Chapter 31

[Identified by General Keitel as a memorandum of Admiral Canaris]

[Identified by General Keitel as a memorandum of Admiral Canaris]

I reported my conference with Jost to Keitel. He said that he would not pay any attention to this action, as the Fuehrer had not informed him and had only let him know that we were to furnish Heydrich with Polish uniforms. He agreed that I instruct the General Staff. He says that he does not think much of actions of this kind. However, there is nothing else to be done if they have been ordered by the Fuehrer, that he could not ask the Fuehrer how he had planned the execution of this special action. In regard to Dirschau he has decided that this action would be executed only by the army.

I then reported my conference with Roatta. He told me that he thought it very good if Mussolini would tell the Fuehrer in definite terms that he would not enter the war. He personally is of the opinion that Mussolini would join anyhow. I answered him that I believed this improbable by reason of the conference between Ciano and Ribbentrop which I reported to him once more in detail. He says that the Fuehrer had told him contrarywise. Based on my reports he had to conclude that the Fuehrer does not tell him—Keitel—everything. Furthermore, I told him that I had learned from Count Marogna that the King of Italy had told King Alfonse a few days ago that he would not sign under any circumstances if Mussolini should present the order for mobilization.

In connection with this Keitel expresses the opinion that it is quite interesting to note that even a country like Italy which is governed by a dictatorship does not think much of war. How much more so must it be in the democratic countries? He is confident that the English would not interfere. I tried to contradict his views and say that the English would certainly at once institute a blockade and would destroy our merchant shipping. Keitel believes this to be of no great importance as we would receive oil from Rumania. I answered that this is not the deciding factor and that we could not resist a blockade for a long time and that England would fight against this with all their means if we should use force against the Poles and if it were to come to bloodshed. I told him that the English would have acted in precisely the same manner, had any bloodshed occurred when we marched into Czechoslovakia. I tried to explain to Keitel the consequences of economic warfare for Germany and tell him that we have only very few means to counteract it. Just a short while ago I had heard that we could only send 10 submarines into the Atlantic Ocean. Keitel thinks that it should be easy to force Rumania to surrender her oil after the conquest of Poland. I called his attention to the actions of the English in the Balkans and tried to explain to him that the English would certainly have everything prepared in the Balkans for such an eventuality. Bulgaria would not be useful to us as an ally as it would be attacked at once by Rumania and Turkey.

TRANSLATION OF DOCUMENT 798-PS

The Fuehrer's speech to the Commanders in Chief on 22 August 1939

The Fuehrer's speech to the Commanders in Chief on 22 August 1939

I have called you together to give you a picture of the political situation, in order that you may have insight into the individual elements on which I have based my decision to act and in order to strengthen your confidence.

After this we will discuss military details.

It was clear to me that a conflict with Poland had to come sooner or later. I had already made this decision in spring, but I thought that I would first turn against the West in a few years, and only afterwards against the East. But the sequence cannot be fixed. One cannot close one's eyes even before a threatening situation. I wanted to establish an acceptable relationship with Poland in order to fight first against the West. But this plan, which was agreeable to me, could not be executed, since essential points have changed. It became clear to me, that Poland would attack us in case of a conflict with the West. Poland wants access to the sea. The further development became obvious after the occupation of the Memel region, and it became clear to me that under circumstances a conflict with Poland could arise at an inopportune moment. I enumerate as reasons for this reflection:

1. First of all two personal constitutions:

My own personality and that of Mussolini.

Essentially it depends on me, my existence, because of my political activities. Furthermore the fact that probably no one will ever again have the confidence of the whole German people as I do. There will probably never again be a man in the future with more authority than I have. My existence is therefore a factor of great value. But I can be eliminated at any time by a criminal or an idiot.

The second personal factor is the Duce. His existence is also decisive. If something happens to him, Italy's loyalty to the alliance will no longer be certain. The basic attitude of the Italian court is against the Duce. Above all, the court sees in the expansion of the empire a burden. The Duce is the man with the strongest nerves in Italy.

The third factor favorable for us is Franco. We can ask only benevolent neutrality from Spain. But this depends on Franco's personality. He guarantees a certain uniformity and steadiness of the present system in Spain. We must take into account the fact that Spain does not as yet have a Fascist party of our internal unity.

On the other side a negative picture as far as decisive personalities are concerned. There is no outstanding personality in England or France.

For us it is easy to make decision. We have nothing to lose; we can only gain. Our economic situation is such, because of our restrictions, that we cannot hold out more than a few years. Goering can confirm this. We have no other choice, we must act. Our opponents risk much and can gain only a little. England's stake in a war is unimaginably great. Our enemies have men who are below average. No personalities. No masters, no men of action.

