As illustrations[124]for comment we select theF major Sonata for Pianoforte, theG minor Symphony, theMagic Flute Overture for Orchestraand the little known but most characteristicAdagio in B minor for Pianoforte. Here again, as in the case of Haydn, we must regret that it is impracticable to give examples from the chamber music: the String Quartets, the Quintet in G minor or from the entrancing Clarinet Quintet. Any familiarity with Mozart's genius is very incomplete which does not comprise the C major Quartet, especially its heavenly Andante Cantabile; likewise the E-flat major Quartet in the slow movement of which are the following poignant dissonances—a striking anticipation ofTristan and Isolde.
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The F major Sonata is selected to illustrate Mozart's pianoforte style because it bubbles over with typical Mozartian melody and because the Sonata-form is the basis of all three movements; in the first and last strictly employed and in the slow movement somewhat modified.The structure, while just as clear and easy to follow as that of Haydn, represents an advance in the sustained interest of the transitional passages and in the organic treatment of the Development—this being particularly true of the Finale—the middle portion of the first movement being not so significant. The Sonata, without prelude, begins with a soaring, lyric melody in which the customary eight measure formation is expanded to twelve measures. This expansion is brought about by an imitative treatment of the fifth measure and is a convincing example of the flexible phraseology so prominent a feature in Mozart's style. A balancing sentence of eight measures, with an extended cadence, brings us to the transition which is to introduce the second theme. Observe the increasing animation of the rhythm and how the fresh entry of the second theme (in C major) is enhanced by the insistence on the contrasting tonality of C minor. In measure 41 there begins the second theme, a graceful melody that is repeated with heightened fervour and then expanded by means of various modulatory and rhythmic devices—the interest, for a number of measures, being in the bass. In measure 71 we have a piquant closing theme which ends in the "good old way" with some rather formal groups of cadential chords. The Development is short and, save for the dynamic contrasts in the middle part, not of particular import. But though a bit naïve it is neither labored nor dull. The Recapitulation with the necessary adjustments of key (both themes appearing in F major) corresponds exactly to the Exposition. In the opening melody of the Slow movement—a dreamy, sustained Adagio—we see the beautiful use Mozart made of the "turn,"e.g.,
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employing it not as meaningless embroidery or to cover up deficiencies in the instrument but as an integral factor in the melodic line, thus anticipating Chopin and Wagner with his "essential turn." The movement is in abridged[125]Sonata-form,i.e., there is a regular Exposition with two themes in the tonic and dominant and a correspondingRecapitulation, but the Development is entirely omitted and in its place we find merely two modulatory measures which take us back to the third part. Such a form arose from the feeling that the Slow Movement should be one of direct melodic and emotional appeal and should not concern itself with protracted discussion of the material. The two closing measures are of a wondrous serenity, peculiar to Mozart. The Finale, Allegro assai, in complete and elaborate Sonata-form, is one of superb vigor and dash, the happiest example possible of Mozart's "joie de vivre." It begins with a brilliant running theme in free phraseology, and then, after a cadence in measure 14, is at once followed by an out and out Waltz tune of a very seductive swing.[126]This is developed to a brilliant climax and then closesppin a delicate, wistful manner. The transition, with some canonic imitations and stimulating sequences, leads us to the second theme at measure 50. This—one of Mozart's loveliest melodies—is rather exceptionally in the dominant minor (i.e., C minor) and with its mood of pathetic revery affords a wonderful contrast to the headlong dash of the first theme. This melody alone would prove that Mozart had his moments of deep emotion. In measure 65 begins a long closing portion which resumes the exuberant mood characteristic of the Exposition as a whole. The Development at first is based upon modulatory changes in the first theme; and then, towards the middle, occurs a passage which seems to be a counterpart of the second theme, save that it is in the major mode. We are now carried onward through a series of passages, with pungent dissonances and imitative phrases, to a fortissimo dominant chord; thence through a descending cadenza-like passage we are whirled back to the Recapitulation. In material and treatment this corresponds exactly to the Exposition and has the same pianissimo ending. Such an effect was a touch of genuine originality and was a delightful contrast to the conventional flourish of trumpets with which the Finale of the period was expected to end. Music is often most impressive when most subdued.
The G minor Symphony is universally acknowledged to be the highest achievement of 18th century instrumental music and is also premonitory of that subjective spirit peculiar to the 19th century. It will remain immortal so long as human beings are capable of being touched by a sincere revelation of emotion combined with a perfection of utterance which seems fairly Divine. This delicate treatment andthis exquisite finish are two prominent characteristics of Mozart's style. Truly the Symphony is the quintessence of Mozart in terms of sound and rhythm, and we need but to listen to his message and receive it with grateful appreciation. The work contains the four customary movements, all of them (save the three-part Minuet and Trio) in complete Sonata-form. The first movement begins at once with a gracefully poised theme sung by the violins, a theme which may be likened in its outlines to the purity of a Greek statue. The entrancing effect of this melody cannot be realized except on the orchestra, for it seems to float on the gently pulsating chords of the violas like a beautiful flower. Everyone who hears the work is at once arrested by this highly original treatment,e.g.
