may be well to enlarge somewhat on the respectivefunctions of the three modes of characterization. Dialogue, action, and description or direct statement by the author all serve to give the character concerned individuality in the eyes of a reader, but all do not function in precisely the same manner or to precisely the same end. A few illustrations will make this clearer.

Suppose a story involving a character whose most salient trait is cruelty. The author may demonstrate this quality in the person by stating directly that he is cruel, by showing him in wantonly heartless actions, and by placing on his lips words which only a cruel man would utter. So far, so good. Each sort of demonstration will add something to a reader's realization of the character. But more is necessary. Cruelty is not a particularly unique trait; moreover, if a trait is unique, merely investing a character with it will not serve to give him the solidity and liveliness of a real person. Whether cruelty or any other trait is brought out, if it alone is brought out, the person will be a disembodied moral attribute rather than a man or woman. To secure a maximum effect upon a reader, the writer must manage to show some particular cruel person rather than a cruel person. And he must resort to the same means employed to show the strict character-trait, description or direct statement, dialogue, and action. But the writer's aim will be different. He will be concerned with the person's appearance and effect upon an observer or listener rather than with his nature. As Stevenson did for Villon in "A Lodging for the Night," the writer of a story involving a cruel person may call him a "rag of a man, dark, little, and lean, with hollow cheeks and thin black locks," or may employ any other combination of words that will give a definite picture of the man, viewed merely as a physical object, whether he be thin or fat, ruddy or pale, tallor short. And, in setting down a cruel person's speeches, the writer not only may make them cruel in content, but also may make them unique and individual by some mannerism of speech.

What I am trying to show is the fact that characterization, as the term is commonly employed, includes description as well as the strict portrayal of character. I have taken up the matter of the description of persons under that head, and I shall take up, in this chapter, the matter of speech as both illustrating character and individualizing the person. The whole difficulty of discussing technique lies in the necessity to treat in isolation matters which areinfluentialin numerous directions in a story. In the latter part of this book I am following the conventional mode of discussing separately the matters of description of persons, dialogue, and the portrayal of character, but only after much pondering whether such treatment is advisable. The advantage is clearness; the disadvantage is loss of relation between matters mutually influential. For instance, writing dialogue is descriptive writing in a very real sense. A reader of a story stands in the position of an observer of certain persons. Their mannerisms of speech, which come to him through the ear, serve to build up his total impression of them as much as their physical appearance, which comes to him through the eye.

The process of characterization, then, however accomplished, is the result of two very different aims on the part of the writer of a story. The first aim is to show the essential natures of the people of the fiction, and may be attained by illustration in action, by direct statement, and by transcribing their speech. The second aim is to make them appear real men and women, apart from their natures, and may be attained by description—which is direct statement—by transcribingtheir speech, and even by action. In all three matters of narration, description, and dialogue the double process may go on. Narrating a character's victorious fight with a bigger man will leave on a reader a twin impression of the person's strength—a physical attribute—and courage—an attribute more strictly of character. When Stevenson, describing Villon, states that the wolf and pig struggled in his face, a reader is made to see the cruel sensuality of the man's face as a physical object, and to feel the cruel sensuality of his nature as a spiritual fact. If an avaricious character is made to make a miserly speech, a reader will have a clue to his nature; if he is made to make it with a lisp or stutter, there will be a descriptive touch as well. Characterization may be accomplished by narration, by description, and by dialogue, and characterization, as the term is commonly used, includes the description of persons as physical objects as well as the strict portrayal of character.

The writer of fiction who seeks to acquire the technique of characterization should note two facts. The sort of characterization which consists in displaying the essential spiritual natures of the people of a story is largely a matter of plot, of the sequence and character of each person's actions. If the writer states that John is miserly, and puts miserly words on his lips, the reader will never believe in John's avarice if he does a generous thing in the story. Actions speak louder than words. A reader will believe in John's avarice from the writer's mere statement and John's words, if John's actions are not significant adversely to the trait. In other words, personality and event must have true relation, on account of the inherent nature of a plot, a matter previously discussed. The second fact for the writer of fiction to note is that the sort of characterization which consists in giving the peopleof a story the vivacity and concreteness of real men and women is superficial but extremely important. A story is concerned with the spiritual natures of its people; it shows their growth or decay; the process is the story itself, particularly in the case of the story of character. But a story does not deal with disembodied moral attributes. It deals with men and women, and, if it is to be effective, a reader must receive some definite physical impression of each person as well as a knowledge of his nature. In the whole philosophy of fiction writing, characterization, as commonly understood, functions thus: the natures of the several major characters are primary elements of the fiction, as are the events; the impression an observer and listener would receive from each person must be built up for a reader that the fiction may have the concreteness and reality of life for him.

Speech, direct statement, and action, the several means whereby characterization in its two aspects may be accomplished, now may be discussed.

As indicated, characterization is a double process. The writer endeavors to reveal the natures of his people and to individualize them in a more superficial but equally important sense. Their speech may be made to reveal their spiritual natures, and it may be made to individualize them.

The process of making speech reveal character strictly is not difficult in itself, though it may be difficult to do sounobtrusively. A sentimental man will reveal his sentimentality when he says sentimental things, just as a hypocrite will reveal his hypocrisy in hypocritical words. Cruel words will reveal cruelty in the person who utters them, and generous words willindicate that their speaker is generous. So far as possible, the speech of any character should have relation to that phase of his character which is significant in the story. The cruel man may be avaricious also, but, if his cruelty and not his avarice is the trait which has influence upon the events of the story, his words should reveal his cruelty rather than his avarice. The content of his speeches should indicate his possession of that trait of his character which is influential as to the events of the story.[M]

The difficulty will be to find a natural place for these indicative speeches. The primary necessity in fiction writing is to be unforced and natural, and a character cannot be made to say words indicative of his inner nature unless he would naturally utter them under the influence of the circumstances of the moment. Here, again, the way to write is to get into the skin of the person involved, to live the story vicariously in his person, and, when events would naturally call from him words revealing his pertinent trait, to transcribe them. Primarily, a story is a story, and its writer must meet all its necessities within its limitations.