Besides the personal factor, the political situation is favorable for us; in the Mediterranean rivalry among Italy, France, and England, in the Orient tension, which leads to the alarming of the Mohammedan world.

The English empire did not emerge from the last war strengthened. From a maritime point of view, nothing was achieved. Conflict between England and Ireland. The South African Union became more independent. Concessions had to be made to India. England is in great danger. Unhealthy industries. A British statesman can look into the future only with concern.

France's position has also deteriorated particularly in the Mediterranean.

Further favorable factors for us are these:

Since Albania there is an equilibrium of power in the Balkans. Yugoslavia carries the germ of collapse because of her internal situation.

Rumania did not grow stronger. She is liable to attack and vulnerable. She is threatened by Hungary and Bulgaria. Since Kemal's death, Turkey has been ruled by small minds, unsteady, weak men.

All these fortunate circumstances will no longer prevail in 2 to 3 years. No one knows how long I shall live. Therefore conflict better now.

The creation of Greater Germany was a great achievement politically, but militarily it was questionable, since it was achieved through a bluff of the political leaders. It is necessary to test the military. If at all possible, not by general settlement, but by solving individual tasks.

The relation to Poland has become unbearable. My Polish policy hitherto was in contrast to the ideas of the people. My propositions to Poland (Danzig corridor) were disturbed by England's intervention. Poland changed her tone toward us. The initiative cannot be allowed to pass to the others. This moment is more favorable than in 2 to 3 years. An attempt on my life or Mussolini's could change the situation to our disadvantage. One cannot eternally stand opposite one another with cocked rifle. A suggested compromise would have demanded that we change our convictions and make agreeable gestures. They talked to us again in the language of Versailles. There was danger of losing prestige. Now the probability is still great that the West will not interfere. We must accept the risk with reckless resolution. A politician must accept a risk as much as a military leader. We are facing the alternative to strike or to be destroyed with certainty sooner or later.

Reference to previous risks.

I would have been stoned if I had not carried my point. The most dangerous step was the invasion of the neutral zone. Only a week before, I got a warning through France. I have always accepted a great risk in the conviction that it may succeed.

Now it is also a great risk. Iron nerves, iron resolution.

The following special reasons strengthen my idea. England and France are obligated, neither is in a position for it. There is no actual rearmament in England, just propaganda. It has done much damage that many reluctant Germans said and wrote to Englishmen after the solution of the Czech question: The Fuehrer carried his point because you lost your nerve, because you capitulated too soon. This explains the present propaganda war. The English speak of a war of nerves. It is one element of this war of nerves to present the increase of armament. But how is British rearmament in actual fact? The construction program of the Navy for 1938 has not yet been filled. Only mobilization of the reserve fleet. Purchase of fishing steamers. Considerable strengthening of the Navy, not before 1941 or 1942.

Little has been done on land. England will be able to send a maximum of 3 divisions to the continent. A little has been done for the air force, but it is only a beginning. AA defense is in its beginning stages. At the moment England has only 150 AA guns. The new AA gun has been ordered. It will take a long time until enough have been produced. Fire directors are lacking. England is still vulnerable from the air. This can change in 2 to 3 years. At the moment the English air force has only 130,000 men, France 72,000 men, Poland 15,000 men. England does not want the conflict to break out for two or three years.

The following is characteristic for England. Poland wanted a loan from England for rearmament. England, however, only gave credit in order to make sure that Poland buys in England, although England cannot deliver. This means that England does not really want to support Poland. She does not risk 8 millions pounds in Poland, although she put half a billion into China. England's position in the world is very precarious. She will not accept any risks.

France lacks men (decline of the birth rate). Little has been done for rearmament. The artillery is antiquated. France did not want to enter on this adventure. The West has only two possibilities to fight against us:

1. Blockade: It will not be effective because of our autarchy and because we have sources of aid in the east.

2. Attack from the west from the Maginot line: I consider this impossible.

Another possibility is the violation of Dutch, Belgium, and Swiss neutrality. I have no doubts that all these states as well as Scandinavia will defend their neutrality by all available means. England and France will not violate the neutrality of those countries. Actually England cannot help Poland. There remains an attack on Italy. A military attack is out of the question. No one is counting on a longer war. If Mr. von Brauchitsch had told me that I would need 4 years to conquer Poland I would have replied: then it cannot be done. It is nonsense to say that England wants to wage a long war.

We will hold our position in the West until we have conquered Poland. We must be conscious of our great production. It is much bigger than in 1914-1918.