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The transition is short but leads us in a happy state of expectancy through a change of rhythm from the graceful outlines of the first theme to the vigorous phrase
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and by a bold run, thrice repeated, to the entrance of the second theme in measure 43. This theme, in the customary relative major (B-flat), illustrates Mozart's fondness for the chromatic element which gives to many of his melodies such a haunting appeal. The closing portion, beginning at measure 71, is an example of Mozart's spontaneous skill in polyphonic writing. It is based entirely on the motive of the main theme in delightful imitations tossed about by different sections of the orchestra. The second part is a genuine Development, since the musical life never flags in its contrapuntal vitality; the theme appears in all parts of the texture—upper, inner and lower voices—and we are carried vigorously onward by the daring modulations. Just at the close of the Development we see Mozart's constructive skill in the fusion of this part with the subsequent Recapitulation. A series of drifting chromatic chords in the flutes and oboes, like light fleecy clouds, keeps us in a state of suspended wonder when quietly there emerges the first theme and the return home has begun. It is one of the truly poetic touches in musical literature and has been often imitated—especially by Tchaikowsky in hisFifthandSixth Symphonies.[127]The Recapitulation corresponds exactly with the Exposition, but an added pathos is given to the second theme by its appearance in the tonic key of G minor. Observe the impassioned intensity of the climax in measures 13-19 (counting back from the end). The mood of dreamy contemplation with which the Slow Movement begins cannot be translated into words; why attempt it? We have the music which, coming from the divinely gifted imagination of the composer, reveals in its own language a message of pathetic longing and ideal aspiration. The movement is very concise but in complete Sonata-form, and with an orchestration felicitous in the treatment of the horns and the wood-wind instruments. The Minuet, noteworthy for the three-measure rhythm of the opening phrase,
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shows clearly the new life which Mozart infused into the old form by his remarkable polyphonic skill. Note at the outset of the second part the vigorous effect of the theme in the bass and the frequencyof biting dissonances. The charming grace and simplicity of the Trio are indescribable; here again we find an eloquent use of the wood-wind group. The Finale, in complete Sonata-form, begins with a perfectly balanced periodic theme, presented in Two-part form,i.e., two sentences of eight measures, each repeated. If from our present standpoint we feel that the tone of this movement is a bit light to follow the serious thoughts of the preceding movements, let us remember that it was composed when the Finale was meant merely to "top off" a work; and that, if it radiated a general atmosphere of sunshine and satisfaction, its purpose was fulfilled. For the Finale, which, like the glorious splendor of an autumn day, is the crowning objective towards which the other movements have been striving, we must wait for Beethoven and his modern successors. In fact we may express the general trend of a Haydn or a Mozart Symphony by a decrescendo, thusdecrescendo symboli.e., the real genius of the composer is shown in the first three movements; whereas, beginning with Beethoven, we find an organic climactic effect[128]from the first movement to the last, thuscrescendo symbol. But to carry such criticisms too far is ungracious and unjust. Mozart's themes, both the first and the second (beginning in measure 55), with their tripping contredance rhythms, fill our hearts with life and carry us irresistibly onward. And the Development has some surprises in store, for now the dramatic genius of Mozart asserts itself. Note the bold leaps and daring modulations of the opening measures. Nothing trite or formal here! The strong polyphonic treatment of the first theme, beginning in measure 120 and sustained with unflagging energy for seventy measures, makes this one of the most stimulating developments in symphonic literature, not excepting Beethoven himself. The Recapitulation, in subject matter, is an exact duplication of the Exposition and allows us to recover gradually from our excitement and to return to the ordinary world of men and events. The presentation of the second theme, however, shows Mozart's mastery of melodic variation. The substance is the same, but the import of the melody is intensified,e.g.
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The Overtures to Mozart's three operas: TheMarriage of Figaro,Don Giovanniand theMagic Fluteare of particular interest, not only for the beauty of their contents but because they are our earliest examples of the Overture fashioned in complete Sonata form. Originally the Overture had been a prelude to the opening of a play, a prelude of the lightest and most meagre nature. Examples, beginning with Monteverde, abound in all the early Italian opera composers.[129]Lully of the French school and Alessandro Scarlatti of the Italian were the first to amplify these beginnings and to establish a definite standard of structure. In both schools this standard represented an application of the Three-part form principle; the French arranging their contrasts, slow, fast, slow (the so-called French overture—of which we have an example in Handel's Messiah) and the Italians, fast, slow, fast (the so-called Italian Overture). Although Gluck (1714-1787) did much to establish a more dramatic connection between the overture and the play, even the best of his Overtures, Iphigenia in Aulis, is a rather loosely expanded tripartite structure with a good many meaningless passages. But Mozart, coming after Haydn's definite establishment of the Sonata-form and with the growing interest of the public in instrumental music for its own sake as anincentive, could take advantage of these circumstances to display his genius and to delight his hearers with a piece of genuine music. This he did and his operatic overtures are of such distinct import and self-sufficiency that they are often detached from the opera itself and played as concert numbers. The Magic Flute Overture is also noteworthy because of the polyphonic treatment of the first theme which is a definite fugal presentation in four voices. The second theme, beginning in measure 64, and soon repeated, is light and winning, meant to supplement rather than to contrast strongly with the first theme, which indeed keeps up at the same time, in the inner voices, its rhythmic impetuosity. The Exposition ends with a graceful closing phrase,e.g.,
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and the usual cadence in the dominant key. It is considered that the Adagio chords for the trombones, interpolated between the Exposition and the Development, are suggestive of the religious element in the play that is to follow. The Development is remarkable for the spirited imitative treatment of the first theme, for the bold way in which the voices cut into each other and for the fusion of its closing measures with the Recapitulation. The chief feature in this brilliant passage is a piling up of the theme in stretto form (see measures 148-153). The Recapitulation is somewhat shortened and the melodic outline of the second theme is slightly changed; otherwise it corresponds with the Exposition. After the closing phrase we have some pungent dissonances,e.g.
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Rossini, it is said, was never tired of eulogizing this Overture and certainly for spontaneity and vigor it is unrivalled.[130]
The last illustration from Mozart is hisAdagio in B minor(see Supplement No. 43) an independent piece, far too little known, in complete Sonata-form. The haunting pathos in the theme, the exquisite loveliness in the whole fabric instantly reach the hearer's heart. Analytical comment seems quite unnecessary; a child can "follow" the music, but only he with a ripe knowledge of human life can begin to fathom its deep mystery.[131]When we see such modern passages as the following,e.g.
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Tchaikowsky's love for Mozart's music is readily understood. Indeed, we cannot refrain from urging everyone to cultivate such a love himself; for in the works of Mozart are found a purity, a sanity and a delight in creation which keep them alive and make them in very truth "things of beauty and a joy forever."