Lack of space forbids giving examples of the revelation of character by speech. Dickens will prove a profitable study in this connection. The words of Pecksniff, for instance, reveal as much of the soul ofPecksniff as we need to know. All good stories, in greater or lesser degree, display the method in use.

The second use of his characters' words to the writer of fiction is to individualize them. It is not a matter of content, but one of manner. Irrespective of what the person says, the way he says it, if unique, will serve to increase the definition of a reader's conception of him. If a character is made to stutter, he will gain in actuality and concreteness for a reader. The instance is coarse, but will serve to indicate what is meant. Dickens is unrivalled in his capacity to employ this device, although the writer of a short story or relatively compact novel will meet difficulties in following Dickens' technique of characterization. The "demmit" of Mantalini, the "dispoged" of Sairey Gamp, the greasiness of Chadband's words, the rounded periods of the immortal Micawber give a reader the greater part of his idea of each person.

This sort of characterization may well be called description. The aim is not to reveal the person's inner nature—though the content of a mannered speech may do that, of course—but to add to the definition and reality of any attempted picture of the person by calling in the sense of hearing. Unlike the effect of descriptive words on a reader, the effect of written speech is nearly primary, though it lacks something of the freshness and impressiveness of the spoken word. Writing descriptive of a character and his mannered words function together to individualize the person for a reader. The people of a story must be made to appear to be real men and women, if the fiction is to have its necessary verisimilitude and consequent effect, and mannered speech will do much to invest the speakers with reality.

The process must not be carried beyond the bounds of naturalness. A mannerism of speech may be too pronounced, in that it tends to arrest a reader's attention and distract it from the flow of the story. Unnecessarily distorted spelling, for instance, employed in an attempt to be too strictly phonetic, will call attention to itself rather than individualize the speaker, that is, it will destroy the illusion of the story. "Yuh" for "you" isaninstance. We all "yuh" more or less, I think, and for the writer of a story to insist thus pedantically on strict phonetic accuracy tends to make the whole fiction labored and unnatural. The whole trick is to suggest any particular distortion, and yet to have the words as intelligible for a reader as if the spelling were normal.

Mispronunciation, of course, is not the only mannerism of speech that may be availed of. In fact, the tendency is to abuse it. An open ear toward the casual talk he hears will give the writer many useful hints, and so will reading the work of others.

The speech of class and class varies, as does the speech of man and man. A lawyer in a story should be distinguishable from a sailor by the very content of his vocabulary. So should a doctor from an engineer or a brakeman, or a musician from an artist. But it must all be done naturally. The writer cannot drag in by the ears technical terms of any profession solely that a reader may be informed indirectly of the speaker's profession. But a doctor or lawyer, for instance, will generally be in a story because it requires the presence of a lawyer or doctor, and therefore the story will offer opportunity for him to reveal his placein society by his speech. Incidentally it may be noted that this matter emphasizes the necessity that the writer of fiction be observant in life and omnivorous in reading. He should know the manner of speech of any considerable class of men. It is true, of course, that no two lawyers talk precisely alike, but it is also true that it is possible to suggest a lawyer speaking by a proper choice of words, and that is the thing to do, naturally and unobtrusively. If the speech of a character is individualized in some manner, and if, in addition, a reader can gather his business or profession from his words, he will gain much in reality and definition.

The content of the talk of the characters of a story, then, should reveal their inner natures, and their idiosyncrasies of utterance and word-choice should be devised and set down to intensify the impression of their individuality initiated by the writer's strictly descriptive touches. Characterization is a double process, and neither aspect of it should be neglected, whether the writer is narrating, describing, or transcribing speech.

So far as characterization by direct statement is a matter of individualizing the persons of a story as mere physical objects, apart from their inner natures, it has been discussed in stating the technique of the description of persons. It was there stated that the writer's endeavor should be to catch and fix in words the most salient attribute of the character. And usually it will be the case that a person's most striking physical attribute will have relation to some fact of his spirit, as in Stevenson's description Villon's sensual face hints of his sensual soul. The fact serves to make more obvious the truth that characterization is adouble process of individualizing superficially and of revealing the person's nature, and Stevenson's description of the medieval French poet is an instance of how the writer of fiction may attain both ends in a single phrase, and avoid the suggestion of artificiality in directly stating that a character is good or bad or brave or cowardly, as the case may be. Instead of stating that Villon was sensual and cruel, Stevenson states that the wolf and pig struggled in his face. A reader sees the man's face and comprehends his nature, and comprehends the spiritual fact the more thoroughly because reaching it inferentially from a mere picture. The point is worth noting.

However, the writer of fiction frequently must state his characters' moral attributes directly. Not all conceivable persons wear their souls in their faces; if some ruddy, bluff old gentleman is a villain at heart, the writer can only say so, unless he is willing to depend wholly on the revelation of spirit worked by the character's deeds. And sometimes such a revelation comes too near the end for the other purposes of the story. Much of the interest or suspense of a tale may depend upon the reader having knowledge of the natures of the people who struggle with one another singly or in groups. Or direct statement as to a character's nature may be necessary to emphasize the significance of his acts. Stevenson's "The Ebb Tide" is an example. The book is concerned with the unavailing struggle of a weak man to be other than weak, and the author prefaces the course of events with a thumbnail biography of the weakling that invests the progress of the story with something of the inevitability of fate. The method is a favorite one of Stevenson's, and is employed in most of his longer work. Each brief sketch is directed to bring out the character's trait or traits of significance in the story, and the whole fictiongains point thereby. Turgenieff composed a biography of each of his characters to deepen and clarify his own realization of them, and incorporation in a story of a swift and significant sketch of a character's previous life likewise may serve to deepen and clarify a reader's realization of the person.