The enemy had another hope, that Russia would become our enemy after the conquest of Poland. The enemy did not count on my great power of resolution. Our enemies are little worms. I saw them in Munich.

I was convinced that Stalin would never accept the England offer. Russia has no interest in maintaining Poland and Stalin knows that it is the end of his regime no matter whether his soldiers come out of a war victoriously or beaten. Litvinow's replacement was decisive. I brought about the change toward Russia gradually. In connection with the commercial treaty we got into political conversation. Proposal of a non-aggression pact. Then came a general proposal from Russia. Four days ago I took a special step, which brought it about that Russia answered yesterday that she is ready to sign. The personal contract with Stalin is established. The day after tomorrow von Ribbentrop will conclude the treaty. Now Poland is in the position in which I wanted her.

We need not be afraid of a blockade. The East will supply us with grain, cattle, coal, lead and zinc. It is a big arm, which demands great efforts. I am only afraid that at the last minute some Schweinhund [literally, swineherd's dog; figuratively, filthy person] will make a proposal for mediation.

The political arm is set farther. A beginning has been made for the destruction of England's hegemony. The way is open for the soldier, after I have made the political preparations.

Today's publication of the non-aggression pact with Russia hit like a shell. The consequences cannot be overlooked. Stalin also said that this course will be of benefit to both countries. The effect on Poland will be tremendous.

Goering answers with thanks to the Fuehrer and the assurance that the armed forces will do their duty.

PARTIAL TRANSLATION OF DOCUMENT 812-PS

[Seal]                  Salzburg, 22 Aug. 1939The Gauleiter              ChiemseePersonal!Only direct delivery!To the Reich Minister Dr. Arthur SEYSS-INQUART,VIENNA I Ballhausplatz 2Dear Dr. Seyss:

I have received your letter of 19 August 1939, in which you asked me to inform you what I know of those matters, which among others, are the subject of your correspondence with Buerckel.

I do not wish to discuss sundry talks and all that has been brought to my notice in the course of time by different people. I wish to clarify essentially my own attitude.

On the 5th of July 1939 I was asked by telephone by the Reich Commissioner Gauleader Buerckel if I was in possession of the memorandum of Globus regarding the events of March. I told him that I do not have this memorandum and that I never possessed a single part of it, that I furthermore did not then participate in the matter and do not know its content. Because of official requests by Buerckel I have entrusted him with a report accompanied by a letter written on the 6th July.

If Buerckel now writes to you that certain statements were confirmed by me, I feel obliged to entrust you with a copy each of my copies of those two documents, which were only written in single originals. I shall specially inform Buerckel of this. I connect this with the declaration, that I have given—apart from those written explanations—no confirmations, declarations, or criticisms whatsoever regarding you and your attitude and that I have authorized nobody to refer to any statements of mine.

Since the beginning of our collaboration I have always expressed and represented forcefully my ideas regarding yourself and my opinion of your personality. This conception of mine was the very basis of our collaboration. The events of February and March have not changed this, especially since I considered the political success of the 11th March merely as a confirmation of the intentions and convictions which have equally induced both of us to collaborate.

As far as Globus is concerned you are fully aware of his species which I judged always and in every situation only by its good side. I believe that you already talked to Globus about the occurrences between the 11th of March 1938 and today; and I am convinced that he will tell you everything that is bothering him, if you will speak to him about this matter, as is your intention.

With the best regards andHEIL HITLER!Yours2 enclosures.[signed]      Friedl Rainer

Copy.Salzburg, 6 July 1939To the Reich Commissar Gauleiter Josef BuerckelVienna IParliamentDear Party Member Buerckel!

Soon after taking over in Austria, Klausner, Globocnik, and I flew to Berlin to report to Hitler's deputy, Hess, about the events which led to our taking over the government. We did this because we had the impression that the general opinion, perhaps also Hitler's own, was that the liberation depended more on Austrian matters of state rather than the party. To be more exact. Hitler especially mentioned Dr. Seyss-Inquart alone; and public opinion gave him alone credit for the change and thus believed him to have played the sole leading role.