AS Beethoven was such an intensely subjective composer, a knowledge of his personality and environment is indispensable for a complete appreciation of his works.[132]
Beethoven, Ludwig van (1770-1827), born at Bonn on the Rhine, though his active career is associated with Vienna, may be called the first thinker in music; for at last the art is brought into correlation with man's other powers and becomes a living reflex of the tendencies and activities of the period. Notwithstanding the prodigious vitality of Bach's work, we feel that his musical sense operated abstractly like a law of Nature and that he was an unconscious embodiment, as it were, of the deep religious sentiment of his time and of the sturdy independence of his race. At any period and in any place Bach would have been Bach. Beethoven's music, however, in its intense personality and as a vivid expression of the ideals of his fellow men, was different from any the world had heard before. There were three paramount advantages in his equipment: first, Beethoven was a strong character who only happened to find in music his most suitable means of self-expression. The full import of his works cannot be understood unless he is recognized, great creative artist that he was, as first and foremost a unique personality. Had he not written a note of music we should have sufficient historical evidence to assure ourselves of the vigor of his intellect and the elevation of his ideals. Whereas Haydn and Mozart are to be judged purely as musicians, in Beethoven it is always something underlying the musical symbols which claims our allegiance. Furthermore he had the inestimable advantage of finding the mechanical structure of instrumental music carefully formulated by his predecessors. The stone had been quarried, the rough cutting done and the blocks lay ready for a genius to use in the erection of his own poetically conceived edifice. And these forms were still fresh and vigorous; they had not yet hardened into formalism. In Beethoven's works werarely find form employed for its own sake, as a mere "tour de force" of skilful workmanship, rather is it made to adapt itself to the individual needs of the composer. Finally Beethoven's career coincided with momentous changes and upheavals in the social, political and artistic world. He is the embodiment of that spirit of individualism, of human freedom and self-respect which found its expression in the French Revolution, in our American War of Independence and in the entire alteration of social standards. Beethoven at all costs resolved to be himself. With him music ceases to be a mere "concourse of sweet sounds"; it must always bring some message to the brooding human soul, and be something more than a skilful example of abstract ingenuity. These personal tendencies of Beethoven were fostered by the spirit of the times, and his music became in turn a vital expression of revolt against existing conditions and of passionate aspiration towards something better. He was the first musician to free himself from the enervating influence of having to write exclusively for aristocratic patronage. Such was the social emancipation of the period that he could address himself at first hand to a musical public eagerly receptive and constantly growing. His representative works could never have been composed in the time of Haydn and Mozart; for though in formal structure the logical development of preceding methods—Beethoven being no reckless iconoclast—in individual content they reveal a freedom of utterance which took its rise in tendencies hitherto unknown. Beethoven's mighty personality and far-reaching influence can not be stated in a few formulae. An extensive library covering his life and times is accessible to the interested layman, and a thorough appreciation of his masterpieces is a spiritual possession which everyone must gain individually. Since Beethoven's works compel a man to think for himself, the constructive power of the creator must be met with an analogous activity on the part of the receptive hearer. The symphonies, for example, are more than cunningly contrived works of musical art; they are human documents of undying power to quicken and exalt the soul which will submit itself to their influence. Beethoven's great instrumental compositions are few in number in comparison with the voluminous and uneven output of his predecessors. Thus from Haydn we have 125 symphonies, from Mozart about 40, from Beethoven 9. Of Haydn's symphonies possibly a half dozen have permanent vitality; of Mozart's four; of Beethoven's all, with the possible exception of the experimental first. Condensation ofsubject matter, conciseness of style, a ceaseless exaltation of quality above quantity are the prominent features in Beethoven's work. All adipose tissue is relentlessly excised, and the finished creation resembles a human being in perfect physical condition—the outward mechanical organism subservient to the spirit within.
Beethoven's life is of supreme interest and importance, for his music is the direct expression of himself, of his joys and sorrows. His ancestry raises many perplexing questions as to the influence of heredity and the sources of genius. In the first place Beethoven was not a pure-blooded German, but partly Flemish on his father's side. His paternal grandfather, Ludwig van[133]Beethoven, was a man of strong character and of a certain musical aptitude, who had migrated from the neighborhood of Antwerp to Bonn where he served as court musician to the Elector of Cologne. The paternal grandmother early developed a passion for drink and ended her days confined in a convent. The son of this couple, Johann (the father of the composer) was a tenor singer in the court chapel at Bonn and soon became a confirmed drunkard. He seems to be a mere intermediary between grandfather and grandson. In 1767 he married a young widow, Maria Keverich, a woman of warm affections and depth of sentiment, whose life was bound up in the care of her gifted son. The tender love between Beethoven and his mother was a bright spot in his early years, in many ways so sordid and unhappy. Unfortunately she was delicate, of consumptive tendencies, and died when Ludwig was but seventeen. "She has been to me a good and loving mother," he writes, "and my best friend." As we ponder on such facts and then consider for what Beethoven stands, we can only exclaim, "God works in a mysterious way, his wonders to perform." It was early seen that the young Beethoven had unusual ability, and so the shiftless father, with the example of Mozart's precocity before him, submitted the boy to a deal of enforced drudgery in the way of harpsichord and violin practice. He had one good teacher however, Neefe, who records that the boy of thirteen played the harpsichord with energetic skill and had mastered the Preludes and Fugues of the Well-Tempered Clavichord. Beethoven's general education was sadly neglected, and when he was thirteen practically ceased. These deficiencies were a source of mortification all his life. He spelled atrociously, was never sure of his addition and subtraction and so was often involved in altercations with landlords and washerwomen. By nature Beethoven was ofstrong, eager intellect. He became an omnivorous reader, and later in life acquired a working facility in Latin, French, Italian and English. The first period of his life ends with his departure in 1792 for Vienna, whither he was sent by the Elector to study with Haydn. In summing up its special incidents we are struck first by the vivid and lasting impression which Beethoven, in spite of his lowly origin and deficiencies in education and cultivation, made upon wealthy and refined people of distinction, simply through his extraordinary personality and unmistakable sincerity. Two of these friends were the von Breuning family, including the charming daughter Eleanore—one of Beethoven's early loves—and the cultivated and influential Count Waldstein, in whose companionship he became acquainted with the German poets and with the dramas of Shakespeare. For a vivid picture of these boyish years the student is recommended to the Romance,Jean Christophe(by Romain Rolland) which, though somewhat idealized, is