Stating directly that any person is good or bad or brave or avaricious may give a reader a key to his acts, lending them point, but direct statement is the most infirm mode of characterization. Any mere statement is less impressive and less compelling than a demonstration. And direct statement of a character's nature must be reinforced and proved by his words and deeds. It is difficult enough at best to invest a fictitious person with reality, and the writer can afford to neglect no device.

As in fulfilling all other necessities of his story, in characterizing by direct statement the writer must be easy and natural. The requirement is somewhat indefinite, as stated, but real. Statement should not be too bald; a little subtlety will be profitable to employ. To state that a character is bad, simply, is too childlike, unless the story is told from the viewpoint of a child. The matter of viewpoint must always be considered in characterizing by direct statement, for obvious reasons. If the writer takes the position of an impersonal observer, to whom the souls of all characters are open, he can write pretty much as he wills. If he writes from the viewpoint of a single character, whether in the first or third person, he cannot assume too inclusive knowledge of the souls of the others. The matter has been discussed elsewhere.[N]

The value of action as a means to give a reader realization of the physical appearance of a character is somewhat slight. To show the person as performing a feat of strength will suggest that he is a powerful man, but physical prowess is not a visually definite quality. Powerful men are not always even large men. Action is greatly useful to reveal the soul, but not very useful to reveal appearance.

However, between narrative and strict descriptive writing a borderland exists. A person may be described as having a sneaking look. That is strict description. But the writer also may relate how the person slunk down an alley to avoid meeting someone he dared not face. The descriptive value of the word "slunk" as to the person will be as great as the narrative value of the word to the event. It is merely the matter of vivid and effective narration approached from a new angle. Narration consists in stating what happened to certain persons and what they did, and a descriptive quality, both as to the persons and the events, should permeate it. Visualization of the story in imagination will show the way.

If action is the least effective way to hint of the characters' appearance, it is by far the most effective way to display their natures. The whole purpose of the story of character is to display the fact and demonstrate the consequences of the possession of certain traits by a group of persons or even by one person. And in any real story, that is, in any fiction built about a plot, the traits of a character and the events will be mutually influential. Either the characters will be devised to develop the events, or the events will be devised to develop the characters. The moral quality of an act is a sure index to the moral quality of the person who commits it. A story must reveal character simply because it consists of a series of events involving and produced by men and women. The writer's endeavor is not merely to narrate the events for their own sake, but also to realize just what sort of people must inevitably have acted so under the given conditions, and to employ his subsidiary means of characterization so as to bring out no trait unnecessary to the events.

There is one exception to the rule that the writer should endeavor to bring out only the traits of character strictly material to the events. Of course, the primary necessity in fiction writing is to develop the whole story naturally. But a story is for its readers. To give some stories full effect upon a reader it is necessary to invest one or more of the characters with a trait or traits not strictly necessary to the development of the story. Usually the aim will be to awaken the reader's sympathy that he may follow the fortunes of the person or persons with greater interest than the bare content of the story would evoke. For instance, if a story shows a character whose unlovely traits lead him into difficulties, investing him also with some pleasing attribute will deepen a reader's interestin his fate by arousing active pity for him. I have touched upon this matter before and from another angle in discussing the necessity that the writer select a mode of narration which will permit him to express his sympathy for a character that he may evoke a reader's. Stevenson's treatment of Herrick in "The Ebb-Tide" was instanced, and one who has read the book will recall that its author gave Herrick attributes of mind and soul more pleasing than inefficiency and weakness, though weakness was the single quality demanded in Herrick to render inevitable the course of events.[O]

No specific technique of characterization by action can be stated; it is a matter of conceiving and elaborating the whole story justly. The fact for the writer is that a person's acts reveal his inner nature, and the necessity that the writer must meet is to devise events and characters having a natural and plausible relation. If this is done, the essential substance of the story will be sound, at least, so far as character is concerned. Then the writer must meet the other necessity to make his people appear to be real men and women apart from any distinction of their inner natures. If both necessities are met, a reader will be faced by real people doing things for real and adequate reasons, which is a great part of the art of fiction.

All the acts of a person's life, great and small, would reveal his whole nature. But a story usually does not take a person from birth to death, and, if it does, it is concerned with a phase of the life rather than with the whole life. The art of fiction is highlyselective, and necessarily so. Not only must the writer of fiction produce his effects within a limited space, but he must consciously eliminate here and suppress there in order to make apparent the real significance of his picture of life. The significance of one man's life may lie in his constant loyalty to and sacrifice for his family; the significance of another's in his complete disregard of his obligations as a husband and father. In either case, the writer who sees material for a short story or novel in such a life must select for reproduction chiefly those acts of the character which are significant as to the trait sought to be brought out, otherwise the story will be without point and meaning. Viewed superficially, a story is a mere string of events that happened to happen, a thing easy to write without forethought and calculation. But the truth is that a story is a chain of events at least influenced and sometimes even determined by character. If the influence of character in the fiction is predominant, it cannot be written justly without careful weighing and selection of the incidents that suggest themselves to the writer.

Having conceived a plot and devised characters to enact it, or having conceived characters and devised a plot to develop them, the writer should outline the main course of the story, mentally or on paper. He then should realize definitely and precisely what traits of character are primarily significant in the story, and should prepare to develop them so as to reinforce the effect of his people's acts upon a reader by characteristic dialogue and description and direct statement. The writer should consider next whether a due regard for a reader's interest requires that he invest his people with attributes not strictly necessary to the main events of the story, and therefore not to be revealed by each person's part in such events. Finally, the writer should realize that he must give each person adefinite physical presence and illusion of actuality, and should prepare to do so by visualizing them in imagination. If all this is done at all, it is certain that the story will be a better piece of work than if the writer set to work with only a vague prevision of the course of events as his material. And if it is done justly, and the writer has adequate executive powers, the story will be worth while, at least in relation to character.

Definition—General Atmospheric Value of Fiction—Tone of Story—Preparation of Reader for Climax—Examples—The Story of Atmosphere—Short Story—Setting—Slight Dramatic Value of Type.