This conception does not, however, correspond to the true proportions of powers and to the conditions of leadership which were completely clear until 12 March 1938. At that time I gave a short report in Klausner's behalf to the deputy of Hitler and also submitted a short summary of the developments since 1934. I made no single copy of this. I did not take part in further actions of this kind since they seemed to me to be too much connected with personal feelings. I think the main reason for the fact that the person of Dr. Seyss-Inquart seemed to Hitler and to public opinion to have stepped in the limelight in those March days, was that no position existed in the party from which one might have presented oneself to the public; and that there was no man who had the guts to let himself be presented. The actual reason was that the party leadership had to remain secret during the whole illegal fight, secret even from the Reich German public. He who wanted to direct correctly the political battle of the Austrian nazism had to forego public fame. Leopold did not want to forego that and made such decisive political mistakes that his recall became necessary. The person of Klausner never longed for fame and was therefore not suitable to appear gloriously after the taking over of power. The two powers behind Klausner—I consider the dynamic part of Globocnik and the political part of myself—were bound from the beginning, as collaborators of Klausner's, to put him to the fore.

We saw in March and April how a false picture about the actual leadership conditions developed from this fact which could not be corrected in spite of our attempts to that effect. This was an important factor for the varying moods of Globocnik who hoped especially from you that you would emphasize for Hitler and also for the public the role of the party during the events preceding 12 March 1938. I limited myself to address this verbal and written declaration to party member Hess, and furthermore to secure the documents from the March days. In addition, I spoke at every available opportunity about the fight of the party. I did not undertake steps to give just credit to other persons for the glory which was excessively ascribed to one person, Dr. Seyss-Inquart; and I would not do that, primarily because I appear as a beneficiary, and furthermore because I believe that I would not gladden Hitler by doing so. I am also convinced that Dr. Seyss-Inquart did not act crookedly, and furthermore that Hitler does not want to commit an act of historical justice by special preference of his person, but that he is attracted to him personally. It really is of no great account to Hitler if this or that person was more or less meritorious, in this sector of the great fight of the movement. Because, in the last analysis, by far the greatest part is to be ascribed only to him; he alone will be considered by history as the liberator of Austria. I, therefore, considered it best to accept existing conditions and look for new fertile fields of endeavor in the party.

If I should be asked to describe—without personal interest—the role of the party according to my best conviction, I am ready to do so at any time. For this reason I promised yesterday to submit to you again a short summary, and to make it available for your confidential use. Of this letter and of this abbreviated description I retain the sole copy.

Heil Hitler!Rainer e.h.1 Enclosure

COPY.

Report on the events in the NSDAP of Austria since the beginning of the last stage of battle until the seizure of power on the 11th March 1938.

Report on the events in the NSDAP of Austria since the beginning of the last stage of battle until the seizure of power on the 11th March 1938.

In 1933 the Party fought a parliamentary battle. By the seizure of power in the Reich it gained considerably in numbers. It started to try to enforce new elections in order to gain admission into the government. By these means it should have taken over the government. The enemies recognized this fact, and the Government Dollfuss preceded, while tolerating the reds, to force the NSDAP from its legal plane in order to render it innocuous. In this the government used legal tricks, thereby practically doing away progressively with the democratic constitution. The first attempts of the government were answered by the Party with an increase of pressure; and the government's breaches of constitution were answered by arbitrary acts with the assumption that it might thus be able to overthrow the government. This assumption was wrong; at that time the government had the backing of all anti-German foreign countries, and it felt sufficiently strong to prohibit the NSDAP, and confession of adherence to the NSDAP, and subsequently to treat as high treason the confession in favor of the "Anschluss".

Thus the first stage of battle commenced which ended with the July rising of 1934. The decision for the July rising was right, and the execution of it was faulty. The result was a complete destruction of the organization; the loss of entire groups of fighters through imprisonment or flight into the "Alt-Reich"; and with regard to the political relationship of Germany to Austria, a formal acknowledgement of the existence of the Austrian State by the German Government. With the telegram to Papen, instructing him to reinstitute normal relationships between the two states, the Fuehrer had liquidated the first stage of the battle; and a new method of political penetration was to begin. By order of the Fuehrer the Landesleitung Munich was dissolved, and the party in Austria was left to its own resources.

There was no acknowledged leader for the entire party in Austria. New leaderships were forming in the mine Gaus. The process was again and again interrupted by the interference of the police; there was no liaison between the formations, and frequently there were two, three or more rival leaderships. The first evident, acknowledged speaker of almost all the Gaus in Autumn 1934 was engineer Reinthaller (already appointed Landesbauernfuehrer [leader of the country's farmers] by Hess). He endeavoured to bring about a political appeasement by negotiations with the government, with the purpose of giving the N.S.D.A.P. legal status again, thus permitting its political activities. Simultaneously Reinthaller started the reconstruction of the illegal political organization, at the head of which he had placed engineer Neubacher.