mainly on a historical basis. Two of Beethoven's most unique characteristics date from this period. First, his constant habit of drawing inspiration directly from Nature, of which he was a passionate and persistent lover. He says of himself "No one can love the country as I love it. Here alone can I learn wisdom. Every tree exclaims to me 'Holy, Holy, Holy.'" In long walks through wood and field he would allow his thoughts to germinate, giving himself up utterly to creative emotion. When in this state of mind Madame von Breuning used to say that he was in his "raptus." Consequently, in comparison with the works of previous composers, which often have a note of primness and artificial restraint—they smell a bit of the lamp and the study—those of Beethoven have the elemental power of Nature herself, especially shown in the vigor and variety of the rhythm. Second, he would always carry sketch books in which to jot down ideas as they came to him. These he would polish and improve—sometimes for years—before they took final shape. Many of these sketch books[134]have been preserved and edited, and they illustrate, most vividly, Beethoven's method of composing: slow, cautious, but invincible in its final effect; an idea frequently being altered as many as twenty times. At the age of twenty-two he was chiefly known as a pianist with wonderful facility in improvisation; his compositions had been insignificant. The next eight years—up to 1800, when Beethoven was thirty—were spent in acquainting himself with the Viennese aristocracy and in buildingup a public clientèle. Then follows the marvellous period until 1815 in which his power of inspiration was at its height, and which gave to the world a body of work for magnitude and variety never surpassed: all the symphonies except the Ninth, the first twenty-seven pianoforte Sonatas, five concertos for pianoforte and orchestra, the opera of Fidelio, several Overtures, numerous string quartets and ensemble chamber music. We realize even more vividly the heroic and sublime character of Beethoven when we learn that, as early as 1798, there began the signs of that deafness which altered his whole life. By nature he was hypersensitive, proud and high-strung, and these qualities were so aggravated by his malady that he became suspicious, at times morose, and his subsequent career was checkered with the violent altercations, and equally spasmodic renewals of friendship, which took place between him and his best friends. His courage was extraordinary. Thus we find him writing: "Though at times I shall be the most miserable of God's creatures, I will grapple with Fate, it shall never pull me down." On the artistic side this affliction had its compensations in that it isolated the composer from outer distractions, and allowed him to lay entire stress on the spiritual inner side of his art; certainly this is one of the strongest notes in his music—the pure fancy manifested therein. As a deaf musician he is comparable to the blind seer who penetrates more deeply into the mysteries of life than those whose physical eyesight is perfect. Beethoven's closing years form a period of manifold complications, caused by the care of his scapegrace nephew, by his settled deafness and precarious financial position. Yet he grimly continued to compose, his last works being of titanic dimensions such as the Choral symphony, the Mass in D and the last Quartets and Pianoforte Sonatas. Beethoven died on March 26, 1827; nature most appropriately giving a dramatic setting to the event by a terrific storm of hail and snow, lightning and thunder. It would take too long to dwell on the many characteristics of the man Beethoven. Power, individuality and sincerity were stamped upon him, and his music is just what we should expect from his nature. He embodied all the longings, the joys and sorrows of humanity, and gave them such burning utterance that the world has listened ever since.
To touch now upon a few of the formal aspects of Beethoven's work, as far as verbal analysis can help, it may be asserted that he is the acknowledged master of the Sonata Form as Bach was of the Fugue, and in his hands this form, and also the Air with Variations, wereraised to a potency the influence of which is felt even to-day. From beginning to end every portion of the Sonata Form was made over and vitalized. Instead of the perfunctory "flourish of trumpets" which served previous composers for an introduction, this portion with Beethoven deftly leads on the hearer to a contemplation of the main work, and is as carefully planned as the porch of a great Cathedral. For examples, witness the continually growing excitement generated in the introductions to the Second and Seventh Symphonies, the breathless suspense of the introduction to the Fourth, and the primeval, mysterious beginning of the Ninth. And then what a difference in the character and emotional suggestiveness of the themes, that with Beethoven are actual human voices, dramatic characters, which once met can never be forgotten. As Lavoix says of the Fifth Symphony, "Is not this a drama in its purity, where passion is no longer the attribute of a theatrical work, but the expression of our own individual feelings?" No longer are the transitions mere mechanical connections, but a portion of the structure which, though subsidiary, is yet organically developed from that which precedes and inevitably related to that which follows. In the development section we find the real Beethoven. Here his marvellous freshness of invention found full play. Such inexhaustible fancy, such coherence of structure, such subtlety of transformation were unknown in former times, when development was often as lifeless as the perfunctory motions of an automaton. Beethoven's developments are no mere juggling with tones; they are vast tonal edifices, examples of what the imagination of man controlled by intellect can achieve. Possibly Beethoven's greatest skill as a musical architect was shown in his treatment of the Coda, which became the crowning climax of a movement, a last driving home with all possible eloquence of the message heretofore presented. The end of previous compositions had too often been a mere ceasing to go, a running down, but in Beethoven there is usually a strong objective point towards which everything converges.
Fully conscious as he was of the throbbing human message it was his mission to reveal, we may be sure that Beethoven spared no effort to enhance the expressive capabilities of music as a language. Certain aspects of his style in this respect are strikingly noticeable in every one of his representative works. First, the marvellous rhythmic vitality. Note the absence of the former sing-song rhythm of Haydn; in its stead we hear the heart-beat, now fast, now slow, of a livinghuman being. No longer can the hearer in dreamy apathy beat time with his foot. Second, his use of the fiercest dissonances to express the heights and depths of our stormy human existence. In listening to contemporary works nothing should persuade us more strongly to a sympathetic tolerance, or at any rate to a suspension of judgment, than the fact that many of Beethoven's most individual cries (surely in his case the outward expression of what he heard within, those very outbursts which to-day ring longest in our consciousness) were considered at the time of their creation as the ravings of a mad-man. Dissonances, both acoustically and psychologically, are a vital principle in music. In no respect was his music more original than in his Promethean boldness in their use. One of his favorite conceptions was that music should strike fire from the soul of man; it was not meant to lull the hearer into a drowsy revery, but to awaken his spiritual consciousness with a shock at times positively galvanic. A third feature is his subtlety in expression, as is shown by the minute indications in which every page of his work abounds. The crescendos, often leading to a sudden drop to pianissimo, the long stretches of hushed suspense, the violent sforzandos on unimportant beats, the plasticity of periodic formation, all these workings of a rich imagination first gave music its place as the supreme art of human expression.