Atmosphere—as the term is used by the writer of fiction—is a most indefinite word; it may be well to preface discussion of what it stands for by a definition. And in defining it is often conducive to clearness to state what a thing is not before stating what it is.

In the first place, atmosphere is not setting, although the setting of a story may aid in producing its atmosphere. The frozen wastes of a sub-arctic region or the man-made squalor of a slum may operate powerfully to produce on a reader of a story placed therein an impression of desolation or of misery, but that impression will derive from something other than the setting, and will merely be reinforced thereby. If a slum story is essentially cheerful and light-hearted in content, its reader will not be oppressed by the setting, however truthfully touched in, unless the writer deliberately makes his people seem miraculous in point of their capacity to avoid the contagion of their surroundings. The young girl in "The Dawn of a To-Morrow" is an instance of what is meant by the qualification.

Atmosphere is not setting, nor is it anything at allthat is in a story. It is not the quality of the environment; it is not the general quality of the people or their acts; it is not the quality of the theme or plot. What is it? It is the general emotional impression made on a reader by the whole story. It is nothing that is in a story; it is the emotional effect produced by the story on a reader. Just as a scene, an event, or a person, unless very commonplace, will have some emotional effect on an observer, any story that is told so as to create the illusion of reality will have some emotional effect on a reader. As Stevenson said to Balfour: "I'll give you an example—'The Merry Men,' There I began with the feeling of one of those islands on the west coast of Scotland, and I gradually developed the story to express the sentiment with which the coast affected me."

A distinction should be noted here. "The Merry Men" is a strict story of atmosphere; its author, as he implicitly states, started with an emotional effect, or "sentiment," and devised only such persons and action as would deepen on a reader the emotional impression initiated in this case by the setting. But, as has been stated, any story told so as to create the illusion of reality will have some totality of emotional effect on a reader, apart from its specific emotional effects in various parts, unless the fiction is very commonplace. That is to say, the strict story of atmosphere, which has been touched on briefly in discussing story-types, subordinates its action and its people to its totality ofemotionaleffect; in the normal story, whether it stresses personality or event, atmosphere, or totality of emotional effect on a reader, is a subordinate consideration, resulting from the necessity that an observer of persons and events be affected thereby in some general way. At least it is true that the writer of a story of complication of incident or of character cannot permitany consideration of atmosphere to interfere with the events in the first case or the persons in the other. Whatever totality of emotional effect may reside in his work will be inherent in the conception, as it would be inherent in such a spectacle for an observer, if the story should happen in actuality.

The sensible—because the most profitable—way for the writer of fiction to fit the matter of atmosphere into his general artistic philosophy is to disregard it entirely, except where it constitutes a primary consideration, that is, except in relation to the strict story of atmosphere. The reason for this cavalier treatment of the matter has been brought out. If any story is told so as to create the illusion of reality, some general emotional effect will be produced on its reader, will be inherent in the conception, as it would be inherent in the spectacle, if actual. It all comes down to this: by telling his story justly as a course of events involving real people in a definite environment, the writer will produce on a reader whatever totality of emotional effect is inherent in the conception. If there is no totality of emotional effect inherent therein the writer cannot produce it except by changing the whole conception and writing a different story. In the case of the strict story of atmosphere the writer's attitude is different. He sets out, not with a story, but with an emotional effect, and devises people and events and setting to produce it.

The point can be made clearer by more specific discussion. Assume that a writer has conceived a story with a definite plot, involving definite people, set in a New England village. Anybody who knows New England or has read Alice Brown or Mary E. Wilkins Freeman can testify that such a story, justly told, will have a definite and peculiar atmospheric value. But its atmosphere, its totality of emotional effect on areader will be inherent in its setting and people, perhaps even in its events. The story itself will determine its atmosphere, which can be only the peculiar impression that a New England village, its people and their lives, produce on an observer. By choosing to write such a story, or by choosing to write any definite story, a writer debars himself from creating any atmosphere not involved in the story selected for writing. On the other hand, if a writer desires to put together a story of atmosphere, he starts with an emotional effect as the basic conception, and then casts about for a setting, people, and incidents that will produce such emotional effect. It all depends upon what the writer starts with. If he starts with an emotional effect, he may narrate any course of events, and draw any sort of people, and place the tale in any sort of setting, provided only that events, people, and setting be such as to produce the desired atmosphere or effect. But if the writer starts with a definite story, the only atmosphere he can create thereby is the atmosphere inherent in the conception.[P]

Though it is true that a writer may and should disregard the matter of atmosphere in writing a story which he has conceived as a definite course of events involving definite people, since any atmospheric possibilities of the fiction will be inherent in the conception and will be realized by telling it justly as to people, events, and setting, nevertheless a qualification must be stated. No story is conceived as definitely as it is written; the writer first grasps the plot or main situation, perhaps also the characters, and then expands the outline into a congruous presentation of a phase of life by filling in details as to environment, people, and events. This filling-in process may and should be performed partly at least before writing, but even if the writer postpones it until he is wrestling with the problem of execution, he must remember one thing. Any story has a general tone, largely determined by its climax or main situation. This tone or key of a story is not its atmosphere strictly, perhaps, but the dividing line between the two matters is very faint. The atmosphere of a story is its general emotional effect upon a reader, and its tone is very nearly the same thing, being the result of its writer's having justly performed his selective task by transcribing only such matters as harmonize with the main situation, tragic or comic. And a writer must regard the matter of the tone of a story in developing and writing it, if it is to have the significant simplicity and unity which alone can give the fiction maximum power and effect.

The practical problem can be stated most simply thus: a reader's intelligence and sensibilities must be prepared for the crisis, climax, or main situation by incorporating in the story only such matters of environment, personality, or event as harmonize with the emotional character of the main situation. The necessity is most stringent, of course, in the case of the short story, but it is a consideration to be borne in mind in writing any type of fiction. It is merely another aspect of the general question of preparation, which has been touched upon before. The situations of a story must be prepared in a mechanical sense, that is, the writer must prepare to place his people where each situation demands that they be placed; the people themselves mustbe developed and individualized, that the situations may have full dramatic value; and the mind and heart of a reader of the story must be prepared for the climax, which is the whole story in little.