The first attempt to create a legal political organization which was to negotiate with the Government while a secret illegal organization existed, did not succeed; it brought about quarrels in almost all Gaus and ended with pressure of the illegal branch against the policy of appeasement of Reinthaller, and with the latter's retirement as Landesleiter [country leader]. The successor, Neubacher, head of the illegal organization, was not recognized by all the Gaus, because meanwhile the former Gauleader of Lower Austria, Captain Leopold, was released; and he claimed the country leadership because of his seniority in the party. In Carinthia at about that time, Klausner with his collaborators Globocnik, Rainer, Longhin and Pawlowski had reconstructed and readied the Gau Carinthia. The Gau Carinthia kept away from the quarrels of the leaders, and arbitrated the differences between Leopold and Neubacher, and finally effected a solution in such a way that Neubacher and his adherents recognized Leopold as the country leader; and Leopold appointed Neubacher to be his deputy. The points of friction between those two groups were not yet eliminated. Those differences did not remain concealed from the police; and the police got hold of a polemic by the group of Leopold against the group of Neubacher, on the strength of this material they arrested Leopold and Neubacher.

At that time the success of the calm attitude of the Gau Carinthia was crowned by the fact that after these arrests the representatives of all the Gaus came to Carinthia to offer Klausner the country leadership. By order of Klausner Dr. Rainer reported at these conferences the political referendum and developed the political conception as adopted by the Gau Carinthia on the basis of which, as a matter of fact, an agreement was reached. In July 1935 Klausner became the head of the movement without, however adopting the title of country leader because he considered it wrong as long as the country leader Leopold was imprisoned, but he looked upon himself as the speaker of the college of Gauleaders. With the consent of the representatives of all the Gaus, Klausner at that time appointed Globocnik as co-worker for the organizational part, and Rainer as co-worker for the political part of his task.

In August some further arrests took place, the victims of which were, apart from the Gauleaders, also Globocnik and Rainer. Schattenfroh then claimed, because of an instruction received from the imprisoned Leopold, to have been made deputy country leader. A group led by engineer Raffelsberger had at this time also established connections with departments of the Alt-Reich (Ministry of Propaganda, German Racial Agency, etc.) and made an attempt to formulate a political motto in the form of a program for the fighting movement of Austria. In Spring of 1936 Schattenfroh was arrested; he had named party member Hinterleitner of Linz as his successor as managerial country leader. In March Klausner was arrested in connection with the arrest of about 60 leading Nazis, whereas Dr. Rainer was released. Hinterleitner again followed those directives which were set down at the conferences at Carinthia in the Spring of 1935; and in May 1936 he appointed Rainer, Globocnik and engineer Hiedler to the country leadership in the following spheres of influence:

Rainer to be chief of the political staff; Hiedler as chief of the organization; and Globocnik as liaison officer with the Reich and as organizer of all the auxiliary bases outside of Austria.

The principles of the construction of the organization were: The organization is the bearer of the illegal fight and the trustee of the idea to create a secret organization, in a simple manner and without compromise, according to the principle of organizing an elite to be available to the illegal land-party council upon any emergency. Besides this, all political opportunities should be taken and all legal people and legal chances should be used without revealing any ties with the illegal organization. Therefore, co-operation between the illegal party organization and the legal political aides was anchored at the top of the party leadership. All connections with the party in Germany were kept secret in accordance with the orders of the Fuehrer. These said that the German state should officially be omitted from the creation of an Austrian NSDAP; and that auxiliary centers for propaganda, press, refugees, welfare, etc. should be established in the foreign countries bordering Austria.

Hinterleitner already contacted the lawyer Seyss-Inquart, who had connection with Dr. Wachter which originated from Seyss-Inquart's support of the July uprising. On the other side Seyss-Inquart had a good position in the legal field and especially well-established relations with Christian-Social politicians. Dr. Seyss-Inquart came from the ranks of the "Styrian Heimatschutz" and became a party member when the entire "Styrian Heimatschutz" was incorporated into the NSDAP. Another personality who had a good position in the legal field was Col. Glaise-Horstenau who had contacts with both sides. The agreement of 11 July 1936 was strongly influenced by the activities of these two persons. Papen mentioned Glaise-Horstenau to the Fuehrer as being a trusted person.

At that time the Fuehrer wished to see the leaders of the party in Austria in order to tell them his opinion on what Austrian National-Socialists should do. Meanwhile Hinterleiter was arrested, and Dr. Rainer became his successor and leader of the Austrian party. On 16 July 1936, Dr. Rainer and Globocnik visited the Fuehrer at the "Obersalzburg" where they received a clear explanation of the situation and the wishes of the Fuehrer. On 17 July 1936, all illegal Gauleiters met in Anif near Salzburg, where they received a complete report from Rainer on the statement of the Fuehrer and his political instructions for carrying out the fight. At the same conference the Gauleiters received organizational instructions from Globocnik and Hiedler.