A word must be spoken concerning two forms which we owe to Beethoven's constructive genius. In place of the former naïve Minuet, so characteristic of the formal manners of its time, he substituted a movement with a characteristic name—the Scherzo, which opened up entirely new possibilities. No mere literary distinction between wit and humor[135]can explain the power of Beethoven's Scherzos; only through his own experience of life can the hearer fathom their secrets. The expression of real humor, akin to that spirit which is found in Cervantes, Swift, Mark Twain and Abraham Lincoln, was a genuine contribution of Beethoven. Deep thinkers alone are capable of humor which, to quote a recent writer, is "that faculty of imagination so humane and sympathetic in its nature that it can perceive at the same time serious and jocose things. It can feel the pathos of a scene on life's stage and yet have an eye for the incongruities of the actors. It is imagination, the feel of kinship with the universal human soul." Beethoven's Scherzos are as varied as life itself. Who can forget the boisterous vitality of this movement in the Eroica, which quite sweepsus off our feet, the haunting mystery of the Scherzo of the Fifth Symphony, or listen unmoved to the grim seriousness, alternating with touching pathos, in the Scherzo of the Ninth? Secondly, his conception of the Air and Variations was so different from anything previously known that he may fairly be called its creator. With him variations became poetic transformations, and the notable works in this form of Brahms, Tchaikowsky, Franck and d'Indy are only freer manifestations of Beethoven's method. Upon two last features, his use of titles and his individualizing of the orchestral instruments, we cannot dwell in detail. Although program music in its literal sense dates back several centuries, Beethoven—far more than was customary before—used external suggestions or incidents, often intimate subjective experiences, as the quickening impulse to his imagination. We know from his own words that, while composing, he generally had some mental picture before him. Very often we are not given the clue to his thoughts, but the titles, familiar to every one, which he did use, such as theHeroicandPastoralSymphonies, theCoriolanusandEgmontOvertures, those to several of the Sonatas, are full of import and show clearly that he was engaged in no mere abstract music making for its own sake. These works are the point of departure for the significant development of modern music along this path. With Beethoven the orchestra began to assume its present importance, and the instruments are no longer treated as mere producers of sound and rhythm, but often as living beings. How eloquent is the message of the Horns in the Trio to the Scherzo of theHeroic! Berlioz compares the double basses in the Fifth Symphony to the gambols of sportive elephants, and instances might be multiplied. But words are futile in describing the wonders of Beethoven. A striking tribute is that of Professor John K. Paine. "In instrumental music Beethoven is pre-eminent, from all points of view, formally, aesthetically and spiritually. Like Shakespeare's, his creations are distinguished by great diversity of character; each is a type by itself. Beethoven is the least of a mannerist of all composers. His compositions are genuine poems, which tell their meaning to the true listener clearly and unmistakably in the language of tones, a language however which cannot be translated into mere words."
We are now in a position to approach intelligently, enthusiastically and reverently the mighty works of Beethoven which, though built upon the foundations of Haydn and Mozart, yet take us into an entirely new world of power and fancy. For illustrations we select the first movement of theThirdorHeroicSymphony; theSeventh Sonata in D majorfor Pianoforte; theFifth Symphony in C minor(entire) and theCoriolanusOverture. In regard to the symphonies it is understood that the emphasis on certain ones and the omission of others implies no ultra-critical attitude. Each of Beethoven's symphonies has its characteristic attributes and each is the work of a genius. But just as in Nature some mountains are more majestic than others, so concerning the nine symphonies we may say that their order of excellence as endorsed by the consensus of mankind would be as follows. The First Symphony is somewhat experimental, composed when Beethoven was working out his technique of expression. It is closely modeled on the style of Haydn and, though showing certain daring touches and though perfectly direct and sincere, is not of marked individuality. In the Second Symphony a long advance is made, for we find numerous traits which are thoroughly distinctive of the genius of Beethoven: the exciting Prelude to the first movement; the heavenly Larghetto, one of the first slow movements of real emotional power; the rollicking Scherzo (note the fantastic touches in the Trio) and the splendor of the last pages of the Finale, which can only be compared to a sunset with its slowly fading colors and its last burst of glory. The general style of the Second Symphony however is that of Haydn and Mozart, though raised to the highest pitch of eloquence. In the Third Symphony the complete Beethoven steps forth. It was his declaration of independence, and in this work, as he himself said, he began a completely new line of activity; it was also his own favorite among the symphonies.[136]Heretofore there had been no such impassioned utterance as is revealed in the first movement of this Third Symphony and there have been few, if any, to equal it since. The Fourth Symphony is an entrancing work and shows Beethoven's inexhaustible variety of mood; since, save for the "grand manner" peculiar to all his works, it differs strikingly from the Third and the Fifth. It was composed during the happiest period of Beethoven's life and is related in its whole character to his emotions and aspirations at that time.[137]The slow movement is the most sublime love-song in music. The Fifth Symphony is undoubtedly the most popular of them all, in the true sense of the term.[138]The reasonfor this verdict is the unparalleled combination in a single work of the emotional intensity found in the first movement, the touching appeal of the slow movement, the mystery, followed by the reckless display of spirit, in the Scherzo and the paean of rejoicing which rings through the Finale. The Sixth or Pastoral, Beethoven's one excursion into the realm of tone-painting based on natural phenomena, is of interest more as a point of departure for the work of his successors than for its intrinsic message. The conception of the possibilities of musical description has so widened since Beethoven, and the facilities for orchestral color so increased, that this symphony, though it has many characteristic beauties, sounds a bit old-fashioned. The Seventh is one of the most original of them all, incomparable for its rhythmic vitality—the Apotheosis of the Dance, as Wagner called it.[139]If rhythm be the basis of music and of life itself, this symphony is thoroughly alive from start to finish, hence immortal. The Eighth is the embodiment of Beethoven's (possibly) most individual trait—his abounding humor. Never before had symphonic music played such pranks as are found here, especially in the Finale. The Symphony is in fact a prolonged Scherzo[140]—the third movement (a Minuetto) being merely for contrast. The Ninth Symphony, composed in the philosophic period of Beethoven's life, when he was attempting still greater heights, is a vast work, the first three movements purely instrumental, and the Finale, for the first time in symphonic literature, a union of solo voices and chorus with the instrumental forces. The text was taken from Schiller's "Ode to Joy." The spirit of the poem made a strong appeal to Beethoven's humanitarian and democratic aspirations and there is no question of the grandeur of his conception. But it is not carping criticism to say that his thoughts were too heaven-soaring for a perfect realization through any earthly means. Beethoven moreover was seldom happy in writing for the human voice—he thought in terms of the instruments—and it is not to be denied that there are several passages in the Finale which consist of mere boisterous shouting. No one save believers in plenary inspiration can give to this Finale the whole-hearted admiration that is paid to the three instrumental movements which are pure gold; especially the seraphic Adagio and the Gargantuan Scherzo with its demoniacal rhythmic energy. To sum up the foregoing estimates, if the student is forced to select and cannot become equally familiar with all of the nine symphonies, a reasonable order of study would be the following: the Fifth, the Third, the Seventh, the Eighth, the Fourth, the Ninth, the Second, the Sixth and the First. See Supplement No. 44.