If the main situation of any story is essentially tragic, it will never do not to hint the fact until the climax is reached, when a reader will be overwhelmed, rather than upborne and stimulated, by the torrent of battle, murder, or sudden death. The opening scene of "Macbeth" presages the lurid character of the whole play, and serves to key reader or spectator for murder. Likewise, in the case of a story essentially light and happy in content, the purpose of the writer is to develop and present one of life's many attractive phases, and that purpose will be defeated or at least hampered if woebegone people and unpleasant situations are given place in the fiction.

Considerations of contrast may lead the writer to incorporate in his story matter out of keeping with its general tone and main situation, but the effort is really to emphasize the general tone by striking a few discordant notes. Contrast is too delicate a matter to be discussed with any profit; whether or not the device shall be employed in any story is a problem that only the artistic sense of the writer of the particular story can answer.

It is very easy to say that a story should be told so as to prepare a reader for the climax, that he may accept it, yet, in a sense, the thing can be achieved only by adequate practice of the whole art of fiction. The general necessity is to make the whole course of events seem real and actual; the more specific necessity is to give a reader a definite clue to the nature of the story, that he may not be shocked into disbelief by the climax. This must be done unobtrusively, as every other technical device must be employed, under penalty of failing in its office.

A quotation showing effective employment of the device will not be useless. Stevenson's short story "Thrawn Janet" leads up to an encounter with the devil, and the author loses no time in preparing a reader for the entrance of his satanic majesty. The story begins thus:

"The Reverend Murdoch Soulis was long minister of the moorland parish of Balweary, in the vale of Dule. A severe, bleak-faced old man, dreadful to his hearers, he dwelt in the last years of his life, without relative or servant or any human company, in the small and lonely manse under the Hanging Shaw. In spite of the iron composure of his features, his eye was wild, scared, and uncertain; and when he dwelt, in private admonitions, on the future of the impenitent, it seemed as if the eye pierced through the storms of time to the terrors of eternity. Many young persons, coming to prepare themselves against the season of the Holy Communion, were dreadfully affected by his talk. He had a sermon on 1st Peter, v. and 8th, 'The devil as a roaring lion,' on the Sunday after every seventeenth of August, and he was accustomed to surpass himself upon that text both by the appalling nature of the matter and the terror of his bearing in the pulpit. The children were frightened into fits, and the old looked more than usually oracular, and were, all that day, full of those hints that Hamlet deprecated. The manse itself, where it stood by the water of Dule among some thick trees, with the Shaw overhanging it on the one side, and on the other many cold, moorish hill-tops rising towards the sky, had begun, at a very early period of Mr. Soulis' ministry, to be avoided in the dusk hours by all who valued themselves upon their prudence; and guidmen sitting at the clachan alehouse shook their heads together at the thought of passing late by that uncanny neighborhood."

Here Stevenson loses no time in keying his reader to the general pitch of the story. It is a task that the writer of any story must undertake. The general nature of the tale should be suggested as soon as possible, and the story should not be allowed to falsify its introductory hints, but should reaffirm them constantly, until all the divergent strands of the fiction are knotted together in the climax, which will need no interpretation. Take another instance from Stevenson, the beginning of "Markheim," where Markheim murders the dealer in curios.

"'Yes,' said the dealer, 'our windfalls are of various kinds. Some customers are ignorant, and then I touch a dividend of my superior knowledge. Some are dishonest,' and here he held up the candle, so that the light fell strongly on his visitor, 'and in that case,' he continued, 'I profit by my virtue.'

"Markheim had but just entered from the daylight streets, and his eyes had not grown familiar with the mingled shine and darkness of the shop. At these pointed words, and before the near presence of the flame, he blinked painfully and looked aside."

A little farther on:

"The dealer once more chuckled; and then, changing to his usual business voice, though still with a note of irony, 'You can give, as usual, a clear account of how you came into the possession of the object?' he continued. 'Still your uncle's cabinet? A remarkable collector, sir!'

"And the little pale, round-shouldered dealer stood almost on tiptoe, looking over the top of his gold spectacles, and nodding his head with every mark of disbelief. Markheim returned his gaze with one of infinite pity, and a touch of horror."

Note how strongly and withal how naturally the whole of this, and particularly the last sentence, suggeststhat Markheim has come into the shop to do murder. The story is keyed to tragedy at once, its reader with it. His mind is prepared in advance, that the significant event, when it is related, may be accepted without question.

As stated, this matter of keying the story and its reader to the pitch of the main situation or climax is not precisely the matter of atmosphere, but it has close affiliations therewith. It is even more important to the writer of fiction. Any atmospheric value in a story will be brought out by telling it justly as a course of events involving real people in a definite environment, and preparation of a reader for the main situation of a story is a part of just and adequate narration. The writer's hints of the character of what is to come must be unforced and natural, but they must be effective.

It is obvious, of course, that the more tense or strange the main situation of a story, the greater the necessity that a reader be prepared for it. If the main situation consists in commonplace characters doing some commonplace thing, a reader will accept the spectacle without artificial preparation, but if the main situation is highly dramatic, the normally placid course of a reader's thought and feeling must be agitated and stimulated in advance, or he will not rise with the climax. In other words, the fiction will not have verisimilitude emotionally. A story is both a physical spectacle and an emotional progression; the author must write both for the reader's eye and for his soul. If any story touches emotional heights, its reader must be stimulated thereto by proper preparation.

It remains to consider the matter of atmosphere, as the term is used with relation to the strict story of atmosphere, which emphasizes the emotional value of the whole for a reader rather than the significance of the events or characters.