Upon the proposal of Globocnik, the Fuehrer named Lt. Gen. [Gruppenfuehrer] Keppler as chief of the mixed commission which was appointed, in accordance with the state treaty of 11 July 1936, to supervise the correct execution of the agreement. At the same time Keppler was given full authority by the Fuehrer for the party in Austria. After Keppler was unsuccessful in his efforts to cooperate with Leopold, he worked together with Dr. Rainer, Globocnik, Reinthaller as leader of the peasants, Kaltenbrunner as leader of the SS, and Dr. Jury as deputy-leader of the Austrian party, as well as with Glaise-Horstenau and Seyss-Inquart.

Regarding internal conditions, it was clear that full recognition of the party leadership was given by Seyss-Inquart. He was also in permanent contact with Capt. Leopold, and there were never any serious conflicts between them. But he also acknowledged the correctness of Dr. Rainer's political interpretations, and the actual leadership of Dr. Rainer in all political actions. The situation was much the same with Glaise-Horstenau who was whole-heartedly for Rainer and Globocnik but always carefully guarded the legal party position of Leopold.

Due to the cooperation of the above-mentioned people with group leader Keppler and other officials of the Reich and due to the activities of other contact-men in Austria, it was possible to obtain the appointment of Seyss-Inquart as "Staatsrat" (councillor of state) in July 1937. Due to the same facts, the Chancellor Dr. Schuschnigg was forced to take a new so-called "satisfactory action". Through all this a new and stronger political position was won in the Austrian system. The National-Socialist Party became acceptable again in the political field and became a partner with whom one had to negotiate, even when it was not officially incorporated into internal Austrian political developments. This complicated political maneuver, accompanied by the steadily increasing pressure from the Reich, led to the talks between the Fuehrer and Schuschnigg at the Obersalzberg. Here Gruppenfuehrer Keppler presented the concrete political demands of the fighting underground movement, which he estimated according to his personal experiences and the information he received. The results of these talks were the right of a free acknowledgment of the National Socialist movement on the one hand and the recognition of an independent Austrian state on the other hand, as well as the appointment of Seyss-Inquart as Minister of Interior and Public Safety, as a person who will guarantee to both sides the proper carrying out of the agreements. In this way Seyss-Inquart occupied the key position and was in the center of all obvious political actions. A legal base in the government was won for the party. This resulted in a paralysis of the "system apparatus" (Schuschnigg government) at a time when a revolution needed to be carried out. Through this, the basis for a new attack on the Schuschnigg government was won.

Another result of the agreement was the appointment by the Fuehrer of Leopold as a member of the Staff of Hess. After a long, personal talk with Klausner, the Fuehrer appointed him as leader of the Austrian National Socialists, upon recommendation of Keppler. The relationship between Seyss-Inquart and Klausner was as follows: Seyss-Inquart acknowledged unconditionally the party leadership and actions taken by it; and he also acknowledged Klausner as the leader of the party. As a party member he was under the command of Klausner and received orders from him. But as a result of the agreement at Berchtesgaden and the statement the Fuehrer made to him during his state visit in Berlin, Seyss-Inquart was the personal trustee of the Fuehrer and directly responsible to him for the illegal NSDAP in Austria within the confines of his political sphere. Seyss-Inquart also acknowledged the free political initiative of the party leader of Austria.

The "Landesleitung" received word about the planned plebiscite through illegal information services, on 9 March 1938 at 10 a.m. At the session which was called immediately afterwards, Seyss-Inquart explained that he had known about this for only a few hours, but that he could not talk about it because he had given his word to keep silent on this subject. But during the talks he made us understand that the illegal information we received was based on truth, and that in view of the new situation, he had been cooperating with the "Landesleitung" from the very first moment. Klausner, Jury, Rainer, Globocnik and Seyss-Inquart were present at the first talks which were held at 10 a.m. There it was decided that first, the Fuehrer had to be informed immediately; secondly, the opportunity for the Fuehrer to intervene must be given to him by way of an official declaration made by Minister Seyss-Inquart to Schuschnigg; and thirdly, Seyss-Inquart must negotiate with the government until clear instructions and orders were received from the Fuehrer. Seyss-Inquart and Rainer together composed a letter to Schuschnigg, and only one copy of it was brought to the Fuehrer by Globocnik, who flew to him on the afternoon of 9 March 1938.