We shall now make a few comments[141]on the first movement of theThirdorHeroic Symphony, merely to stimulate the hearer's interest, for the music may be trusted to make its own direct appeal. After two short, sonorous chords, which summon us to attention, the first theme, allegro con brio, with its elemental, swinging rhythm, is announced by the 'cellos. It is often glibly asserted that these notes of the tonic triad are the whole of the first theme. This is a great misconception, for although the motive in the first four measures is the generative basis for the entire movement, the arresting, dramatic note of the theme is the C-sharp in measure five. This theme in fact is a typical example of Beethoven's broad sweeps of thought; for prolonged with secondary melodic phrases in the first violins and flutes, its real close does not come until the 13th measure,e.g.
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After a varied repetition of the first motive of the theme, there occurs a passage (measures 23-33)[142]which illustrates one of the most characteristic features in all Beethoven's work,i.e., those sharp dislocations of the rhythm, indicated by the sforzando accents (sf) on beats usuallyunaccentedand often coupled with strong dissonances. Although the basic rhythm is triple, the beats for several measures are in groups of two quarter notes or their equivalent, one half note,e.g.
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No longer can we drift along in dreamy apathy; our vitality is quickened as by the gusts of a tornado. There have been those who for the first time in their lives were jarred from the even tenor of their wayby these impassioned onslaughts. When Beethoven's Symphonies were first played in Paris, it is reported that the operatic composer Boieldieu was much disconcerted, because, as he said, he liked "musique qui me berce." The transition (measures 43-81) is a remarkable example of Beethoven's power of creating ever more and more excitement and expectancy. It containsthreesubsidiary melodic phrases, each of increasing rhythmic animation,e.g.,
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and fairly whirls us into the beautiful contemplative theme at measure 81. This theme embodies some entrancing modulations into remote keys, and then, after one of Beethoven's typical passages of hushed pianissimo (beginning in measure 97) we are led through a series of sforzandos, crescendos and titanic ejaculations to the overpowering dissonances in measure 145, which with the tonic chord close the Exposition in the dominant key. The Development (measures 164-396) is extremely long and varied, but a perfect manifestation of spontaneous, organic treatment—each portion growing inevitablyfrom what has preceded and marching irresistibly onward to its objective goal. Every modulatory, rhythmic and polyphonic device is employed to vary and intensify the message; yet, notwithstanding the diversity of the material, we are held spellbound by the directness and coherence of the thought. Such is Beethoven's passionate insistence on the right to speak out just what he felt that in one stupendous passage (measures 246-277) it seems as if the very Heavens were falling about our heads. At measure 282 a theme of ideal repose is interpolated—just the contrast needed after the preceding cataclysm. The Development proper is renewed in measure 298 and after a repetition of the interpolated theme in measures 320-335 the rhythm of the first theme asserts itself in all its majesty, carrying us upward to a veritable table-land of sublimity. From this we are brought down through a series of decrescendo, modulatory chords, like drifting mists, to an almost complete cessation of musical life—nothing but a pianissimo tremolo on the strings. From this hush there floats in upon us the rhythmic motive of the first theme; then, with affchord of the dominant, we are suddenly brought back into the sunshine of the main theme, and the Recapitulation has begun. This portion with certain happy changes in modulation—note the beautiful variant on the horn in measures 406-414,e.g.,
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—preserves the customary emphasis on the main tonality of E-flat major, ending in measures 549-550 with the same dissonances which closed the Exposition. Then are declaimed by the full orchestra those two dramatic outbursts which usher in the Coda and which may be likened to "Stop! Listen! the best is yet to come." The blunt, intentional disjunction of the harmony adds weight to the assertion,e.g.
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Here we have a convincing illustration of Beethoven's individual conception that the Coda should be a second and final development; special points of interest and treatment being held in store, so that it becomes a truly crowning piece of eloquence. Observe how the reappearance of the interpolated theme balances the Coda with the Development proper and how the various rhythms of the Exposition are concentrated in the last page. Finally a series of bold, vibrato leaps in the first violins—based on the dominant chord—brings this impassioned movement to a close.