The intrinsic difficulty to blend such diverse matters as people, events, and setting or environment into an even emotional unity requires that the strict story of atmosphere be a short story. Even if it is not a short story in point of actual length, it will be a short story in point of structure, that is, it will lead relatively few characters through little diversity of setting to a single main situation, or perhaps even to no main situation, in a dramatic sense. As noted in discussing story types, the progression of the particular atmosphere to the point of highest intensity gives the strict story of atmosphere much of its story-character. The human element is incidental and subordinate. However, the task of keeping people, events, and setting true to a fixed emotional tone is so difficult that a writer cannot sustain the effort for long. Many novels or relatively lengthy stories have high atmospheric value; Hardy's Wessex novels possess the quality, as does much of Joseph Conrad's work, "Almayer's Folly," for instance; but it is generally true that the intrinsic difficulty of the story of atmosphere tends to confine it within brief limits. It is certainly true that only the skilled hand can compass the feat of writing it at all.

I have stated that the setting of a story is not its atmosphere, and that is true. Nevertheless the setting is most often what determines the emotional effect of the whole. A hundred instances might be cited—"The Merry Men," "The Fall of the House of Usher," "Almayer's Folly," "The Return of the Native." This results from the fact that setting or environment is much more potent to produce a relatively definite emotional effect on an observer than either a person or an event, the two other elements of a story. A murder may produce a very definite feeling of horror in an observer or reader, but the emotion, while definite, is not linkedinevitably to murder alone. Many other spectacles will horrify. Likewise, a person may produce a feeling of disgust in an observer or reader, but so will an infinite number of other persons, all radically different from each other and the first. But the emotional effect of the west coast of Scotland is special and peculiar to that setting; there is no single word in the language characterizing it. That is why Stevenson had to write "The Merry Men" to state it, just as Poe had to write "The Fall of the House of Usher" to state the specific emotional effect of that particular house, and Hardy had to write "The Return of the Native" to state the emotional value of his Wessex moors.

Moreover, when the writer finds the germ of his story in a person seen actually or in imagination, it is more than likely that the emphasis of the completed work will be on character, and when he finds it in an event or situation, it is more than likely that the emphasis of the completed work will be on plot. But when a countryside or house or stretch of sea-coast suggests a story, it can hardly result otherwise than that the completed work will emphasize the emotional value of the setting.

The setting of the strict story of atmosphere may determine its emotional effect, but the emotional tendency of the setting must not be affected adversely by the people or the events. That is why the setting is not atmosphere, though it may determine the atmosphere. A gloomy and terrific setting will have small emotional effect upon a reader if the people and events of the story are not such as to deepen the impression initiated by the setting, for the people and events cannot be emotionally neutral. If they are seemingly real, that is, if the story is well told apart from the matter of atmosphere, they will make some impression on a reader. Unless their impression is of a piece with thatof the setting, the unity of emotional effect will be destroyed. And if there is no unity of emotional effect, there is no atmosphere, in the strict sense.

Confession is good for the soul; let me say that if there is a technique of writing so as to produce a unity of emotional effect I am unable to state it. The matter is exceptionally delicate, and only the broadest sort of abstract statement can be made. One can state—as I have stated—that the emotional effect of a story of atmosphere is usually initiated by and dependent on the setting, and that the emotional effect initiated by the setting must be reinforced by the writer's choice and handling of people and events. But that is about all that can be said. A specific story of atmosphere might be taken and examined in detail with profit, if space were available; yet the devices employed by its writer would not completely exhaust the resources of atmospheric writing, and abstract statement of them here will not cover the whole technique. Poe's technique in "The Fall of the House of Usher" is not identical with Stevenson's in "The Merry Men," nor with Conrad's in "Almayer's Folly."

Fortunately, the strict technique is not of great practical importance. Any story will gain in power by possession of an atmospheric quality, but that quality will be present if the basic conception is not trivial and feeble, and if the story is told adequately as to its three elements of setting, personality, and event. Any emotional value inherent in the thing will then be felt by a reader, as he would feel the emotional value of the spectacle, if real. Any story that is lived vicariously by its writer in the person of the character from whose viewpoint it is told, and is written justly as a course of events involving real people in a definite environment, will have all the effect on a reader attainable by the particular conception. And as to the strictstory of atmosphere, it will be hopeless for the writer of fiction to attempt it until he can handle the less artificial and less difficult forms with some approach to real facility and adequacy.

One specific point of the technique of writing the strict story of atmosphere should be noted, for it is important. The emotional effect is usually initiated and determined by the setting, natural or artificial, as a tropical island or a house. Characters and events must be subservient to the particular emotional value. It results that there can be no real dramatic opposition of characters and traits in the strict story of atmosphere, for the moral nature of an individual has no affiliation with the emotional quality of a countryside or any other setting. Development of strict traits of character, which are essential to drama, will not serve to deepen for a reader the emotional suggestion of a setting. The writer of the strict story of atmosphere must seek to invest his people with such traits as will reinforce the emotional suggestion of the setting, and these traits cannot be strictly of character. Rather they will be attributes of appearance, action, mind, and soul. Insanity is an instance of such an attribute of mind, not strictly of character. The point is difficult to state abstractly, as is the whole of the technique of atmosphere, but a reading of either "The Fall of the House of Usher" or "The Merry Men" will clarify my meaning. The people of either story are less human beings than humanized emotional abstractions, of the same stuff of gloom or mystery as the house or sea. It is needless to state that the whole weakness of the story of atmosphere as a fiction results from the necessary devitalizing of its characters, for fiction primarily concerns man, his conflicts and his loves.

Definition—Two Types—Dramatic Short Story—Atmospheric Short Story—Origins—Assumed Unity and Singleness of Effect of Dramatic Short Story—General Technique of Form—Characterization—Interest and Too Great Simplicity—Limitation upon Complexity—Length—Coherence of Form—Compression.

A story is a fiction with a plot, as distinguished from a tale, which is a string of incidents that happened to happen to the characters. In the story the events are linked together by the natures of the people concerned; personality influences event and event influences personality. And the short story is, simply, a short story, a fiction, possessing a plot, that could be and has been told adequately within brief limits. A plot is a dramatic problem. Therefore the short story may be defined roughly as a story embodying a dramatic problem which can be stated and worked out adequately as to all its elements of personality, event, and setting within relatively brief limits.