Negotiations with the government were not successful. Therefore they were stopped by Seyss-Inquart in accordance with the instructions he received from the Fuehrer. On the 10th March all preparations for future revolutionary actions had already been made, and the necessary orders given to all units leaders. During the night of the 10th to 11th, Globocnik returned from the Fuehrer with the announcement that the Fuehrer gave the party freedom of action and that he would back it in everything it did. Rainer then gave the final instruction for Friday, the 11th of March, and explained that three situations might develop within the following days:

1st Case: The plebiscite will not be held. In this case, a great demonstration must be held.

2nd Case: Schuschnigg will resign. In this case, a demonstration was ordered in taking over the government power.

3rd Case: Schuschnigg will take up the fight. In this case, all party leaders were ordered to act upon their own initiative, using all means to capture the position of power.

Dr. Seyss-Inquart took part in these talks with the Gauleiters.

On Friday, 11 March, the minister Glaise-Horstenau arrived in Vienna after a visit with the Fuehrer. After talks with Seyss-Inquart he went to see the chancellor. At 11:30 a.m. the "Landesleitung" had a meeting at which Klausner, Rainer, Globocnik, Jury, Seyss-Inquart, Glaise-Horstenau, Fishboeck and Muehlmann participated. Dr. Seyss-Inquart reported on his talks with Dr. Schuschnigg which had ended in a rejection of the proposal of the two ministers.

In regard to Rainer's proposal, von Klausner ordered that the government be presented with an ultimatum, expiring at 1400 hours, signed by legal political, "Front" men, including both ministers and also State Councillors Fishboeck and Jury, for the establishment of a voting date in three weeks and a free and secret ballot in accordance with the constitution.

On the basis of written evidence which Glaise-Horstenau had brought with him a leaflet, to be printed in millions of copies, and a telegram to the Fuehrer calling for help, were prepared.

Klausner placed the leadership of the final political actions in the hands of Rainer and Globocnik. Schuschnigg called a session of all ministers for 2:00 p.m. Rainer agreed with Seyss-Inquart that Rainer would send the telegram to the Fuehrer and the statement to the population at 3:00 p.m. and at the same time he would start all necessary actions to take over power unless he received news from the session of the ministers' council before that time. During this time all measures had been prepared. At 2:30, Seyss-Inquart 'phoned Rainer and informed him that Schuschnigg had been unable to take the pressure and had recalled the plebiscite but that he had refused to call a new plebiscite and had ordered the strongest police measures for maintaining order. Rainer asked whether the two ministers had resigned, and Seyss-Inquart answered "No." Rainer informed the "Reichskanzlei" through the German Embassy, and received an answer from Goering through the same channels that the Fuehrer will not consent to partial solutions and that Schuschnigg must resign. Seyss-Inquart was informed of this by Globocnik and Muehlmann; talks were had between Seyss-Inquart and Schuschnigg: Schuschnigg resigned. Seyss-Inquart asked Rainer what measures the party wished taken. Rainer's answer: Reestablishment of the government by Seyss-Inquart, legalization of the party, and calling up of the SS and SA as auxiliaries to the police force. Seyss-Inquart promised to have these measures carried out, but very soon the announcement followed that everything might be threatened by the resistance of Miklas. Meanwhile word arrived from the German Embassy that the Fuehrer expected the establishment of a government under Seyss-Inquart with a national majority, the legalization of the party, and permission for the legion to return, all within the specified time of 7:30 p.m.; otherwise, German troops would cross the border at 8:00 p.m. At 5:00 p.m., Rainer and Globocnik, accompanied by Muehlmann, went to the Chancellor's office to carry out this errand.

Situation: Miklas negotiated with Ender for the creation of a government which included, blacks, reds and National Socialists, and proposed the post of Vice-Chancellor to Seyss-Inquart. The latter rejected it and told Rainer that he was not able to negotiate by himself because he was personally involved, and therefore a weak and unpleasant political situation might result. Rainer negotiated with Zernette. Director of the cabinet Huber, Guide Schmidt, Glaise-Horstenau, Legation Councillor Stein, Military Attache General Muffe, and the "Gruppenfuehrer" Keppler, who had arrived in the meantime, were also negotiating. At 7:00 p.m. Seyss-Inquart entered the negotiations again. Situation at 7:30 p.m.: Stubborn refusal of Miklas to appoint Seyss-Inquart as Chancellor; appeal to the world in case of a German invasion.