A lack of space prevents the inclusion in the Supplement of the rest of the Symphony, but the student is urged to make himself familiar with the three remaining movements: the Marcia Funèbre, the Scherzo and the Finale. The Funeral March is justly ranked with that of Chopin in his B-flat minor Sonata and that of Wagner in the last act of theGötterdämmerungas one of the most eloquent in existence, and contains melodies so touching that they could have come only from the very soul of Beethoven. Especially noteworthy is the aspiring melody of the middle, contrasting portion (Maggiore) where the spirit, freed from earthly dross, seems to mount to the skies in a chariot of fire. The third part, where the minor mode is resumed, abounds in dramatic touches; especially that fugal passage, where the ecclesiastical tone, combined with pealing trumpets, brings before us some funeral pageant in a vast, medieval cathedral. The Coda, beginning in A-flat major, with an impressive mood of resignation, illustrates at its close a psychological use of programmistic effect; for the first theme, treated as a real person, disintegrates before our very eyes—becoming, as it were, a disembodied spirit. Nothing can show more clearly than this passage the widening of the expressive powers of music which we owe to the genius of Beethoven. The same effect with a slightly different dramatic purpose is found at the end of theCoriolanusOverture.
The Scherzo, allegro vivace, in triple time, but markedonebeat a measure = 116 (almost two measures per second!), is unsurpassedfor sustained brilliancy and daring rhythmic changes. It is so idiomatically conceived for orchestra that only the barest idea can be gained from a pianoforte transcription. The prevailing background is a mass of shimmering strings, marked by Beethoven "sempre pp e staccato" and against this stands out a buoyant, folk-song type of melody on the oboe. After some mysterious and fantastic modulations affclimax is reached which leads to the famous syncopated passage where the orchestra seems to hurl itself headlong into space,e.g.
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The Trio, with its three hunting horns, gives a fresh, woodland note typifying Beethoven's love of nature. Some mysterious modulations lead us back from the dim recesses of the forest to the sparkling animation of the Scherzo. In this part of the movement Beethoven plays one of his characteristic practical jokes; for, just where we expect the same syncopated effect as before, the time is changed from 3/4 to 2/2, the duration of the measure remaining the same,e.g.
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This effect may be likened to the uproarious guffaws of a giant. The Coda has a clear reminiscence of the dramatic C-sharp in the main theme of the first movement,e.g.[143]
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Such an organic connection between movements begins to be very frequent in Beethoven's works.
The Finale, Allegro molto, has caused considerable difficulty to the commentators for reasons known only to themselves. Different forms are assigned to it by different critics; one regrets the falling off of inspiration, another asserts that the movement "does not fulfill the requirements which the human mind makes of art; it leaves us confused." Poor Beethoven! But why all this pother? If the inner evidence of the music itself be any justification for structural classification, this wonderful, inspired Finale is a series of free Variations[144]on a double theme of which the parts are related to each other as Soprano and Bass,e.g.
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By beginning the first two variations with the less important of the two melodies (i.e., thebass) Beethoven is simply indulging in his fondness for piquing the fancy of the hearer by starting him on a false trail—not giving away, as it were, his real purpose too soon. Yet from the first announcement of the leading melody in the Third Variation it assumes increasing importance, through successive appearances in E-flat major, B minor, D major and C major, until after a long fugal development we reach the inspired passage (Poco Andante con espressione),e.g.,
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in which the main theme is stated first in its noble simplicity and then enhanced by an obligato melody on the oboe. It is one of the most eloquent passages in all symphonic literature. At its last appearance the real theme comes fully to its own—for thefirsttime in thebass, that fundamental voice—where it is declaimedffin gorgeous splendor by all the lower instruments of the orchestra. It is evident that not even the most inspired genius can sustain such a flight for ever, and after this magnificent paean the workings of Beethoven's imagination resemble those of Nature herself. Following a tranquil intermediary passage in A-flat major we enter upon one of those long, mysterious periods of hushed suspense which may be compared to a long expanse of open country or to the fading lights on the sea at sunset. The last page, beginning with the Presto, is sheer orchestral jubilation of the most intoxicating kind. We may picture an enthusiastic gathering, with hats thrown aloft and shouts of triumph ringing from every throat. It is of historical interest to know that the theme of this Finale must have been a favorite with Beethoven, for he had used it in three former works: aContre-dance, as the basis for a set ofPianoforte Variationsand in theBallet Music to Prometheus. It may not be too fanciful to trace a dramatic relationship between its use in portraying the daring spirit who first stole fire from Heaven and as the crowning message of a work meant to glorify all heroic endeavor. A thorough familiarity with this movement will repay the student not only as exemplifying Beethoven's freedom of expression but indeed as a point of departure for so many modern works in free variation form. See Supplement No. 45.
To illustrate Beethoven's Pianoforte compositions we shall now analyze theSeventh Sonata in D major, op. 10, No. 3. Only wholesale hero-worshipers consider all of the thirty-two Sonatas of equal significance. It is true that, taken as a whole, they are a storehouse of creative vitality and that in each there is something, somewhere, which strikes a spark; for everything which Beethoven wrote was stamped with his dominating personality. But the fire of genius burns more steadily in some of the Sonatas than in others. It is the very essence of genius to have its transcendent moments; only mediocrity preserves a dead level. It is therefore no spirit of fault finding which leads us to centre our attention upon those Sonatas which have best stood the test of time and which never fail to convince us of their "raison d'être": theAppassionata, theWaldstein, theC-sharp minor, thePathétique, theSonata in G major, op. 14, No. 2, andallthe last five, especially the glorious one inA-flat major, op. 119. It is futile to deny that some of the early sonatas are experimental and that certain others do not represent Beethoven at his best, being more the result of his constructive power than of an impelling message which had to be expressed. The D major Sonata has been selected for study because, though composed in Beethoven's first period, it is thoroughly characteristic, and because its performance is withinthe powers of the average intelligent amateur. The full beauty of the later Sonatas can be realized only by great virtuosi who devote to them years of study. The work is in four movements: the first, complete Sonata-form; the second, modified Sonata-form; the third, Three-part; the Finale, a freely treated Rondo-Sonata-form. The first movement, Presto, begins with a vigorous presentation of the main theme which ends in measure 22 with the last of threeffoctaves. The unusually long transition, containing a subsidiary theme in B minor, is remarkable for its onrushing excitement and for the playful false leads which usher in the second theme. After a brilliant cadence in the dominant key, one would suppose this theme might be announced in measure 53, but not so; after three measures of cantabile melody, progress is interrupted by a group of descending octave leaps. A second attempt is now made, this time in A minor, only to be thwarted by a still more capricious octave descent. This time, however, after a dramatic pause, we are rewarded with a clear-cut, periodic melody beginning in measure 66, against which the rhythm of the first theme keeps up a gentle undercurrent. Some interesting modulations develop into a series of descending octaves which, accompanied bysfchords, lead to the closing portion. This brilliant passage accentuates the dominant key of the second theme. After a short tranquillo phrase and some free imitations of the main theme we repeat the Exposition, or go on to the Development ushered in by a bold change to the mediant key of B-flat major. After several appearances of the main theme in the bass, Beethoven takes a leaf out of D. Scarlatti's book and revels in some crossing of the hands and some wide leaps. The Recapitulation corresponds exactly with the first part until we reach the Coda in measure 298, which affords a striking example of Beethoven's power of climax. After a long period of suspense an imitative treatment of the first theme, with kettle-drum effect in the bass, leads to a stringendo ascending passage which closes with two crashing dissonances and two peculiarly grouped chords,e.g.