The general nature of the short story having been stated, it is necessary to qualify and distinguish. Fiction is concerned primarily with the intrinsic interest and significance of man and his acts, the elements of drama, but there are three fundamental types of story, two of which are normal and the other abnormal. The types are the story stressing personality and thestory stressing incident, which are normal, and the story stressing atmosphere, which is abnormal in that persons and events are subordinate to the emotional value of the whole for a reader, which is usually determined by the setting. Personality is the most prominent element of the story of character, and the events are the most prominent element of the story of complication; each story stresses one of the twin elements of drama, the persons and their acts; and each story possesses both of such elements. That is, both the story of character and the strict story of plot—plot as a mere sequence of events—have some dramatic value. But the strict story of atmosphere has no dramatic value; its nature forbids that it should. The emotional effect is usually determined by the setting, and the human traits that will intensify a setting—and with which the characters must be invested—are not such as to give rise to a dramatic opposition between the persons. The definition of the short story as a story embodying a dramatic problem which can be presented adequately within brief limits does not cover the short story of atmosphere.

In other words, there are two types of short story, apart from the three types determined by the placing of emphasis upon any one of the three fictional elements of personality, event, and setting—the dramatic short story and the short story of unity of effect. The dramatic short story is either the story of character or the story of complication of incident; the short story of unity of effect is the story of atmosphere. The two types here contrasted—the dramatic story and the atmospheric story—could not be covered adequately or to any purpose by a single definition; they are radically different. In defining the short story I have defined merely the dramatic short story, and in discussing it I shall confine myself largely to the dramaticshort story likewise, for the story of atmosphere has been considered elsewhere.

Knowledge of the origin of the two basic types of short story, the dramatic story and the atmospheric story, will clarify the writer's conceptions of the types. The story of atmosphere, or story of totality of emotional effect on a reader, was first consciously perfected by Poe, wherein lies America's single claim to having originated a distinct literary type. By following in prose his poetic philosophy—as stated in "The Philosophy of Composition"—Poe produced such stories as"Ligeia"and "The Fall of the House of Usher," which have little or no real dramatic value, yet which are certainly not mere tales, for they have plot- or story-value. As I have stated, in the case of the story of atmosphere, such as these two of Poe's, the climactic ascension of the particular emotional impression to the point of highest intensity supplies much of the plot-or story-element of the fiction.

On the other hand, the dramatic short story, embodying a true plot, may be said to have originated in France. The type was suggested by Poe's work; the mere mechanical hint, that of a brief story, was received eagerly by French writers, and the dramatic element, entirely altering the fundamental character of the fiction, was speedily injected. The result has been that the offshoot has entirely overshadowed the parent stem, and this simply because there is so much more material for the dramatic story than there is for the story of unity of emotional effect. The story of atmosphere is most difficult to do well, so that relatively few are published; it has no wide popular appeal, with the same result; while the range of emotional effects is narrow that may be produced on a reader by a work of fiction, that is, there is less material for the story of atmosphere than for the dramatic story.

It is time now to notice a matter concerning which much glib statement has been made, the "unity" and singleness of effect of the short story. The usual remark of the writer or talker on short story technique is that the ideal or typical short story will manifest the dramatic unities of time, place, and action, and will produce a single effect. But it is notorious that only relatively few stories do manifest the dramatic unities, so the speaker or writer goes on to say most lamely and indefinitely that the laws of technique must give way to the requirements of any particular story. Grant me for the moment that the dramatic unities are not essential to the perfect short story, that Maupassant's "The Necklace" is as technically perfect a short story as Poe's "The Cask of Amontillado," and the viciousness of preaching thus to the short story writer becomes apparent. The only definite thing he is told, that the unities are essential to the perfect short story, is false.

The vice of such statement originates in failure to distinguish between the two types of short story, the story of atmosphere and the dramatic story. The story of atmosphere, of totality or unity of emotional effect on a reader, can hardly escape manifesting the dramatic unities of place, time, and action. The emotional effect will usually be that of a single definite place, for reasons brought out in the preceding chapter; the time will be brief, on account of the inherent difficulty to sustain the atmosphere; and there will be little complication or prolongation of the action, for the same reason. But the dramatic short story is not subject to the limitations imposed by the necessity always to regard atmosphere, or emotional effect, and it may or may not manifest the dramatic unities.

The way to state the relation between the matter of unity and the dramatic short story, the short storyof true plot, is this: on account of the limited space available, the plot for a dramatic short story will tend to involve relatively few shifts of setting, relatively short spaces of time, relatively few and relatively simple events, and relatively few persons. No other sort of plot can be adequately handled within narrow word limits. The short story must be written with verbal fullness and elaboration, that its phrasing may not be bare and unlike the shaded contours of life, and the plot complicated as to any one of its three elements of personality, setting, and event cannot be adequately developed in a few thousand words. The short story is the result of just conception and selection, rather than of mere rhetorical compression. Stevenson's "Markheim," for instance, is written more elaborately than almost any other episode in fiction, long or short, that is, any other episode of equal length in point of the time it would take to happen in actuality.

Poe was the first writer to say much of anything definite about his art, and commentators on technique who have followed him have merely expanded his thesis rather than said something new. The only trouble, in relation to the short story, is that Poe spoke of unity and singleness of effect with his own peculiar type of short story in mind, the short story of unity or totality of emotional effect, the short story of atmosphere. When he stated that the short story—his type of short story, the short story of atmosphere—should possess unity and produce a single effect, he stated the truth, but when it is stated that the short story meaning both the story of atmosphere and the dramatic short story—should manifest the unities and produce a single effect, the statement is false. In the first place, the dramatic short story is not the result of the same technique as the story of atmosphere; in the second place, the unity stated by Poe to be essentialto the story of emotional effect is not the same thing as the old dramatic unities, which are mechanical. The fact that the story of atmosphere can hardly escape manifesting the dramatic unities does not amalgamate the two matters. Poe's unity is unity of emotional effect: the dramatic unities are singleness of time, place, and action, a matter that can be preserved by anyone, though usually at the expense of the interest of the story. How few have written and can write so as to produce a unity of emotional effect need only be suggested to enforce my point.