Gruppenfuehrer Keppler explained that the Fuehrer did not yet have an urgent reason for the invasion. This reason must first be created. The situation in Vienna and in the country is most dangerous. It is feared that street fights will break out any moment because Rainer ordered the entire party to demonstrate at 3 o'clock. Rainer proposed storming and seizing the government palace in order to force the reconstruction of the government. The proposal was rejected by Keppler but was carried out by Rainer after he discussed it with Globocnik. After 8:00 p.m. the SA and SS marched in and occupied the government buildings and all important positions in the city of Vienna. At 8:30 p.m. Rainer, with the approval of Klausner, ordered all Gauleiters of Austria to take over power in all eight "gaus" of Austria, with the help of the SS and SA and with instructions that all government representatives who try to resist should be told that this action was taken on order of Chancellor Seyss-Inquart.

With this, the revolution broke out, and this resulted in the complete occupation of Austria within three hours and the taking over of all important posts by the party. * * *

The seizure of power was the work of the party supported by the Fuehrer's threat of invasion and the legal standing of Seyss-Inquart in the government. The national result in the form of the taking over of the government by Seyss-Inquart was due to the actual seizure of power by the party on one hand, and the political efficiency of Dr. Seyss-Inquart in his territory on the other; but both factors may be considered only in the relation to the Fuehrer's decision on 9 March 1938 to solve the Austrian problem under any circumstances and the orders consequently issued by the Fuehrer.

6.7.1939      Rainer e. h.

TRANSLATION OF DOCUMENT 829-PS

TOP SECRETCopyThe Chief of the OKWWFST. / Abt. L (IV/Qu)Nr. 002060/41 g. Kdos.F.H. Qu., 16 September 194140 copies, 32nd copySubject: Communist insurrection in the occupied territories.

1. Since the campaign against Soviet Russia started there have been communist insurrections everywhere in the territories occupied by Germany. The actions range from propaganda and assaults against single members of the armed forces to open revolt and spreading guerilla warfare.

It should be noted that this is amass movement which is centrally directed from Moscowand to which also the single and seemingly trifling incidents are to be ascribed occurring in areas which have been quiet so far.

Due to the manifold political and economic tensions in the occupied territories we must also expectnationalistic and other groupsto take advantage of the situation and to instigate difficulties for the German occupation troops by joining the communist insurrection.

This way an increasingdanger for the German conduct of the wararises which becomes apparent first by generally unsafe conditions for the occupation troops and already has led to troops being detached to the main centers of the unrest.

2. Previous measures to counteract this general communist insurrection have proved inadequate.

The Fuehrer has now ordered thateverywhere the most drastic meansare to be employed in order to quench the movement within the shortest time possible.

Only in this manner which has always been employed successfully by great nations in the history of their conquests quiet can be restored.

3. The followingdirectivesare to be observed:

a.In each case ofrevoltagainst the German occupation forceCommunist sourcesare to be suspected regardless of what the individual circumstances are.

b.To nip the plots in the bud the most drastic means are to be employed immediately at the first provocation in order to make the authority of the occupation force prevail and to prevent further spreading. Attention should be paid to the fact that a human life in the countries concerned often means nothing and only by unusual severity can a deterrent effect be achieved. In these cases the life of one German soldier must be atoned for by the death sentence for 50 to 100 communists, as a rule. The manner of execution shall further increase the deterrent effect.

The opposite procedure to use relatively mild punishment first and to do with the threat of more severe action as a deterrent is not in accordance with these principles and therefore should not be employed.

c.Thepolitical relationshipsbetween Germany and the respective country in question are irrelevant for the attitude of the military occupation authorities.

To the contrary, it is to be considered and emphasized by propaganda that striking with energy will also liberate the native populations from communist criminals and result to their benefit.

Clever propaganda of this kind consequently will not cause undesirable reactions of the friendly parts of the population on account of the severe measures against the communists.

d.Native menwill generally be a failure in the execution of such measures of force. Their strengthening brings an increased danger for our own troops and therefore must not be allowed.

However, prizes and rewards should be lavishly offered to the population in order to ensure its cooperation in a suitable way.

e.If as an exceptioncourt martialis to be opened in connection with communist revolts or other offenses against the German occupation force, the most drastic penalties are to be imposed.

In such cases the death penalty only can be an actual means having deterrent effect. Particularly acts of espionage and sabotage and attempts to join a foreign army are, as a rule, to be punished with death. Also in cases of bearing arms without permission the death sentence is to be imposed in general.

4. Thecommanders in the occupied territoriessee to it that these principles are made known to all military offices without delay which have to deal with communist acts of revolt.

Certified          /s/      Keitel[signature illegible]M.V.J.Distribution:

TRANSLATION OF DOCUMENT 833-PS

SECRETHigh Command of the Armed Forces      Berlin, 2 February 1942.


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