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They have a hard, cutting brilliance all their own and give just the touch of color needed to finish this dazzling movement.[145]
In the Slow Movement, Largo e Mesto, there is a depth of emotion quite unparalleled in the early history of music.[146]Certainly no composer since Bach had uttered such a message. As soon as the movement begins we are convinced that it represents the outpouring of a soul capable of deep meditations upon life and its mysteries, and with the eloquence at its command to impress these thoughts upon the hearer. The number of themes and their key relationship are those of Sonata-form, but instead of the usual development we have a new contrasting theme of great pathos in the major mode. Observe the poignancy of the dissonances,e.g.,
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in the second theme of the Exposition which begins in measure 17, and the passionate outcries in measures 35 and 37 of the middle portion. Just before the Recapitulation, in measures 41-43, is an early example of Beethoven's fondness for instrumental recitative—music speaking with a more intimate appeal than words. The movement ends with an impassioned Coda which, beginning with the main theme in the bass and working up, more and more agitato, to a powerful climax, dies away with mysterious fragments of the opening measures. The dissonant element so characteristic of the whole movement is retained to the end,e.g.
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The growing importance of dissonance may be seen from a comparison of this movement with the average slow movements of Haydn and Mozart These, although they have serenity and grace, beauty and finish of form, and are sincere manifestations of the genius of their creators, are yet lacking in passion. This placid mood and amiability of style is shown by the comparatively slight employment of dissonances. By unthinking and uncultivated persons dissonances[147]are often considered as something harsh, repellant—hence to be avoided. But dissonances contain the real life and progress of music. They arouse, even take by storm our imaginations and shake us out of our equanimity. Consonant chords represent stability, satisfaction and, when over-used, inertia. The genius of the composer is shown in establishing just theright proportionbetween these two elements; but if there is to be any disproportion let us havetoo muchrather than too little dissonance, for then, at any rate, the music isalive. Since Beethoven the whole development of music as a human language shows the preponderating stress laid on dissonance; to this fact a knowledge of the works of Schumann, Chopin, Wagner, Debussy and Franck will amply testify.[148]The same analogy holds equally in all realms of life, human and physical. The truest development of character depends on the warring elements of good and evil. Honest discontent is the first step to progress. Dissonance is the yeast of music and should be welcomed for its invigorating influence.
The third movement, Minuetto, may be taken as a reply to Haydn's well-known wish "Oh! that some one would write us a new Minuet." Well, here it is—with all the grace and charm of the 18th century type and yet with more import, especially in the Coda with its haunting retrospect. The rhythmic formation of the opening sentence would be clearer if two measures had been thrown intoone, for the swing is clearly that of a 6/4 measure. The Trio, with its Scarlatti-like crossing of the hands, is a playful bit of badinage, affording a delightful contrast to the Minuetto. Such genuine variety in mood makes the Three-part Form of lasting worth.
The Finale, Allegro, with its capricious fortissimo outbursts and unexpected sforzandos is a characteristic example of Beethoven's freedom of utterance. Any cast-iron conception of form was entirely foreign to his nature; instead, he made form the servant of the freest flights of fancy. The movement begins as if it were to be worked out in the so-called Rondo Sonata-form—a hybrid, tripartite structure related to the Sonata-form in that it hastwothemes in the first and last portions, and to the Rondo in that the middle portion is a free Episode instead of the customary development of former material. The salient feature by which this form may always be recognized is that the Exposition closes with adefinite returnto the first theme—thus emphasizing the Rondo aspect—instead of with an expanded cadence based upon the second theme. As we have stated before (seeChapter IX), many of Beethoven's Finales are in this mixed form, clear examples of which may be found in the last movements of the Fourth, Eighth and Twelfth Sonatas. The Finale of the Twelfth Sonata has been included in the Supplement in order to make this important form familiar to the student. To return now to the Finale of the sonata we are studying. Its first two portions correspond exactly to the usual practice in the Rondo-Sonata form just explained;i.e., we find in the Exposition a first theme, a modulatory transition, a second theme (beginning in measure 17) and a definite repetition of the first theme, in measures 25-32. Then, after two measures of bold modulation, begins the middle, episodical passage which, closing with a whimsical cadenza-like passage, leads back to the beginning of the third part. After a complete, slightly varied appearance of the first theme, Beethoven does not repeat the second theme, as we should expect, but allows his fancy to indulge in a series of brilliant passages, exciting modulations and dynamic contrasts. All this freedom is held together by insistence on the fundamentalrhythmic motive (measures 72-83). A final embellished statement of the first theme ushers in the fiery Coda, in measure 92, which ends with a long running passage; beneath, we hear reminiscences of the main theme. It is often stated that Beethoven's Sonatas are lacking in pianistic effect, and it is true that his pianoforte works do not bring out the possibilities of color and sonority as we find them, for example, in Chopin and Debussy—the orchestra and the string-quartet being indeed his favorite media of expression. Yet during his entire early career Beethoven was famous as a performer and improviser on the pianoforte and some, at any rate, of his deepest thoughts have been confided to that instrument. That he was not at all insensible to the beauty of pianistic effect for its own sake is shown by the syncopated, shadowy chords in measures 101-105, the whole justification for which lies in their enchanting sound.[149]