The matter would not be worth treating thus minutely were it not for the strong tendency to mislead of any statement that the short story must manifest the dramatic unities. Within very elastic limits, the unities are a convention of the drama, but they are not a convention of fiction, long or short. The art of the stage and the art of the story differ radically; the advantage given the play by the conciseness of its spectacle is compensated by the advantage given the story by its more inclusive character and greater flexibility. I have said that a plot or story of plot is a dramatic problem, and the word "dramatic" has connotations of thestage, but what was meant was that a plot is a conflict between persons, within a single person, or with nature. It was not meant that a plot or story of plot is subject to the conventions of the stage. The art of fiction is infinitely more inclusive and flexible than the art of the stage, and the writer of fiction must utilize to the full the advantages of his art in order to compensate his work in the eyes of a reader for its weakness—relative to the play—in vividness and body.

One may say that the spectacle of life is infinitely various, so that the writer of fiction has plenty of material for stories at hand. But life,despite the efforts of Mrs. Grundy, is subject to no conventions, social, moral, or artistic, and the short story writer who brings all his ideas to the dramatic unities as a first test will winnow little grain from the chaff. When the short story writer finds a hint for a story he should consider whether he can bring out with his few thousand words all the matters necessary to the fiction's having full effect on a reader, but the less he frets about any abstract unity or singleness of effect the better. The words have a plausible sound in discussion, but they mean nothing, except in relation to the story of atmosphere. It means something to say that the dramatic short story should possess unity of tone; it means something to say that it should possess unity of style; but it means nothing to say that it should possess unity, simply, unless the dramatic unities are meant, and in that case the statement is false. Some short stories happen to possess the dramatic unities; more do not.

By the very nature of the conceptive process the writer seizes his story ideas in terms of persons, events, or atmosphere. And when he has a definite story idea he first should develop it so as to give it maximum effect, and then should consider whether he must write a short story or novel or romance to give his developed idea adequate expression. The writer who starts with some abstract knowledge of fiction technique, and seeks to vivify rules of construction into a definite story, will accomplish very little. Good stories are not conceived that way, and good writers do not go to work that way. The story is the thing, and it does not lie between the covers of this or any other book on technique. It lies in the people and events the writer sees in reality or in imagination, and to find it the writer must turn to life or to his dreams. After the story is found the writer's knowledge of and facility in technique willcome into play in the work of development and execution.

The broad outlines of the technique of the dramatic short story were implied in the statement that it will tend to involve relatively few shifts of setting, relatively short spaces of time, relatively few and relatively simple events, and relatively few persons. Its unity of tone—which is characteristic of the short story, dramatic and of atmosphere—results from its simplicity as to persons, events, and setting, and its unity of style results from its unity of tone. The elements of the short story are less complex than those of a longer fiction, and the fact causes all the modifications in the general technique of fiction as manifested by the short story. In the short story, for instance, there is less opportunity than in the novel to manage secondary events to build up character or personality. The whole process must be swifter, and the writer must depend largely on direct statement and description.

This matter is of some importance. As to setting, the technique of the short story and of the novel are identical; there is merely less setting in the short story—speaking quantitatively—because the type involves fewer shifts of place, even if the action does not happen in one place. And the technique of the short story and of the novel are identical as to action; the short story merely involves fewer episodes. But as to the people, the technique of the short story and of the novel differ. It is true that the short story involves few persons, relatively to the novel, just as it involves relatively few shifts of setting and relatively few events, but the difference is more than quantitative, and so affects the technique of the type. It affects the technique of the short story because characterization is a matter achieved by showing the person in action, by describing him, by transcribing his speech,and by stating his qualities directly. That is to say, characterization goes on in every part of the story, except where setting is being touched in. And it will go on there, to a slight extent, if the environment is given in terms of the impressions received by the character affected. On the other hand, narration, or verbal treatment of the event, and the description of setting, or verbal treatment of the environment, are more or less distinct and separate elements of a story. The matter is delicate, and I run some risk of being obscure here, but the net result of the simplicity and separateness of both the narrative and the descriptive process is that the narrative and descriptive technique of the short story is the narrative and descriptive technique of fiction generally. Writer of novel and writer of short story can narrate a murder in much the same way, or touch in a countryside with identical technique, but they cannot handle their people similarly.

Perhaps the point can be made clearer. The writer of a novel and the writer of a short story alike must invest their people with the vivacity, distinction, and concreteness of real men and women, but where the one has five hundred pages, let us say, the other has only five thousand words. It is a task difficult enough at best to precipitate a man in a few drops of ink. It is also difficult to narrate the man's actions with some of the vividness of reality, or to touch in a real world for him to move in. But note this. Where the novelist must deal with a large number of events and scenes, the short story writer has only a few to handle; he has about as many words available for each of his few as the novelist has for his many. That is not the case in creating characters. The process of characterization must permeate any fiction, forwarded by the narrative matter, the dialogue, the expositorymatter, and the descriptive matter alike. And the novelist has five hundred pages to initiate, reinforce, and complete the illusion of personality where the short story writer has but five thousand words. The novelist has more people to vivify, it is true, but not enough more than the short story writer to give the latter an equal chance if he follows the same technique.

It all comes down to this: a story, long or short, can be broken up into its several episodes and scenes, which are mechanically separable, but its people move through the whole. Since any event or any scene is in a sense a mere item of a story, not universally influential, the technique of handling event or scene simply as such is much the same, whatever the type of story. But since the element of personality is universally present and influential in a story, the technique of characterization varies with the essential nature of the story as a whole.


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